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25D - AGMT RECORDKEEPING SVC 457 PLAN
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25D - AGMT RECORDKEEPING SVC 457 PLAN
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Last modified
7/12/2018 5:33:26 PM
Creation date
7/12/2018 5:26:24 PM
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Template:
City Clerk
Doc Type
Agenda Packet
Agency
Finance & Management Services
Item #
25D
Date
7/17/2018
Destruction Year
2023
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SECTION 8 — DEFINITIONS <br />"Agreement" is the Investment Agreement, including the Base Agreement, Investment <br />Addendum (Addenda) and Application. <br />"Base Agreement" includes Sections 1 through 8 and the Expense Schedule. <br />"Benefit" is any payment to which a Participant is entitled under the terms of the Plan. <br />"PRIAC" is Prudential Retirement Insurance and Annuity Company. <br />"Code" is the Internal Revenue Code of 1986, as amended from time to time. <br />"Contributions" are amounts contributed under the terms of the Plan on or after the -effective date <br />of this Agreement. <br />"Deposits" are Contributions, Transferred Assets and Rollovers described in Section I. <br />"Distributions" are withdrawals for Benefit payments described in Section 3. <br />"Expenses" are expenses and charges described in the Expense Schedule. <br />"Investment Agreement" is a group annuity contract, GA -)D=, issued by PRIAC. <br />"Investment Addendum" describes each investment vehicle available under the Agreement, as <br />You select, and all conditions associated with the use of the investment vehicle under this <br />Agreement. <br />"Investor" is Prudential Bank & Trust, FSB, as Trustee of the City of Santa Ana Deferred <br />Compensation Plan Trust, the Plan Sponsor, or any person designated by the Investor or the Plan <br />Sponsor to carry out its administrative functions. <br />"Participant" is an individual having an account under the Plan. <br />"Plan" is City of Santa Ana Deferred Compensation Plan, as adopted by the Plan Sponsor, <br />effective, as constituted on the Effective Date of this Agreement, and as amended from time to <br />time. <br />"Plan Sponsor" is the entity sponsoring the Plan. <br />"Termination Disbursements" are amounts payable from an investment vehicle(s) under this <br />Agreement upon termination of this Agreement as described in Section 5. <br />"Transfers"'arc.Participant-directed transfers (described in Section 2.1) between Plan investment <br />vehicles. <br />"You" refers to the Investor. <br />"We", "Our" or "Us" refers to PRIAC. <br />GA -2020 -IA -0805 12 City of Santa Ana - Investment Agreement (specimea).doc <br />25D-53 <br />
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