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A� p® CERTIFICATE OF LIABILITY INSURANCE DATE YYYY) CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, v2a2a1e /2018 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(les) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER CONTACT MARSH RISK & INSURANCE SERVICES NAME: 345 CALIFORNIA STREET, SUITE 1300 PNONN Ext) E (FAX. IC No CALIFORNIA LICENSE N0.0437153 E-MAIL SAN FRANCISCO, CA 94104 ADDRESS: INSURERS AFFORDING COVERAGE NAIC# CN102668209-BLX3-E&O-1&19 INSURER A: XLSpecialty Insurance Company 37885 INSURED BLX GROUP LLC INSURER e 777 SOUTH FIGUEROA STREET, SUITE 3200 INSURER C: LOS ANGELES, CA 90017 INSURER D INSURER E: INSURERF: COVERAGES CERTIFICATE NUMBER: SEA -003389194.09 REVISION NUMBER: 14 THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR TYPE OF INSURANCE ADOL p SUSR MID POLICYNUMBER POLICY EFF MWDDIYYYY POLICY EXP MMIDDIYYYY LIMITS of Marsh Risk & Insurance Services COMMERCIAL GENERAL LIABILITY Raquel lldefonzo EACH OCCURRENCE $ CLAIMS -MADE ❑OCCUR DAMAGETO RE D PREMISES IEa occurrence $ MED EXP (Any one person) $ PERSONAL &ADV INJURY $ AGGREGATE LIMIT APPLIES PER: POLICY ❑PRO- JECT ❑OC GENERAL AGGREGATE $ GEN'L PRODUCTS - COMPIOP AGG $ $ OTHER: AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT Ea accident $ BODILY INJURY over person) $ ANY AUTO OWNED SCHEDULED AUTOS ONLY AUTOS ;BODILY INJURY Per accident ( ) $ HIRED NON -OWNED AUTOS ONLY AUTOS ONLY I PROPERTY DAMAGE Per accident $ $ UMBRELLA LIAB OCCUR EACH OCCURRENCE $ EXCESS LAB CLAIMS -MADE AGGREGATE $ DED RETENTION$ $ WORKERS COMPENSATION PER OTH- AND EMPLOYERS'LIABILITY YIN ANVPROPRIETORIPARTNEMEXECUTIVE OFFICEWMEMBER EXCLUDED? ElNIA STATUTE ER E.L. EACH ACCIDENT $ E.L. DISEASE - EA EMPLOYEE $ (Mandatory In NH) If yes, describe under E.L. DISEASE -POLICY LIMIT $ DESCRIPTION OF OPERATIONS below A PROFESSIONAL LIABILITY ELU168859-18 11128/2018 11/28/2019 LIMIT OF LIABILITY: $2,000,000 INVESTMENT COMPANY RETENTION: $250,000 DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space Is required) REF: EVIDENCE OF PROFESSIONAL LIABILITY COVERAGE IIIIIIIIII TO WHOM IT MAY CONCERN IIIIIIIIII THIS IS A CLAIMS MADE POLICY, EXCEPTAS OTHERWISE PROVIDED HEREIN, THIS POLICY ONLY APPLIES TO CLAIMS FIRST MADE DURING THE POLICY PERIOD, CERTIFICATE HOLDER CANCELLATION CITY OF SANTA ANA SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE ATTENTION: SARAH RO THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN 20 CIVIC CENTER PLAZA, M-25 ACCORDANCE WITH THE POLICY PROVISIONS, SANTA ANA, CA 92701 AUTHORIZED REPRESENTATIVE of Marsh Risk & Insurance Services Raquel lldefonzo © 1988.2016 ACORD CORPORATION. All rights reserved. ACORD 25 (2016/03) The ACORD name and logo are registered marks of ACORD