My WebLink
|
Help
|
About
|
Sign Out
Home
Browse
Search
2019-052 - Approving the City's Annual Statement of Investment Policy 2019-20
Clerk
>
Resolutions
>
CITY COUNCIL
>
2011 -
>
2019
>
2019-052 - Approving the City's Annual Statement of Investment Policy 2019-20
Metadata
Thumbnails
Annotations
Entry Properties
Last modified
5/19/2020 4:20:20 PM
Creation date
6/24/2019 8:39:48 AM
Metadata
Fields
Template:
City Clerk
Doc Type
Resolution
Doc #
2019-052
Date
6/18/2019
Destruction Year
P
There are no annotations on this page.
Document management portal powered by Laserfiche WebLink 9 © 1998-2015
Laserfiche.
All rights reserved.
/
58
PDF
Print
Pages to print
Enter page numbers and/or page ranges separated by commas. For example, 1,3,5-12.
After downloading, print the document using a PDF reader (e.g. Adobe Reader).
View images
View plain text
Negotiable Certificates of Deposit - five (5) years maximum maturity <br />Local Agency Investment Fund (LAIF) State Pool - no final stated maturity <br />City of Santa Ana Bonds - five (5) years maximum maturity <br />Other State of California Local Agency Bonds - five (5) years maximum maturity <br />Medium Term Corporate Notes - five (5) years maximum maturity <br />Shares of Beneficial Interest/Money Market Shares - no final stated maturity <br />(See also subsection 8.2 generally for additional information on City authorized <br />concentration limits and quality requirements.) <br />14.2 Average Maturity <br />In accordance with the goal of minimizing interest rate risk (see subsection 4.1(b)) <br />the City of Santa Ana will to the extent possible attempt to aim for an average <br />investment portfolio maturity of 3 years. <br />15.0INTERNAL CONTROLS <br />The Executive Director for FMSA is responsible for establishing and maintaining an <br />internal control structure designed to ensure that the assets of the entity are protected <br />from loss, theft or misuse. The Executive Director for FMSA has developed a system of <br />internal investment controls and a segregation of responsibilities of investment functions in <br />order to assure an adequate system of internal control over the investment function. No <br />investment personnel may engage in an investment transaction except as provided for <br />under theterms of this policy and the procedure established by the Executive Director for <br />FMSA. <br />Internal control procedures address: <br />•Control of collusion <br />•Control of fraud <br />•Control of misrepresentation by third parties <br />•Control of employee error <br />•Separation of transaction authority from accounting and record keeping <br />•Custodial safekeeping <br />•Delivery versus payment <br />•Clear delegation of authority <br />•Conformation of transactions for investment and wire transfers <br />•Written procedures for placing of investment transactions <br />•FMSA Investment Advisory Committee <br />*´«¸ ΐǾ ΑΏΐ9- <br />C¨³¸ ®¥ 3 ³ ȃ !´ « <br />0 ¦¤ 18 <br />3³ ³¤¬¤³ ®¥ )µ¤²³¬¤³ 0®«¨¢¸*´¤ ΒΏǾ ΑΏ20 <br /> <br />
The URL can be used to link to this page
Your browser does not support the video tag.