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s S eCiallh,,, Policy No.: LlAA687864 04 <br />p `y Issue Date: 8/07/2019 <br />Insurance Company <br />AIX Specialty Insurance Company <br />2 Waterside Crossing, Suite 400, Windsor, CT 06095 <br />Lawyers Professional Liability Policy <br />(NLADA Insurance Program) <br />SURPLUS LINES DISCLOSURE <br />CALIFORNIA SURPLUS LINES POLICYHOLDER NOTICE: <br />1. THE INSURANCE POLICY THAT YOU HAVE PURCHASED <br />IS BEING ISSUED BY AN INSURER THAT IS NOT LICENSED <br />BY THE STATE OF CALIFORNIA. THESE COMPANIES ARE <br />CALLED NONADMITTED OR SURPLUS LINE INSURERS. <br />2. THE INSURER IS NOT SUBJECT TO THE FINANCIAL <br />SOLVENCY REGULATION AND ENFORCEMENT WHICH <br />APPLIES TO CALIFORNIA LICENSED INSURERS. <br />3. THE INSURER DOES NOT PARTICIPATE IN ANY OF THE <br />INSURANCE GUARANTEE FUNDS CREATED BY <br />CALIFORNIA LAW. THEREFORE, THESE FUNDS WILL NOT <br />PAY YOUR CLAIMS OR PROTECT YOUR ASSETS IF THE <br />INSURER BECOMES INSOLVENT AND IS UANBLE TO MAKE <br />PAYMENTS AS PROMISED. <br />4. CALIFORNIA MAINTAINS A LIST OF ELIGIBLE SURPLUS <br />LINES INSURERS APPROVED BY THE INSURANCE <br />COMMISSIONER, ASK YOUR AGENT OR BROKER IF THE <br />INSURER IS ON THAT LIST. <br />914-0002-CA 11 11 <br />Pme4of4 <br />