My WebLink
|
Help
|
About
|
Sign Out
Home
Browse
Search
Part 1
Clerk
>
Agenda Packets / Staff Reports
>
Countywide and City Public Financing Authority
>
Vol. 2- City of Santa Ana Financing Authority (Police Administration and Holding Facility)
>
Part 1
Metadata
Thumbnails
Annotations
Entry Properties
Last modified
5/12/2020 10:50:13 AM
Creation date
5/12/2020 10:49:37 AM
Metadata
Fields
Template:
General
There are no annotations on this page.
Document management portal powered by Laserfiche WebLink 9 © 1998-2015
Laserfiche.
All rights reserved.
/
164
PDF
Print
Pages to print
Enter page numbers and/or page ranges separated by commas. For example, 1,3,5-12.
After downloading, print the document using a PDF reader (e.g. Adobe Reader).
View images
View plain text
Nevada To any depository institution, insurance <br /> company, separate account of an insurance <br /> company, investment company as defined in the <br /> Investment Company Act of 1940, employee <br /> pension, profit-sharing or benefit plan (if <br /> the plan has total assets in excess of <br /> $5, 000, 000 or its investment decisions are <br /> made by a named fiduciary, as defined in the <br /> Employee Retirement Income Security Act of <br /> 1974, that is either a broker-dealer <br /> registered under the securities Exchange Act <br /> of 1934, an investment adviser registered or <br /> exempt from registration under the Investment <br /> Advisers Act of 1940, a depository institution <br /> or an insurance company) , and any other <br /> institutional buyer, whether the purchaser is <br /> acting for itself or in some fiduciary <br /> capacity, or to any broker-dealer, provided <br /> that the person making the sale, if not <br /> licensed, is registered as a broker or dealer <br /> under the Securities Exchange Act of 1934, has <br /> no place of business in Nevada and effects <br /> transactions in Nevada exclusively with or <br /> through such persons or institutions. <br /> New Hampshire To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or in some fiduciary <br /> capacity, provided that the person making the <br /> sale, if not registered, has no place of <br /> business in New Hampshire and effects <br /> transactions in New Hampshire exclusively with <br /> or through such persons or institutions. <br /> New Jersey To any bank, savings institution, trust company, <br /> insurance company, investment company as <br /> defined in the Investment Company Act of 1940, <br /> pension or profit-sharing trust, or other <br /> financial institution or institutional buyer, <br /> or to any broker-dealer, whether the purchaser <br /> is acting for itself or as trustee, provided <br /> that the person making the sale, if not <br /> registered, effects transactions in New Jersey <br /> exclusively with or through such persons or <br /> institutions. <br /> New Mexico To any depository institution, insurance <br /> company, separate account of an insurance <br /> company, investment company or business <br /> 10 <br />
The URL can be used to link to this page
Your browser does not support the video tag.