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25F - AGMT FOR FINANCIAL ADVISORY
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25F - AGMT FOR FINANCIAL ADVISORY
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Last modified
7/2/2020 4:45:13 PM
Creation date
7/2/2020 4:30:36 PM
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City Clerk
Doc Type
Agenda Packet
Agency
Finance & Management Services
Item #
25F
Date
7/7/2020
Destruction Year
2025
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EXHIBIT A <br />City of Santa Ana, California <br />Proposal for Municipal Financial Advisory Services <br />5. Cost Proposal <br />March 12, 2020 <br />Provided below is our cost proposal. UFI's cost proposal shall remain valid for a minimum of 180 days <br />following submission of the RFP. <br />i. Hourly rates <br />UFI is available on a time and materials or hourly basis to provide Hourly Rate Schedule <br />services such as long-term financial forecasts, evaluation of the Position Rate <br />City's financial model, special fiscal studies, etc. To the right are CEO/President $350 <br />the hourly rates of proposed positions; typically, most of the Managing Director $325 <br />work is completed by Managing Directors and Directors. Director $300 <br />ii. Services subject to a flat rate <br />Municipal Advisor Bond Transaction Fees <br />The schedule of our municipal advisory fees, which are flat -rate, contingent fees for bond financings is <br />provided below. <br />UFI M <br />Fee Schedule <br />Districts & Community Facilities <br />Certificates of Participation, Lease Revenue, <br />Utility Revenue, Tax Allocation Bonds <br />Tax and Revenue Anticipation Notes <br />Private Placements/Loans <br />Obligation Bonds <br />Pension Obligation Bonds <br />Federally Subsidized Bonds/Notes <br />(1) Dependent upon scope of bond issue. <br />$35,000 <br />$35,000 <br />$30,000 <br />$25,000 <br />$50,000 <br />$50,000 - $100,0001 <br />$45,000 <br />Our fees for financial advisory services on bond issuances are contingent on the success of the financing, <br />and billing is at the end of the transaction. Our fee for municipal advisory services is exclusive of out-of- <br />pocket expenses such as travel, data recovery, third party data fees, and internal compliance <br />requirements. Out-of-pocket expenses will not exceed $1,000 on any transaction. <br />Dissemination Agent Fees <br />Continuing Disclosure <br />Our annual fees for the preparation of Continuing Disclosure Annual Reports to satisfy all requirements <br />are stated below: <br />IfUFI <br />25F-15 <br />17 <br />
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