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CORRESPONDENCE - #25
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02/15/2022 Regular
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CORRESPONDENCE - #25
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2/16/2022 1:58:07 PM
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1/18/2022
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Ms. Phan's duties as an attorney within the "Builders and Land Developers Team" of the Firm <br />includes advocating on behalf of the Firm's real estate client base, which includes developers of projects <br />in Santa Ana. Upon information and belief, the Firm represents real estate developer Centennial in the re - <br />entitlement of the 49-acre Main Place Mall as well as the developer(s) of the One Broadway Plaza <br />project, which is being re -entitled to include 14 floors of residential apartments. Both are major <br />redevelopment projects in Santa Ana. Centennial's Santa Ana Main Place Mall and the One Broadway <br />Plaza project developer(s) could be two of the "vested" projects specifically carved out of the HOO <br />legislation approved by Ms. Phan. Because Centennial, the One Broadway Plaza developer(s), and likely <br />other developers of Santa Ana residential projects are clients of the Firm, and Ms. Phan's duties as an <br />associate attorney within the "Builders and Developers Team" includes representing developer clients and <br />promoting the financial interests of the Firm, Ms. Phan's votes on the HOO created a nexus between her <br />duties owed to the Firm and her duties owed to the public via the City Council. (Regulation 18702.3(b).) <br />It takes little imagination to foresee a situation where a Firm client might directly, and <br />significantly, benefit from certain changes to the HOO. <br />Any Reasonably Foreseeable Financial Effect on the Firm met the Materiality Standard. <br />Because there existed a nexus between Ms. Phan's duties to the Firm and its clients and to the <br />City Council, any reasonably foreseeable financial effect on the Firm is deemed material. (Regulation <br />18702.3(b).) <br />It was Substantially that Ms. Phan's Decisions would have a Financial Effect on <br />the Firm. <br />Upon information and belief, it was substantially likely that Ms. Phan's decisions would result in <br />benefits to Centennial, the developer(s) of One Broadway Plaza, and potentially other Firm clients who <br />have projects within the City. It is also substantially likely Ms. Phan's decisions could increase or <br />enhance those clients' ties to and business with the Firm, or attract new clients to the Firm. As such, it <br />was reasonably foreseeable at the time of the decision that the decision would have a financial effect on <br />the Firm. <br />III. Conclusion <br />Based on the above, by making governmental decisions in which she had a financial interest, Ms. <br />Phan violated Government Code Section 87100. As stated above, the only acceptable remedy is for the <br />City Council to formally rescind its November 16, 2021 approval of the Housing Opportunity Ordinance <br />and convene a new vote among eligible, non -conflicted members of the City Council. <br />
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