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TABLE OF CONTENTS <br /> <br />Page <br /> <br />Introduction ................................................................................................................................. 1 <br />1.0 Policy ............................................................................................................................... 1 <br />2.0 Scope ............................................................................................................................... 1 <br />3.0 Prudence .......................................................................................................................... 2 <br />4.0 Objectives ........................................................................................................................ 3 <br />5.0 Delegation of Authority ..................................................................................................... 6 <br />6.0 Ethics and Conflicts of Interest ......................................................................................... 7 <br />7.0 Authorized Financial Institutions and Qualified Broker-Dealers ............................................ 8 <br />8.0 Authorized and Suitable Investments .............................................................................. 9 <br />9.0 Prohibited Investments and Investment Practices ........................................................... 14 <br />10.0 Investment Pools/Mutual Funds ...................................................................................... 15 <br />11.0 Collateralization/Security for Deposit of Public Funds ...................................................... 16 <br />12.0 Safekeeping and Custody ............................................................................................... 17 <br />13.0 Diversification ................................................................................................................. 17 <br />14.0 Maximum Maturities ....................................................................................................... 18 <br />15.0 Internal Controls ............................................................................................................. 18 <br />16.0 Performance Standards .................................................................................................. 19 <br />17.0 Reporting ........................................................................................................................ 20 <br />18.0 Policy Considerations ..................................................................................................... 21 <br />19.0 Policy Review, Certification, and Adoption ...................................................................... 21 <br />20.0 Appendices and Glossaries ............................................................................................ 22 <br />Appendix I - (Table of Appendices) / California Investment Code Abstracts .................... 25 <br />Appendix II - Local Agency Investment Guidelines / Allowable Investment Guidelines .... i <br />Appendix III - Glossary of Common Public Local Agency Investment Terms .................. A <br />Appendix IV - Glossary of Common Public Local Agency Investment Terms ..................... I <br />Appendix V – Broker/Dealer Questionnaire and Certification Form…………………. ..........M