Laserfiche WebLink
TABLE OF CONTENTS <br /> <br />Page <br />Introduction ................................................................................................................................ 1 <br />1.0 Policy ............................................................................................................................... 1 <br />2.0 Scope ........................................................................................................................... 1-2 <br />3.0 Prudence .......................................................................................................................... 2 <br />4.0 Objectives .................................................................................................................... 3-5 <br />5.0 Delegation of Authority ..................................................................................................... 6-7 <br />6.0 Ethics and Conflicts of Interest ......................................................................................... 7 <br />7.0 Authorized Financial Institutions and Qualified Broker-Dealers ............................................. 8-9 <br />8.0 Authorized and Suitable Investments ........................................................ 9 -13 <br />9.0 Prohibited Investments and Investment Practices .................................................... 13-15 <br />10.0 Investment Pools/Mutual Funds ............................................................................... 15-16 <br />11.0 Collateral/Security for Deposit of Public Funds ............................................................... 16 <br />12.0 Safekeeping and Custody .................................................................................................. 17 <br />13.0 Diversification ..................................................................................................................... 17 <br />14.0 Maximum Maturities ........................................................................................................... 18 <br />15.0 Internal Controls ....................................................................................................... 18-19 <br />16.0 Performance Standards ................................................................................................. 19 <br />17.0 Reporting ....................................................................................................................... 20 <br />18.0 Policy Considerations ..................................................................................................... 21 <br />19.0 Policy Review, Certification, and Adoption................................................................... 21-22 <br />20.0 Appendices and Glossaries ............................................................................................... 22 <br />Appendix I - (Table of Appendices) / California Investment Code Abstracts ................... 24 <br />Appendix II - Local Agency Investment Guidelines / Allowable Investment Guidelines ...i <br />Appendix III - Glossary of Common Public Local Agency Investment Terms ................. A <br />Appendix IV - Glossary of Common Public Local Agency Investment Terms .................... I <br />Appendix V – Broker/Dealer Questionnaire and Certification Form .................................M <br /> City of Santa Annual Table of Contents July 1, 2022 - <br />Statement of Investment Policy June 30, 2023