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FURTHER RESOLVED, that all delegations of authority that are filed with the <br />Secretary of the Corporation after the effective date of these resolutions are hereby approved, <br />ratified, and confirmed pursuant to the foregoing resolutions. <br />DUAL OFFICERS <br />RESOLVED, that any officer of an Affiliate who, in the opinion of such officer's <br />supervising Managing Director or Senior Vice President and a Managing Director or Senior Vice <br />President of the Corporation, should be a dual officer of the Corporation in order to carry out the <br />responsibilities associated with such officer's job function, and who has been approved by and <br />therefore appears on the approved list of the Compliance Department of the Corporation (the <br />"Compliance Department") as a dual officer of the Corporation and such Affiliate in accordance <br />with FINRA Rule 3270, is deemed to be an appointed officer of the Corporation, with the same or <br />comparable title as such officer holds in such Affiliate; and it is <br />FURTHER RESOLVED, that, each officer of an Affiliate who is approved and <br />appointed by the Compliance Department as a dual officer of the Corporation pursuant to the <br />immediately foregoing resolution shall have such authority as shall be specified by the Managing <br />Director or Senior Vice President of the Corporation who approved such appointment; provided, <br />unless specifically limited thereby, any such appointment shall be deemed a Certificate of <br />Designation and convey such signatory authority on such officer as may be conferred by a <br />Certificate of Designation; and it is <br />FURTHER RESOLVED, that notwithstanding an individual's appointment as a dual <br />officer of the Corporation, such individual shall remain an employee solely of the Affiliate upon <br />which such individual's payroll is drawn, except as otherwise specifically provided by written <br />agreement; and it is <br />FURTHER RESOLVED that a person's appointment as a dual officer of the <br />Corporation shall be revoked upon the earlier of (i) the termination of such person's employment <br />by the Corporation or the Affiliate of which such person was an officer at the time of such <br />appointment or (ii) the transfer out or other change in job responsibilities of such person either at <br />the Corporation or at such Affiliate that based on the determination of the Compliance <br />Department requires the removal of such person from the approved list of dual officers; and it is <br />FURTHER RESOLVED, that as approved from time to time by the Compliance <br />Department, any officer of the Corporation who, in the opinion of such officer's supervising <br />Managing Director or Senior Vice President and a Managing Director or Senior Vice President of <br />an Affiliate, needs to be an officer of such Affiliate in order to carry out the responsibilities <br />associated with such officer's job function is authorized to serve as a dual officer of such <br />Affiliate; and it is <br />FURTHER RESOLVED, that all dual officers whose appointments were or are <br />hereafter approved by and therefore currently or hereafter appear on the approved list of the <br />Compliance Department as dual officers of the Corporation and an Affiliate are hereby ratified <br />and confirmed and shall continue in effect as though they had been made or approved pursuant to <br />the foregoing resolutions; and it is <br />FURTHER RESOLVED, that any change in a dual officer's title (such as a promotion <br />or realignment of corporate titles) as duly authorized by an Affiliate following his or her <br />appointment as a dual officer shall not in any way impact his or her dual officer status except that <br />