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(9) <br />CITY OF SANTA ANA <br />11. Insurance <br />The selected Proposer shall provide the required evidence of insurance coverage as set <br />forth in the standard agreement within ten (10) business days after receipt of Notice of <br />Intent to Award. Contractor must maintain, for the duration of its contract, insurance <br />coverages as required by the City. <br />Subcontractors must comply with the City's insurance requirements as stated herein. <br />Primary Contractor shall not allow any Subcontractor to commence work until all <br />insurance required of Subcontractor is obtained. <br />Additionally, Contractor shall provide the following insurance coverage: <br />A warrant that the firm maintains a prudent amount of errors and omissions <br />insurance that covers negligent acts and is applicable to the work requested <br />in this RFP. <br />Work on the contract shall not begin until after the awarded Contractor has submitted <br />acceptable evidence of the required insurance coverages. <br />VIII. PROPOSER QUESTIONNAIRE <br />Proposers shall [rovide responses to the following additional questions. Response to this <br />section will not count against the 15-page limit. <br />A. Within the past 36 months, has your firm and/or any of its principals been the subject of <br />any investigation relating to the municipal securities industry by the SEC, FINRA, NYSE, <br />or any other State or Federal organization that oversees, regulates, licenses or is otherwise <br />responsible for the municipal securities industry? <br />B. Within the past 36 months, has your firm and/or any of its principals been involved in any <br />litigation, arbitration, disciplinary or other actions arising from the firm's underwriting, <br />management or handling of municipal securities? <br />C. Does there exist any relationship between your firm and any other non-affiliated firm(s) or <br />individuals involving any compensation arrangement that may be associated with your <br />possible engagement to assist with the City's proposed debt issue? <br />IX. RESOURCES PROVIDED FOR PROPOSER REFERENCE ONLY <br />Proposers are encouraged to visit the following websites for their reference while preparing <br />their responses to this RFP. <br />• Comprehensive Annual Financial Report — CAM (FY 2020-21) <br />https://www.santa- <br />ana.org/sites/default/files/finance/Accounting/2020%20CAFR.online%20versio <br />n%20(00000002). pdf <br />• Citywide Budget (FY 2020-21) <br />https://www.santa-ana.org/sites/default/files/finance/budget/2020- <br />2021 /FY%2020- <br />21 %20Adopted%20Budget/Final%20Budget%20Book/FY%2020- <br />21 %20Adopted%20Budget FINAL.pdf <br />RFP No. 21-025 Underwriting Services for Pension Refinancing Bonds Page 11 of 24 <br />