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TABLE OF CONTENTS <br />1. DEFINITIONS........................................................................................................................................3 <br />2. SCOPE OF THE AGREEMENT...........................................................................................................4 <br />3. FEES/CHARGES..................................................................................................................................4 <br />4. CONFIDENTIALITY..............................................................................................................................4 <br />5. DATA PROTECTION............................................................................................................................5 <br />6. BUSINESS CONTINUITY & DISASTER RECOVERY........................................................................6 <br />7. RECORDS............................................................................................................................................ <br />6 <br />8. INTELLECTUAL PROPERTY RIGHTS...............................................................................................6 <br />9. INDEMNIFICATION, LIMITATION OF LIABILITY & INSURANCE.....................................................7 <br />10. DISPUTE RESOLUTION...................................................................................................................... <br />7 <br />11. TERM & TERMINATION......................................................................................................................8 <br />12. MISCELLANEOUS............................................................................................................................... <br />8 <br />EXHIBIT 1: DATA SECURITY & PRIVACY ADDENDUM........................................................................13 <br />EXHIBIT 2: PROCEDURES FOR COMPLYING WITH FUND COMPANY MARKET TIMING AND <br />EXCESSIVE TRADING..............................................................................................................................19 <br />EXHIBIT 3: PRIVACY NOTICE..................................................................................................................20 <br />EXHIBIT 4: BUSINESS CONTINUITY PLAN NOTICE..............................................................................22 <br />SCHEDULE A-1: RECORDKEEPING SERVICES & FEE SCHEDULE..................................................23 <br />EXHIBIT A-1: APPROVED QDRO PROCEDURES AND MODEL FORM FOR QUALIFIED PLANS ....47 <br />EXHIBIT A-2: PERFORMANCE STANDARDS........................................................................................59 <br />SCHEDULE B: INVESTMENT ADVISORY & MANAGEMENT SERVICES SCHEDULE ........................63 <br />EXHIBIT B-1: DISCRETIONARY INVESTMENT ADVISORY AND NON -DISCRETIONARY SERVICES. <br />............................................................................................................................................................ <br />72 <br />EXHIBITB-2:EAG ADV BROCHURE........................................................................................................76 <br />city i y ounce - 19 — 5 9/19/2023 <br />