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Item 3—Table of Contents <br />Item1—Cover Page.......................................................................................................................................................1 <br />Item2 —Material Changes.............................................................................................................................................2 <br />Item3 — Table of Contents............................................................................................................................................3 <br />Item4—Advisory Business............................................................................................................................................4 <br />Item 5 — Fees and Compensation..................................................................................................................................8 <br />Item 6 — Performance -Based Fees and Side —by Side Management...........................................................................10 <br />Item7 —Types of Clients..............................................................................................................................................10 <br />Item 8 — Methods of Analysis and Investment Strategies and Risk of Loss.................................................................10 <br />Item9 — Disciplinary Information................................................................................................................................13 <br />Item 10 — Other Financial Industry Activities and Affiliations....................................................................................13 <br />Item 11—Code of Ethics, Participation or Interest in Client Transactions and Personal Trading...............................16 <br />Item12 — Brokerage Practices.....................................................................................................................................17 <br />Item13 — Review of Accounts.....................................................................................................................................17 <br />Item 14 —Client Referrals and Other Compensation...................................................................................................18 <br />Item15 —Custody........................................................................................................................................................19 <br />Item 16 — Investment Discretion.................................................................................................................................19 <br />Item 17 — Voting Client Securities................................................................................................................................19 <br />3 <br />City Council 19 — 81 9/19/2023 <br />