Laserfiche WebLink
TABLE OF CONTENTS <br />1. <br />DEFINITIONS........................................................................................................................................3 <br />2. <br />SCOPE OF THE AGREEMENT...........................................................................................................4 <br />3. <br />FEES/CHARGES ..................................................................................................................................4 <br />4. <br />CONFIDENTIALITY..............................................................................................................................4 <br />5. <br />DATA PROTECTION............................................................................................................................5 <br />6. <br />BUSINESS CONTINUITY & DISASTER RECOVERY........................................................................6 <br />7. <br />RECORDS............................................................................................................................................6 <br />8. <br />INTELLECTUAL PROPERTY RIGHTS...............................................................................................6 <br />9. <br />INDEMNIFICATION, LIMITATION OF LIABILITY & INSURANCE.....................................................7 <br />10. <br />DISPUTE RESOLUTION......................................................................................................................7 <br />11. <br />TERM & TERMINATION......................................................................................................................8 <br />12. <br />MISCELLANEOUS............................................................................................................I..................8 <br />EXHIBIT 1: DATA SECURITY & PRIVACY ADDENDUM... ............................................... _ ................... <br />13 <br />EXHIBIT 2: PROCEDURES FOR COMPLYING WITH FUND COMPANY MARKET TIMING <br />AND <br />EXCESSIVE TRADING..............................................................................................................................19 <br />EXHIBIT3: PRIVACY NOTICE..................................................................................................................20 <br />EXHIBIT 4: BUSINESS CONTINUITY PLAN NOTICE..............................................................................22 <br />SCHEDULE A-1: RECORDKEEPING SERVICES & FEE SCHEDULE..................................................23 <br />EXHIBIT A-1: APPROVED QDRO PROCEDURES AND MODEL FORM FOR QUALIFIED PLANS ....47 <br />EXHIBITA-2: PERFORMANCE STANDARDS........................................................................................59 <br />SCHEDULE B: INVESTMENT ADVISORY & MANAGEMENT SERVICES SCHEDULE ........................63 <br />EXHIBIT B-1: DISCRETIONARY INVESTMENT ADVISORY AND NON -DISCRETIONARY SERVICES. <br />............................................................................................................................................................ 72 <br />EXHIBITB-2:EAG ADV BROCHURE........................................................................................................76 <br />City i y OtanC 19 - 5 9/19/2023 <br />