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69 <br />4. FEES & CHARGES <br />4.12 Adviser shall be entitled to compensation for the Services it provides in accordance with <br />the fee provisions set forth in Exhibit B-1 attached hereto. Fees will be deducted from the Plan’s trust or <br />other funding vehicle, charged to Participant accounts, or invoiced to the Plan Sponsor as elected in the <br />applicable Schedule or as directed by Plan Sponsor. Plan Sponsor shall be responsible for determining that <br />fees paid are reasonable expenses of administering the Plan. <br />4.13 Plan Sponsor acknowledges and agrees the Managed Account Service fees will be <br />deducted directly from Managed Account Participant accounts in arrears. Plan Sponsor Directs Empower <br />to collect these fees on behalf of Adviser and to deduct fees from Managed Account Participant accounts <br />in accordance with the Service elections and fees described in Exhibit B-1 attached hereto. <br />4.14 Adviser may provide additional services pursuant to Direction from the Plan Sponsor. Any <br />fees for such additional services will be agreed upon by Adviser and the Plan Sponsor prior to the provision <br />of additional services. <br />5. PRIVACY <br />Adviser acknowledges that it is a “financial institution,” within the meaning of Regulation S -P, Privacy of <br />Consumer Financial Information, issued by the Securities and Exchange Commission (“Reg S-P”) along <br />with the GLBA and other applicable federal and state laws. Adviser acknowledges and agrees that it <br />receives Personal Data which constitutes “personally identifiable financial information,” within the meaning <br />of Data Protection Laws. Adviser has adopted a Privacy Notice, which will apply to Personal Data, that may <br />be amended from time to time. <br />6. FIDUCIARY INDEMNIFICATION <br />In addition to the Liability & Indemnification provision set forth in Section 9 of the Agreement, Adviser shall <br />also indemnify the Plan Sponsor from Damages to the extent resulting from Advis er’s breach of its fiduciary <br />duties under ERISA with respect to the Services as described in this Schedule. <br />7. TERM & TERMINATION <br />7.1 Term. Either party may terminate this Schedule with ninety (90) days written notice to <br />the other party of its intent to terminate unless terminated in accordance with the applicable provisions of <br />Section 7.2 of this Schedule. <br />7.2 Termination. This Schedule shall terminate automatically in the following circumstances: <br />7.2.1 Either party notifies the other of that it has determined in good faith that the <br />Schedule is not consistent with its fiduciary duties under ERISA or applicable <br />federal or state law; or