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SAFA & CITIGROUP GLOBAL - 2004
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SAFA & CITIGROUP GLOBAL - 2004
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Last modified
1/3/2012 2:13:50 PM
Creation date
2/23/2004 2:39:07 PM
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Contracts
Company Name
Santa Ana Financing Authority & Citigroup Global Markets, Inc.
Contract #
A-2004-022
Council Approval Date
1/20/2004
Notes
Police Administration & Holding Facility Lease Revenue Refunding Bonds
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<br />Committee or by any member thereof, or. the presentment of legislation for <br />consideration as an option by either such Committee, or by the staff of the Joint <br />Committee on Taxation of the Congress of the United States, or the favorable <br />reporting for passage of legislation to either House of the Congress of the United <br />States by a Committee of such House to which such legislation has been referred for <br />consideration, or any decision of any federal or state court or any ruling or regulation <br />(final, temporary or proposed) or official statement on behalf of the United States <br />Treasury Department, the Internal Revenue Service or other federal or State authority <br />affecting the federal or State tax status of the Authority or the City, or the interest on <br />or with respect to bonds or notes (including the Bonds); or <br /> <br />(iii) any legislation, ordinance, rule or regulation shall be introduced in, or <br />be enacted by any governmental body, department or Authority of the State, or a <br />decision by any court of competent jurisdiction within the State shall be rendered <br />which materially adversely affects the market price of the Bonds; or <br /> <br />(iv) an order, decree or injunction issued by any court of competent <br />jurisdiction, or order, ruling, regulation (fmal, temporary or proposed), official <br />statement or other form of notice or communication issued or made by or on behalf of <br />the Securities and Exchange Commission, or any other governmental Authority <br />having jurisdiction of the subject matter, to the effect that: (i) obligations of the <br />general character of the Bonds, or the Bonds, including any or all underlying <br />arrangements, are not exempt from registration under the Securities Act of 1933, as <br />amended, or that the Indenture is not exempt from qualification under the Trust <br />Indenture Act of 1939, as amended; or (ii) the issuance, offering or sale of obligations <br />of the general character of the Bonds, or the issuance, offering or sale of the Bonds, <br />including any or all underlying obligations, as contemplated hereby or by the Official <br />Statement, is or would be in violation of the federal securities laws as amended and <br />then in effect; or <br /> <br />(v) legislation shall be enacted by the Congress of the United States, or a <br />decision by a court of the United States shall be rendered, to the effect that <br />obligations of the general character of the Bonds, or the Bonds are not exempt from <br />registration under or other requirements of the Securities Act of 1933, as amended <br />and as then in effect, or the Securities Exchange Act of 1934, as amended and as then <br />in effect, or that the Indenture is not exempt from qualification under or other <br />requirements of the Trust Indenture Act of 1939, as amended and as then in effect; or <br /> <br />(vi) additional material restrictions not in force as of the date hereof shall <br />have been imposed upon trading in securities generally by any domestic <br />governmental authority or by any domestic national securities exchange, which are <br />material to the marketability of the Bonds; or <br /> <br />(vii) a general banking moratorium shall have been declared by federal, <br />State or New York authorities, or the general suspension of trading on any national <br />securities exchange; or <br /> <br />(viii) there shall have occurred any outbreak or escalation of hostilities, <br />declaration by the United States of a national emergency or war or other calamity or <br /> <br />9 <br /> <br />DOCSOCII 014263v4\22452.0 1 02 <br />
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