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SAFA & CITIGROUP GLOBAL (2) - 2004
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SAFA & CITIGROUP GLOBAL (2) - 2004
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Last modified
1/3/2012 2:13:51 PM
Creation date
2/23/2004 3:03:05 PM
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Contracts
Company Name
Santa Ana Financing Authority & Citigroup Global Markets, Inc.
Contract #
A-2004-024
Council Approval Date
1/20/2004
Notes
Water Refunding Revenue Bonds
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<br />prior to the issuance of the Bonds (and disclosed to the Underwriter). As used herein, the <br />term "Governmental Authority" refers to any legislative body or governmental official, <br />department, commission, board, bureau, agency, instrumentality, body or public benefit <br />corporation. <br /> <br /> <br />(i) No Defaults. The Authority has not, since its creation, been declared to be in <br />default in the payment of principal of, premium, if any, or interest on, or otherwise been <br />declared to be in default with respect to, any bonds, notes or other obligations which it has <br />issued, assumed or guaranteed as to payment of principal, premium, if any, or interest. <br /> <br />G) No Other Offers. Neither the Authority nor anyone authorized to act on its <br />behalf, directly or indirectly, has offered the Bonds for sale to, or solicited any offer to buy <br />the Bonds from, anyone other than the Underwriter. <br /> <br />(k) Covenant to Notify. If, at any time prior to the earlier of (i) receipt of notice <br />from the Underwriter pursuant to Section 2 hereof that Official Statements are no longer <br />required to be delivered under the Rule or (ii) 25 days after the end of the underwriting <br />period, any event occurs with respect to the Authority as a result of which the Official <br />Statement as then amended or supplemented might include an untrue statement of a <br />material fact, or omit to state any material fact required to be stated therein or necessary to <br />make the statements therein, in light of the circumstances under which they were made, <br />not misleading, the Authority shall promptly notify the Underwriter in writing of such <br />event and, if in the opinion of the Underwriter, such event requires the preparation and <br />publication of a supplement or amendment to the Official Statement, the Authority will at <br />its expense supplement or amend the Official Statement in a form and manner approved <br />by the Underwriter. Any information supplied by the Authority for inclusion in any <br />amendments or supplements to the Official Statement will not contain any untrue or <br />misleading statement of a material fact relating to the Authority or omit to state any <br />material fact relating to the Authority required to be stated therein or necessary to make <br />the statements therein, in the light of the circumstances under which they were made, not <br />misleading. <br /> <br />(I) Certificates. Any certificate signed by any official of the Authority and <br />delivered to the Underwriter shall be deemed a representation and warranty by the <br />Authority to the Underwriter as to the truth of the statements therein contained. <br /> <br />(m)Conformity. The Bonds will be issued in accordance with the Authority <br />Resolution and the Indenture and will conform in all material respects to the descriptions <br />thereof contained in the Official Statement. <br /> <br />6. Representations, Warranties and Agreements of the City. The City represents and <br />warrants to, and covenants and agrees with, the Underwriter that: <br /> <br />(a) Due Organization. The City is a charter city and municipal corporation of the <br />State, duly organized and validly pursuant to the provisions of the Constitution and the <br />laws of the State and its Charter; the City has, and at the time ofthe Closing will have, full <br />legal right, power and authority (i) to execute and enter into this Bond Purchase <br /> <br />6 <br />
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