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<br />1. CONTRACTOR agrees to maintain such records and submit such reports, data and
<br />information, on the form and containing such information, at such times as CITY may request or
<br />require regarding the performance of CONTRACTOR'S services or activities, costs or other data,
<br />including but not limited to, participants' attendance, payroll records and job duty statements.
<br />
<br />CONTRACTOR agrees to forward to the Santa Ana Work Center Administrative
<br />Office, 1000 East Santa Ana Blvd., Suite 200, Santa Ana, California 92701 a completed Workforce
<br />Investment Act Application form (WIA EWIR) and supporting documents within 60 days of
<br />application date; a complete Workforce Investment Act Enrollment/Registration form (WIA EWIE)
<br />and Workforce Investment Act Goals form (WIA EWIG) must be submitted along with the WIA
<br />EWIR; any subsequent updates to EWIE and lor EWIG must be completed within 10 days of the begin
<br />date of activity or end date of an activity; Workforce Investment Act Exit form (WIA EWIT) within 15
<br />days of completion/termination of active enrollment of trainee; and the Workforce Investment Act
<br />Follow-Up Contact Information form (WIA EWIF) within 21 days following 30,60,90,180,270, and
<br />360 days of exit.
<br />
<br />CITY, the State of California and the United States government and/or their
<br />representatives shall have access for purposes of monitoring, auditing and examining of
<br />CONTRACTOR'S activities, performance, books, documents, papers, and records of CONTRACTOR
<br />subcontractors, bookkeepers and accountants, and employees and participants related to this
<br />Agreement. Such agencies or representatives shall also schedule on-site monitoring in their discretion.
<br />Monitoring activities may also include, but are not limited to, questioning employees and participants
<br />and entering any premises or onto any site in which any of the services or activities funded hereunder
<br />are conducted or in which any of the records of CONTRACTOR are kept. Nothing herein shall be
<br />construed to require access to any privileged or confidential information as set forth in federal or state
<br />law.
<br />
<br />In the event CONTRACTOR does not make the above-referenced documents available
<br />within the City of Santa Ana, California, CONTRACTOR agrees to pay all necessary and reasonable
<br />expenses incurred by CITY in conducting any audit at the location where said records and books of
<br />account are maintained.
<br />
<br />All accounting records and evidence pertaining to all costs of CONTRACTOR and all
<br />documents related to this Agreement shall be kept available at the location where CONTRACTOR
<br />conducted the program, as well as in the County of Orange, for the duration of this Agreement and
<br />thereafter for three (3) years after completion of an audit. Records which relate to (a) complaints,
<br />claims, administrative proceedings or litigation arising out of the performance of this Agreement, or (b)
<br />costs and expenses of this Agreement to which CITY, the State of California or the United States
<br />Government take exception, shall be retained beyond the three (3) years until resolution of disposition
<br />of such appeals, litigation, claims, or exceptions.
<br />
<br />J. Without prejudice to any other section of this Agreement, CONTRACTOR
<br />shall, where applicable, maintain the confidential nature of information provided to it concerning
<br />participants in accordance with the requirements of federal and state law. Notwithstanding the
<br />foregoing, CONTRACTOR agrees to submit to CITY, the State of California and/or the United States
<br />Government or their representatives, all records requested for administrative purposes, including
<br />audits, examinations, monitoring and verification of records submitted by CONTRACTOR, costs
<br />incurred and services rendered hereunder.
<br />
<br />K. CONTRACTOR agrees to complete in triplicate, a monthly InvoiceNoucher on
<br />CITY's InvoiceNoucher form, showing in detail the amount of money already expended by
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