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WELLS FARGO INSTITUTIONAL SECURITIES, LLC 1
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WELLS FARGO INSTITUTIONAL SECURITIES, LLC 1
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Last modified
10/21/2013 11:24:15 AM
Creation date
3/8/2010 9:41:16 AM
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Contracts
Company Name
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
Contract #
N-2010-019
Agency
FINANCE & MANAGEMENT SERVICES
Destruction Year
0
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MAR - 8 2010 <br />cr,Y~-~nn~. r~u;~ +~ <br />Wells Fargo Institutional Securities, LLC <br />Member of FINRA & SIPC <br />GOVERNMENTAL CLIENT AGREEMENT FOR SANTA ANA, CITY OF <br />N-2010-019 <br />In connection with the opening of one or more accounts (the "Account[s]") by Santa Ana, City of (the "Accountholder") <br />with Wells Fargo Institutional Securities, LLC ("WFIS"), the undersigned hereby certifies to WFIS as follows: <br />i. Any one of the following officers (the "Authorized Officers") of the Accountholder: <br />Executive Director <br />Francisco Guiterrez Finance and Management Services Agency <br />Name <br />Title <br />Christine C. Duarte Treasury Manager <br />Name Title <br />Name Title <br />Name Title <br />or his/her successor in office, is authorized to act on behalf of the Accountholder, to enter into transactions on behalf of the <br />Accountholder and to execute documents on behalf of the Accountholder in connection with the Account(s), and WFIS <br />shall have no responsibility to inquire into the authority of the Accountholder or the Authorized Officers to so act, or to so <br />enter into such transactions, including without limitation whether or not the Accountholder is authorized by state or local <br />or any other applicable law to enter into such transactions, or to so execute such documents and WFIS shall incur no <br />liability to the Accountholder or otherwise in connection therewith. Any transactions entered into between WFIS and an <br />Authorized Officer on behalf of the Accountholder shall be deemed to be a certification by the Authorized Officer that the <br />Accountholder is authorized by state or local and any other applicable law to enter into such transactions and that the <br />Authorized Officer is authorized to enter into such transactions on behalf of the Accountholder. <br />2. WFIS shall be authorized to rely on the oral instructions given by any person who WFIS believes in good faith is an <br />Authorized Officer or by any person who WFIS believes in good faith has been authorized to so act by an Authorized <br />Officer. <br />3. The undersigned is authorized to execute this Certification on behalf of the Accountholder and WFIS is authorized to <br />rely on this Certification until written notice of the revocation thereof shall be received by WFIS at: <br />Wells Fargo Securities, LLC <br />MAC N9gog-o5o <br />608 2nd Ave S <br />5th Floor <br />Minneapolis, MN 55402-i9i6 <br />20091022-oooi Leve14 Client Agreement-WFIS FR-i1o8 64i~2o <br />
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