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control?10 Yes 0 No <br /> (2)Foreign Financial Regulatory Authority Registration <br /> (a)Is the associated person registered <br /> with a foreign financial regulatory <br /> authority? Yes IZ No <br /> (b)List the name,in English:the name of each foreign financial regulatory authority,the associated <br /> person's registration number with that authority(if any),and the country in which the authority has <br /> Jurisdiction. <br /> SECTION 8 Control Persons(on a basis other than 25%ownership or executive ofFicor status) <br /> Section 8-A.A separate Schedule D must be completed for each control person not named In Item 1-A.or Schedules A,B,or C that directly <br /> or Indirectly controls the applicant's management or policies. <br /> Section 8-B.If any person named in Schedules A,B,or C or in Section 8-A of this Schedule D is a public reporting company under Sections 12 or 15(d) <br /> of the Securities Exchange Act of 1934,provide the information below.A separate Schedule D must be completed for each public reporting company. <br /> Schodule D:MISCELLANEOUS <br /> The space below may be used to explain a response to an Item or to provide any other information. <br /> F.._ w _... <br />