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Item 17 - Annual Statement of Investment Policy
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06/16/2026 Regular, Special HA
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Item 17 - Annual Statement of Investment Policy
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6/10/2026 10:04:49 AM
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6/10/2026 10:04:24 AM
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City Clerk
Agency
Finance & Management Services
Item #
17
Date
6/16/2026
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TABLE OF CONTENTS <br /> Page <br /> Contents <br /> CITYOF SANTA ANA..............................................................................................................................1 <br /> 1.0 POLICY.........................................................................................................................................1 <br /> 2.0 SCOPE .........................................................................................................................................1 <br /> 3.0 PRUDENCE..................................................................................................................................2 <br /> 4.0 OBJECTIVES................................................................................................................................3 <br /> 5.0 DELGATION OF AUTHORITY........................................................................................................6 <br /> 6.0 ETHICS AND CONFLICTS OF INTEREST ...................................................................................7 <br /> 7.0 AUTHORIZED FINANCIAL INSTITUTIONS AND QUALIFIED BROKER-DEALERS.........................8 <br /> 8.0 AUTHORIZED AND SUITABLE INVESTMENTS.............................................................................8 <br /> 9.0 PROHIBITED INVESTMENTS AND INVESTMENT PRACTICES................................................15 <br /> 10.0 INVESTMENT POOLS/MUTUAL FUNDS....................................................................................16 <br /> 11.0 COLLATERAL IZATION/SECURITY FOR DEPOSIT OF PUBLIC FUNDS ......................................17 <br /> 12.0 SAFEKEEPING AND CUSTODY..................................................................................................17 <br /> 13.0 DIVERSIFICATION .....................................................................................................................18 <br /> 14.0 INTERNAL CONTROLS ..............................................................................................................18 <br /> 15.0 REPORTING...............................................................................................................................19 <br /> 16.0 POLICY CONSIDERATIONS ......................................................................................................20 <br /> 17.0 POLICY REVIEW, CERTIFICATION, AND ADOPTION.................................................................21 <br />
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