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THE BANK OF NEW YORK MELLON -2012
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THE BANK OF NEW YORK MELLON -2012
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Last modified
4/23/2012 3:21:29 PM
Creation date
4/23/2012 3:21:26 PM
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Contracts
Company Name
THE BANK OF NEW YORK MELLON
Contract #
N-2012-045
Agency
FINANCE & MANAGEMENT SERVICES
Destruction Year
0
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N-20'I 2-045 <br />THE SANK OF NEW YORK MEL.LON <br />City of Santa Ana <br />Safekeeping Fee Schedule <br />August 30, 201 1 <br />Upon appointment of BNY Mellon as Safekeeping Agent, the Ciry of Santa Ana shall be responsible for <br />the payment of the fees, expenses and charges as set forth in this Fee Schedule. <br />ACCEPTANCE /SET-UP FEE <br />Waived <br />ANNUAL ACCOUNT MAINTENANCE FEE $550 <br />This fee is paid in advance for said period, for any period that securities are in custody. <br />ACTIVITY CHARGES: <br />DISBURSEMENTS/per transaction <br />Waived <br />INVESTMENT CHARGE/per transaction Waived <br />Transaction fees include the settlement, upon purchase or sale of funds held in custody under the <br />Agreement. <br />With respect to investments in money market mutual funds for which BNY Mellon provides <br />shazeholder services BNY Mellon (or its affiliates) may receive fees from the mutual funds (or their <br />affiliates) for shazeholder services as set forth in the Authorization and Direction to BNY Mellon to <br />Invest Cash Balances in Money Mazket Mutual Funds. <br />COUNSEL FEES <br />Should City of Santa Ana elect to use the Bank's form of Agreement, no additional counsel fees will be <br />chazged. If the Agreement is substantially changed, we reserve the right to have counsel review the <br />revisions and to charge accordingly. <br />OVERDRAFTS <br />Overdrafts will be chazged at the money market rate if funds are invested in a money mazket instrument <br />and at a fed funds rate if funds aze not invested in a money market. <br />ANN-UAL OUT-OF-POCKET EXPENSES <br />Chazges incurred by The Bank of New York Mellon for local taxes, stamp duties or other local duties <br />and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, <br />extraordinary telecommunications fees or other expenses which are unique to a country in which the <br />client or its clients is investing will be passed along as incurred. A surcharge may be added to certain <br />out-of-pockets expenses listed herein to cover handling, servicing and other administrative costs <br />associated with the activities giving rise to such expenses. Also, certain expenses are charged at a <br />predetermined flat rate.
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