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CALIFORNIA <br />OFFICE of TRAFFIC SAFETY <br />EXHIBIT A <br />CERTIFICATIONS AND ASSURANCES <br />1. By signing and submitting this Grant Agreement, the prospective lower tier participant is providing the <br />certification set out below. <br />2. The certification in this clause is a material representation of fact upon which reliance was placed when this <br />transaction was entered into. If it is later determined that the prospective lower tier participant knowingly <br />rendered an erroneous certification, in addition to other remedies available to the Federal government, the <br />department or agency with which this transaction originated may pursue available remedies, including <br />suspension and /or debarment. <br />3. The prospective lower tier participant shall provide immediate written notice to the person to which this Grant <br />Agreement is submitted if at any time the prospective lower tier participant learns that its certification was <br />erroneous when submitted or has become erroneous by reason of changed circumstances. <br />4. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction, participant, <br />person, primary covered transaction, principal, proposal, and voluntarily excluded, as used in this clause, have <br />the meanings set out in the Definition and Coverage sections of 49 CFR Part 29. You may contact the person to <br />whom this Grant Agreement is submitted for assistance in obtaining a copy of those regulations. <br />5. The prospective lower tier participant agrees by submitting this Grant Agreement that, should the proposed <br />covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a <br />person who is proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, suspended, declared <br />ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the <br />department or agency with which this transaction originated. <br />6. The prospective lower tier participant further agrees by submitting this proposal that is it will include the clause <br />titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -- Lower Tier <br />Covered Transaction," without modification, in all lower tier covered transactions and in all solicitations for <br />lower tier covered transactions. (See below) <br />7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier <br />covered transaction that it is not proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, <br />suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification <br />is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its <br />principals. Each participant may, but is not required to, check the List of Parties Excluded from Federal <br />Procurement and Non - procurement Programs. <br />Nothing contained in the foregoing shall be construed to require establishment of a system of records in order <br />to render in good faith the certification required by this clause. The knowledge and information of a participant <br />is not required to exceed that which is normally possessed by a prudent person in the ordinary course of <br />business dealings. <br />9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a covered <br />transaction knowingly enters into a lower tier covered transaction with a person who is proposed for debarment <br />under 48 CFR Part 9, subpart 9.4, suspended, debarred, ineligible, or voluntarily excluded from participation in <br />this transaction, in addition to other remedies available to the Federal government, the department or agency <br />7 Certifications and Assurances (Rev. 6/12) <br />