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CALIFORNIA <br />OFFICE OF 7RAFFIC,SAFETY <br />EXHIBIT A <br />CERTIFICATIONS AND ASSURANCES <br />Instructions for Lower Tier Certification <br />1. By signing and submitting this Grant Agreement, the prospective lower tier participant is providing the certification <br />set out below. <br />2. The certification in this clause is a material representation of fact upon which reliance was placed when this <br />transaction was entered into. If it is later determined that the prospective lower tier participant knowingly rendered <br />an erroneous certification, in addition to other remedies available to the Federal government, the department or <br />agency with which this transaction originated may pursue available remedies, including suspension and /or <br />debarment. <br />3. The prospective lower tier participant shall provide immediate written notice to the person to which this Grant <br />Agreement is submitted if at any time the prospective lower tier participant learns that its certification was <br />erroneous when submitted or has become erroneous by reason of changed circumstances. <br />4. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction, participant, person, <br />primary covered transaction, principal, Grant Agreement and voluntarily excluded, as used in this clause, have the <br />meanings set out in the Definition and Coverage sections of 49 CFR Part 29. You may contact the person to whom <br />this Grant Agreement is submitted for assistance in obtaining a copy of those regulations. <br />5. The prospective lower tier participant agrees by submitting this Grant Agreement that, should the proposed covered <br />transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is <br />proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, suspended, declared ineligible, or voluntarily <br />excluded from participation in this covered transaction, unless authorized by the department or agency with which <br />this transaction originated. <br />6. The prospective lower tier participant further agrees by submitting this Grant Agreement that it will include the <br />clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion —Lower Tier <br />Covered Transaction," without modification, in all lower tier covered transactions and in all solicitations for lower <br />tier covered transactions. (See below) <br />7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier <br />covered transaction that it is not proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, suspended, <br />ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A <br />participant may decide the method and frequency by which it determines the eligibility of its principals. Each <br />participant may, but is not required to, check the List of Parties Excluded from Federal Procurement and Non - <br />procurement Programs. <br />Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to <br />render in good faith the certification required by this clause. The knowledge and information of a participant is not <br />required to exceed that which is normally possessed by a prudent person in the ordinary course of business <br />dealings. <br />5 Certifications and Assurances (Rev. 2013) <br />