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INSURANCE ON FILE WORK MAY PROCEED N- 2014 -013 UNTIE. INSURANCE EXPIRES Al."), - /s/ CLERK OF DOUNCIL DATE: FEB 1 1 ZU14 PROFESSIONAL SERVICES AGREEMENT FOR FINANCIAL ADVISOR This agreement has been entered into this � day of February, 2014 by and between the City of Santa Ana, a charter city and municipal corporation (the "City ") and Fieldman, Rolapp & Associates, Inc. (herein, the "Consultant "). WHEREAS, the City desires independent financial advisory services to be performed in connection with refunding of outstanding debt, namely the 1994A and 2004A Lease Revenue Bonds (herein, the "Project "); and WHEREAS, the City desires to retain the professional and technical services of the Consultant for the purpose of debt issuance, (herein, the "Services "); WHEREAS, the Consultant is well qualified to provide professional financial advice to entities such as the City; NOW, THEREFORE, in consideration of the above recitals and the mutual covenants and conditions hereinafter set forth, it is agreed as follows: Section 1 Financial Advisory Services As directed by the City, Consultant will provide financial advisory services with regard to the 1994A and 2004A Lease Revenue Bonds (Police Administration and Holding Facility) (the 'Project ") as fully described in Exhibit A attached to this Agreement. Consultant is engaged in an expert financial advisory capacity to the City only. It is expressly understood that the Services rendered hereunder are rendered solely to the City of Santa Ana. Consultant does not undertake any responsibility to review disclosure documents on behalf of owners or beneficial owners of bonds or debt which may arise from the Consultant's work hereunder. Section 2 Additional Requested Services. The City may request that Consultant provide additional services beyond the scope of those referenced in Section 1 above and specifically listed in Exhibit A to this Agreement, Services performed for the City by Consultant that are not otherwise specifically identified in Exhibit A to this Agreement shall be Additional Services. Additional Services include, but are not limited to, the following: 2.01 Assisting the City in obtaining enabling legislation or conducting referendum elections. 2.02 Extraordinary services and extensive computer - malysis in the structuring or planning of any debt issue or financing program. 2.03 The repeat of any element of a service described in Exhibit A to this Agreement which is made necessary through no fault of Consultant.. CITY OF SANTA ANA/FIELDMAN, ROLAPP & ASSOCIATES Page I FRA Project No. 14123 Exhibit 4 00087124 25B -13