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ASSOCIATION OF PUBLIC TREASURERS OF THE <br />UNITED STATES AND CANADA <br />2851 South Parker Road • Suite 560 •Aurora, CO 80014 <br />Telephone: 720.248.2771 • Toll -Free: 866.681.2797 <br />www.aptusc.org <br />June 17, 2014 <br />Francisco Gutierrez <br />Executive Director of Finance and Management Services <br />20 Civic Center Plaza <br />Santa Ana, CA 92702 <br />Dear Mr. Gutierrez: <br />The Association of Public Treasurers of the United States & Canada is pleased to present the City of <br />Santa Ana with the Association's Investment Policy Certificate of Excellence Award. The members of the <br />Association's Investment Policy Certification Committee congratulate your government for its success in <br />developing a comprehensive written investment policy that meets the criteria set forth by the <br />Association's Investment Policy Certificate Committee. <br />A team of reviewers from the Investment Policy Certification Committee reviewed your Investment <br />Policy and approved your entity's policy for the Certificate of Excellence Award. <br />You are cordially invited to attend the APT US & C annual conference to receive your award. Plaques are <br />presented by the President of the Association and the Chairperson of the committee. This year, the 49th <br />Annual Conference will be in Salt Lake City, Utah from July 27`h through July 30, 2014. We hope you will <br />be able to attend. If not, we will get your plaque to you after the conference. <br />Once again, congratulations on creating an excellent investment policy and attaining this award. <br />Sincerely, <br />Roger Wisecup, CPA, CPFA, ACPFIM <br />Investment Policy Certification Committee Chairperson <br />Exhibit 3 <br />55B-13 <br />