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2017-049 - City's Statement of Investment Policy
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2017-049 - City's Statement of Investment Policy
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7/12/2017 3:01:51 PM
Creation date
7/11/2017 9:28:09 AM
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City Clerk
Doc Type
Resolution
Doc #
2017-049
Date
7/5/2017
Destruction Year
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J. Medium Term Corporate Notes (MTN) defined as all corporate and depository institution <br />debt securities with a maximum remaining maturity of five years or less, issued by <br />corporations organized and operating within the United States or by depository institutions <br />licensed by the United States or any state and operating within the United States. Notes <br />eligible for investment shall be rated in a rating category of "A" or its equivalent or better by <br />a nationally recognized rating service. Purchases in this category shall not exceed five (5) <br />years to maturity or thirty percent (30%) of the cost value of the Fund. Purchases in a <br />single issuer in this category shall not exceed five percent (5%) of the cost value of the <br />Fund. <br />K. Shares of beneficial interest issued by diversified management companies that are money <br />market funds registered with the Securities and Exchange Commission under the <br />Investment Company Act of 1940. The company shall have met either of the following <br />criteria: <br />1. Attain the highest ranking or the highest letter and numerical rating provided by not <br />less than two NRSROs, and <br />2. Retained an investment adviser registered or exempt from registration with the <br />Securities and Exchange Commission with not less than five (5) years' experience <br />investing in the securities and obligations authorized by subsection (a) to (k), <br />inclusive, and subdivisions (m) to (o), inclusive, of Section 53601 of the <br />Government Code and with assets under management in excess of five -hundred, <br />million dollars ($500,000,000). <br />The purchase price of shares of beneficial interest, (mutual funds) purchase pursuant to <br />this subdivision shall not include any commission that these companies may charge. <br />Investments in this category shall be restricted to money market mutual funds that seek to <br />maintain a Net Asset Value of $1. Money market mutual funds provide daily liquidity; <br />therefore, there is no final stated maturity for this investment category. Investments in <br />mutual funds shall be restricted to Funds that have the highest ranking or the highest letter <br />and numerical rating provided by not less than two of the following nationally recognized <br />statistical rating organizations: Moody's, Standard & Poor's or Fitch. Purchases in this <br />category shall not exceed 20% of the book value of the Portfolio. Purchases in a single <br />mutual fund shall not exceed 10% of the book value of the Portfolio. <br />
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