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Amendment No. 3 <br />Attached to and Forming part of <br />AGREEMENT FOR RECORDKEEPING AND COMMUNICATION SERVICES <br />§457 Deferred Compensation Plan <br />GROUP #98280-01 <br />THIS AMENDMENT NO. 3 is entered into by and between Great -West Life & Annuity Insurance <br />Company ("Great -West'), and/or any successor, assign or affiliate, and the City of Santa Ana ("the <br />Plan Sponsor") with respect to the services to be provided by Great -West to the City of Santa Ana 457 <br />Deferred. Compensation Plan (hereinafter referred to as the "Plan"). <br />Effective September 22, 2014,.Great-West and the Plan Sponsor entered into the Agreement for <br />Recordkeeping and Communication Services ("Agreement'), under which Great -West provides certain <br />recordkeeping-and:communicatiomservices for the Plan Sponsor with respect to the Plan; and <br />Effective December 10, 2015, Great -West and the Plan Sponsor entered into Amendment No.1 <br />("Amendment No. 1") . to the Agreement, to renew the Agreement; and <br />Effective October 10, 2016, Gfeat-West hand the Plan Sponsor entered into Amendment NO -2 <br />("Amendment No.2") to the Agreement, to renew the Agreement; and <br />Effective August 1, 2017, the term of the agreement was extended by Plan Sponsor and Great -West; <br />and <br />Great -West and the Plan Sponsor have agreed that it would be mutually beneficial to amend the <br />Agreement to include additional services. <br />NOW THEREFORE, in consideration of the covenants and conditions herein contained, and other <br />good and valuable consideration as herein provided, the parties agree to amend the Agreement as <br />follows: <br />1. Section IX Agreement Term and Termination is amended to extend the term of the Agreement <br />up to and including December 31, 2017. <br />2. Section II.M. of the Agreement shall be deleted in its entirety and all subsequent sections shall <br />be re -numbered accordingly. <br />3. A new Section I. shall be added to the end of Section III. as follows: <br />"I. Qualified Domestic Relations Orders <br />Plan Sponsor's approved model form of QDRO for the Plan is attached to this Agreement. Plan <br />Sponsor hereby instructs and authorizes Great -West to treat as qualified each QDRO received <br />by Great -West in good order using the model QDRO form, or a form that is similar in all material <br />respects to the model QDRO form. Plan Sponsor instructs Great -West to process the QDRO, <br />without Plan Sponsor's further approval, by establishing a separate account for the Alternate <br />Payee or making a lump sum distribution to the Alternate Payee. Plan Sponsor instructs Great - <br />West to send a copy of each QDRO confirmation or rejection letter to Plan Sponsor. <br />Exhibit 1 <br />City of Santa Ana Service Agreement Amend No 3 <br />25M-3 <br />