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25D - RFQ - AGMT - DEFERRED COMP
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25D - RFQ - AGMT - DEFERRED COMP
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Last modified
12/14/2017 7:12:03 PM
Creation date
12/14/2017 7:07:08 PM
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Template:
City Clerk
Doc Type
Agenda Packet
Agency
Finance & Management Services
Item #
25D
Date
12/19/2017
Destruction Year
2022
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Exhibit 1 <br />Amendment No. 4 <br />Attached to and Forming part of <br />AGREEMENT FOR RECORDKEEPING AND COMMUNICATION SERVICES <br />§457 Deferred Compensation Plan <br />GROUP #98280-01 <br />THIS AMENDMENT NO. 4 is entered into by and between Great -West Life & Annuity Insurance <br />Company ("Great -West'), and/or any successor, assign or affiliate, and the City of Santa Ana ("the <br />Plan Sponsor") With respect to the services to be provided by Great -West to the City of Santa Ana 457 <br />Deferred Compensation Plan (hereinafter referred to as the "Plan"). <br />Effective September 22, 2014, Great -West and the Plan Sponsor entered into the Agreement for <br />Recordkeeping and Communication Services ("Agreement'), under which Great -West provides certain <br />recordkeeping and communication services for the Plan'Sponsor with respect to the Plan; and <br />Effective December 10, 2015, Great -West and the Plan Sponsor entered into Amendment No.1 <br />("Amendment No.1") to the Agreement, to renew the Agreement; and <br />Effective October 10, 2016, Great -West and the Plan Sponsor entered into Amendment No.2 <br />("Amendment No.2") to the Agreement, to renew the Agreement; and <br />Effective August 1, 2017, Great -West and the Plan Sponsor entered into an extension to the term; and <br />Effective October 1, 2017, Great -West and the Plan Sponsor entered into Amendment No. 3 <br />("Amendment No. 3") to the Agreement, to renew the Agreement through December 31, 2017. <br />NOW THEREFORE, in consideration of the covenants and conditions herein contained, and other <br />good and valuable consideration as herein provided, the parties agree to amend the Agreement as <br />follows: <br />1. Pursuant to Section IX Agreement Term and Termination is amended to extend the term of the <br />Agreement up to and including September 30, 2018. <br />2. Except as modified by this Amendment No. 4, and all prior amendments, all terms and <br />conditions of the Agreement shall remain in full force and effect. <br />3. This Amendment No. 4 will take effect upon the date executed by both the Plan Sponsor and <br />Great -West. <br />City of Santa Ana Service Agreement Amend No 4 <br />25D-5 <br />
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