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INSURANCE NOT RCOUIRPD WORK MAY PROCEED CLERK OF COUNR n, r� APR 16 2010 60 Amendment No, 3 Attached to and Forming part of AGREEMENT FOR RECORDKEEPING AND COMMUNICATION SERVICES §457 Deferred Compensation Plan GROUP #98280-01 A-2017-256 THIS AMENDMENT NO. 3 is entered Into by and between Great -West Life & Annuity Insurance Company ("Great -West"), and/or any successor, assign or affiliate, and the City of Santa Ana ("the Plan Sponsor") with respect to the services to be provided by Great -West to the City of Santa Ana 467 Deferred Compensation Plan (hereinafter referred to as the "Plan"). Effective September 22, 2014, Great -West and the Plan Sponsor entered Into the Agreement for Recordkeeping and Communication Services ("Agreement"), under which Great -West provides certain recordkeeping and communication services for the Plan Sponsor with respect to the Plan; and Effective December 10, 2015, Great -West and the Pian Sponsor entered into Amendment No.1 ("Amendment No.1") to the Agreement, to renew the Agreement; and Effective October 10, 2016, Great -West and the Plan Sponsor entered into Amendment No.2 ("Amendment No.2") to the Agreement, to renew the Agreement; and Effective August 1, 2017, the tem} of the agreement was extended by Plan Sponsor and Great -West; and Great -West and the Plan Sponsor have agreed that it would be mutually beneficial to amend the Agreement to include addltionai services. NOW THEREFORE, in consideration of the covenants and conditions herein contained, and other good and valuable consideration as herein provided, the parties agree to amend the Agreement as follows: 1. Section IX Agreement Term and Termination is amended to extend the term of the Agreement up to and including December 31, 2017, 2, Section II.M. of the Agreement shall be deleted in Its entirety and all subsequent sections shall be re -numbered accordingly. 3. A new Section i, shall be added to the end of Section Ili. as follows: Plan Sponsor's approved model form of QDRO for the Plan is attached to this Agreement. Plan Sponsor hereby Instructs and authorizes Great -West to treat as qualified each QDRO received by Great -West in good order using the model QDRO form, or a form that is similar in all material respects to the model CORO fort. Plan Sponsor instructs Great -West to process the QDRO, without Plan Sponsor's further approval, by establishing a separate account for the Alternate Payee or making a lump sum distribution to the Alternate Payee. Plan Sponsor Instructs Great - West to send a copy of each QDRO confirmation or rejection letter to Plan Sponsor. City of Santa Ana Service Agreement Amend No 3