HomeMy WebLinkAbout65D - CHARTER AMENDSREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
JUNE 19, 2018
TITLE:
REVIEW AND PROVIDE DIRECTION ON
PROPOSED CHARTER AMENDMENTS
FROM THE COUNCIL AD HOC COMMITTEE
(STRATEGIC PLAN NO. 5, 1)
1ral
C ANAGER
RECOMMENDED ACTION
Receive report from the Ad Hoc Committee.
CLERK OF COUNCIL USE ONLY:
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Ej As Recommended
L] As Amended
[_] Ordinance on 1 " Reading
El Ordinance on 2nd Reading
Implementing Resolution
Set Public Hearing For
CONTINUED TO
FILE NUMBER
Direct City Attorney and Clerk of the Council to prepare necessary documents to place any
of the proposed Charter amendments on the ballot for November 2018 election.
DISCUSSION
At the June 5, 2018 City Council Meeting, Mayor Pulido was asked to appoint an ad -hoe council
committee to review possible Charter amendments based on the 2007 Charter Committee
recommendations and additional items that have been raised since that time, The ad-hoc
committee ("committee"), consisting of Mayor Pulido, Mayor Pro Tem Martinez and
Councilmember Villegas, met and identified nine possible topic amendments, including the
following:
Mayor's Signature Authority
Remove Boards and Commissions from the Charter
Campaign and Gift Provisions
Stabilization Fund
Investigations
Qualifications of Finance Director
Civil Services Position of Police Chief
General Plan to be Updated 2 years after each U.S. Census
Code of Ethics to Apply to all Officers and Department Heads
65D-1
Proposed Charter Amendments
June 19, 2018
Page 2
The Committee members, City Attorney, City Manager and Clerk of the Council were asked to
rank the sections to assist in identifying priorities to present to the full City Council for
consideration.
The chart below provides rankings received, in addition to reason for amendment and potential
impacts for review and consideration by the City Council.
65D-2
X
iW
1
Section 413:
Provides for mayor pro tem or council member who
Mayor's Signature Authority
voted for yes to sign in absence of mayor or Mayor Pro
on Resolutions and
Tern or when they refuse to sign.
Ordinances
2.
Article IX:
Charter lists three boards/commissions and the balance
Remove Boards and
are in the Municipal Code. Removal from Charter and
Commissions from Charter
placement in Muni Code creates consistency and
flexibility for Council.
3.
Section 425 and Section
Moving these campaign and gift sections into the
1107:
Municipal Code will allow for consistent provisions and
Campaign and Gift Provisions
flexibility to amend.
4.
Section 610: Stabilization
Provision was in original 1950's charter and is not
Fund
relevant.
5.
Section 1100: Investigations
Current regulations only permit City Manager an
Council to initiate investigations so City Attorney must
get permission to investigate when he or she has duty to
investigate. Proposal is to amend and require check
and balance by requiring at least two of three to approve
of investigation.
6.
Section 704:
Finance Director works for City Manager and
Qualifications of Finance
qualifications should be in job description. Charter does
Director
not address other directors.
7.
Section 1002:
All directors work for the City Manager and are at will
Civil Service Positions
with the exception of the Police Chief. Would add Chief
Police Chief
to list of at -will employees, but would not impact the
status of the current Chief.
8.
Article IV. Div. 3:
Ad Hoc Suggestion to ensure that City updates the
Add Section 426:
General Plan every ten years.
Mandates General Plan
Update with 2 years of each
U.S. Census
9.
Section 401.05
Council Ethics Committee mentioned desire that fh—e
Code of Ethics to Apply to All
Ethics Code be signed by all City elected and appointed
Officers and Department
officials and department heads.
Heads
65D-2
Proposed Charter Amendments
June 19, 2018
Page 3
Current Charter language:
1. Mayor's Signature Authority on Resolutions and Ordinances
Sec. 413. - Adoption (ordinances).
All ordinances and written resolutions shall be signed by the mayor or the mayor pro tem and
attested by the Clerk of the Council. If the mayor or mayor pro tem are absent or refuse to sign,
then a member of the Council who voted to approve the resolution or ordinance may sign,
2. Remove Boards and Commissions from Charter
Sec. 900. - Established
(a) The City Council shall establish appointive boards and commissions by ordinance and
shall specify in such ordinances the powers and duties of each.
3. Campaign and Gift Provisions
Sec, 425. - Disqualification due to campaign contributions.
A councilmember shall not participate in, nor use his or her official position to influence, a
decision of the City Council if it is reasonably foreseeable that the decision will have a material
financial effect, apart from its effect on the public generally or a significant portion thereof, on a
recent major campaign contributor. As used herein, "recent major campaign contributor" means a
person who has made campaign contributions totaling two hundred fifty dollars ($250.00) or more
to the councilmember or to any campaign committee controlled by the councilmember in the
twelve-month period immediately preceding the date of the decision. The mayor is a
councilmember for purposes of this section.
Sec. 1107. - Gifts to officers and employees prohibited.
It shall be unlawful for any person or organization that is financially interested in any decision
pending action by any agency, officer or employee of the City, or in any contract to which the City
is a party to make any gifts aggregating in value more than twenty-five dollars ($25.00) in any
one calendar month to any officer, or employee of the City. No person or organization shall be
deemed to have a financial interest in a decision or contract by reason of any interest which is
shared by a significant portion of the general public. No gift is unlawful which is similarly made or
offered to a significant portion of the general public. Any person who makes, acts as the agent or
intermediary in the making of, or arranges for the making of, any gift which is unlawful hereunder
is guilty of a misdemeanor. Any officer or employee who receives any gift which he knows, or
reasonably should know, is unlawful hereunder is guilty of a misdemeanor.
4. Stabilization Fund
Sec. 610. - Funds—General fund; stabilization fund.
All money paid into the City treasury shall be credited to and kept in separate funds in
accordance with the provisions of this charter, state law, or ordinance. For the purpose of this
charter, the "General Fund" is established as a medium of control and accounting for City
activities other than activities authorized or contemplated by special funds. All revenues and
receipts which are not by this charter, state law, or ordinance pledged for special purposes shall
be credited to the general fund.
65D-3
Proposed Charter Amendments
June 19, 2018
Page 4
The City Council shall maintain a revolving fund to be known as the "Stabilization Fund", for the
purpose of placing the payment of running expenses of the City during the fiscal year on a cash
basis. A reserve shall be built up in this fund from any available sources in an amount which the
City Council deems sufficient with which to meet all lawful demands against the City for the first
five (5) months, or other necessary period, of the succeeding fiscal year prior to the receipt of ad
valorem tax revenues. Transfers may be made by the City Council from such fund to any other
fund or funds of such sum or sums as may be required for the purpose of placing such funds, as
nearly as possible on a cash basis. All moneys so transferred from the stabilization fund shall be
returned thereto before the end of the fiscal year.
5. Investigations
Sec. 1100. - Investigations by the city council or city manager.The City Council, the City
Manager, or any person or committee authorized by either of them, shall have power to inquire
into the conduct of any office, department, agency, or officer of the City and to make
investigation as to City affairs, and for that purpose may subpoena witnesses, administer oaths,
and compel the production of books, papers, and other evidence.
6. Qualifications of Finance Director
Sec. 704. - Director of finance; qualifications, powers and duties.
To become eligible for the position of director of finance, the person appointed by the City
Manager shall be qualified to administer and direct an integrated department of finance. The
director of finance shall have power and be required to:
(a) Have charge of the administration of the financial affairs of the City under the direction of
the City Manager; (b) Supervise and be responsible for the disbursement of all moneys and have
control over all expenditures to insure that budget appropriations are not exceeded; (c) Supervise
a system of financial internal control including the auditing of all purchase orders before issuance,
the auditing and approving before payment of all invoices, bills, payrolls, claims, demands, or
other charges against the City, and, with the advice of the City Attorney, when necessary,
determine the regularity, legality, and correctness of such charges; (d) Settle claims, demands, or
other charges, including the issuing of warrants therefor; (e) Maintain general and cost
accounting systems for the City government and each of its offices, departments, and other
agencies; keep separate accounts for the items of appropriation contained in the City budget,
each of which accounts shall show the amount of appropriations, the amounts paid therefrom, the
unpaid obligations against it, and the unencumbered balance; and require reports of the receipts
and disbursements from each receiving and expending agency of the City government; to be
made daily or at such intervals as he may deem expedient; (f) Submit to the City Council through
the City Manager a monthly statement of all receipts and disbursements and other financial data
in sufficient detail to show the exact financial condition of the City, and, as of the end of each
fiscal year, submit a complete financial statement and report; (g) Administer the license and
business tax program of the City; (h) Direct treasury administration for the City, including the
receiving and collecting of revenues and receipts from whatever source; have custody of all
public funds belonging to or under the control of the City or any office, department, or other
agency of the City government; and deposit all funds coming into his hands in such depository as
may be designated by resolution of the City Council, or, if no such resolution be adopted, by the
City Manager, in compliance with all of the provisions of the state constitution and laws of the
state governing the handling, depositing, and securing of public funds; (i) Direct centralized
65D-4
Proposed Charter Amendments
June 19, 2018
Page 5
purchasing and a property control system for the City government under rules and regulations to
be prescribed by ordinance.
7. Civil Service Positions Police Chief
Sec. 1002. - Civil service and excepted service.
The civil service system of the City shall cover all employees of the City not excepted by this
section.
(a) The excepted service shall comprise the following offices and positions [ADD (16) Chief of
Police.]
8. Mandates General Plan Update with 2 years of each U.S. Census
Article IV. Div. 3:
Add Section 426. — General Plan Update Every Ten Years
Within three months after the publication of each federal decennial census, the City shall initiate a
review of its General Plan and adopt amendments if necessary. The City may initiate a review or
adopt General Plan amendments more frequently as it deems necessary.
9. Code of Ethics to Apply to All Officers and Department Heads
Sec. 401.05. - Code of ethics and conduct.
The City of Santa Ana shall adopt a Code of Ethics and Conduct for elected officials, officers
appointed by the City Council, department heads or agency directors, appointed and members of
appointed boards, commissions, and committees to assure public confidence in the integrity of
local government elected and appointed officials. The City Council shall adopt the Code of Ethics
and Conduct by ordinance or resolution within six months of the effective date of this Charter
section.
In the event that the Council decides to submit one or more proposed charter amendments to the
voters in November, 2018, the Special Election would be consolidated with the General Municipal
Election for the offices of Mayor and Councilmember Wards 2, 4, and 6. The Request for the
County Registrar of Voters to conduct the elections must be filed with the Board of Supervisors
no later than August 10, 2018. To ensure sufficient time to prepare all the necessary documents
and provide for a ballot argument process, it is recommended that the Council make the decision
relative to submitting ballot measures no later than the first Council meeting in July 2018.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports the City's efforts to meet Goal #5 Community Health, Livability,
Engagement & Sustainability, Objective #1 (Establish a comprehensive community engagement
initiative to expand access to information and create opportunities for stakeholders to play an
active role in discussing public policy and setting priorities).
65D-5
Proposed Charter Amendments
June 19, 2018
Page 6
FISCAL IMPACT
There is no fiscal impact at this time. An estimate of any additional costs for calling a Special
election for the purpose of submitting Charter Amendments to the voters will be requested from
the Registrar of Voters once the Council determines how many ballot measures will be placed on
the November ballot.
h4;;'r'a D. Huizar
Clerk of the Council
Sonia R. Carvalho
City Attorney
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