HomeMy WebLinkAbout25J - AGMT - CM SEVERENCEREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
JANUARY 15, 2019
TITLE:
APPROVE SEVERANCE AGREEMENT WITH
CITY MANAGER RAUL GODINEZ 11
�_� V _
CITY MANAGER
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on 13' Reading
❑ Ordinance on 2nd Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
Approve the Severance Agreement and General Releases with City Manager Raul Godinez II and
authorize the Mayor to execute the Agreement,
DISCUSSION
The City Council entered into an Employment Agreement with Raul Godinez II in October 2017.
The City and Mr. Godinez have now negotiated a severance agreement with general releases. A
copy of the agreement is attached to this report.
FISCAL IMPACT,
The City Manager's Office Fund Account (Account No. 01103010-61010) will be used to pay for
the Severance Agreement. Staff will determine the appropriation adjustment and include in the
mid -year financial report scheduled for the February 5, 2019 agenda. The City's costs are
projected as follows:
FY 2 18-19
Severance Payment to Employee
$388,946.49
City Costs for Medicare tax
$ 5,639.72
Total City's COStSfor Severance
$394,586.21 _�J
Steven PhOy
Executive DiNector
Human Resources Department
APPROVED AS TO FUNDS AND ACCOUNTS:
Kathryn Downs, CPA
Executive Director
Finance and Management Services Agency
Exhibit: 1. Severance Agreement and General Releases
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SEVERANCE AGREEMENT AND GENERAL RELEASES
This Severance Agreement and General Releases of all claims (hereinafter "Agreement") is made
and entered into by and among the members of the SANTA ANA CITY COUNCIL, including
Mayor Miguel Pulido, Mayor Pro Tem Juan Villegas, Councilmember Cecilia Iglesias,
Councilmember David Penaloza, Councilmember Roman Reyna, Councilmember Vicente
Sarmiento, and Councilmember Jose Solorio, the CITY OF SANTA ANA (hereinafter collectively
referred to as "City"), and Raul Godinez II (hereinafter referred to as "EMPLOYEE"), effective
on January _, 2019 and is made in light of the following:
1. EMPLOYEE was employed by the City as City Manager pursuant to an At -will
Employment Agreement entered into originally on October 17, 2017. The Employment
Agreement provides that should the City terminate EMPLOYEE's employment without cause, the
EMPLOYEE shall be entitled to certain severance remedies.
2. EMPLOYEE and City have engaged in discussions regarding EMPLOYEE's
employment, and how to exercise the severance provisions in the Employment Agreement. They
desire to settle fully and finally any and all perceived or real disputes between them arising out of
EMPLOYEE's employment and Employment Agreement with the City.
3. This Agreement and compliance with this Agreement shall not be construed in any
way as an admission by the City of any liability whatsoever, or, that the City has acted wrongfully
with respect to EMPLOYEE, or, that EMPLOYEE has any rights whatsoever against the City
and/or its council members, officers, employees, agents or attorneys. The City specifically
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disclaims any liability to, or wrongful acts against, EMPLOYEE or any other person on the part
of said City and individuals.
4. EMPLOYEE agrees that he will not file any complaints, claims, charges,
grievances, or lawsuits at any time hereinafter with the City, with any governmental agency or
with any court arising out of his employment with and release from the City, provided, however,
he shall not be limited from pursuing claims or other enforcement activities for the sole purpose
of enforcing his rights under this Agreement.
5. CITY releases EMPLOYEE from employment and terminates the Employment
Agreement pursuant to the terms and conditions set forth in this Agreement. EMPLOYEE's last
day of employment shall be February 1, 2019
6. In consideration of this Agreement, the City agrees to pay EMPLOYEE severance
pay and provide full benefits as set forth in the Employment Agreement and described in this
Paragraph. Severance pay shall be equal to twelve (12) months compensation at EMPLOYEE's
current annual compensation together with the value of PERS Health and self-insured vision and
dental ("Health Benefit") in the amounts currently provided by City to EMPLOYEE . These
amounts (Severance and Health Benefit) will be paid in a lump sum no later than February 1, 2019.
The City will not make contributions to the Public EMPLOYEE's Retirement System ("PERS")
on these severance payments, nor make any payments for long-term disability, life, or any other
insurance benefits, but EMPLOYEE shall receive a lump sum payment for the value of these
benefits for a (12) month period. This amount will be paid in a lump sum no later than February
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1, 2019. EMPLOYEE agrees to indemnify, defend and hold harmless the City from and against
any and all claims or causes of action affecting any and all liability for any state or federal income
tax and PERS liability based upon the payments referred to in this Paragraph. In the event that
EMPLOYEE has not secured new employment that provides for health benefits by or before
February 1, 2020 EMPLOYEE shall receive a lump sum payment for the value of (6 months) of
PERS Health and self-insured vision and dental ("Health Benefit") in the amounts currently
provided by City to EMPLOYEE. EMPLOYEE agrees that he will not apply for unemployment
benefits following his date of separation from the City.
7. City agrees that EMPLOYEE may request letters of recommendation and
references from past, present and future City Council Members and that such letters of
recommendation and references may be written on CITY letterhead. EMPLOYEE agrees that by
requesting a letter of recommendation or reference, he authorizes and grants absolute privilege to
the individual from whom he has requested the recommendation or reference, to release any and
all information he or she has concerning EMPLOYEE which may be of a confidential, privileged,
positive and/or negative nature, including but not limited to, employment information and/or any
other information the individual may possess. EMPLOYEE understands and expressly agrees that
information provided by a former, present or future City Council Member in a letter of
recommendation or reference requested by EMPLOYEE shall not constitute a violation of this
Agreement.
8. The City shall pay EMPLOYEE for all earned or allocated, and unused accrued
sick leave, vacation and management vacation, as of the date of separation from employment, less
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applicable payroll tax withholdings and deductions. This amount will be paid in a ltunp sum no
later than February 1, 2019. EMPLOYEE shall receive additional vacation accrual hours to cover
any vacation time taken between the date EMPLOYEE signs this agreement and February 1, 2019.
9. EMPLOYEE and the City Council Members mutually agree to refrain from
disclosing, making or disseminating negative or derogatory comments orally or in writings
(including, but not limited to, emails, letters, notes or text messages) about the other or directing
or counseling any other individual to do so. However, nothing in this Agreement shall be deemed
to preclude the parties from giving truthful statements, testimony, declarations or other disclosures
required by or pursuant to legal process or pursuant to a EMPLOYEE -initiated request for a letter
of recommendation or reference as provided for in Paragraph 7 of this Agreement
10. EMPLOYEE, on behalf of himself, his relatives, heirs, estate, executors,
administrators, successors and assigns, and attorneys (hereinafter "EMPLOYEE") and the City, its
council members, officers, employees, agents, and attorneys (hereinafter "City") fully release and
discharge the other, including the others' respective attorneys, from all actions, causes of action,
claims, judgments, obligations, damages, and liabilities of whatsoever kind and character,
including, but not limited to, any actions, causes of action, claims, judgments, obligations,
damages, or liabilities, and the causes, procedures and circumstances, surrounding the termination
of his employment with the City, including, but not limited to, those arising out of any claims for
violation of any alleged contract, express or implied; any covenant of good faith and fair dealing,
whether express or implied; any tort; or any federal, state, or local statute or regulation; any federal,
state, or local law statute or regulation based on or related to the Age Discrimination in
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Employment Act (29 U.S.C. sections 621-634); the Older Workers Benefit Protection Act (29
U.S.C. § 626 et seq.); the Equal Pay Act (29 U.S.C. § 206(d)); the Fair Labor Standards Act (29
U.S,C § 201 et seq); the Family and Medical Leave Act (29 U.S.C. §2601 et seq); the
Employment Retirement Income Security Act of 1974 (29 U.S.C, §1001 et seq); the Americans
with Disabilities Act (42 U.S.C. § 12101 et seq); Title VII, Civil Rights Act of 1964 (42 U.S.C.
sections 2000-2000 (e) 1-17); the California Fair Employment and Housing Act (Gov. Code§§
12900-12996); Ralph M. Brown Act (California Government Code§ 54950 et seq.); the California
Family Rights Act (California Civil Code § 51 et seq.); and all provisions of the California Labor
Code and wage orders or similar directives or authorities issued by any federal or state authority
having enforcement powers, the Constitution of the United States, and the Constitution of the State
of California. Further, EMPLOYEE represents and warrants that he has not filed any complaints,
charges, grievances or lawsuits against the City with any governmental agency arising out of his
employment with and termination from the City and that he will not do so at any time hereinafter;
provided, however that he shall not be limited from pursuing claims for the sole purpose of
enforcing his rights under this Agreement. Further, EMPLOYEE and City agree that under this
Agreement, he, it and they waive any claim for damages incurred at any time after the date of this
Agreement because of alleged continuing effects of any alleged unlawful acts or omissions
involving EMPLOYEE's employment with and termination from the City and any right to sue for
injunctive relief against the alleged continuing effects of alleged acts or omissions.
11. EMPLOYEE and City understand and expressly agree that this Agreement extends
to all claims of every nature and kind whatsoever, known or unknown, suspected or unsuspected,
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past or present, and all rights under Section 1542 of the California Civil Code are hereby expressly
waived. Section 1542 reads as follows:
A general release does not extend to claims which the creditor does not know or
suspect to exist in his or her favor at the time of executing the release, which if
known by him or her must have materially affected his or her settlement with the
debtor.
12. The Age Discrimination in Employment Act of 1967 ("ADEA" 29 U.S.C.
§§ 621- 634) makes it illegal for an employer to discharge any individual or otherwise
discriminate with respect to the nature and privileges of an individual's employment on the
basis that the individual is age forty or older. The Older Workers Benefit Protection Act
("OWBPA'; 29 U.S.C. §§ 626 et seq.) augments the ADEA and prohibits the waiver of
any right or claim under the ADEA unless the waiver is knowing and voluntary. By
entering into this Agreement, EMPLOYEE acknowledges that, in exchange for
consideration stated herein, he knowingly and voluntarily waives and releases any rights
that he may have under the ADEA and/or OWBPA. EMPLOYEE further acknowledges
that he has been advised and understands, pursuant to the provisions of the ADEA and
OWBPA that:
(a) This waiver/release is written in a manner EMPLOYEE understands;
(b) EMPLOYEE is aware of and has been advised by a representative
or attorney of his own choosing of his rights under the ADEA and OWBPA, and of the
legal significance of his waiver of any possible claims he currently may have under the
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ADEA, OWBPA, or similar age discrimination laws;
(c) EMPLOYEE is entitled to a reasonable time of at least twenty-one (21)
days within which to review and consider this Agreement, and the waiver and release of any
rights he may have under the ADEA, the OWBPA, or similar age discrimination laws, but he
may, in the exercise of his own discretion, sign or reject this Agreement at any time before the
expiration of the twenty-one (21) day period. To the extent EMPLOYEE takes less than 21
days to consider this Agreement prior to execution, Employee acknowledges that he has had
sufficient time to consider this Agreement with his legal counsel and that he expressly,
voluntarily and knowingly waives any additional time.
(d) The waivers and releases set forth in this Agreement shall not apply to
any rights or claims that may arise after the effective date of this Agreement
(e) EMPLOYEE has had an opportunity to discuss this waiver and release
with, and be advised with respect thereto, by an attorney of his choice prior to executing this
Agreement.
(f) EMPLOYEE has seven (7) days following his execution of this
Agreement to revoke this Agreement. If EMPLOYEE desires to revoke the Agreement, he
must give express and actual written notice of revocation to the City of Santa Ana within seven
(7) days after EMPLOYEE executes this Agreement. Such notice of revocation shall be
effective only if and when received in writing by the City of Santa Ana Human Resources
Department before the close of business no later than the seventh calendar day after
EMPLOYEE signs this Agreement.
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13. Notwithstanding the mutual releases contained in this Agreement, the City
acknowledges and agrees that under the California Government Tort Claims Act, the City must
provide a defense to and pay any resulting judgment, compromise or settlement based on a civil
claim against both present and former employees where such claim arises out of an act or omission
that occurred within the scope of employment. The City further acknowledges and agrees that the
City may provide a similar defense in a criminal matter related to alleged acts within the scope of
employment. City therefore agrees that if any such claims are raised after the effective date of this
Agreement, the City agrees to provide any legally required and discretionary defense pursuant to
a Reservation of Rights Agreement and in accordance with all applicable procedures set forth in
the California Civil and Government Codes. In the event that EMPLOYEE requests a defense
under this Paragraph, the City shall provide such defense under such a Reservation of Rights
Agreement which will require the EMPLOYEE to indemnify the City for payment of any and all
costs incurred by the City should the EMPLOYEE be found by a court of law to have acted or
failed to act because of actual fraud, corruption or actual malice or that the claim involving
EMPLOYEE did not arise from or was not directly related to EMPLOYEE's performance of his
official duties.
14. Within twenty-four (24) hours of the time that this Agreement is fully executed,
EMPLOYEE shall return to the City all personal property of the City, including his City -issued
cell phone, his laptop computer, keys and any and all other equipment. EMPLOYEE shall also
return all City related files, paperwork, calendars or materials. EMPLOYEE is hereby reminded
that State and City laws and regulations apply to the retention and destruction of all City records.
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All equipment and files shall be returned to the City in a form that is consistent with State and City
records retention laws and regulations.
15. EMPLOYEE represents and agrees that he has been advised to discuss this
Agreement with an attorney, and that he has carefully read and fully understands all of the
provisions of the Agreement, that he is voluntarily entering into this Agreement, and that he has
the capacity to enter into this Agreement.
16. EMPLOYEE represents and acknowledges that in executing this Agreement he
does not rely and has not relied upon any representation or statement not set forth herein made by
any of the parties or any of the parties' agents, representatives, or attorneys with regard to the
subject matter, basis or effect of this Agreement or otherwise.
17. This Agreement sets forth the entire agreement between the parties hereto and fully
supersedes any and all prior agreements or understandings between the parties hereto pertaining
to the subject matter hereof.
18. This Agreement is made and entered into in the State of California and shall in all
respects be interpreted and enforced and governed by and under the law of the State of California.
In the event of a dispute, the parties hereto specifically agree that the judicial jurisdiction and venue
shall be the County of Orange, State of California.
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19. Should it be necessary for either party to commence litigation to enforce any
provisions of this Agreement, the prevailing party therein shall be entitled, not by way of
limitation, to reasonable attorneys' fees and costs incurred in the enforcement of any provision
herein.
20. Should any of the provisions of this Agreement be determined to be illegal, invalid,
or unenforceable by any court or government agency of competent jurisdiction, validity of the
remaining parts, terns, or provisions shall not be affected thereby, and said illegal, invalid, or
unenforceable part, term, or provision shall be deemed not to be a part of this Agreement.
21. This Agreement may be executed in any number of counterparts. Any such
counterpart when executed shall constitute an original of the Agreement and all such counterparts
together shall constitute one and the same agreement.
22. Each party shall bear its, his or their own attorneys' fees and costs with respect to
the matters resolved hereby.
[signature page to follow]
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EMPLOYEE REPRESENTS THAT HE HAS CAREFULLY READ THIS AGREEMENT AND
KNOWS ITS CONTENTS AND FULLY UNDERSTANDS IT; THAT HE HAS HAD THE
OPPORTUNITY TO HAVE IT FULLY EXPLAINED TO HIM BY AN ATTORNEY OF HIS
CHOICE AND HAS DISCUSSED THIS AGREEMENT WITH AN ATTORNEY AND HAS
CHOSEN TO SIGN IT; THAT HE FULLY UNDERSTANDS ITS FINAL AND BINDING
EFFECT; THAT THE ONLY PROMISES MADE TO HIM TO SIGN THIS AGREEMENT ARE
THOSE STATED ABOVE; AND THAT HE IS SIGNING IT VOLUNTARILY.
Executed this day of , 2019, at , California.
EMPLOYEE
Executed this day of 2019, at California.
APPROVED AS TO FORM:
DATED:
By
Attorney for EMPLOYEE (if any)
DATED:
By
City Attorney
City of Santa Ana
ATTEST:
By
City Clerk
City of Santa Ana
MAYOR
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