HomeMy WebLinkAbout75B - PH TAX EXEMPT BONDSREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
FEBRUARY 5, 2019
TITLE:
PUBLIC HEARING ON ISSUANCE OF TAX
EXEMPT BONDS FOR THE BENEFIT OF
CORNERSTONE HOUSING PARTNERS
L.P. AND NEW RESOLUTION APPROVING
THE ISSUANCE OF BONDS
(STRATEGIC PLAN NOS. 4, 1; 5,3)
-5�a- V�- L"
CITY MANAGER
APPLICANT REQUESTED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on 1s' Reading
❑ Ordinance on 2"d Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
Conduct a Tax Equity and Financial Responsibility Act ,(TEFRA) Hearing in consideration of the
issuance of tax exempt bond financing by the California Municipal Finance Authority on behalf
of Cornerstone Housing Partners LP (the 'Borrower"), for the benefit of Cornerstone
Apartments (the 'Project') for the acquisition, rehabilitation, improvement and equipping of a
126 -unit multifamily rental housing project located at 805-904 S. Minnie Street, Santa Ana,
California.
2. Adopt a resolution approving the issuance of revenue bonds by the Authority in an amount not
to exceed $23,000,000 for the acquisition, rehabilitation, improvement and equipping of a 126 -
unit multifamily rental housing project located at 805-904 S. Minnie Street, Santa Ana,
California.
DISCUSSION
On November 20, 2018, City Council authorized the City Manager and Executive Director of the
Housing Authority to execute a commitment letter to resubordinate the current affordable housing
loans for the Cornerstone Apartments at 805 - 904 South Minnie Street, Santa Ana, California to
tax-exempt multifamily bonds (Bonds) in an amount not to exceed $8,700,000. The Bond funds
will be used to substantially rehabilitate the Project. However, for this rehabilitation to occur a new
TEFRA hearing will need to be held for the project because the current TEFRA expired in
December 2018. As such, a new TEFRA Hearing is being recommended for this project.
Specifically, Cornerstone Housing Partners, a California Limited Partnership; a partnership created
by Jamboree Housing Corporation (the "Developer"), consisting at least of the Developer or a
related person to the Developer and one or more limited partners, has requested that the
California Municipal Finance Authority (the "CMFA") adopt a plan of financing providing for the
issuance of one or more series of revenue bonds issued from time to time, including bonds issued
to refund such revenue bonds in one or more series from time to time, in an aggregate principal
amount not to exceed $23,000,000 (the 'Bonds") for the acquisition, rehabilitation, improvement
and equipping of a 126 -unit multifamily rent -71 � iy project located at 805-904 S. Minnie Street,
TEFRA Public Hearing for Cornerstone Apartments
February 5, 2019
Page 2
Santa Ana, California, generally known as Cornerstone Apartments (the "Project') and operated by
John Stewart Company.
However, in order for all or a portion of the Bonds to qualify as tax-exempt bonds, the City of Santa
Ana must conduct a public hearing (the "TEFRA Hearing") providing for the members of the
community an opportunity to speak in favor of or against the use of tax-exempt bonds for the
refinancing of the Project. A public notice was published for the TEFRA Hearing (Exhibit 1).
Following the close of the TEFRA Hearing, an "applicable elected representative" of the
governmental unit hosting the Project, in this case the City, must provide its approval of the
issuance of the Bonds by the Authority for the refinancing of the Project (Exhibit 2).
The bonds to be issued by the CMFA are the sole responsibility of the borrower. The City has no
financial or legal liability for the project or repayment of the bonds and does not constitute any type
of indebtedness for the City. A notice was provided to the borrower informing them of this same
information (Exhibit 3).
STRATEGIC PLAN ALIGNMENT
Approval of these items assists the City in meeting Goal # 4 — City Financial Stability, Objective #
1 (Maintain a stable, efficient and transparent financial environment) and Goal # 5 — Community
Health, Livability, Engagement & Sustainability, Objective # 3 (Facilitate diverse housing
opportunities and support efforts to preserve and improve the livability of Santa Ana
Neighborhoods).
FISCAL IMPACT
The Board of Directors of the California Foundation for Stronger Communities, a California non-
profit public benefit corporation (the "Foundation"), acts as the Board of Directors for the CMFA.
Through its conduit issuance activities, the CMFA shares a portion of the issuance fees it receives
with its member communities and donates a portion of these issuance fees to the Foundation for
the support of local charities. With respect to the City of Santa Ana, it is expected that that a
portion of the issuance fee will be granted by the CMFA to the general fund of the City. Such grant
may be used for any lawful purpose of the City.
The CMFA does not receive issuance fees until a bond issuance closes. The fees the CMFA
receives are based upon the par amount of the bonds issued. The Borrower ultimately decides
when and if the bonds are actually issued and the final amount of bonds issued. The amount
granted to the City is to be determined but will not exceed $9,948 under the assumption the entire
$23,000,000 in bonds are issued. Upon receipt, the funds will be deposited to the Miscellaneous
Revenues, Miscellaneous Recoveries Revenue Account (no. 01102002-57010).
Steven A. Mendoza
Executive Director
Community Development Agency
Exhibits: 1. Public Notice
2. Resolution
3. Notice to Applicant
APPROVED AS TO FJ1NDS AND ACCOUNTS:
Kathryn Downs, CPA
Executive Director <P(I'N
Finance and Management Services Agency
75B-2
ORANGE COUNTY REPORTER
— SINCE 1921 —
600 W SANTA ANA BLVD, SANTA ANA, CA 92701
Telephone (714) 543-2027 / Fax (714) 542-6841
Lauren Sommerhauser
ORRICK, HERRINGTON & SUTCLIFFE LLP
405 HOWARD ST
SAN FRANCISCO, CA - 94105
PROOF OF PUBLICATION
(2015.5 C.C.P.)
State of California )
County of ORANGE ) ss
Noace Type: HRG -NOTICE OF HEARING
Ad Description:
TEFRA NOTICE CORNERSTONE APTS
I am a Citizen of the United States and a resident of the State of California; I am
over the age of eighteen years, and not a party to or interested in the above
entitled matter. I am the principal clerk of the printer and publisher of the
'ORANGE COUNTY REPORTER, a newspaper published in the English
language in the city of SANTA ANA, county of ORANGE, and adjudged a
newspaper of general circulation as defined by the laws of the State of
California by the Superior Court of the County of ORANGE, State of California,
under date 06/20/1922, Case No. 13421. That the notice, of which the
annexed is a printed copy, has been published in each regular and entire issue
of said newspaper and not in any supplement thereof on the following dates,
to -wit:
01/18/2019
Executed on: 01/18/2019
At Los Angeles, California
I certify (or declare) under penalty of perjury that the foregoing is true and
Correct.
Signature
11111111II II II IIIIIIIIII III X11 111111111 II
* A 0 0 0 0 0 4 9 6 4 8 9 6
Email 75B-3
Exh" Lit 1
This space for filing stamp only
OR#: 3212221
NOTICE OF PUBLIC HEARING
BEFORE THE CITY COUNCIL OF THE
CITY OF SANTA ANA, CA.
The City of Santa Ana encourages the
public to participate In Me decision-
making process. The following notice
Is being provided so that you can ask
questions, make comments and stay
Informed about protects that might be
Impn"anttayou. eencoumgeyouto
contact us prior W Ne Public Hearing If
you have any questions.
The Bonds and the obligation to pay
principal (or redemption price) of and
interest hereon will respect (hereto do
not constitute indebtedness or an
Interested persons wishing to express
heir views on the Issuance of he Bonds
or on the nature and local of he
Project proposed to be financed or
refinencm! may attend the public hearing
or, prior to the tine of he hearing, submit
written comments to the Clerk of he
Council at he address indicated below.
Meetln TIT, dOate—Thismetterwill
e heats of n Tuesday, Febmary 5, 2019
at 5:0.5 p.m.or imnedialely following he
500 p.m. Clasetl Session, In the City
Council Chamber, 22 Civic Center Plaza,
Santa Ana, California 92701. All persons
interested In his matter are notified to
appear at this time.
How To Make Comments - If you do not
Wsh to appear atomic hearing, you
may also
send your wriften comments to
0�e CIeM of the Coundl, by mail to City of
Santa Ana, 20 Civic Center Plan — M30,
Santa Ana, CA 92701 or via e-rnail at
emmmenis(oZsenta-ene.org (reference
'City Couno meeting') by 3:00 p.m on
Ne day of Ne meeting: a -malls received
after said time will be an file for public
viewing the day after the meeting.
Who To Contact For Question. -Should
you have any quessons, pause contact
Judson Brawn. Housing Division
Manager, at (714) 667-2241 or you ran
send an ennal to ecomments®sants-
ana.org.
he. To at More In/ormation - All
inam reports regardingg any tem on this
agenda am available !or pudic inspection
In the Carl, of the Council Office during
regular business hours and posted on he
City's website he Friday before a Council
meeting ab hltpJNww.sante-
anaerg/wrlgmnicus.asp
SI Ilene presumes an esparli favor de
Jamar at (714) 66742267.
Ni nII6n lac bins 114n W hAn
dl¢n moat cho Tram Is (714 64 .5355.
If you challenge the decision on the above
matter, you may be limited to raising any
Move Issues you or someone else raised
at the public hearing described in this
notice, or in written conespondence
delivered to he City Council of the City of
Santa Ana at or prior to, the public
hearing.
Made Huimr,
Cleric of the Council
1118119
OR -32122210
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EXHIBITL
RESOLUTION NO. 2019-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA
APPROVING THE ISSUANCE BY THE CALIFORNIA MUNICIPAL FINANCE
AUTHORITY OF MULTIFAMILY HOUSING REVENUE BONDS IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED $23,000,000 FOR THE
PURPOSE OF FINANCING OR REFINANCING THE ACQUISITION,
REHABILITATION, IMPROVEMENT AND EQUIPPING OF CORNERSTONE
APARTMENTS AND CERTAIN OTHER MATTERS RELATING THERETO
WHEREAS, Cornerstone Housing Partners LP (the "Borrower") has requested that the
California Municipal Finance Authority (the "Authority') adopt a plan of financing providing for the
issuance of multifamily housing revenue bonds in one or more series issued from time to time,
including bonds issued to refund such revenue bonds in one or more series from time to time, in an
aggregate principal amount at no time to exceed $23,000,000 (the "Bonds") for the acquisition,
rehabilitation, improvement and equipping of a 126 -unit multifamily rental housing project located at
805-904 S. Minnie Street, Santa Ana, California, generally known as Cornerstone Apartments (the
"Project") and operated by The John Stewart Company; and
WHEREAS, pursuant to Section 147(f) of the Internal Revenue Code of 1986 (the "Code"),
the issuance of the Bonds by the Authority must be approved by a governmental unit having
jurisdiction over the area in which the Project is located; and
WHEREAS, the Project is located within the territorial limits of the City of Santa Ana (the
"City'); and
WHEREAS, the City Council of the City (the "City Council") is the elected legislative body of
the City and is one of the "applicable elected representatives" required to approve the issuance of
the Bonds under Section 147(f) of the Code; and
WHEREAS, there has been published, at least 14 days prior to the date hereof, in a
newspaper of general circulation within the City, a notice that a public hearing regarding the Bonds
would be held on a date specified in such notice; and
WHEREAS, such public hearing was conducted on such date, at which time an opportunity
was provided to interested parties to present arguments both for and against the issuance of the
Bonds; and
WHEREAS, the Authority has requested that the City Council approve the issuance of the
Bonds by the Authority in order to satisfy the public approval requirement of Section 147(f) of the
Code and the requirements of Section 4 of the Joint Exercise of Powers Agreement Relating to the
California Municipal Finance Authority, dated as of January 1, 2004 (the "Agreement"), among
certain local agencies, including the City; and
WHEREAS, the Authority is also requesting that the City Council approve the issuance of
any refunding bonds hereafter issued by the Authority for the purpose of refinancing the Bonds
which financed the Project (the "Refunding Bonds"), but only in such cases where federal tax laws
would not require additional consideration or approval by the City Council; and
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WHEREAS, pursuant to Section 147(f) of the Code, the City Council has, following notice
duly given, held a public hearing regarding the issuance of the Bonds, and now desires to approve
the issuance of the Bonds by the Authority; and
WHEREAS, it is intended that this resolution shall constitute the approval of the issuance of
the Bonds required by Section 147(f) of the Code and Section 4 of the Agreement;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
SANTA ANA AS FOLLOWS:
Section 1. The above recitals are true and correct.
Section 2. The City Council hereby approves the issuance of the Bonds and the
Refunding Bonds by the Authority. It is the purpose and intent of the City Council that this resolution
constitute approval of the issuance of the Bonds by the Authority, for the purposes of: (a) Section
147(f) of the Code by the applicable elected representative of a governmental unit having jurisdiction
over the area in which the Project is located, in accordance with said Section 147(0: and, (b) Section
4 of the Agreement.
Section 3. The issuance of the Bonds shall be subject to approval of the Authority of all
financing documents relating thereto to which the Authority is a party. The City shall have no
responsibility or liability whatsoever with respect to repayment or administration of the Bonds.
Section 4. The adoption of this Resolution shall not obligate the City or any department
thereof to: (i) provide any financing with respect to the Project; (ii) approve any application or request
for or take any other action in connection with any planning approval, permit or other action
necessary with respect to the Project; (iii) make any contribution or advance any funds whatsoever
to the Authority; or (iv) take any further action with respect to the Authority or its membership therein.
Section 5. The City Manager and applicable Executive Directors of the City are hereby
authorized and directed, jointly and severally, to do any and all things and to execute and deliver any
and all documents that they deem necessary or advisable in order to carry out, give effect to and
comply with the terms and intent of this resolution and the financing approved hereby.
Section 6. This resolution shall take effect immediately upon adoption.
ADOPTED this _ day of , 2019.
Miguel A. Pulido
Mayor
75B-6
APPROVED AS TO FORM:
Sonia R. Carvalho
City Attorney
By: gjAt:::�
Ryao. H6dge
Assistant City Attorney
AYES:
NOES:
ABSTAIN:
NOT PRESENT:
Councilmembers
Councilmembers
Councilmembers
Councilmembers
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, NORMA MITRE, Acting Clerk of the Council, do hereby attest to and certify the attached
Resolution No. 2019 -XXX to be the original resolution adopted by the City Council of the City of
Santa Ana on
Date:
Clerk of the Council
City of Santa Ana
75B-7
75B-8
MAYOR
Miguel A. Pulido
MAYOR PRO TEM
Juan Villages
COUNCILMEMBERS
Cecilia Iglesias
David Penaloza
Roman Reyna
Vicente Sarmlento
Jose Solodo
January 2, 2019
CITY OF SANTA ANA
COMMUNITY DEVELOPMENT AGENCY
20 Civic Center Plaza . P.O. Box 1988
Santa Ana, California 92702
714-647-5360
wwW.santa-ana.oro
Cornerstone Housing Partners LP
c/o Jamboree Housing Corporation
17701 Cowan Avenue, Suite 200
Irvine, CA 92614
Attn: Laura Archuleta
Subject: Notice to Applicant Regarding Request for TEFRA Hearing
Dear Ms. Archuleta,
EXHIBITS
CITY MANAGER
Raul Godinez II
CITY ATTORNEY
Sonia R. Carvalho
CLERK OF THE COUNCIL
Maria D. Huizar
This is in response to your request for the City of Santa Ana to conduct a Tax Equity and Fiscal Responsibility
Act Hearing in consideration of the issuance of tax exempt bond financing by the California Municipal Finance
Authority (the "Authority') on behalf of Cornerstone Housing Partners LP, for the benefit of Cornerstone
Apartments (the "Project") for the acquisition, rehabilitation, improvement and equipping of a 126 -unit
multifamily rental housing Project located at 805-904 S. Minnie Street, Santa Ana, California. The TEFRA
Hearing has been placed on our City Council agenda for February 5, 2019 per your request. This TEFRA
Hearing is not being considered by City Council as a recommended action per our staff. Instead this item is
being considered as an applicant requested action.
In addition, this TEFRA Hearing and the adoption of the Resolution shall not obligate the City or any department
thereof to (i) provide any financing to acquire or construct the Project or any refinancing of the Project; (ii)
approve any application or requestfor or take any other action in connection with any planning approval, permit
or other action necessary for the acquisition, construction, rehabilitation, installation or operation of the Project;
(iii) make any contribution or advance any funds whatsoever to the Authority; or (iv) take any further action with
respect to the Authority or its membership therein. In general, this action by the City of Santa Ana will not
obligate the City or any department thereof to undertake any discretionary action related to the development of
your project.
If you have any questions regarding this notice, I can be reached by telephone at (714) 667-2241 or by e-mail
at ibrown(a)santa-ana.ong.
Sincerely,
Judson Brown
Housing Division Manager
SANTA ANA CITY COUNCIL
Niguel A Pulido Juan Villages Vicente Samuento David Penalo Jose solaria Roman Rayne Cecilia Iglesias
Mayor Mayor Pio Tem, Ward 5 Ward? Ward Wad 3 Ward Ward
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