HomeMy WebLinkAboutGRAHAM, GORDON; DBA: GRAHAM RESEARCH CONSULTANTSN-2019-132
INSURANCE NOT ON FILE
WORK MAY NQT PROCEED
CLERK OF COUNIL
®
DAI E. JUI. 2 2Q19 CONSULTANT AGREEMENT
CITY OF SANTA ANA
9 � �tz..(11
THIS AGREEMENT is made and enteredinto on this 1st day of July, 2019 by and between
f? row C° V $ Gordon Graham doing business as Graham Research Consultants, {"Consultant"}, and the City of
Santa Ana, a charter city and municipal corporation organized and existing under the Constitution
and laws of the State of California ("City").
RECITALS
A. The City desires to retain a consultant having special skill and knowledge in the field of
providing sexual harassment training for supervisory and non -supervisory employees in
compliance with the requirements of California Government Code section 12950.1.
B. Consultant represents that Consultant is qualified, able, and willing to provide such
services to the City.
C. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably be
expected from a professional consulting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject
to the terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Consultant shall provide sexual harassment training for City supervisory and non -
supervisory employees in compliance with the requirements of California Government Code
section 12950.1. Consultant will provide five (5) days of training on dates mutually agreed upon
in writing by the City's Executive Director of the Human Resources Agency and Consultant. Each
session or class shall be a minimum of two (2) hours long and will include but not be limited to:
a. Information and practical guidance regarding the federal and state statutory provisions
concerning the prohibition against and the prevention and correction of sexual
harassinent;
b. Remedies available to victims of sexual harassment;
c. Prevention of abusive conduct; and
d. Prevention of harassment based on gender identity, gender expression and sexual
orientation including practical examples,
2. COMPENSATION
a. City agrees to pay, and Consultant agrees to accept as total payment for its services for
City, the rate of three thousand five hundred dollars ($3,500) a day for a total of five
(5) days. The total amount authorized pursuant to this Agreement will not exceed
#2229v2
seventeen thousand five hundred dollars ($17,500.00).
b. Payment by City shall be made within forty-five (45) days following receipt of proper
invoice evidencing work performed, subject to City accounting procedures. Payment
need not be made for work which fails to meet the standards of performance set forth
in the Recitals which may reasonably be expected by City.
3. TERM
This Agreement shall commence on the date first written above and will terminate on
December 31, 2019, unless terminated earlier pursuant to Section 13 of this Agreement.
4. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee ofthe City. This Agreement is not intended nor shall
it be construed to create an employer -employee relationship, a joint venture relationship, or to
allow the City to exercise discretion or control over the professional manner in which Consultant
performs the services which are the subject matter of this Agreement; however, the services to be
provided by Consultant shall be provided in a manner consistent with all applicable standards and
regulations governing such services. Consultant shall pay all salaries and wages, employer's social
security taxes, unemployment insurance and similar taxes relating to employees and shall be
responsible for all applicable withholding taxes.
5. OWNERSHIP OF MATERIALS
This Agreement creates a non-exclusive and perpetual license for City to copy or use
internally within the City, any and all copyrights, designs, and other intellectual property embodied
in plans, specifications, studies, drawings, estimates, and other documents or works of authorship
fixed in any tangible medium of expression, including but not limited to, physical drawings or data
magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be
prepared by Consultant under this Agreement ("Documents & Data"). Consultant represents and
warrants that Consultant has the legal right to license any and all Documents & Data. Consultant
makes no such representation and warranty in regard to Documents & Data which were provided
to Consultant by the City.
6. INSURANCE
Prior to undertaking performance of work under this Agreement, Consultant shall maintain
and shall require its subcontractors, if any, to obtain and maintain insurance as described below:
a. Worker's Compensation Insurance. In accordance with the provisions of Section 3700
of the Labor Code, Consultant, if Consultant has any employees, is required to be
insured against liability for worker's compensation or to undertake self-insurance.
Prior to commencing the performance of the work under this Agreement, Consultant
agrees to obtain and maintain any employer's liability insurance with limits not less
than $1,000,000 per accident.
#2229v2
b. Professional liability (ermrs and omissions) insurance, with a combined single limit of
not less than $1,000,000 per claim with $2,000,000 in the aggregate.
c. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section;
i. Consultant shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement.
ii. Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved by the City.
iii. Certificates and policies shall state that the policies shall not be canceled or
reduced in coverage or changed in any other material aspect without thirty
(30) days prior written notice to the City.
iv. 'Where the amounts or coverage provided by the certificates of insurance
provides coverage greater than those listed by this Agreement, the amounts
provided by the certificates of insurance shall be incorporated by reference
into the Agreement.
d. If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proofthat insurance has been
procured and is in force and paid for, the City shall have the right, at the City's election,
to forthwith terminate this Agreement. Such termination shall not affect Consultant's
right to be paid for its time and materials expended prior to notification of termination.
Consultant waives the right to receive compensation and agrees to indemnify the City
for any work performed prior to approval of insurance by the City.
ilitIUMOIR .?
Consultant shall keep records and invoices in connection with the work to be performed
under this Agreement. Consultant shall maintain complete and accurate records with respect to
the costs incurred under this Agreement and any services, expenditures, and disbursements
charged to the City for a minimum period of three (3) years, or for any longer period required by
law, from the date of final payment to Consultant under this Agreement. All such records and
invoices shall be clearly identifiable. Consultant shall allow a representative of the City to
examine, audit, and make transcripts or copies of such records and any other documents created
pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all
work, data, documents, proceedings, and activities related to this Agreement for a period of three
(3) years from the date of final payment to Consultant under this Agreement.
8. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Consultant agrees that
it shall not use or disclose such information except in the performance of this Agreement, and
fiuther agrees to exercise the same degree of care it uses to protect its own information of like
importance, but in no event less than reasonable care. "Confidential Information" shall include all
nonpublic information. Confidential information includes not only written information, but also
information transferred orally, visually, electronically, or by other means. Confidential
information disclosed to either party by any subsidiary and/or agent of the other party is covered
#2229v2
by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any
infotmation that (a) has been disclosed in publicly available sources; (b) is, through no fault of the
Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant
without an obligation of confidentiality, (d) is required to be disclosed by operation of law; or (e)
is independently developed by the Consultant without reference to information disclosed by the
City.
9. CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interests and shall not have interests, direct
or indirect, which would conflict in any manner with performance of services specified under this
Agreement.
10. NON-DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, religion, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by
applicable law, in the recruitment, selection, training, utilization, promotion, termination or other
employment related activities. Consultant affirms that it is an equal opportunity employer and shall
comply with all applicable federal, state and local laws and regulations.
11. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant, and supersedes any and all other agreements, oral or written, between the parties. In
the event of a conflict between the terms of this Agreement and any attachments hereto, the terms
of this Agreement shall prevail. This Agreement may not be modified except by written instrument
signed by the City and by an authorized representative of Consultant. The parties agree that any
terms or conditions of any purchase order or other instrument that are inconsistent with, or in
addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City. Each
party to this Agreement acknowledges that no representations, inducements, promises or
agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any
party, which is not embodied herein.
12. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement shall
be construed to limit the City's ability to have any of the services which are the subject to this
Agreement performed by City personnel or by other consultants retained by City.
#2229v2
13. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Consultant prior to receipt of such notice of
termination. Payment need not be made for work which fails to meet the standard of performance
specified in the Recitals of this Agreement. Any termination with less than ninety (90) days' notice
will result in a 25% cancellation fee.
14. WAIVER
No waiver of breach, failure of any condition, or any right or remedy contained in or
granted by the provisions of this Agreement shall be effective unless it is in writing and signed by
the party waiving the breach, failure, right or remedy. No waiver of anybreach, failure or right, or
remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not
similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies.
15. JURISDICTION - VENUE
This Agreement bas been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
determined and governed by the laws of the State of California. Both parties Rather agree that
Orange County, California, shall be the venue for any action or proceeding that may be brought or
arise out of, in connection with or by reason of this Agreement.
16. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder
and required by the laws and regulations of the United States, the State of California, the City of
Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and
in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and
exemptions. Said inability shall be cause for termination of this Agreement.
17. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement
shall be in writing and shall be deemed to be properly given if delivered in person or mailed by
first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in
the manner provided in this Section, to the following persons:
To City
Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
#2229v2
P.O. Box 1988
Santa Ana, CA 92702-1988
Fax: 714- 647-6956
With courtesy copies to:
Executive Director, Human Resources
Agency
City of Santa Ana
20 Civic Center Plaza (M-24)
P.O. Box 1988
Santa Ana, California 92702
Fax: (714) 647-6930
To Consultant:
Mr. Gordon Graham
Graham Research Consultants
6475 East Pacific Coast Highway 4136
Long Beach, California 90803
Email: Gordongraham@earthlink.net
A party may change its address by giving notice in writing to the other party. Thereafter,
any communication shall be addressed and transmitted to the new address. If sent by mail,
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by fax, communication shall be effective or deemed to have
been given twenty-four (24) hours after the time set forth on the transmission report issued by the
transmitting facsimile machine, addressed as set forth above. For purposes of calculating these
time frames, weekends, federal, state, County or City holidays shall be excluded.
18. AIISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature herein below has the
power, authority and right to bind their respective parties to each of the tens of
this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority
or power is not, in fact, held by the signatory or is withdrawn.
b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully
set forth in the body of this Agreement.
#2229v2
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and
year first above written.
ATTEST:
Norma Mitre GO
Acting Clerk of the Council
APPROVED AS TO FORM:
SONIA R. CARVALHO
City Attorney
By: ' 9U1-1 A-. c 1kt U
Laura A. Rossini
Senior Assistant City Attorney
Human Resources Agency
#2229v2
CITY OF SANTA ANA
Kristine Ridge
City Manager
COPtSUL7//,,
�':a�'"
Gordon Graham
r na (title)
- f� _7 � CERTIFICATE OF LIABILITY INSURANCE
FDA
-Mg—)
01/24/2010
01/24/2019
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER.
THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE
POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S),
AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(fes) must be endorsed. If SUBROGATIONIS WAIVED,
subject to the terms and conditions of the policy, Certain policies may require an endorsement. A statement an this certificate does not
confer rights to the certificate holder in lieu of such endorsement(s).
PRODUCER
CONTACT
RCM & D INC/PHSNAME-.
30723765
The Hartford Business Service Center
PHONE (AN)467-8730
INC, No, Set):
FAX (877)906-2772 "
(A/C, No):
3600 Wiseman Blvd
E-MAIL
San Antonio, TX 78265
ADDRESS
INSURER(S) AFFORDING COVERAGE NAICY
INSURED
INSURERA: US Liability Insurance Co.
25895
GORDON GRAHAM DBA GRAHAM RESEARCH CONSULTANTS
6475 E PACIFIC COAST HWY STE 136
INSURER a r
INSURER C:
LONG BEACH ,CA 90803.4201
INSURER D :
INSURER E:
INSURERF:
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATEMNOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE
TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INS
TYPEOFINSURANCE
ANDL
SUER
POLICY NUMBER
POLICY EFF
Y POLICY EXP WXO
LIMITS
COMMERCIAL GENERAL LIABILITY
EACH OCCURRENCE
CLAIMS-MADE❑OCCUR
GE REN70
R
MED EXP omyanm pare.)
PER SONAI.9ADVINJURY
GEN'LAGGRrE�-G�A�TE LIMITAPr P—LIES PER:
POLICYOTHER: JECT ILOC
�I LJ
GENERALAGGREGATE
PRODUCTS-COMP/OP AGO
OTHER:
AUTOMOBILE
LIABILITY
COMBINED SINGLE LIMIT
ANY AUTO
BODILY INJURY (Par person)
AUTOS OSH AUTOS SCHEDULED
AU
BODILY INJURY Per sachem)
HIRED NON -OWNED
PROPERTYDAMAGE
AUTOS AUTOS
(Perooradent)
UMBRELLA LIAR
OCCUR
EACH OCCURRENCE
EXCESS LIAR
CLAIMS-
MADE
AGGREGATE
ED
RETENTION$
VIC RXERS COMPENSATION
PER
OTH-
AND EMPLOYERS' LIABILITY
STA7
E
ANY YIN
PROPRIETORIPARTNERIEXECUTIVE
OFFICERIMEMBER EXCLUDED? L
NIA
E.L. EACH ACCIDENT
E.L. DISEASE -EA EMPLOYEE
(Mandatory In NH)
If yes, describe under
E.L. DISEASE -POLICY LIMIT
DESCRIPTION OF OPERATIONS below
A
Professional Liability
SP1566693A
09/01/2018
09/01/2010
Each Claim
Aggregate
$
$2.000,000
2,000,000
DESCRIPTION OPOPERATIONS ILOCAnONS/VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached If more space Is rdquirod)
Those usual to the Insured's Operations,
CERTIFICATE_ HOLDER nANP.P1 I ATInM
FOR INFORMATIONAL PURPOSES ONLY
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED
6476 E PACIFIC COAST HWY STE 136
BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED
LONG BEACH CA 90803.4201
IN ACCORDANCE WITH THE POLICY PROVISIONS.
RE-PpRESEENTATIIVaE-
�AU('T�HORIZED
01988.2016 ACORD CORPORATION. All rights reserved.
ACORD 26 (2016103) The ACORD name and logo are registered marks of ACORD