HomeMy WebLinkAboutLease Agreement- City of Brea ' CORDING REQUESTED �/
L BY STEWART TITLE
13128-01 JHHW:BDQ:kla
Recorded in the County Of Orange, California
Gary L. Granville, Clerk/Recorder
AFTER RECORDATION PLEASE RETURN TO: IIIIIINil IIIIIIIIIII II IIIIIIIIIIIIIIIII IIIIIIII No Fee
Jones Hall Hill &White, 19960386988 08:00AM 07/30/96
A Professional Law Corporation 005 285333 12 50 STE
Four Embarcadero Center, 19th Floor L03 36 7.00 105.00 0.00 0.00 0.00 0.00
San Francisco,CA 94111
Attention: Brian D. Quint, Esq.
THIS TRANSACTION IS EXEMPT FROM CALIFORNIA DOCUMENTARY TRANSFER TAX I�
PURSUANT TO SECTION 11922 OF THE CALIFORNIA REVENUE AND TAXATION CODE. THIS
DOCUMENT IS EXEMPT FROM RECORDING FEES PURSUANT TO SECTION 6103 OF THE
CALIFORNIA GOVERNMENT CODE. 9(3}
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LEASE AGREEMENT f C
Dated as of July 1,1996
by and between the
COUNTYWIDE PUBLIC FINANCING AUTHORITY,
as Lessor
and the
CITY OF BREA,
as Lessee
Relating to
$27,725,000
Countywide Public Financing Authority
1996 Revenue Bonds
TABLE OF CONTENTS
Page
ARTICLE I
DEFINITIONS AND EXHIBITS
Section 1.1. Definitions 2
Section 1.2. Exhibits 3
ARTICLE II
REPRESENTATIONS,COVENANTS AND WARRANTIES
Section 2.1. Representations,Covenants and Warranties of the City 4
Section 2.2. Representations, Covenants and Warranties of Authority 5
ARTICLE III
ISSUANCE OF THE BONDS
Section 3.1. The Bonds 7
Section 3.2. Application of Advance Rental Payment 7
ARTICLE IV
LEASE OF LEASED PREMISES;TERM OF THIS LEASE AGREEMENT;LEASE
PAYMENTS
Section 4.1. Lease of Leased Premises 8
Section 4.2. Term of Lease 8
Section 4.3. Lease Payments 8
Section 4.4. No Optional Prepayment 9
Section 4.5. Quiet Enjoyment 9
Section 4.6. Title 9
Section 4.7. Additional Payments 10
ARTICLE V
MAINTENANCE,TAXES,INSURANCE AND OTHER MATTERS
Section 5.1. Maintenance,Utilities,Taxes and Assessments 11
Section 5.2. Modification of Leased Premises 11
Section 5.3. Public Liability and Property Damage Insurance 12
Section 5.4. Fire and Extended Coverage Insurance 12
Section 5.5. Rental Interruption Insurance 12
Section 5.6. Recordation Hereof; Title Insurance 13
Section 5.7. Net Proceeds of Insurance;Form of Policies 13
Section 5.8. Installation of Personal Property 13
Section 5.9. Liens 13
Section 5.10. Tax Covenants 14
Section 5.11. Continuing Disclosure 14
ARTICLE VI
DAMAGE,DESTRUCTION AND EMINENT DOMAIN;ABATEMENT OF LEASE
PAYMENTS
Section 6.1. Application of Net Proceeds 15
Section 6.2. Abatement of Lease Payments 15
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ARTICLE VII
DISCLAIMER OF WARRANTIES;ACCESS
Section 7.1, Disclaimer of Warranties 16
Section 7.2. Rights of Access 16
Section 7.3. Release and Indemnification Covenants 16
ARTICLE VIII
ASSIGNMENT,LEASING AND AMENDMENT
Section 8.1. Assignment by the Authority 17
Section 8.2. Assignment and Subleasing by the City 17
Section 8.3. Amendment of Lease 17
ARTICLE IX
EVENTS OF DEFAULT;REMEDIES
Section 9.1. Events of Default Defined 20
Section 9.2. Remedies on Default 20
Section 9.3. Limitation on Remedies 21
Section 9.4. No Remedy Exclusive 21
Section 9.5. Agreement to Pay Attorneys' Fees and Expenses 21
Section 9.6. No Additional Waiver Implied by One Waiver 22
Section 9.7. Trustee and Bond Owners to Exercise Rights 22
ARTICLE X
MISCELLANEOUS
Section 10.1. Notices 23
Section 10.2. Notices to be Given to the Municipal Bond Insurer 23
Section 10.3. Binding Effect 23
Section 10.4. Severability 23
Section 10.5. Net-net-net Lease 24
Section 10.6. Further Assurances and Corrective Instruments 24
Section 10.7. Execution in Counterparts 24
Section 10.8. Applicable Law 24
Section 10.9. Authorized Representatives 24
Section 10.10. Captions 24
EXHIBIT A: Description of the Site.
EXHIBIT B: Description of the Facility.
EXHIBIT C: Schedule of Lease Payments.
•
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LEASE AGREEMENT
This LEASE AGREEMENT (this "Lease Agreement"), dated as of July 1, 1996, is by
and between the COUNTYWIDE PUBLIC FINANCING AUTHORITY, a joint exercise of
powers authority organized and existing under and by virtue of the laws of the State of
California, as lessor (the "Authority"), and the CITY OF BREA, a municipal corporation and
general law city organized and existing under the laws of the State of California, as lessee (the.
'City");
WITNESSETH :
WHEREAS, the City is proceeding to finance its share of a countywide 800 MHz
communications system and to finance capital improvements throughout the geographic
boundaries of the City and, for the purpose of providing moneys for such purposes, the City
has leased certain real property, more particularly described in Exhibit A attached hereto and
incorporated herein as if set forth in full in this place (the "Site"), and improvements, more
particularly described in Exhibit B attached hereto and incorporated herein as if set forth in full
in this place (the "Facility")(collectively, the "Leased Premises"), to the Authority pursuant to
a Site and Facility Lease, dated as of the date hereof and recorded concurrently herewith (the
"Site and Facility Lease"), for an advance rental payment in an amount not exceeding the
current appraised value of the Leased Premises (the "Advance Rental Payment"), to be paid to
the City upon the execution and delivery of the Site and Facility Lease; and
WHEREAS,in order to raise the amount required to make the Advance Rental Payment,
the Authority has proposed to issue its Countywide Public Financing Authority 1996 Revenue
Bonds in the aggregate principal amount of$27,725,000 (the "Bonds"); and
WHEREAS, in order to provide a portion of the revenues necessary to enable the
Authority to pay debt service on the Bonds as it becomes due, the Authority has proposed to
lease the Leased Premises back to the City upon the terms and conditions set forth herein; and
WHEREAS,the Authority and the City have duly authorized the execution and delivery
of this Lease Agreement;
NOW, THEREFORE, for and in consideration of the premises and the material
covenants hereinafter contained, the parties hereto hereby formally covenant, agree and bind
themselves as follows:
ARTICLE I
DEFINITIONS AND EXHIBITS
Section 1.1. Definitions. Unless the context clearly otherwise requires or unless otherwise
defined herein,the capitalized terms in this Lease Agreement shall have the respective meanings
specified in Section 1.01 of the Indenture (hereinafter defined). In addition, the following terms
heretofore defined in this Lease Agreement and the following terms defined in this Section 1.1
shall,for all purposes of this Lease Agreement,have the respective meanings herein specified.
"Additional Payments" means the amounts payable by the City pursuant to Section 4.7.
"City Continuing Disclosure Certificate" shall mean that certain Continuing Disclosure
Certificate executed by the City and dated the Closing Date, as originally executed and as it
may be amended from time to lime in accordance with the terms thereof.
"City's Pro Rata Portion" means the product of the total cost multiplied by a fraction, the
numerator of which is the aggregate principal amount of the Bonds issued for the benefit of the
City, and the denominator of which shall be the aggregate principal amount of the Bonds
issued.
"Event of Default" means any of the events of default defined as such in Section 9.1.
"Facility"means those certain improvements more particularly described in Exhibit B to
the Site and Facility Lease and in Exhibit B to this Lease Agreement.
"Fiscal Year"means the twelve-month period beginning on July 1 of any year and ending
on June 30 of the next succeeding year, or any other twelve-month period established by the
City as its fiscal year pursuant to written notice filed with the Authority and the Trustee.
"Indenture" means the Indenture of Trust dated as of July 1, 1996, by and between the
Authority and the Trustee, authorizing the issuance of the Bonds, together with any duly
authorized and executed amendments thereto.
"Lease Payment Date" means, with respect to any Interest Payment Date, the fifteenth
(15th) calendar day of the month preceding such Interest Payment Date.
"Lease Payments" means the amounts payable by the City pursuant to Section 4.3(a),
including any prepayment thereof pursuant hereto and including any amounts payable upon a
delinquency in the payment thereof.
"Leased Premises"means,collectively,the Site and the Facility.
"Net Proceeds" means amounts derived from any policy of casualty insurance or title
insurance with respect to the Leased Premises, or the proceeds of any taking of the Leased
Premises or any portion thereof in eminent domain proceedings (including sale under threat of
such proceedings), to the extent remaining after payment therefrom of all expenses incurred in
the collection and administration thereof.
"Participating Underwriter" shall have the meaning ascribed thereto in the City
Continuing Disclosure Certificate.
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"Permitted Encumbrances" means, as of any time: (a) liens for general ad valorem taxes
and assessments, if any,not then delinquent, or which the City may permit to remain unpaid
pursuant to Article V; (b) the Site and Facility Lease, this Lease Agreement, the Indenture and
any other agreement or document contemplated hereunder to be recorded against the Leased
Premises; (c) any right or claim of any mechanic, laborer, materialman, supplier or vendor not
filed or perfected in the manner prescribed by law; (d) encumbrances shown on the CLTA title
insurance policy issued with respect to the Leased Premises on the Closing Date which the City
hereby certifies will not materially impair the use of the Leased Premises for their intended
purposes; and (e) easements, rights of way, mineral rights, drilling rights and other rights,
reservations, covenants, conditions or restrictions which the City certifies in writing will not
materially impair the use of the Leased Premises for their intended purposes.
"Site" means that certain real property more particularly described in Exhibit A to the
Site and Facility Lease and in Exhibit A to the Lease Agreement.
"Site and Facility Lease" means the Site and Facility Lease dated as of July 1, 1996, by
and between the City as lessor of the Leased Premises, and the Authority as lessee, together
with all amendments thereto.
"State" means the State of California.
"Term of this Lease Agreement" means the time during which this Lease Agreement is in
effect, as provided in Section 4.2.
"Trustee" means U.S. Trust Company of California, N.A., or any successor thereto
acting as Trustee pursuant to the Indenture.
Section 1.2. Exhibits. The following exhibits are attached to, and by this reference made
a part of, this Lease Agreement:
Exhibit A: Description of the Site.
Exhibit B: Description of the Facility.
Exhibit C: Schedule of Lease Payments.
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ARTICLE II
REPRESENTATIONS, COVENANTS AND WARRANTIES
Section 2.1. Representations, Covenants and Warranties of the City. The City makes the
following covenants, representations and warranties to the Authority as of the date of the
execution and delivery of this Lease Agreement:
(a) Due Organization and Existence. The City is a municipal corporation and general law
city duly organized and validly existing under the laws of the State, has full legal right, power
and authority under the laws of the State to enter into this Lease Agreement and the Site and
Facility Lease and to carry out and consummate all transactions contemplated hereby and
thereby, and by proper action the City has duly authorized the execution and delivery of this
Lease Agreement and the Site and Facility Lease.
(b) Due Execution. The representatives of the City executing this Lease Agreement and
the Site and Facility Lease have been fully authorized to execute the same pursuant to a
resolution duly adopted by the City Council of the City.
(c) Valid, Binding and Enforceable Obligations. This Lease Agreement and the Site and
Facility Lease have been duly authorized,executed and delivered by the City and constitute the
legal,valid and binding obligations of the City enforceable against the City in accordance with
their respective terms.
(d) No Conflicts. The execution and delivery of this Lease Agreement and the Site and
Facility Lease, the consummation of the transactions herein and therein contemplated and the
fulfillment of or compliance with the terms and conditions hereof and thereof, do not and will
not conflict with or constitute a violation or breach of or default (with due notice or the passage
of time or both)under any applicable law or administrative rule or regulation, or any applicable
court or administrative decree or order, or any indenture, mortgage, deed of trust, lease,
contract or other agreement or instrument to which the City is a party or by which it or its
properties are otherwise subject or bound, or result in the creation or imposition of any
prohibited lien, charge or encumbrance of any nature whatsoever upon any of the property or
assets of the City, which conflict, violation,breach,default, lien, charge or encumbrance would
have consequences that would materially and adversely affect the consummation of the
transactions contemplated by this Lease Agreement and the Site and Facility Lease, or the
financial condition,assets, properties or operations of the City.
(e) Consents and Approvals. No consent or approval of any trustee or holder of any
indebtedness of the City or of the voters of the City, and no consent, permission, authorization,
order or license of, or filing or registration with, any governmental authority is necessary in
connection with the execution and delivery of this Lease Agreement and the Site and Facility
Lease, or the consummation of any transaction herein or therein contemplated, except as have
been obtained or made and as are in full force and effect.
(f)No Litigation. There is no action,suit,proceeding,inquiry or investigation before or by
any court or federal, state, municipal or other governmental authority pending or, to the
knowledge of the City after reasonable investigation,threatened against or affecting the City or
the assets,properties or operations of the City which, if determined adversely to the City or its
interests,would have a material and adverse effect upon the consummation of the transactions
contemplated by or the validity of this Lease Agreement and the Site and Facility Lease, or
upon the financial condition, assets, properties or operations of the City, and the City is not in
default with respect to any order or decree of any court or any order, regulation or demand of
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any federal, state, municipal or other governmental authority, which default might have
consequences that would materially and adversely affect the consummation of the transactions
contemplated by this Lease Agreement and the Site and Facility Lease, or the financial
conditions, assets,properties or operations of the City.
(g) Status of Leased Premises. The Leased Premises are fully functional,operational,and in
sound condition.
Section 2.2. Representations, Covenants and Warranties of Authority. The Authority
makes the following covenants,representations and warranties as the basis for its undertakings
herein contained:
(a) Due Organization and Existence. The Authority is a joint exercise of powers authority
duly organized and existing under and by virtue of the laws of the State; has power to enter
into this Lease Agreement, the Site and Facility Lease and the Indenture; is possessed of full
power to own and hold,improve and equip real and personal property, and to lease and lease
back the same; and has duly authorized the execution and delivery of each of the aforesaid
agreements and such agreements constitute the legal, valid and binding obligations of the
Authority,enforceable against the Authority in accordance with their respective terms.
(b) Due Execution. The representatives of the Authority executing this Lease Agreement,
the Site and Facility Lease and the Indenture are fully authorized to execute the same pursuant
to official action taken by the governing body of the Authority.
(c) Valid, Binding and Enforceable Obligations. This Lease Agreement, the Site and Facility
Lease and the Indenture have been duly authorized, executed and delivered by the Authority
and constitute the legal, valid and binding agreements of the Authority with the Authority,
enforceable against the Authority in accordance their respective terms.
(d) No Conflicts. The execution and delivery of this Lease Agreement, the Site and
Facility Lease and the Indenture, the consummation of the transactions herein and therein
contemplated and the fulfillment of or compliance with the terms and conditions hereof, do not
and will not conflict with or constitute a violation or breach of or default (with due notice or the
passage of time or both) under any applicable law or administrative rule or regulation, or any
applicable court or administrative decree or order, or any indenture, mortgage, deed of trust,
lease, contract or other agreement or instrument to which the Authority is a party or by which it
or its properties are otherwise subject or bound, or result in the creation or imposition of any
prohibited lien, charge or encumbrance of any nature whatsoever upon any of the property or
assets of the Authority, which conflict, violation, breach, default, lien, charge or encumbrance
would have consequences that would materially and adversely affect the consummation of the
transactions contemplated by this Lease Agreement, the Site and Facility Lease and the -
Indenture or the financial condition,assets,properties or operations of the Authority.
(e) Consents and Approvals. No consent or approval of any trustee or holder of any
indebtedness of the Authority,and no consent,permission, authorization, order or license of, or
filing or registration with, any governmental authority is necessary in connection with the
execution and delivery of this Lease Agreement, the Site and Facility.Lease and the Indenture,
or the consummation of any transaction herein or therein contemplated, except as have been
obtained or made and as are in full force and effect.
(f)No Litigation. There is no action,suit,proceeding,inquiry or investigation before or by
any court or federal, state, municipal or other governmental authority pending or, to the
knowledge of the Authority after reasonable investigation, threatened against or affecting the
Authority or the assets, properties or operations of the Authority which, if determined
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adversely to the Authority or its interests, would have a material and adverse effect upon the
consummation of the transactions contemplated by or the validity of this Lease Agreement, the
Site and Facility Lease or the Indenture, or upon the financial condition, assets, properties or
operations of the Authority, and the Authority is not in default with respect to any order or
decree of any court or any order,regulation or demand of any federal,state, municipal or other
governmental authority, which default might have consequences that would materially and
adversely affect the consummation of the transactions contemplated by this Lease Agreement,
the Site and Facility Lease or the Indenture or the financial conditions, assets, properties or
operations of the Authority.
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ARTICLE III
ISSUANCE OF THE BONDS
Section 3.1. The Bonds. The Authority has authorized the issuance of the Bonds
pursuant to the Indenture in the aggregate principal amount of twenty-seven million seven
hundred twenty-five thousand dollars ($27,725,000). The Authority agrees that the proceeds of
sale of the Bonds shall be paid to the Trustee on the Closing Date for deposit pursuant to the
terms and conditions of the Indenture. The City hereby approves the Indenture, the assignment
to the Trustee of the rights of the Authority assigned or purported to be assigned thereunder,
and the issuance of the Bonds by the Authority thereunder.
Section 3.2. Application of Advance Rental Payment. On the Closing Date, the
Authority shall direct the Trustee to deposit into the Project Fund the amount of
$24,062,048.99 ($1,000,000.00 of which is allocable to the City) from the proceeds of the Bonds
in accordance with section 3.02 of the Indenture and Section 4 of the Site and Facility Lease.
Amounts on deposit in the Project Fund allocable to the City shall be expended by the City
upon written requisitions submitted to the Trustee for such purpose in accordance with Section
3.04 of the Indenture.
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ARTICLE IV
LEASE OF LEASED PREMISES; TERM OF THIS LEASE
AGREEMENT; LEASE PAYMENTS
Section 4.1. Lease of Leased Premises. The Authority hereby leases the Leased Premises
to the City, and the City hereby leases the Leased Premises from the Authority,upon the terms
and conditions set forth in this Lease Agreement.
Section 4.2. Term of Lease. This Lease Agreement shall take effect on the date hereof,
and shall end on the earlier of August 1, 2006, or such earlier date on which the Bonds shall no
longer be Outstanding under the Indenture. If, on August 1, 2006, the Indenture shall not be
discharged by its terms or if the Lease Payments payable hereunder shall have been abated at
any time and for any reason, then the Term of this Lease Agreement shall be extended until
there has been deposited with the Trustee an amount sufficient to pay all obligations due under
the Lease Agreement, but in no event shall the Term of this Lease Agreement extend beyond
August 1, 2016.
Notwithstanding the foregoing, the Term of the Lease Agreement shall not end so long as
any amounts are owed to the Municipal Bond Insurer with respect to the Municipal Bond
Insurance Policy.
Section 4.3. Lease Payments.
(a) Obligation to Pay. In consideration of the lease of the Leased Premises from the
Authority hereunder and subject to the provisions of Section 6.2, the City agrees to pay to the
Authority, its successors and assigns, as rental for the use and occupancy of the Leased
Premises during each Fiscal Year, the Lease Payments (denominated into components of
principal and interest) for the Leased Premises in the respective amounts specified in Exhibit C
hereto, to be due and payable on the respective Lease Payment Dates specified in Exhibit C
hereto. Any amount held in the Bond Fund, the Interest Account or the Principal Account
allocable to the City on any Lease Payment Date shall be credited towards the Lease Payment
then due and payable. The Lease Payments coming due and payable in any Fiscal Year shall be
for the use of the Leased Premises for such Fiscal Year.
(b) Rate on Overdue Payments. In the event the City should fail to make any of the
payments required in this Section 4.3, the payment in default shall continue as an obligation of
the City until the amount in default shall have been fully paid, and the City agrees to pay the
same with interest thereon, from the date of default to the date of payment at the highest rate
of interest borne by any Outstanding Bond. Such interest,if received, shall be deposited in the
Bond Fund.
(c) Fair Rental Value. The Lease Payments and Additional Payments coming due and
payable in each Fiscal Year shall constitute the total rental for the Leased Premises for each
Fiscal Year and shall be paid by the City in each Fiscal Year for and in consideration of the right
of the use and occupancy of, and the continued quiet use and enjoyment of, the Leased
Premises during each Fiscal Year. The Authority and the City hereby agree and determine that
the total Lease Payments do not exceed the fair rental value of the Leased Premises. In making
such determination, consideration has been given to the obligations of the parties under this
Lease Agreement, the value of the Leased Premises,the uses and purposes which may be served
by the Leased Premises and the benefits therefrom which will accrue to the City and the general
public.
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(d) Source of Payments; Budget and Appropriation. The Lease Payments shall be payable
from any source of available funds of the City, subject to the provisions of Section 6.2. The City
covenants to take such action as may be necessary to include all Lease Payments due hereunder
in each of its budgets during the Term of this Lease Agreement and to make the necessary
annual appropriations for all such Lease Payments, The covenants on the part of the City
herein contained shall be deemed to be and shall be construed to be ministerial duties imposed
by law and it shall be the duty of each and every public official of the City to take such action
and do such things as are required by law in the performance of the official duty of such official
to enable the City to carry out and perform the covenants and agreements in this Lease
Agreement agreed to be carried out and performed by the City. During the term of this Lease
Agreement, the City shall furnish to the Authority and the Trustee, no later than ten days
following the adoption of a budget for the current Fiscal Year, a certificate stating that the Lease
Payments due in that Fiscal Year have been included in the budget approved by the City
Council for such Fiscal Year.
(e) Assignment. The City understands and agrees that all Lease Payments have
previously been assigned by the Authority to the Trustee in trust, pursuant to Section 5.01 of
the Indenture, for the benefit of the Owners of the Bonds, and the City hereby assents to such
assignment. The Authority hereby directs the City, and the City hereby agrees, to pay all of the
Lease Payments to the Trustee at its Office.
(f) Security Deposit. Notwithstanding any other provision of this Lease Agreement, the
City may on any date secure the payment of the Lease Payments for the Leased Premises in
whole or in part by depositing with the Trustee an amount of cash which, together with other
available amounts, including but not limited to amounts on deposit in the Bond Fund and the
Reserve Fund, is either (i) sufficient to pay such Lease Payments, including the principal and
interest and premium, if any, components thereof, in accordance with the Lease Payment
schedule set forth in Exhibit C, or (ii) invested in whole or in part in Defeasance Obligations in
such amount as will, in the opinion of an Independent Accountant, together with interest to
accrue thereon and together with any cash which is so deposited,be fully sufficient to pay such
Lease Payments when due hereunder,as the City shall instruct at the time of said deposit. Said
security deposit shall be deemed to be and shall constitute a special fund for the payment of
Lease Payments in accordance with the provisions of this Lease Agreement.
Section 4.4. No Optional Prepayment. The City shall have no option to prepay the
principal components of the Lease Payments.
Section 4.5. Ouiet Enjoyment. During the Term of this Lease Agreement, the Authority
shall provide the City with quiet use and enjoyment of the Leased Premises, and the City shall,
during such Term,peaceably and quietly have and hold and enjoy the Leased Premises without
suit, trouble or hindrance from the Authority, except as expressly set forth in this Lease
Agreement. The Authority will,at the request of the City and at the City's cost,join in any legal
action in which the City asserts its right to such possession and enjoyment to the extent the
Authority may lawfully do so.Notwithstanding the foregoing,the Authority shall have the right
to inspect the Leased Premises as provided in Section 7.2.
Section 4.6. Title. If the City pays all of the Lease Payments and Additional Payments
during the Term of this Lease Agreement as the same become due and payable, or if the City
posts a security deposit for payment of the Lease Payments pursuant to Section 4.3(g), and if
the City has paid in full all of the Additional Payments coming due and payable as of the such
date,and provided in any event that no Event of Default shall have occurred and be continuing,
all right,title and interest of the Authority in and to the Leased Premises shall be transferred to
and vested in the City. The Authority agrees to take any and all steps and execute and record
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any and all documents reasonably required by the City to consummate any such transfer of
title.
Section 4.7.Additional Payments In addition to the Lease Payments,the City shall pay.
when due the following Additional Payments:
(a) The City's Pro Rata Portion of any fees and expenses incurred by the Authority in
connection with or by reason of its leasehold estate in the Leased Premises as and when the
same become due and payable;
(b) The City's Pro Rata Portion of any amounts due to the Trustee pursuant to Section
8.06 of the Indenture for all services rendered under the Indenture and for all reasonable
expenses,charges,costs,liabilities,legal fees and other disbursements incurred in and about the
performance of its powers and duties under the Indenture;
(c) The City's Pro Rata Portion of any costs and expenses of the Municipal Bond
Insurer;
(d) The City's Pro Rata Portion of any reasonable fees and expenses of such
accountants, consultants, attorneys and other experts as may be engaged by the Authority or
the Trustee to prepare audits, financial statements, reports, opinions or provide such other
services required under this Lease Agreement or the Indenture;and
(e) The City's Pro Rata Portion of any reasonable out-of-pocket expenses of the
Authority in connection with the execution and delivery of this Lease Agreement or the
Indenture, or in connection with the issuance of the Bonds, including any and all expenses
incurred in connection with the authorization, issuance, sale and delivery of the Bonds, or
incurred by the Authority in connection with any litigation which may at any time be instituted
involving this Lease Agreement, the Site and Facility Lease, the Bonds, the Indenture or any of
the other documents contemplated hereby or thereby,or incurred by the Authority in connection
with the continuing disclosure certificate required to be prepared by the Authority pursuant to
Section 6.09 of the Indenture,or otherwise incurred in connection with the administration hereof
or thereof.
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ARTICLE V
MAINTENANCE, TAXES, INSURANCE AND OTHER
MATTERS
Section 5.1. Maintenance, Utilities, Taxes and Assessments. Throughout the Term of this
Lease Agreement, as part of the consideration for the rental of the Leased Premises, all
improvement,repair and maintenance of the Leased Premises shall be the responsibility of the
City and the City shall pay for or otherwise arrange for the payment of all utility services
supplied to the Leased Premises which may include,without limitation,janitor service,security,
power, gas, telephone, light, heating, water and all other utility services, and shall pay for or
otherwise arrange for the payment of the cost of the repair and replacement of the Leased
Premises resulting from ordinary wear and tear or want of care on the part of the City or any
assignee or lessee thereof. In exchange for the Lease Payments herein provided, the Authority
agrees to provide only the Leased Premises, as hereinbefore more specifically set forth. The City
waives the benefits of subsections 1 and 2 of Section 1932 of the California Civil Code,but such
waiver shall not limit any of the rights of the City under the terms of this Lease Agreement.
The City shall also pay or cause to be paid all taxes and assessments of any type or
nature, if any, charged to the Authority or the City affecting the Leased Premises or the
respective interests or estates therein; provided that with respect to special assessments or
other governmental charges that may lawfully be paid in installments over a period of years,the
City shall be obligated to pay only such installments as are required to be paid during the Term
of this Lease Agreement as and when the same become due.
The City may, at the City's expense and in its name, in good faith contest any such
taxes, assessments, utility and other charges and, in the event of any such contest, may permit
the taxes,assessments or other charges so contested to remain unpaid during the period of such
contest and any appeal therefrom unless the Authority shall notify the City that, in the
reasonable opinion of the Authority, by nonpayment of any such items, the interest of the
Authority in the Leased Premises will be materially endangered or the Leased Premises or any
part thereof will be subject to loss or forfeiture,in which event the City shall promptly pay such
taxes, assessments or charges or provide the Authority with full security against any loss which
may result from nonpayment,in form satisfactory to the Authority and the Trustee.
Section 5.2. Modification of Leased Premises. The City shall, at its own expense, have
the right to make additions, modifications and improvements to the Leased Premises. All
additions, modifications and improvements to the Leased Premises shall thereafter comprise
part of the Leased Premises and be subject to the provisions of this Lease Agreement. Such
additions,modifications and improvements shall not in any way damage the Leased Premises -or cause the Leased Premises to be used for purposes other than those authorized under the
provisions of State and federal law;and the City shall file with the Trustee and the Authority a
Written Certificate of the City stating that the Leased Premises, upon completion of any
additions, modifications and improvements made thereto pursuant to this Section 5.2, shall be
of a value which is not substantially less than the value of the Leased Premises immediately
prior to the making of such additions, modifications and improvements. The City will not
permit any mechanic's or other lien to be established or remain against the Leased Premises for
labor or materials furnished in connection with any remodeling, additions, modifications,
improvements,repairs, renewals or replacements made by the City pursuant to this Section 5.2;
provided that if any such lien is established and the City shall first notify or cause to be
notified the Authority of the City's intention to do so, the City may in good faith contest any
lien filed or established against the Leased Premises, and in such event may permit the items so
contested to remain undischarged and unsatisfied during the period of such contest and any
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appeal therefrom and shall provide the Authority with full security against any loss or
forfeiture which might arise from the nonpayment of any such item,in form satisfactory to the
Authority. The Authority will cooperate fully in any such contest, upon the request and at the
expense of the City.
Section 5.3. Public Liability and Property Damage Insurance. The City shall maintain or
cause to be maintained throughout the Term of this Lease Agreement, a standard
comprehensive general insurance policy or policies in protection of the Authority,City,and their
respective members, officers, agents, employees and assigns. Said policy or policies shall
provide for indemnification of said parties against direct or contingent loss or liability for
damages for bodily and personal injury,death or property damage occasioned by reason of the
operation of the Leased Premises. Said policy or policies shall provide coverage in the minimum
liability limits of $1,000,000 for personal injury or death of each person and $3,000,000 for
personal injury or deaths of two or more persons in each accident or event, and in a minimum
amount of $100,000 (subject to a deductible clause of not to exceed $5,000) for damage to
property resulting from each accident or event. Such public liability and property damage
insurance may, however, be in the form of a single limit policy in the amount of $3,000,000
covering all such risks. Such insurance may be maintained as part of or in conjunction with any
other insurance coverage carried by the City,and such liability insurance may be maintained in
whole or in part in the form of self-insurance by the City, subject to the provisions of Section
5.7, or in the form of the participation by the City in a joint powers agency or other program
providing pooled insurance. The proceeds of such liability insurance shall be applied by the
City toward extinguishment or satisfaction of the liability with respect to which paid.
Section 5.4. Fire and Extended Coverage Insurance.The City shall procure and maintain,
or cause to be procured and maintained, throughout the Term of this Lease Agreement,
insurance against loss or damage to the improvements constituting a part of the Leased
Premises by fire and lightning, with extended coverage and vandalism and malicious mischief
insurance. Said extended coverage insurance, if required, shall, as nearly as practicable, cover
loss or damage by explosion, windstorm, riot, aircraft, vehicle damage, smoke and such other
hazards as are normally covered by such insurance, and shall include earthquake coverage if
such coverage is available at reasonable cost from reputable insurers in the judgment of the City.
Such insurance shall be in an amount at least equal to the lesser of (a) one hundred percent
(100%) of the replacement cost of all of the insured improvements, or(b) the aggregate principal
amount of the City's Pro Rata Portion of the outstanding Bonds. Such insurance may be
maintained as part of or in conjunction with any other insurance coverage carried by the City,
and may be maintained in whole or in part in the form of the participation by the City in a joint
powers agency or other program providing pooled insurance; provided however, that such
insurance may not be maintained by the City in the form of self-insurance. The Net Proceeds of
such insurance shall be applied as provided in Section 6.1(a).
Section 5.5. Rental Interruption Insurance.The City shall procure and maintain, or cause
to be procured and maintained, throughout the Term of this Lease Agreement, rental
interruption or use and occupancy insurance to cover loss, total or partial, of the use of the
Leased Premises as a result of any of the hazards covered in the insurance required by Section
5.4, in an amount at least equal to the maximum Lease Payments coming due and payable
during any future twenty-four (24) month period. Such insurance may be maintained as part of
or in conjunction with any other insurance coverage carried by the City,and may be maintained
in whole or in part in the form of the participation by the City in a joint powers agency or other
program providing pooled insurance; provided that such insurance may not be maintained in
the form of self-insurance. The proceeds of such insurance, if any, shall be paid to the Trustee
and deposited in the Bond Fund, and shall be credited towards the payment of the Lease
Payments as the same become due and payable.
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Section 5.6. Recordation Hereof; Title Insurance. On or before the Closing Date the City
shall, at its expense, (a) cause this Lease Agreement and the Site and Facility Lease, or a
memorandum hereof or thereof, and a memorandum of the assignment made pursuant to
Section 5.01 of the Indenture,in each case in form and substance approved by Bond Counsel, to
be recorded in the office of the Orange County Recorder, and (b) obtain a CLTA policy of title
insurance which insures the City's leasehold estate in the Leased Premises in art amount equal
to the aggregate principal amount of the Bonds allocable to the City. All Net Proceeds received
under said policy shall be deposited with the Trustee in the Redemption Fund and shall be.
applied to the redemption of Bonds pursuant to Section 4.01(b) of the Indenture. A copy of
such policy shall be delivered by the City to the Municipal Bond Insurer.
Section 5.7. Net Proceeds of Insurance; Form of Policies. Each policy of insurance
maintained pursuant to Sections 5.4, 5.5 and 5.6 shall name the Trustee as loss payee so as to
provide that all proceeds thereunder shall be payable to the Trustee and shall name the
Municipal Bond Insurer as an additional insured. All required insurance policies shall be
provided by a commercial insurer rated "A" or better by A.M. Best & Company or rated in one
of the two highest rating categories by Moody's and S&P (without regard to designations of
plus (+) or minus (-). The City shall pay or cause to be paid when due the premiums for all
insurance policies required by this Lease Agreement. All such policies shall provide that the
Trustee shall be given thirty (30) days' notice of each expiration, any intended cancellation
thereof or reduction of the coverage provided thereby. The Trustee shall not be responsible for
the sufficiency or amount of any insurance or self-insurance herein required and shall be fully
protected in accepting payment on account of such insurance or any adjustment,compromise or
settlement of any loss. The City shall cause to be delivered to the Trustee and the Municipal
Bond Insurer annually, no later than August 1 in each year, a certificate stating that all of the
insurance policies required by this Lease Agreement are in full force and effect and identifying
whether any such insurance is then maintained in the form of self-insurance.
In the event that any insurance maintained pursuant to Section 5.3 shall be provided in
the form of self-insurance, the City shall file with the Trustee annually,within ninety (90) days
following the close of each Fiscal Year, a statement of an independent insurance adviser
engaged by the City identifying the extent of such self-insurance and stating the determination
that the City maintains sufficient reserves with respect thereto. In the event that any such
insurance shall be provided in the form of self-insurance by the City, the City shall not be
obligated to make any payment with respect to any insured event except from such reserves.
The results of such review shall be filed with the Trustee and the Municipal Bond Insurer.
Section 5.8. Installation of Personal Property. The City may, at any time and from time
to time, in its sole discretion and at its own expense, install or permit to be installed items of
equipment or other personal property in or upon any portion of the Leased Premises. All such
items shall remain the sole property of the City,in which neither the Authority nor the Trustee
shall have any interest, and may be modified or removed by the City at any time provided that
the City shall repair and restore any and all damage to the Leased Premises resulting from the
installation, modification or removal of any such items. Nothing in this Lease Agreement shall
prevent the City from purchasing or leasing items to be installed pursuant to this Section 5.8
under a lease or conditional sale agreement, or subject to a vendor's lien or security agreement,
as security for the unpaid portion of the purchase price thereof, provided that no such lien or
security interest shall attach to any part of the Leased Premises.
Section 5.9. Liens. Neither the City nor the Authority shall, directly or indirectly, create,
incur, assume or suffer to exist any mortgage,pledge,lien, charge,encumbrance or claim on or
with respect to any portion of the Leased Premises, other than the respective rights of the
Authority and the City as provided herein and Permitted Encumbrances. Except as expressly
provided in this Article V, the City and the Authority shall promptly, at their own expense,
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take such action as may be necessary to duly discharge or remove arty such mortgage, pledge,
lien,charge,encumbrance or claim,for which it is responsible,if the same shall arise at any time.
The City shall reimburse the Authority for any expense incurred by it in order to discharge or
remove any such mortgage,pledge,lien,charge,encumbrance or claim.
Section 5.10. Tax Covenants.
(a) Private Activity Bond Limitation. The City shall assure that proceeds of the Bonds are
not so used as to cause the Bonds to satisfy the private business tests of section 141(b) of the
Code or the private loan financing test of section 141(c) of the Code.
(b) Federal Guarantee Prohibition. The City shall not take any action or permit or suffer
any action to be taken if the result of the same would be to cause any of the Bonds to be
"federally guaranteed"within the meaning of section 149(b) of the Code.
(c) Rebate Requirement. The City shall take any and all actions necessary to assure
compliance with section 148(f) of the Code,relating to the rebate of excess investment earnings,
if any,to the federal government,to the extent that such section is applicable to the Bonds.
(d) No Arbitrage. The City shall not take, or permit or suffer to be taken by the Trustee or
otherwise, any action with respect to the proceeds of the Bonds which, if such action had been
reasonably expected to have been taken, or had been deliberately and intentionally taken, on
the Closing Date would have caused the Bonds to be "arbitrage bonds" within the meaning of
section 148 of the Code.
(e)Maintenance of Tax-Exemption. The City shall take all actions necessary to assure the •
exclusion of interest with respect to the Bonds from the gross income of the Owners of the
Bonds to the same extent as such interest is permitted to be excluded from gross income under
the Code as in effect on the Closing Date.
Section 5.11.Continuing Disclosure.
(a) The City shall timely supply the information required by section 6599.1 of the
California Government Code to the California Debt Advisory Commission ("CDAC") and to
the Authority, all such information to be supplied annually and at such other time as required
by said section 6599.1 on forms to be provided by CDAC or at such other time and in such
other manner as shall comply with the provisions of said section 6599.1.
(b) The City hereby covenants and agrees that it will comply with and carry out all of
the provisions of the City Continuing Disclosure Certificate. Notwithstanding any other
provision of this Lease Agreement, failure of the City to comply with the City Continuing
Disclosure Certificate shall not constitute an Event of Default hereunder;provided, however, that.
any Participating Underwriter or any Owner or beneficial owner of the Bonds may take such
actions as may be necessary and appropriate to compel performance by the City of its
obligations under this Section 5.11, including seeking mandate or specific performance by court
order.
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ARTICLE VI
DAMAGE, DESTRUCTION AND EMINENT DOMAIN;
ABATEMENT OF LEASE PAYMENTS
Section 6.1. Application of Net Proceeds.
(a)From Insurance Award. The Net Proceeds of any insurance award resulting from any
damage to or destruction of the Leased Premises by fire or other casualty shall be paid by the
City to the Trustee and shall be deposited in the Insurance and Condemnation Fund by the
Trustee and applied as set forth in Section 5.07 of the Indenture.
(b) From Eminent Domain Award. If the Leased Premises or any portion thereof shall be
taken permanently or temporarily under the power of eminent domain or sold to a government
threatening to exercise the power of eminent domain, the Net Proceeds resulting therefrom shall
be deposited in the Insurance and Condemnation Fund and applied as set forth in Section 5.07
of the Indenture.
(c) From Title Insurance Award. The Net Proceeds of any title insurance award shall be
paid to the Trustee, deposited in the Insurance and Condemnation Fund and applied as set
forth in Section 5.07 of the Indenture.
Section 6.2. Abatement of Lease Payments.
(a)Abatement Due to Damage or Destruction. The Lease Payments shall be abated during
any period in which by reason of damage to or destruction of the Leased Premises (other than
by eminent domain which is hereinafter provided for)which causes substantial interference with
the use and occupancy by the City of the Leased Premises or any portion thereof. The amount
of such abatement shall be an amount agreed upon by the City and the Authority, upon
consultation with the Municipal Bond Insurer,such that the resulting Lease Payments represent
fair consideration for the use and occupancy of the portions of the Leased Premises not
damaged or destroyed. Such abatement shall continue for the period commencing with such
damage or destruction and ending with the substantial completion of the work of repair or
reconstruction. In the event of any such damage or destruction, this Lease Agreement shall
continue in full force and effect and the City waives any right to terminate this Lease Agreement
by virtue of any such damage and destruction. There shall be no abatement of the Lease
Payments to the extent that moneys derived from any person as a result of such damage or
destruction are available to pay the amount which would otherwise be abated or if there is any
money available in the Bond Fund or the Reserve Fund to pay the amount which would
otherwise be abated.
(b) Abatement Due to Eminent Domain. If all of the Leased Premises shall be taken
permanently under the power of eminent domain or sold to a government threatening to exercise
the power of eminent domain, the Term of this Lease Agreement shall cease with respect to the
Leased Premises as of the day possession shall be so taken. If less than all of the Leased
Premises shall be taken permanently, or if all of the Leased Premises or any part thereof shall be
taken temporarily under the power of eminent domain, (a) this Lease Agreement shall continue
in full force and effect and shall not be terminated by virtue of such taking and the parties
waive the benefit of any law to the contrary, and (b) there shall be a partial abatement of Lease
Payments in an amount to be agreed upon by the City and the Authority such that the resulting
Lease Payments for the Leased Premises represent fair consideration for the use and occupancy
of the remaining usable portion of the Leased Premises.
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ARTICLE VII
DISCLAIMER OF WARRANTIES; ACCESS
Section 7.1. Disclaimer of Warranties. THE AUTHORITY MAKES NO WARRANTY OR
REPRESENTATION, EITHER EXPRESS OR IMPLIED, AS TO THE VALUE, DESIGN,
CONDITION, MERCHANTABILITY OR FITNESS FOR ANY PARTICULAR PURPOSE OR
FITNESS FOR THE USE CONTEMPLATED BY THE CITY OF THE LEASED PREMISES, OR
ANY OTHER REPRESENTATION OR WARRANTY WITH RESPECT TO THE LEASED
PREMISES. IN NO EVENT SHALL THE AUTHORITY AND ITS ASSIGNS BE LIABLE FOR
INCIDENTAL, INDIRECT, SPECIAL OR CONSEQUENTIAL DAMAGES IN CONNECTION
WITH OR ARISING OUT OF THIS LEASE, THE SITE AND FACILITY LEASE OR THE
INDENTURE FOR THE EXISTENCE,FURNISHING,FUNCTIONING OR THE CITY'S USE OF
THE LEASED PREMISES.
Section 7.2. Rights of Access. The City agrees that the Authority and any Authorized
Representative of the Authority, and the Authority's successors or assigns, shall have the right
at all reasonable times to enter upon and to examine and inspect the Leased Premises. The City
further agrees that the Authority, any Authorized Representative of the Authority, and the
Authority's successors or assigns shall have such rights of access to the Leased Premises as may
be reasonably necessary to cause the proper maintenance of the Leased Premises in the event of
failure by the City to perform its obligations hereunder;provided,however, that the Authority's
assigns shall not be required to cause such proper maintenance.
Section 7.3. Release and Indemnification Covenants. The City shall and hereby agrees to
indemnify and save the Authority, the Trustee and their respective officers, agents, successors
and assigns,harmless from and against all claims,losses and damages,including legal fees and
expenses, arising out of(a) the use,maintenance, condition or management of,or from any work
or thing done on the Leased Premises by the City, (b) any breach or default on the part of the
City in the performance of any of its obligations under this Lease Agreement, (c) any act or
negligence of the City or of any of its agents, contractors, servants, employees or licensees with
respect to the Leased Premises, (d) any act or negligence of any lessee of the City with respect
to the Leased Premises, or (e) the performance by the Trustee of its duties hereunder or under
the Indenture. No indemnification is made under this Section 7.3 or elsewhere in this Lease
Agreement for willful misconduct or negligence under this Lease Agreement by the Authority,
the Trustee or any of their respective officers or employees. The indemnification hereunder shall
survive removal or resignation of the Trustee,termination of this Lease Agreement or discharge
of the Bonds.
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ARTICLE VIII
ASSIGNMENT, LEASING AND AMENDMENT
Section 8.1. Assignment by the Authority. Certain rights of the Authority under this
Lease Agreement, including the right to receive and enforce payment of the Lease Payments to
be made by the City under this Lease Agreement, have been pledged and assigned to the
Trustee for the benefit of the Owners of the Bonds pursuant to the Indenture, to which pledge
and assignment the City hereby consents. The assignment of this Agreement to the Trustee is
solely in its capacity as Trustee under the Indenture and the duties, powers and liabilities of the
Trustee in acting hereunder shall be subject to the provisions of the Indenture,including,without
limitation, the provisions of Article VIII thereof.
Section 8.2. Assignment and Subleasing by the City. This Lease Agreement may not be
assigned by the City. The City may sublease the Leased Premises or any portion thereof, but
only with the written consent of the Municipal Bond Insurer and subject to, and delivery to the
Authority of a certificate as to, all of the following conditions:
(a) This Lease Agreement and the obligation of the City to make Lease Payments
hereunder shall remain obligations of the City;
(b) The City shall, within thirty (30) days after the delivery thereof, furnish or cause to
be furnished to the Authority and the Trustee a true and complete copy of such sublease;
(c) No such sublease by the City shall cause the Leased Premises to be used for a
purpose other than as may be authorized under the provisions of the laws of the State;and
(d) The City shall furnish the Authority and the Trustee with a written opinion of Bond
Counsel, stating that such sublease is permitted by this Lease Agreement and the Indenture,and
will not cause the interest on the Bonds to become included in gross income for federal income
tax purposes.
Section 8.3. Amendment of Lease.
(a) Substitution of Site or Facility. The City shall have, and is hereby granted, the option
at any time and from time to time during the Term of this Lease Agreement to substitute other
land (a "Substitute Site") and/or a substitute facility or substitute facilities (a "Substitute
Facility") for the Site (the "Former Site"), or a portion thereof, and/or the Facility (the "Former
Facility"), or a portion thereof, provided that the City shall satisfy all of the following
requirements which are hereby declared to be conditions precedent to such substitution:
(i) The City shall file with the Authority and the Trustee an amended Exhibit A
to the Site and Facility Lease which adds thereto a description of such Substitute Site
and deletes therefrom the description of the Former Site;
(ii) The City shall file with the Authority and the Trustee an amended Exhibit A
to this Lease Agreement which adds thereto a description of such Substitute Site and
deletes therefrom the description of the Former Site;
(iii) The City shall file with the Authority and the Trustee an amended Exhibit B
to the Site and Facility Lease which adds thereto a description of such Substitute
Facility and deletes therefrom the description of the Former Facility;
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(iv) The City shall file with the Authority and the Trustee an amended Exhibit B
to this Lease Agreement which adds thereto a description of such Substitute Facility and
deletes therefrom the description of the Former Facility;
(v) The City shall certify in writing to the Authority and the Trustee that such
Substitute Site and/or Substitute Facility serve the purposes of the City, constitutes
property that is unencumbered (or the portion of such property to be to substituted is
unencumbered),subject to Permitted Encumbrances, and constitutes property which the
City is permitted to lease under the laws of the State;
(vi) The City delivers to the Trustee and the Authority evidence that the
Substitute Site and/or Substitute Facility (or the portions to be to substituted), together
with the portions of the Site and/or Facility not to be substituted, are of equal or greater
value than the then Outstanding principal component of Bonds allocable to the City;
(vii) The Substitute Site and/or Substitute Facility shall not cause the City to
violate any of its covenants,representations and warranties made herein;
(viii) The City shall obtain an amendment to the title insurance policy required
pursuant to Section 5.6 hereof which adds thereto a description of the Substitute Site
and deletes therefrom the description of the Former Site;
(ix) The City shall certify that the Substitute Site and/or the Substitute Facility is
of the same or greater essentially to the City as was the Former Site and/or the Former
Facility; and
(x) The City shall obtain the prior written consent of the Municipal Bond Insurer
of such substitution and notice of such consent shall be given by the City to any rating
agency then rating the Bonds.
(b)Release of Site. The City shall have,and is hereby granted, the option at any time and
from time to time during the Term of the Lease Agreement to release any portion of the Site,
provided that the City shall satisfy all of the following requirements which are hereby declared
to be conditions precedent to such release:
(i) The City shall file with the Authority and the Trustee an amended Exhibit A
to the Site and Facility Lease which describes the Site, as revised by such release;
(ii) The City shall file with the Authority and the Trustee an amended Exhibit A
to this Lease Agreement which describes the Site,as revised by such release;
(iii) The City delivers to the Trustee and the Authority evidence that the Site, as
revised by such release, together with the Facility, has a total at least equal to the
portion of the Bonds then outstanding which are allocable to the City;
(iv) The City shall obtain an amendment to the title insurance policy required
pursuant to Section 5.6 hereof which describes the Site,as revised by such release; and
(v) The City shall obtain the prior written consent of the Municipal Bond Insurer
of such release and notice of such consent shall be given by the City to any rating agency
then rating the Bonds.
(c) GeneralIy. The Authority and the City may at any time amend or modify any of the
provisions of this Lease Agreement,but only (a) with the prior written consents of the Owners
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of a majority in aggregate principal amount of the Outstanding Bonds, or (b) without the
consent of any of the Bond Owners,but only if such amendment or modification is for any one
or more of the following purposes:
(i) to add to the covenants and agreements of the City contained in this Lease
Agreement, other covenants and agreements thereafter to be observed, or to limit or
surrender any rights or power herein reserved to or conferred upon the City;
(ii) to make such provisions for the purpose of curing any ambiguity,or of curing,
correcting or supplementing any defective provision contained herein, or in any other
respect whatsoever as the Authority and the City may deem necessary or desirable,
provided that, in the opinion of Bond Counsel, such modifications or amendments will
not materially adversely affect the interests of the Owners of the Bonds; or
(iii) to amend any provision thereof relating to the Tax Code, to any extent
whatsoever but only if and to the extent such amendment will not adversely affect the
exclusion from gross income of interest on the Bonds under the Code,in the opinion of
Bond Counsel.
Written notice of any such amendment or modification shall be given by the City to
Moody's and S&P at least thirty (30) days prior to the effective date of such amendment or
modification.
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ARTICLE IX
EVENTS OF DEFAULT; REMEDIES
Section 9.1. Events of Default Defined. The following shall be "Events of Default" under
this Lease Agreement:
(a) Failure by the City to pay any Lease Payment required to be paid hereunder at the
time specified herein.
(b) Failure by the City to make any Additional Payment required hereunder and the
continuation of such failure for a period of thirty (30) days.
(c) Failure by the City to observe and perform any covenant, condition or agreement on
its part to be observed or performed, other than as referred to in the preceding clauses (a) or
(b), for a period of sixty (60) days after written notice specifying such failure and requesting
that it be remedied has been given to the City by the Authority or the Trustee; provided,
however, that if in the reasonable opinion of the City the failure stated in the notice can be
corrected,but not within such sixty (60) day period, such failure shall not constitute an Event
of Default if the City shall commence to cure such failure within such sixty (60) day period and
thereafter diligently and in good faith shall cure such failure in a reasonable period of time.
(d) The filing by the City of a voluntary petition in bankruptcy, or failure by the City
promptly to lift any execution, garnishment or attachment, or adjudication of the City as a
bankrupt, or assignment by the City for the benefit of creditors, or the entry by the City into an
agreement of composition with creditors,or the approval by a court of competent jurisdiction of
a petition applicable to the City in any proceedings instituted under the provisions of
applicable federal bankruptcy law,or under any similar acts which may hereafter be enacted.
Section 9.2. Remedies on Default. Whenever any Event of Default referred to in Section
9.1 shall have happened and be continuing, it shall be lawful for the Authority to exercise any
and all remedies available pursuant to law or granted pursuant to this Lease Agreement;
provided, however, that notwithstanding anything to the contrary herein or in the Indenture,
there shall be no right under any circumstances to accelerate the Lease Payments or otherwise
declare any Lease Payments not then in default to be immediately due and payable or to
terminate this Lease Agreement or to cause the fee interest or the leasehold interest of the City
in the Leased Premises to be sold, assigned or otherwise alienated. Each and every covenant
hereof to be kept and performed by the City is expressly made a condition and, upon the
breach thereof, the Authority may exercise any and all rights of entry and re-entry upon the
Leased Premises. The City hereby irrevocably consents to the Authority's repossession of the
Lease Premises if such an Event of Default shall occur and consents to the Authority's re-letting.
of the Lease Premises for the account of the City. In the event of such default and
notwithstanding any re-entry by the Authority, the City shall, as herein expressly provided,
continue to remain liable for the payment of the Lease Payments and/or damages for breach of
this Lease Agreement and the performance of all conditions herein contained and,in any event,
such rent and/or damages shall be payable to the Authority at the time and in the manner as
herein provided,to wit:
(a) The City agrees to and shall remain liable for the payment of all Lease Payments and
the performance of all conditions herein contained and shall reimburse the Authority for any
deficiency arising out of the re-leasing of the Leased Premises, or, in the event the Authority is
unable to re-lease the Leased Premises, then for the full amount of all Lease Payments to the
end of the Term of this Lease Agreement, but said Lease Payments and/or deficiency shall be
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payable only at the same time and in the same manner as hereinabove provided for the
payment of Lease Payments hereunder,notwithstanding such entry or re-entry by the Authority
or any suit in unlawful detainer, or otherwise, brought by the Authority for the purpose of
effecting such re-entry or obtaining possession of the Leased Premises or the exercise of any
other remedy by the Authority.
(b) The City hereby irrevocably appoints the Authority as the agent and attorney-in-fact
of the City to enter upon and re-lease the Leased Premises in the event of default by the City in
the performance of any covenants herein contained to be performed by the City and to remove
all personal property whatsoever situated upon the Leased Premises to place such property in
storage or other suitable place in Orange County, for the account of and at the expense of the
City, and the City hereby exempts and agrees to save harmless the Authority from any costs,
loss or damage whatsoever arising or occasioned by any such entry upon and re-leasing of the
Leased Premises and the removal and storage of such property by the Authority or its duly
authorized agents in accordance with the provisions herein contained.
(c) The City hereby waives any and all claims for damages caused or which may be
caused by the Authority in re-entering and taking possession of the Leased Premises as herein
provided and all claims for damages that may result from the destruction of or injury to the
Leased Premises and all claims for damages to or loss of any property belonging to the City
that may be in or upon the Leased Premises.
(d) The City agrees that the terms of this Lease Agreement constitute full and sufficient
notice of the right of the Authority to re-lease the Leased Premises in the event of such re-entry
without effecting a surrender of this Lease Agreement, and further agrees that no acts of the
Authority in effecting such re-leasing shall constitute a surrender or termination of this Lease
Agreement irrespective of the term for which such re-leasing is made or the terms and conditions
of such re-leasing,or otherwise.
(e) The City further waives the right to any rental obtained by the Authority in excess of
the Lease Payments and hereby conveys and releases such excess to the Authority as
compensation to the Authority for its services in re-leasing the Leased Premises.
Section 9.3. Limitation on Remedies. Notwithstanding the foregoing provisions of
Section 9.2,neither the Authority nor the Trustee shall exercise any remedies against the Leased
Premises to the extent such remedies would generate funds which are subject to such lien and
which are not available to satisfy the obligations of this Lease Agreement or the Indenture.
Section 9.4. No Remedy Exclusive. No remedy herein conferred upon or reserved to the
Authority is intended to be exclusive and every such remedy shall be cumulative and shall,
except as herein expressly provided to the contrary,be in addition to every other remedy given
under this Lease Agreement or now or hereafter existing at law or in equity. No delay or
omission to exercise any right or power accruing upon any default shall impair any such right or
power or shall be construed to be a waiver thereof, but any such right and power may be
exercised from time to time and as often as may be deemed expedient. In order to entitle the
Authority to exercise any remedy reserved to it in this Article IX it shall,not be necessary to give
any notice,other than such notice as may be required in this Article IX or by law.
Section 9.5. Agreement to Pay Attorneys' Fees and Expenses. In the event either party to
this Lease Agreement should default under any of the provisions hereof and the nondefaulting
party should employ attorneys or incur other expenses for the collection of moneys or the
enforcement or performance or observance of any obligation or agreement on the part of the
defaulting party herein contained, the defaulting party agrees that it will on demand therefor
-21-
pay to the nondefaulting party the reasonable fees of such attorneys and such other expenses so
incurred by the nondefaulting party.
Section_9.6._No_Additional Waiver Implied by One Waiver.In the event any agreement _
contained in this Lease Agreement should be breached by either party and thereafter waived by
the other party, such waiver shall be limited to the particular breach so waived and shall not be
deemed to waive any other breath hereunder.
Section 9.7. Trustee and Bond Owners to Exercise Rights. Such rights and remedies as
are given to the Authority under this Article IX have been assigned by the Authority to the
Trustee under the Indenture, to which assignment the City hereby consents. Such rights and
remedies shall be exercised by the Trustee and the Owners of the Bonds as provided in the
Indenture.In the event that this Lease Agreement shall be amended pursuant to Section 8.3(b)in
connection with the issuance of additional bonds, notes, leases or other obligations, the rights
and remedies granted under this Article IX shall be exercised as well by the owners of such
bonds,notes,leases or other obligations, or by a fiduciary on their behalf, on a parity with the
Trustee and the Bond Owners.
-22-
ARTICLE X
MISCELLANEOUS
Section 10.1.Notices. All written notices to be given under this Lease Agreement shall be
given by first class mail or personal delivery to the party entitled thereto at its address set forth
below, or at such address as the party may provide to the other party in writing from time to
time. Notice shall be effective either (a) upon transmission by facsimile transmission or other
form of telecommunication, confirmed by telephone, (b) 48 hours after deposit in the United
States mail, postage prepaid, or (c) in the case of personal delivery to any person, upon actual
receipt. The Authority, the City or the Trustee may,by written notice to the other parties, from
time to time modify the address or number to which communications are to be given hereunder.
If to the Authority: Countywide Public Financing Authority
20 Civic Center Plaza
Santa Ana,CA 92701
Attn: Treasurer
If to the City: City of Brea
Number One Civic Center Circle, 3rd Floor
Brea,CA 92621-5758
Attn: Financial Services Director
If to the Trustee: U.S. Trust Company of California,N.A.
515 South Flower Street,Suite 2700
Los Angeles,CA 90071
Attn:Corporate Trust Department
If to the Municipal Bond Insurer: MBIA Insurance Corporation
113 King Street
Armonk, NY 10504
Attention:Insured Portfolio Management
The Authority, the City, the Trustee and the Municipal Bond Insurer, by notice given
hereunder, may designate different addresses to which subsequent notices, certificates or other
communications will be sent.
Section 10.2. Notices to be Given to the Municipal Bond Insurer. While the Municipal
Bond Insurance Policy is in effect, the City shall furnish, or cause to be furnished, to the
Municipal Bond Insurer such information it may reasonably request.
The City will permit the Municipal Bond Insurer to discuss the affairs, finances and - -
accounts of the City or any information the Municipal Bond Insurer may reasonably request
regarding the security for the Bonds with appropriate officers of the City. The City will permit
the Municipal Bond Insurer to have access to the Leased Premises at any reasonable time upon
reasonable notice.
Section 10.3. Binding Effect. This Lease Agreement shall inure to the benefit of and shall
be binding upon the Authority and the City and their respective successors and assigns.
Section 10.4. Severability. In the event any provision of this Lease Agreement shall be
held invalid or unenforceable by any court of competent jurisdiction, such holding shall not
invalidate or render unenforceable any other provision hereof.
-23-
Section 10.5. Net-net-net Lease. This Lease Agreement shall be deemed and construed to
be a "net-net-net lease" and the City hereby agrees that the Lease Payments shall be an
absolute net return to the Authority, free and clear of any expenses, charges or set-offs
whatsoever.
Section 10.6. Further Assurances and Corrective Instruments. The Authority and the
City agree that they will, from time to time, execute, acknowledge and deliver, or cause to be
executed, acknowledged and delivered, such supplements hereto and such further instruments
as may reasonably be required for correcting any inadequate or incorrect description of the
Leased Premises hereby leased or intended so to be or for carrying out the expressed intention
of this Lease Agreement.
Section 10.7. Execution in Counterparts. This Lease Agreement may be executed in
several counterparts,each of which shall be an original and all of which shall constitute but one
and the same instrument.
Section 10.8. Applicable Law. This Lease Agreement shall be governed by and construed
in accordance with the laws of the State.
Section 10.9. Authorized Representatives. Whenever under the provisions of this Lease
Agreement the approval of the Authority or the City is required, or the Authority or the City is
required to take some action at the request of the other, such approval or such request shall be
given for the Authority by an Authorized Representative of the Authority and for the City by an
Authorized Representative of the City, and any party hereto shall be authorized to rely upon
any such approval or request.
Section 10.10. Captions. The captions or headings in this Lease Agreement are for
convenience only and in no way define,limit or describe the scope or intent of any provisions or
Section of this Lease Agreement.
-24-
IN WITNESS WHEREOF, the Authority has caused this Lease Agreement to be executed
in its corporate name by its duly authorized officers and sealed with its corporate seal; and the
City has caused this Lease Agreement to be executed in its name by its duly authorized officers
and sealed with its corporate seal, as of the date first above written.
COUNTYWIDE PUBLIC FINANCING
AUTHORITY, as Lessor
AillrL, j1—ill
6 0.erick t.Coloma
Tre,surer
[S E A L]
Attest:
���tamce .Guy
Secretary
CITY OF BREA, as Lessee
By
Lawrence D. Hurst
Financial Services Director
[SEAL]
Attest:
Elaine Capps
City Clerk
-25-
IN WITNESS WHEREOF,the Authority has caused this Lease Agreement to be executed
in its corporate name by its duly authorized officers and sealed with its corporate seal; and the
City has caused this Lease Agreement to be executed in its name by its duly authorized officers
and sealed with its corporate seal, as of the date first above written.
COUNTYWIDE PUBLIC FINANCING
AUTHORITY, as Lessor
By
Roderick R.Coloma
Treasurer
[S E A L]
Attest:
Janice C. Guy
Secretary
CITY OF BREA, as Lessee
By ed/(V_A
Lawrence D. Hurst
Financial Services Director
[S E A L]
Attest:
- 46;(4(-E
Elaine C p s
City Clerk
-25-
CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT
State of California
County of Orange
On 7-22-96 before me, Aida E. Renta
DATE AIDA E.RENTA,DEPUTY CLERK
personally appeared Roderick R. Coloma and Janice C. Guy
NAME(S)OF SIGNERS)
•
ir personally known to me - OR - 0 proved to me on the basis of satisfactory evidence to
be the person(s) whose name(s) is/are subscribed to the
within instrument and acknowledged to me that
he/she/they executed the same in his/her/their
authorized capacity(ies), and that by his/her/their
AN2' , signature(s) on the instrument the person(s), or ther
entity upon behalf of which the person(s) acted,
ie
® Pe D��A Y1 executed the instrument.
• 0 J 1958 tto s
L , _ s i9 y'
j `1 cRGA“' *
�R11 9, ��i WITNESS my hand and official seal.
SIGNATURE OF D UIY CLERK
STATE OF CALIFORNIA )
) ss.
COUNTY OF CI ---- - -) -
On 23 (e' before me, latrruack- W9td Notary Public, personally
appeared Lawrence D. Hurst and Elaine Capps, personally known to me (or proved to me on
the basis of satisfactory evidence) to be the persons whose names are subscribed to the within
instrument and acknowledged to me that they executed the same in their authorized capacities,
and that by their signatures on the instrument the persons, or the entity upon behalf of which
the persons acted, executed the instrument.
WITNESS my hand and official seal.
y� DEBORAH L.WHITE Nota OOMM.p #1017928
.y�
/ ORANIEC Ca rila
Signature C.J"V V1./-k. VL frY`M.e. MY Comm.Expires FEB 13, 1pg8
EXHIBIT A
DESCRIPTION OF THE SITE
•
The following parcels of land situated in the County of Orange, State of California,
described as follows:
THAT PORTION OF SECTION 7, TOWNSHIP 3 SOUTH, RANGE 9 WEST, SAN
BERNARDINO BASE AND MERIDIAN, IN THE RANCHO SAN JUAN CAJON DE
SANTA ANA, IN THE CITY OF BREA, COUNTY OF ORANGE, STATE OF
CALIFORNIA, AS PER MAP RECORDED IN BOOK 51 PAGE 7 OF
MISCELLANEOUS MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID
COUNTY, DESCRIBED AS FOLLOWS:
COMMENCING AT POINT "A" AS DESCRIBED IN PARCEL 1 OF THE DEED TO
THE CITY OF BREA RECORDED OCTOBER 11, 1984 AND AS SHOWN ON
EXHIBIT "B" TO SAID DEED; THENCE EASTERLY ALONG THE NORTHERLY
LINE OF ANNEXATION NO. 3-76' TO THE CITY OF BREA BY RESOLUTION NO.
77-45 ADOPTED BY THE CITY COUNCIL MAY 17, 1977 AND CERTIFIED BY
THE SECRETARY OF STATE ON JUNE 28, 1977, SOUTH 89 ' 53 ' 50" EAST
141 .59 FEET TO THE TRUE POINT OF BEGINNING OF THIS DESCRIPTION;
THENCE CONTINUING ALONG SAID NORTHERLY LINE SOUTH 89° 53 ' 50"
EAST 198 .41 FEET TO A LINE PARALLEL WITH AND 340. 00 FEET
EASTERLY, MEASURED AT RIGHT ANGLES, FROM THE EASTERLY BOUNDARY OF
TRACT NO. 9577, AS PER MAP RECORDED IN BOOK 438 PAGES 4 THROUGH
12, INCLUSIVE, OF MISCELLANEOUS MAPS, IN THE OFFICE OF THE COUNTY
RECORDER OF SAID COUNTY; THENCE SOUTH 0° 06 ' 10" WEST 272 .23 FEET
ALONG SAID PARALLEL LINE TO A POINT ON A CURVE CONCAVE
NORTHEASTERLY AND HAVING A RADIUS OF 2,440. 00 FEET CONCENTRIC
WITH THE NORTHERLY LINE OF LAMBERT ROAD, 60.00 FEET IN WIDTH, AS
DESCRIBED IN AN EASEMENT FOR ROAD PURPOSES FROM UNION OIL OF
CALIFORNIA TO THE CITY OF BREA RECORDED DECEMBER 9, 1977 AS
INSTRUMENT NUMBER 12703 IN BOOK 12487 PAGE 31 OF OFFICIAL RECORDS
OF SAID ORANGE COUNTY, A RADIAL LINE THROUGH SAID POINT BEARS
NORTH 4° 40 ' 30" EAST; THENCE NORTHWESTERLY ALONG SAID CURVE
THROUGH A CENTRAL ANGLE OF 4° 07 ' 28" AN ARC LENGTH OF 175. 64
FEET; THENCE NORTH 50° 23' 20" WEST 31 .07 FEET TO A LINE BEING
PARALLEL AND 141.59 FEET EASTERLY, MEASURED AT RIGHT ANGLES, FROM
THE EASTERLY BOUNDARY OF SAID TRACT NO. 9577; THENCE NORTHERLY
ALONG SAID PARALLEL LINE NORTH 0° 06 ' 10" EAST 232 . 18 FEET TO THE
• TRUE POINT OF BEGINNING.
EXCEPT THAT PORTION OF SAID REAL PROPERTY LYING BELOW A DEPTH OF
500 FEET MEASURED VERTICALLY FROM THE SURFACE THEREOF, WITH NO
RIGHT OF SURFACE ENTRY THEREON, AS EXCEPTED IN THE DEED FROM
UNION OIL COMPANY OF CALIFORNIA, A CALIFORNIA CORPORATION,
RECORDED OCTOBER 11, 1984 AS INSTRUMENT NO. 84-421550 OF OFFICIAL
RECORDS.
Exhibit A
Pagel
EXHIBIT B
DESCRIPTION OF THE FACILITY
Brea Fire Station#3,located at 400 North Kraemer Boulevard,Brea.
Exhibit B
EXHIBIT C
SCHEDULE OF LEASE PAYMENTS
Principal Interest
Lease Payment Date Component Component Total
01/15/97 — $27,586.16 $ 27,586.16
07/15/97 $ 95,000.00 27,433.75 122,433.75
01/15/98 — 25,486.25 25,486.25
07/15/98 100,000.00 25,486.25 125,486.25
01/15/99 — 23,436.25 23,436.25
07/15/99 100,000.00 23,436.25 123,436.25
01/15/00 — 21,286.25 21,286.25
07/15/00 105,000.00 21,286.25 126,286.25
01/15/01 — 18,871.25 18,871.25
07/15/01 110,000.00 18,871.25 128,871.25
01/15/02 — 16,258.75 16,258.75
07/15/02 115,000.00 16,258.75 131,258.75
01/15/03 — 13,441.25 13,441.25
07/15/03 120,000.00 13,441.25 133,441.25
01/15/04 — 10,441.25 10,441.25
07/15/04 125,000.00 10,441.25 135,441.25
01/15/05 — 7,253.75 7,253.75
07/15/05 135,000.00 7,253.75 142,253.75
01/15/06 — 3,710.00 3,710.00
07/15/06 140,000.00 3,710.00 143,710.00
Exhibit C
CERTIFICATE OF ACCEPTANCg
This is to certify that the interest in real property conveyed by the Lease Agreement,
dated as of July 1, 1996,from the Countywide Public Financing Authority,as lessor,to the City
of Brea, a public agency and/or governmental agency, as lessee, is hereby accepted by the
undersigned officer on behalf of the City of Brea pursuant to authority conferred by resolution
of the City Council of the City of Brea adopted June 4, 1996, and the lessee consents to
recordation thereof by its duly authorized officer.
Dated:. July 1, 1996 CITY OF BREA
By Z(60 D JC2•Q, g-
Lawrence D.Hurst
Financial Services Director
Attest:
By `'`(7 '/.etel
Elaine Ca n
City Clerk •
STATE OF CALIFORNIA
O ) ss.
COUNTY OF Att
On Qb'i(,dJ Mi4 l w l 2z, Kq before me, f644-1. (,U , Notary Public, personally
appeared Lawrence D. Hurst and Elaine Capps, personally known to me (or proved to me on
the basis of satisfactory evidence) to be the persons whose names are subscribed to the within
instrument and acknowledged to me that they executed the same in their authorized capacities,
and that by their signatures on the instrument the persons, or the entity upon behalf of which
the persons acted, executed the instrument.
WITNESS my hand and official seal.
rot,"
L WHITE
-"u; ro A 101742g z
^ ,2 Notary Public—California v
� ORAiNGtEreCeOFUE313, I 8rSignature :WU I" 6
.1/4
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