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HomeMy WebLinkAboutPARKS, RECREATION AND COMMUNITY SERVICES AGENCY (4)City of Santa , _.ia Clerk of the Council COTC Office Use Only AGREEMENT TERMINATION FORM �� I Dg Please complete this form in its entirety when the attached agreement and all amendments (if any) are no longer in effect. Note: If your agreement is grant related, please ensure that all grant retention requirements have been satisfied prior to signing the termination form. Is the agreement(s) a permanent record? Yes No —/ Return form to the Clerk of the Council Office (M-30). Call 647-1520 if you have any questions. The agreement with r'aa Va etc. No. A-2020-043-30 was completed on 17 z (List all amendments. Use space below if needed.) Department: Phone/Ext.: Signature: Date: i lagreementsbrmslform - agreement termination form_goldenrod.doc OF THE COUNCIL � 2'2"3 Pr,2:24 and final payment has been made. C914 _QUIRES A-2020-043-30 MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF SANTA ANA AND G D R0) (WVfol VVY S� PARKS, RECREATION CO MMUNITY N AND SERVICES AGENCY FOR USE OF COMMUNITY DEVELOPMENT BLOCK GRANT FUNDS This Memorandum of Understanding is hereby made and entered into this 27th day of October, 2020, by and between the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California ("CrfY ), and Parks, Recreation and Community Services Agency of the City, ("SUBRECIPIENT"). RECITALS: A. The CITY, as an entitlement recipient and grantee of the United States Department of Housing and Urban Development ("IIUD'J Community Development Block Grant ("CDBG") Entitlement Program, Catalog of Federal Domestic Assistance (CFDA) Number 14.218, and Federal Award Identification Number (FAIN) B-20-MC-06-0508, desires to enter this Agreement with the SUBRECIPIENT for the expenditure of CDBG funds in accordance with Title 24, Part 570 of Code of Federal Regulations 24 CFR 570.000, et seq. ("CDBG REGS'). B. CffY has applied for and received CDBG funds from HUD pursuant to Title I of the Housing and Community Development Act of 1974, Public Law 93-383, as amended ("ACT"). C. The SUBRECIPIENT has been selected by the CITY to receive CDBG funds and administer such financial assistance; and to provide the services described in Exhibit A, in accordance with the schedule of performance included therein, hereinafter referred to as "said program". SUBRECIPIENT represents that it is qualified and willing to operate said program and certifies that the activities carried out with funds provided under this Agreement will meet one or more of the CDBG program's National Objectives (24 CFR Part 570.208). D. SUBRECIPIENT agrees that it will adhere to the performance measurements and outcomes as indicated on Exhibit A (Schedule of Performance). Failure to follow the measurements and meet the stated outcomes may constitute breach of contract that could result in termination of this Agreement or serve as reason for the City to recapture the grant funds awarded to SUBRECIPIENT pursuant to this Agreement. WHEREFORE, it is agreed by and between the parties that the foregoing Recitals are a substantive part of this Agreement and the following terms and conditions are approved and together with all exhibits and attachments hereto, shall constitute the entire Agreement between the C1TY and SUBRECIPIENT: I. A. Representations and Warranties. (a) Authority. SUBRECIPIEN'I' is in good standing and authorized to do business under the laws of the State of California. SUBRECIPIENT has full right, power and lawful authority to accept the funding hereunder and to undertake all obligations as provided herein and the execution, performance and delivery of this Agreement by SUBRECIPIENT has been fully authorized by all requisite actions on the part of SUBRECIPIENT. (b) Experience. SUBRECIPIENT is a qualified provider of the services to be provided hereunder. (c) Familiarity With Services Required. By executing this Agreement, SUBRECIPIENT warrants that (i) it has thoroughly investigated and considered the services to be performed and provided hereunder; (ii) it has carefully considered how the services should be performed, and (iii) it fully understands the facilities, difficulties and restrictions attending performance of the services under this Agreement, (d) No Conflict. To the best of SUBRECIPIENT'S knowledge, SUBRECIPI)NT'S execution, delivery and performance of its obligations under this Agreement will not constitute a default or a breach under any contract, agreement or order to which SUBRECIPMNT is a party or by which it is bound. (e) No Bankruptcy. SUBRECIPIENT is not the subject of any current or threatened banlauptey proceeding, (t) No Pending Legal Proceedings, SUBRECIPIENT is not the subject .of a current or 'threatened litigation that would or may materially affect SUBRECIPIENT'S performance under this Agreement. (g) Application Veracity. All provisions of and information provided in SUBRECIPMNT'S application for funding submitted to CITY including any exhibits are true and corraat in all material respects, (h) No Pending Investigation, SUBRECIPIENT is not aware tbat it. is the subj ect of any current or threatened criminal or civil action investigation by any public agency, including without limitation a police agency or prosecuting authority, that would relate to affect performancc of the Agreement or provision of services hereunder. B. Amount of Grant/Term and Quarterly Disbursement. The amount granted to SUBRECIPIENT is $250,000 ("CDBG FUNDS"j, for the term of 7uly 1, 2020 through June 30, �p for Memorial Park Restroom Replacement Project. Such funds shall be expended by SUBRECIPIENT on or before June 30, 2022. The Term of this Agreement maybe extended by a.writing executed by the Manager, or his or her designee, and the City Attorney, The CDBG FUNDS shall be disbursed by CITY to SUBRECIPIENT on a quarterly basis subject to and upon receipt and approval of a complete quarterly activity report from SUBRECIPIENT, with the final payment subject to the satisfaction of the condition precedent of submittal of complete reporting information due on or before July 15 of the applicable funding year, as hereinafter more fully set forth. SUBRECIPIENT shall be obligated to perform such duties as would normallyextend beyond the term, including, but not limited to, obligations with respect to indemnification, audits, reporting, data retentionheporting, and accounting. Failure to provide any of the required documentation and reporting will cause CITY to withhold all or a portion of a request for reimbursement, or return the entire reimbursement package to SUBRECIPIENT, until such documentation and reporting has been received and approved by CITY. The CITY reserves the right to reduce the grant application if the CITY's fiscal monitoring indicates that SUBRECIPIENT's rate of expenditure will result in unspent fiords at the end of the program year. Amendments in the grant allocation will be made after consultation with SUBRECIPIENT. C, Use of Funds. SUBRECIPIENT agrees to use all federal funds provided by CITY to SUBRECIPIENT pursuant to this Agreement to operate said program, as set forth in "Exhibit A," attached hereto and by this reference incorporated herein, SUBRECIPIENTS failure to perform as required may, in addition to other remedies set forth in this Agreement, result in readjustment of the amount of funds CITY is otherwise obligated to pay to SUBRECIPIENT hereunder.. 2 D. Allowable Costs. SUBRECIPIENT agrees to complete said program on or before June 30, 2022, and to use said funds to pay for accessary and reasonable costs allowable under the federal law and regulations to operate said program. Said amounts -shall include; but not be limited to, wages, administrative costs, and employee benefits comparable to other similarly situated employees, and indirect costs, Other allowable program costs are detailed in the budget, as set forth in "Exhibit B," attached hereto and by this reference incorporated herein. SUBRECIPIENT shall use all income received from said funds only for the same purposes for which said funds may be expended pursuant to the terns and conditions of this Agreement. SUBRECIPIENT has the ability to adjust line item -amounts in the budget with the written approval of the CITY's Executive Director of the Community Development Agency, or designee, so long as the total budget amount does not increase. pursuant to 2 CPR §200.331(a)(4), the Indirect Cost Ratc for the SUBRECIPIENT's award shall be an approved federally recognized indirect Post rate negotiated between the SUBRECIPIENT and the Federal government, or, if no such rate exists, the de mini'mis indirect Post rate a.s defined in 2 CFR §200.414(b) Indirect (F4,A) costs. For this agreement, the do minimis indirect cost rate of 10% will apply.. E. Lieensine, $UBRECIPIENT agrees to obtain and maintain all required licenses, registrations,accreditation and inspections from all agencies governing its. operations. SUBRECIPIENT shall ensure that its staff shall also obtain and maintain all required licenses, registrations, accreditation' and inspections from all agencies governing SUBRECIPIENT's operations hereunder, Such licensing requirements include obtaining a City business license, as applicable, F:. Zomnc: SUBRECIPIENT agrees that any facil ty/property used in furtheranceof said program shall be specifically zoned and permitted for suchuse(s) and nctivity(ies). Should SU13RECIPTENT fail to have the required land entitlement and/or permits, thus violating any local, state or federal rules and regulations relating thereto, SUBRECIPIENT shall immediately snake good -faith efforts to gain compliance with local, state or federal rules and regulations following written notification of said violation(s) from the CITY or other authorized citing agency, SUBRECIPIENT shall notify CITY immediately of any pending violations. Failure to notify CITY of pending violations, or to remedy suchkknownviolation(s) shall result in termination of grant funding hereunder, SUBRECIPIENT must make all corrections required to bring the facility/property into compliance with the law within sixty (60) days of notification of the violation(s); failure to gain compliance within such time shall result in termination of grant funding hereunder. G. Separation of Accounts. All funds received by SUBRECIPIENT from CITY pursuant to this Agreement shall be maintained in an account in a federally insured banking or savings and Joan institution with record keeping of such accounts maintained pursuant to applicable 2 CPI, 200.302 requirements. SUBRECIPIENT is not required to maintain separate depository accounts for CDBG FUNDS; provided however, the SUBRECIPIENT trust be able to account for receipt, obligation and expenditure of CDBG FUNDS pursuant to applicable 2 CPR 200.302 requirements. II. Audit Report Requirements. SUBRECIPIENT agrees that if SUBRECIPIBNT expends Seven hundred Fifty Thousand Dollars ($750,000) or more in federal funds, SU13RECIPIENT shall have an annual audit conducted by a certified public accountant in accordance with the standards as set forth and published by the United States Office of Management and Budget. SUBRECIPIENT shall provide CITY with a copy of said audit by April I of the year following the program year in which this Agreement is executed, I. Record Keeping2eporting. SUBRECIPIENT shall keep and maintain complete and adequate records and reports on program participants to determine their initial and continuing eligibility for the program services being provided to assist CITY in meeting and maintaining its record keeping responsibilities under the CDBC BEGS, including the following: (1) Records a. Documentation evidencing program income requirements in conformity with 24 CFR 570.504(b((2)(i), (ii) and 24 CFR 570.503(b)(3) and 24 CFX 570,208(4)(2)(B) of the Yncome level of persons and/or families participating in or benefitingby the SUBRECTPTNT program. b, Documentation of the number of persons and/or families participating in or benefiting by the SUT3RECiPMN"T program. c; Household information shall include number of persons, identification of head of household, racetetlmicity, and income verification of all household members ages 18 and over. d. Documentation of all C.DBG FUNDS received from CITY.. e, Documentation of expenses as identified in the Budget ,Proposal, including evidence of incurring the oxpenee, invoices for goods or services, copies of any and all contracts or documentation pertaining to costs for subcontractors, plus all other invoices and proof of payment for which CDBG FUNDS were expended, and any payments,therefor: f. Any such other related records as CITY shall reasonably require or as required to be maintained pursuant to the CDBG BEGS. (2). Re orts a, Payment Request. Coucltrrcntly with the submittal of each quarterly report, on or before the 15th day of October, January, April and July, SUBREC)PWNT .shall submit both: an original invoico/request for reimbursement and true copies of invoices, receipts, canceled checks, bank statemients, credit card statements, procurement documentation for goods or services, timesheets, payroll records; benefit statements, agreements, contracts or documentation pertaining to costs for subcontractors, and/or other documentation supporting and evidencing how the CDBG FUNDS have been expended during the applicable quarter, b. Quarterly Progress Report. SUBRECIPIENT agrees to keep records of all ethnic and racial statistics of persons and families benefited by SUBRECIPIENT in the performance of its obligations under this Agreement, including, but not limited to; the number of low and moderate income persons and households assisted in accordance with federal income limits, the number of female heads of households assisted, new program information and year-to-date program statistics on expenditures, caseload and activities Failure to provide any of the required documentation and reporting will cause CITY to withhold all or a portion of a request for reimbursement, or return the entire reimbursement package to SUBRECIPIENT, until such documentation and reporting has been receiver/ and approved by CITY, J, Access to Records. CITY and the United States Government and their representatives or auditors shall have access for purposes of monitoring, auditing, and exanuming SUBRECIPIENT's activities and performance, to books, documents and papers, and the tight to examine records of SUBRECIPIENT's subcontractors, bookkeepers and accountants, employees and participants in regard to 0 said program. CITY and the United States Government and their representatives or auditors shall also schedule on -site monitoring at their discretion, Monitoring activities may also include, but are not limited to, questioning employees and participants in said program and entering any promises or any site in which any of the services or activities funded hereunder is conducted or in which any of the records of SUBRECIPIENT are Dept, Nothing herein shall be construed to require access to any privileged or confidential information as set forth in federal or state law. K. Location of RecordsMeauired Length of Record Kee in¢. All accounting records, reports, and evidence pertaining to all costs, expenses and the CDBG FUNDS of SUBRECIPIENT and all documents related to this Agreement shall be maintained and kept available at SUBR ECIPIENT'S office or place of business for the duration of the Agreement and thereafter for five (5) years from the date of final payment under this Agreement, Records which relate to (a) complaints, claims, administrative proceedings or litigation arising out of the performance of this Agreement, or (b) costs and expenses of this Agreement to which CITY or any other governmental ageney takes exception, shall be retained beyond the five (5) years until complete resolution or disposition_ of such appeals, litigation olaitns, or exceptions. In the event $UBRECIPIENT does not make the above -referenced doouments available within the city of Santa Ana,, California, SUBREOPIENT agrees to pay necessary and reasonable expenses incurred by CITY in conducting any audit at the location where said records and books of account are maintained: L, Compliance with Law/Program income, SUBRECIFIEN'T acknowledges that the funds being provided by CITY for said program are received by CITY pursuant to the.ACT as amonded and that expenditures of these hands shall be in accordance with the ACT and all pertinent regulations issued by agencies of the federal government,'including, b atriot limited to, all regulations found at Title 24 of the Code of Federal Regulations. Program income .received by SUBRECIPIENT shall be returned to CITY unless otherwise provided for in this Agreement, SUBRECIPIENT agrees to comply fully with all federal, state and local laws and court orders applicable to its operation whether or not referred to in this Agreement. M, Debarment. To protect the public interest and ensure the integrity of Federal programs, CITY may .only conduct business with responsible persons and may not make any award or permit any award to any party which is debarred or suspended or is otherwise excluded from or ineligible for participation in Federal assistanceprograniss under Executive Order 12549, "Debarment and Suspension". See also 24 CFR 570.609. SUBRECIPIENT must review and sign Exhibit C "Debarment", which is attached hereto and incorporated herein by this .reference. SU13RECIPIENT shall be in goodstanding, without suspension by the California Secretary of State, Franchise Tax Board and Intemal.Revenue Service. Any change in the corporate status or suspension of SUBRECIPIENT shall be reported immediately to CITY. N. Confidentiality Without prejudice to any other provisions of this Agreement, SUBRECIPIENT shall, where applicable, maintain the confidential nature of information provided to it concerning participants in accordance with the requirements of federal and state law, FIowever, SUBRECIPIENT shall submit to CITY and or HUD or its representatives, all records requested, including audit, examinations, monitoring and verifications of reports submitted by SUBRECIPIENT, costs incurred and services rendered hereunder. O. Independent Contractor_ SUBRECIPMNT agrees that the performance of obligations hereunder is rendered in its capacity as an independent contractor and that it is in no way an agency of CITY, P. Violation of Terns and Conditions. SUBRECIPMNT agrees that if .SUBRECIPIENT violates any of the terms and conditions of this Agreement or any prior Agreement whereby CDBG funds were received by SUBRECIPIENT, or if SUBRECIPWNT reports inaccurately, or if on audit there is a disallowance of certain expenditures, SUBRECIPIENT agrees to remedy the acts or omissions causing the disallowance and repay CITY all amounts spent in violation thereof, If SUBRECIPIENT engaged in fraudulent activity to obtain and/or justify expenditure of the CDBG funds granted hereunder, SUBRECIPIENT shall be required to reimburse the CITY of all such funds that were obtained and/or spent under fraudulent circumstances. Q, Equipment. SUBRECIPIENT agrees to maintain a record for each item of non -expendable personal property acquired under the terms of this Agreement. Said record shall be made available. to CITY upon request, The term "non -expendable personal property" shall include leased and purchased equipment.. R. Prohibited Use. SUBRECIPIENT hereby certifies and agrees that it will not use funds provided through this Agreement to pay for entertainment, mcals or gifts, or other prohibited uses. S. Lobb in . SUBRECIPlENT certifies that it will comply with federal law (31 U.S,C,1352) and regulations found at 24 CF'R Part 87, wltichprovide that no appropriated funds may be expended by the recipient of a federal,contract, grant, loan or cooperative agreement to pay any person for influencing ,or attempting to influence an office• or employee of, any agency, Member of Congress, or an officer or employee of a Member of Congress in connection with awarding of any federal contract, the malting of any federal grant or loan, entering into any cooperative agreement and the extension, renewal, amendment or .modification of any federal contract, grant, loan or cooperative agreement. SUBRECIPIENT shall sign a certification to that effect in a form as set forth in "Exhibit D;" attached hereto and by this reference incorporated lrercin. SUBRECIPIENT sal submit raid signed certification to CITY prior to performing any of its obligations under this Agreement and prior to any obligation arising on the part of CITY to pay any sums to "RECIPIENT under the terms and conditions of this Agreement. If any funds other than Federal appropriated funds have been paid or will be paid to any Person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, lean, or cooperative agreement, the undersigned shall complete and submit a "Disclosure porn to Report Lobbying," in accordance with its instructions (Exhibit.D). SUBRECIPIENT shall require that the language of this certification be included in the award documents for all sub -awards at all tiers (including subcontractors, sub -grants, and contracts under grants, loans, and cooperative agreements), and agrees to take .all actions necessary to ensure that all subrecipients shall shn ilarty certify and disclose.accordingly. T. Financial Interest. SUBRECI IENT agrees that except for the use of CDBG funds to pay salaries and other related administrative or personnel costs, no persons who exercise or have exercised any function with respect to CDBG activities assisted under the terms of this Agreement, or who are in a position to participate in a decision -malting process or gain inside information with regard to such activities, may obtaina financial interest or benefit :from a CDBGr-assisted activity of SURRECIPIENT, either for themselves or those with whom they have family or business ties, during their tenure or for one year thereafter. This prohibition applies to any person who is an employee, agent, consultant, officer, or elected or appointed official of CITY, or of any designated public agency, or the SUBRECIPIENT, U. Labor Standards. The SUBRECIPIENT agrees to comply with the requirements of the Secretary of Labor in accordance with the Davis -Bacon Act as amended, the provisions of Contract Work Hours and Safety Standards Act (40 U.S.C. 327 et seq.) and all other applicable Federal, state and local laws and regulations pertaining to labor standards insofar as those acts apply to the performance of this Agreement. The SUBRECIPIENT agrees to comply with the Copeland Anti -Rick Back Act (18 U.S.C, 874 or seq.) and its implementing regulations of the U.S. Department of Labor at 29 CFR Part 5. The n SUBRECIPIENT shall maintain documentation that demonstrates compliance with hour and wage requirements of this part. Such documentation shall be made available to the CITY for review upon request, SUBRECIPIENT agrees that, except with respect to the rehabilitation or construction .of residential property containing less than eight (8) units, all contractors engaged under contracts in excess of $2,000,00 for construction, renovation or repair work financed in whole or in part with assistance provided under this contract, shall comply with Federal requirements adopted by the CITY pertaining to such contracts and with the applicable requirements of the regulations of the Department of Labor, under 25 CFR Parts 1, 3, 5 and 7 governing the payment of wages and ratio of -apprentices and trainees to journey workers; provided that, if wage rates higher than those required underthe regulations are imposed by state or local law, nothing hereunder is intended to relieve the SUBRECIPIENT of its obligation, if any, to require payment of the higher wage, The SiIBRECTIENT Shall cause or require to be inserted in full, in all such contracts subject to such regulations, provisions meeting the xequirements of this `paragraph.. V, Section 3 of the housing and Urban Development Act of 1968, "RECIPIENT will make every effoit to provide training opportunities for low -and modcrate.-income persons residing within the community where the construction project is located and contracts awarded to local businesses therein to the greatest extent feasible as required under the provisions of Section 3 of the housing and Viban Development Act of 1968, tho regulations set forth in 24 iCFR 135, and all applicable rules and orders issued hereunder prior to the execution of this Agreement. Compliance with the foregoing requirements shall be a condition of the federal financial assistance provided under this Agreement and binding on the STMECIPiENT, Failure to fulfill these requirements shall subject the SUBRECIPIENT, its successors and designees, to those sanctions specified by the Agreement through which federal assistance is provided. The SLMRECIPILNT certifies and agrees that no contractual or other disability exists which would prevent compliance with these requirements. SUBRECIPIENT shall make every effort to ensure that all projects funded wholly or. in part by CDBG funds shall provide equal employment opportunities for minorities and women. W. Drug Free Workplace. SUBRECIPIENT agrees to provide a drug -free work place and to execute a certification as set forth in "Exhibit E" attached hereto and incorporated herein by this reference. X. Uniform Administrative Reuuirements Cost Principles andAudit Requirements for Federal Awards, The following requirements and standards must be complied with; 2 CFR Part 200 et al. SUBRECIPIENT shall procure all materials, property, or services in accordance with the requirements of 2 C1711200,318.3$6. Y. Subpart K of 24 CFR 570. SUBRECIPIENT will carry out its activities in compliance with the requirements of Subpart K of 24 CFR 570, however SUBRECIPIENT does not assume the CITY's environmental responsibilities or the responsibility for initiating the environmental review process under 24 CFI( Part 52. Z. Women- and Minority=Owned Businesses (W/MBE) SUBRECIPIENT will use its best efforts to afford small businesses, minority business enterprises, and women's business enterprises the maximum practicable opportunity to participate in the performance of this Agreement in accordance with the requirements of 2 CFR 200.321 "Contracting with small and minority businesses, women's business enterprises, and labor surplus area firms", As used in this Agreement, the term "small-business" means a business that meets the criteria set forth in section 3(a) of the Small Business Aot, as amended (15 U.S.C. 632), and "minority and women's business enterprise" means a business at least fifty-one percent (516/6) owned and controlled by minority group members or women. For the purpose of this definition, "minority group membcts'' are African -Americans, Spanish-speaking, Spanish surnamed or Spanish- 7 heritage Americans, Asian -Americans, and American Indians. SUBRECIPIENT may rely on written representations by businesses regarding their status as minority and female businessenterprisesin lieu of an independent investigation, R CITY'fS OBLIGATIONS, A. Payment of Funds, On July 1, 2020, the MY was allocated $5,735,518 for fiscal year 2020- 2021 from the United States Department of housing and Urban Development CUM") Community Development Block Grant.("CD$G") Entitlement Program. CITY agrees to pay to SUBRECIPIENT when, if and to the extent federat funds are received a sum not to exceed TWO HUNDRED FIFTY THOUSAND Dollars ($250,000) for SUBRECIPIENT'S performance in accordance with the Budget attached hereto as "Exhibit B" during the period of this Agreement. Paytnents shall be made to SU13RFCIPMNT through the submission of invoices/reimbursement requests. CITY shall pay such invoices/reimbursement requests within thirty (30) days after receipt thereof provided CITY is satisfied that such expenses have been incurred and documented within the scope and provisions of this Agreement,and that SUBRECIPIENT is'in compliance with the terms and conditions of this Agreement, Failure to provide any of the required documentation and reporting *rill cause CITY to withhold all or a portion of a request for reimbursement, or return the entire reimbursement package to SUBRBCIPMNT, until. such documentation and reporting has "been received and approved by CITY, Documentation may include, but is not limited to true copies of invoices, receipts, canceled checks, bank statements, credit card statements, procurement documentation for goods or services, timesheets, payroll records II benefit statements, agreements, contracts or documentation pertaining to costs for subcontractors, and/or other documentation supporting and evidencing how the CDBG FUNDS have'been expended during the applicable quarter. B. Audit of Account, CITY shall include an audit of the account maintained by SUBRECIPIENT in CITY's annual audit of all CDBG FUNDS in accordanec with Title 24 of the Code of Federal Regulation's and other, applicable federal laws and regulations, C. Common Rule: Pursuant to 2 CFR 200.328(a), the CITY manages the day-to-day operations of each grant and subgrant supported activities. CITY staff has detailed knowledge of the grant program requirements and monitors grant and subgrant supported activities to assure compliance with Federal requirements. Such monitoring covers each program, function and activity and performance goals are reviewed periodically. D. Environmental Reviews In. accordance with 24 CFR 58, the CITY is responsible for undertaking environmental review and maintaining environmental review records for each applicable project. E. Performance Monitoring: CITY shall monitor the performance of SUBRECIPIENT against goals and performance standards required herein. The SUBRECIPIENT shall be responsible to accomplish the levels of performance as set forth in Exhibit A and report such measures quarterly to the CITY. If the SUBRECIPIENT estimates such goals will not be met, the SUBRFCIPIENT is to contact the CITY, at which time the CITY will determine if any adjustments to the grant award is appropriate. Substandard performance as determined by the CITY will constitute non-compliance with this Agreement. Should the CITY determine that the SUBRECIPIENT has not performed :its obligations as stated in this contract in a satisfactory manner, or if the CITY determines that insufficient supporting information :has been subnvtted, the CITY shall notify the SUBRECIPIENT in writing of its determ6ration specifying in Rill detail the objections which it has to the SUBRECIPIENT's performance. If action to correct such substandard performance is not taken by the SUBRFCIPIENT after being notified by the CITY, within a reasonable period of time as stipulated in the written notification, contract suspension or termination procedures will be initiated, III ! 1 -I/ 3� f►1 A, SUBRECIPIENT agrees to comply with Executive Order 11246 which requires that during the performance of this Agreement, SUBRECIPMNT agrees not to disoria gate against any employee or applicant for employment because of race, religion, sex, color or national. origin. Such action shall include, but not be limited to the following: employment, upgrading, demotion, or transfer, rates of pay or other forms of compensation, and selection for training, including apprenticeship. SUBRECIPIENT agrees to post in conspicuous places, .available to employees and applicants for employment, notices to be provided by the SUBRECIPIENT setting forth the provisions of this nondiscriminaiionclause. B. SUBRECIPIENT agrees to comply -with Title VI of the Civil Rights Act of 1904 which indicates that no person shall, on the ground of race, color or national origin, be excluded from participation in, be denied the benefits of, or be subject to discrimination tinder any program of activity receiving federal financial assistance: C. No person shall, on the grounds of race, sex, creed, color; religion, marital status, national origin, age, sexual orientation, or physical or mental handicap be excluded from participation in, be refused the benefits of, of otherwise be subject to discrimination inany activities, programs or employment supported by thus Agreement. SUBMCiPIENTis prohibited from discrimination on the basis of age or with respect.to an otherwise qualified handicapped person as provided for under Section 109 of the Housing and Community Development Act of 1974, as amended. D..SUBRECIPMNT agrees to comply with the Age Discrimination Act of 1975 which requires that during the performance of this Agreement, SURRECIPIENI` agrees not to discriminate against any employee or applicant for employment because of age. Such action shall include, but not be limited to the following: employment upgrading, demotion, or transfer, rates of pay or other forms of compensation; and selection for training, 'including apprenticeship; SUBRECIPIENT agrees to post it, conspicuous places, available to employees and applicants for employment; notices to be provided by the SUBRECIPIENT setting forth the provisions of this age discrimination clause. E. SUBRECIPIENT agrees to comply with Section $04 of the Rehabilitation Act of 1973 which requires that no otherwise qualified individual with a disability in United States, shall, solely by reason of his or her disability, he excluded from the participation in, be denied the benefits of, or be subjected to disdrunination trader any program or activity receiving federal financial assistance or under.any program or activity conducted by any executive agency or by the United Slates Postal Service. IV, CONFLICT OF INTEREST Pursuant to the conflict of interest requirements set forth in 24 CFR 570.611 and 2 CFR 200.112, SUBRECIPIENT certifies that no member, officer, employee, agent or assignee of MY having direct or indirect control of any CDBG monies granted to the CITY, inclusive of the subject CDBG FUNDS, shall serve as an officer of SUBRECBPIENT. Further, any conflict or potential conflict of interest of any officer of SUBRECIPIENT shall be fully disclosed in writing prior to the execution of this Agreement and said writing shall be attached and deemed fully incorporated as a part hereof. Notice shall be sent by SUBRECIPIENT to CITY regarding any changes or modifications to its board of directors and list of officers. 0 V. SPECIAL CERTIFICATION FOR RELIGIOUS ENTITIES If SUBRFCIPIENT is a religious entity, SUBRECIPIENT hereby agrees that in connection with the provision of the services SUBRECIPIENT shall provide with CDBG funds, in accordance with, 24 CFR 570.2000): A. SUBRECIPIENT shall not discriminate against any employee or applicant for employment on the basis of religion and shall not limit employment or give preference in employment to persons on the basis ofreligion. B. SUBRPCIPIENT shall not discriminate against any person applying for the services SUBRECIPIENT agrees to provide under the terms of this Agreement on the basis of religion and Shall not limit such services or give preference to applicants for such services on the basis ofreligion. C. SUBRECIPIENT shall NOT provide 'religious instruction or counseling, conduct any religious worship or services, or engage in any religious proselytizing, or exert any religious influence in the provision Of the services in said program. The parties agree that this covenant is intended to and shall be construed for the limited purpose of assuring compliance with respect to the use of CII'Y fluids by SUB elpiENT with applicable constitutional limitations respecting the establishment (if religion as set forth in the establishment clause under the First Amendment of the United States Constitution and Article t Section 4 of the California Constitution, andis not in any manner intended to restrict other activities of SUBRECIPIENT. D. The portion of a facility used to provide public services assisted in whole or in part under this Agreement shall contain no sectarian or religious symbok E. Where the services to be provided under said program are rendered on property owned by the primarily religious entity SUBREr IP11M, CDBG funds tuay also be used forminor repairs to suchproperty which are directtyrelated to the cost Of rendering the services under said program, where the cost constitutes in dollar terms only all incidental portion of the CDBG expenditure for rendering the services under said program. VI. PROHIBITION OF NEPOTISM SUBftECIPUM agrees not to hire or permit tho biting of any person to fill a position funded through this Agreement if a member of that persods milediate family is employed in an administrative capacity by SUBRECIPIENT. For the purposes of this section, the term "immediate family" means spouse; child, mother, father, brother, sister, brother-in-law, sister-in-law, father-in-law, mother-in-law, soil -in-law, daughter-in-law, aunt, uncle, niece, nephew, stepparent and stepchild, The term "administrative capacity" means having selection, hiring, supervisor or management :responsibilities, VIL NOTICES Notices to the parties shall, unless otherwise requested in writing, be sent by U.S. Mail, postage prepaid, and addressed as follows: TO CITY: City of Santa Ana Community Development Agency (M-25) 20 Civic Center Plaza P.O. Box 1988 Santa Ana, California 92702-1988 lul TO SUBRECIPIENT: Lisa Rudloff Executive Director Parkg, Recreation and Community Services Agency 20 Civic CenterPlaza Santa Ana, CA 92702 VIU. ASSIGNABILTTY None of the duties of; or work to be performed by, stila ECIPIENT under this Agreement shall be subcontracted or assigned to any agency, consultant, or person without the prior written consent of CTPY. SUBRECIPMNT must subnut all subcontracts and other agreements that rebate to this Agreement to CITY, No subcontract or assignment shall terminate or alter the legal obligations of SU13RFCIPIENT pitsuant to this Agreement. IX. ROLDHARMLESS SUBRECIPIENT shall indemnify, defend and save harmless CITY, its officers,. employees, agents, representatives and volunteers from and against any and all damages to or for loss of use of property and for injuries to or death of any person orpersons,,including property and employees or agents of CITY, and shs defend, indemnify and save harmless CITY; its officers, employees, agents, representatives and volunteers from and against any and all claims, demands, suits, actions or proceedings of any kind or nature, including, but not by way of limitation, workers compensation claims and including attorney fees and reasonable expenses for litigation or settlement, resulting from or arising out of the negligent or ,wrongful acts, errors or omissions of SUBRECIPIENT, its officers, directors, employees, agents, subcontractors and suppliers arising out of SUBRECIPITNT's performance of this Agreement. X. INSURANCT 1, Commercial General Liability SUBRECIPIENT agrees to obtain and keep in force during the form of this Agreement a policy of comprehensive :commercial public liability insurance insuring the CITY, and SUBRECIPIENT against any liability for ,accident, injury or death arising out of or in consequence of this Agreement. Such insurance shall be in an amount not less than One Million Dollars ($1,000,000,00) for any injury to or death of any person or persons in any single accident or occurrence. Said policy of comprehensive :liability insurance shall be endorsed to provide to CITY at least thirty (30) days written notice prior to cancellation; name CITY, its officers, agents, employees, and volunteers, additional insured; and state that such coverage is primary to any other coverage or self- insurance and CITY. Governmental entities may provide proof of self-insurance. (a) Such insurance shall; (1) name the City of Santa Ana, its officers, agents, representatives, employees and volunteers as additional insured's; (2) be ptrnnary with respect to insurance or self-insurance programs maintained by the CM; (3) contain standard separation of insured's provisions; and (4) give to CITY prompt and timely notice of claim made or suit instituted arising out of SUBRECIPIENT's operations hereunder. (b) SUBRECIPIENT shoal: (1) prior to exercising any right under this Agreement, furnish properly executed certificates of insurance and additional insured endorsement to the CITY which shall clearly evidence all coverages required above; (2) provide that such insurance shall not be materially changed or terminated except on 30 days prior written notice to the CITY; (3) maintain such insurance for the period covered by this Agreement; and (4) replace such certificates for policies expiring prior to the expiration of this Agreement 11 2. Automobile Liability Coverage. SUBRECIPIENT shall also obtain and maintain, during the effective period of this Agreement, broad form automobile liability coverage with. a $1,000,0001`t unless reduced by CITY, which applies to both owned/leased and non -owned automobiles used by SUBRECIPIENT employees or participants in performance of this Agreement, or, in the event that SUBRECIPIENT will not utilize web owned/leased automobiles but intends to require employees, participants or other agents to utilize their own automobiles in the performance of this Agreement, SUBRECIPIENT shall secure and maintain on file from all such employees, participants, or agents as self -certification of automobile insurance coverage. Governmental entities may provide proof of self. insurance: 3. Workers, Compensation, If SMRECFMNT is an "employer", as set forth in California Labor Code Section3300 et seq., or utilize& participants as "employees," as forth in California Labor' Code Section 3350 et seq., SUBRECIPIENT shall obtain and keep in force during the term of this Agreement full Workers' Compensation insurance coverage for injuries suffered by participants. Said :insurances policy shall guarantee CITY at least thirty (30) days written notice of. cancellation or modification. 4. Equipment Coverage, "RECIPIENT shall purchase a policy or policies of insurance covering loss or damage to any and all Equipment provided to or purchased by SVDRECIl}IENT in accordance with this Agreement.. Said insurance shall be in the amount of the full. replacement value thereof, 'Providing protection against the classification of fire, extended coverage, vandalism, malicious mischief, theft, and special extended perils, bovernmental entities may substitute a certificate of self insurance. 5. Proof of htaurance. Certificates and endorsements must be submitted and approved by CITY prior to any work under this Agreement, SUbRFCIPII NT understands that CITY *III make no payments under this Agreement until the required certificates and cndorsenents have been approved by CITY. XI. REVERSION OT ASSETS A. Upon the expiration of this Agreement, SUBRECIPIENT shall transfer't4 CITY any CDBG funds on hand at the time of the expiration of this Agreement as well as any accounts receivable attributable to the use of CDBd funds. [24 CM 570.503(b)(7)l B. Any real property under SUBRECIPIENT's control that was acquired or improved in whole or;in part with CDBG f raids in excess of $25,000.00 must either be: I, Used, where CITY has given written approval, to meet one of the national objectives stated in 24 CFR 570.208 until five (5) years after expiration of this Agreement, or for such longer period of time as determined to be appropriate by CITY, or 2. If not used in accordance with subparagraph I above, SUBRECIPIENT, shall pay to CITY an amount equal to the current fair market value of the property less any portion of the value attributable to the expenditure of non-CDBG funds for acquisition of, or improvement to, the property. Such payment is program income to CITY. C, Subject to the obligations set forth hereirt, title to equipment acquired under the terms of this Agreement will Vest upon acquisition in SUBRECIPIENT. When said equipment which has been acquired in accordance with this Agreement and all applicable regulations is no longer needed for said program, disposition of said equipment will be made as follows: 12 1. Items of equipment with a current per unit fair market value of less than $5,000.00 may be retained, sold or otherwise disposed of withno further obligation to CITY, 2. Items of equipment with a current fair market per unit value of $5,000.00 or more maybe retained or sold and CITY shall have the rightto an amount calculated by multiplying the current market value or proceeds from the sale by CITY's share of federal funds used to acquire the equipment, in accordancewith 2 CFR200.313(e)(2). D. SUBRECIPIENT hereby agrees, upon the demand of CITY, to execute,, acknowledge and deliver, or cause any person or entity who, may have any claim to rights hereunder or under any document, instrument or agreement executed in furtherance of the services and activities to be performed hereunder, to execute, aclatowledge and deliver, to CITY assigmucat(s), quit claim dced(s) or such other and further instruments, documentsand agreements as: may be necessary, in the sole and absolute discretion of CITY, to vest in MY all of SUBREC I'IENT's right, title and interest (if any it may have) in and to CITY, CDBG or other federal, state and/or local accounts or program funds or allocation of funds to which CITY is or may be entitled, either for its awn account or as fiduciary or trustee for others, which were obtained for the purpose of the performance of this Agreement or any previous agreements relating 'to the aaune subject matter or activities as: thus Agreement, together with any instruments, loans, grants or advances by SUBRECIPIENT on behalf of CITY', in furtherance of the activities hereunder or thereof SURRECIPIENT's obligations and responsibilities set forth in this paragraph "XI, REVERSION OF ASS +M' " and in paragraph "XII, IERMINATION" and other requirements pertaining to program neome shall not be affected by the termination of this Agreement and shall survive the date of termination of this Agreement for such period of time as CITY and/or HUD deems necessary for the responsibilities, duties and obligations to be performed and completed to the satisfaction of CITY and BUD. XTI, TERMINATION A. This Agreement may be terminated on thirty (30)_ days' written notice by either party. In the event of such termivation;. SUBRECIFI FNT ,shall only be entitled to reimbursement for approved expenses incurred to the effective date o£termination. B. This Agreement may be suspended or terminated by CITY upon five (5) days'written notice for violation by SUBRECIPTENT of Federal Laws governing the use of Community Development Block Grant Funds. In theevent of such suspension or termination, SUBRECTPIENT shall only be entitled to reimbursement for approved expenses incurred up to the effective date of suspension or termination. C. Pursuant to 2 CFR 200.340, in the event SUBRECIPIEN'T defaults by failing to fulfill: all or any of its obligations hereunder, CITY may declare a default and ternthiation of this Agreement by written notice to SUBRECIPIENT, which default and termination shall be effective on a date stated in the notice which is to be not less than ten (10) days after certified mailing or personal service of such notice; unless such default is cured before the effective date of termination stated in such notice. If terminated for cause, CITY shall be relieved of further liability or responsibility under this Agreement, or as a result of the termination thereof, including the payment of money, except for payment for approved expenses incurred for services satisfactorily and timely performed prior to the mailing or service of the notice of termination, and except for reimbursement of (1) any payments made for services not subsequently performed in a timely and satisfactory manner, and (2) costs incurred by CITY in obtaining substitute performance. D, The grant of funds under this Agreement may be terminated for convenience by either the CITY or SUBRECRIENT, in whole or in part, by setting forth the reasons for such termination, the effective date, and, in the case of portion termination, thew portion to b terminated, however, if in the case of a partial 13 termination, the CITY determines that the remaining portion of the award will not accomplish the purpose for with the award was made, theCITYmay terminate the award in its entirety, E. The grant of funds under this Agreement may be terminated due to the non-performance of SUBRECIPIBNT and/or failure of SUBRECIPENT to perform the work described in Exhibits A and B or failure to meet the performance_ "standards and program goals set forththerein, F. In the event this Agreement is terminated as set forth in subparagraphs X11A, through XMR, inclusive, SUBRECiPIENT agrees to immediately return to CITY upon CITY's demand, and prior to any adjudication of SUBRECIPIENT's tights, any and all funds not used, and to comply with paragraph "XI, REVERSION OF ASSETS" of this Agreement. XDL LIMITATION OF FUNDS The Unifed States of America, through IIUD, may in the future place programmatic or fiscal limitations on the use of CDBG funds which limitations are not presently anticipated. Accordingly, CITY reserves the right to revise this Agreement in order to take account of actions affecting HUD ,program .funding, In the event of funding reduction, CITY may, in its sole and absolute discretion, reduce the budget of this Agreement as a whole or as to costs category, may limit the rate of SUBRECIPiENT's authority to commit and spend funds, or may restrict SUBRECIPERM use of both its uncommitted and its unspent funds. Where HUD has directed or requested CITY to implement a reduction in funding, in whole or as to a cost category, with respect to funding for this Agreement, CTIYv City Manager or delegate is authorized to act for CITY in implementing and effecting such a reduction and in revising, modifying, or amending the Agreement for such purposes. If such a reduction in funding occurs, SUBREC4'MW shall be pemritted to de -scope accordingly. `Where CITY has reasonable grounds to question SUBRECIPIENT's fiscal accountability, financial soundness, or compliance with this Agrcement, CITY way suspend the operation of this Agreement for tip to sixty (60) days upon five (5) days written noticc to SUBRECIPIEN I of its intention to so act, pending an auditor other resolution of such questions. In no event, however, shall any revisions made by CITY affect expenditures and -legally binding commitments made by STJBRECIPIENT before it received notice of such revision, provided that such amounts have been committed in good faith and are otherwise allowable and that such commitments are consistent withHUD cash withdrawal guidelines, XIV. EXCLUSIVITY AND AMENDMENT OF AGREEMENT This Agreement supersedes any and all other agreements, either oral or in writing, between the parties hereto with respect to the use of CfrY's CDBG funds by SUBRECIPIENT and contains all the covenants and agreements between the parties with respect to such employment in any manner whatsoever, Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein, and that no other agreement or amendment hereto shall be effective unless executed in writing and signed by both CITY and SUBRECIPIENT . XV. LAWS GOVERNING THIS AGREEMENT This Agreement shall be governed by and construed in accordance with the laws of the State of California, and all applicable federal laws and regulations. XVI. CLOSE-OUT The SUBRECIPIBNT agrees to comply with the closeout procedures detailed in 2 CFR §200.343, including -the following: 14 1. SUBRECIPIENT must submit, no later than ninety (90) calendar days after the end date of the period of performance, all financial, performance, and other reports as required by the terms and conditions of the Federal award; 2. Unless the CITY authorizes an extension; SUBRECIPIENT must liquidate all obligations incurred under the Federal award not later than ninety (9.0) calendar days alter the end date of the period of performance as specified in the terms and conditions of the Federal award 3. .SUBR.FCIPIENT must promptly refund any balances of :unobligated cash that the CITY paid in advance or paid and that is not ;authorized to be retained by Si ECIPIENT for use in other;projects (See OMB Circular A-129 and 2 CM §200,345) 4. SUBRECIPIENT must account for any real_ and personal property acquired with Federal funds or received from the Federal government in accordance with 2 CFR § §200.310- 20OX6 and 200,320; and, 5. The CITY should complete all closeout actions for the Federal award no later than one year after receipt and acceptance of all required foal reports. XVII. YAT,IDITYAND sEVGRABIL,ITit The invalidity in whole or in part of any provision of this Agreement shall not void or affect the validity of any other provision. of this Agreement. Whenever possible, each provision of this AGREEMENT shall be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this AGREEMENT is held to be prohibited by or invalid under applicable law, such provision shall be ineffective only 3o the extent of such prohibition or invalidity, without invalidating the remainder of such provisions of this .AGREEMENT. XVM. HAM No delay or omission by either party hereto to exercise any right or power accruing upon any noncompliance or default by the other party with respect to any of the terms of this Agreement shall impair any such right or power or be construed to bea waiver thereof A waiver by either of the parties hereto of any of the covenants, conditions, or agreements to be performed by the other shall not be construed to be a waiver of any succeeding breach thereof or of any other covenant, condition or agreement herein contained. XIX. MISCFLLANFOUS PROVISIONS a. Each undersigned represents and wan -ants that its signature herein below has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify CITY fully, including reasonable costs and attorney's fees, for airy injuries or damages to CITY in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b. All Exhibits and Attachments referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. (Signatures onfillowingpage) 15 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the last date and year written below. ATTEST: CITY OF SANTA ANA 0 DAISY GOMEZ KRISTINE RIDGE Clerk of the Codncil City Manager APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney /atv-- By: R HODGE Assistan City Attorney RECOMMENDED FOR APPROVAL: SUBRECII'IENT: STEVENN MMENDOZA L A,XGDCOFF Executive Director Executive Director Community Development Agency Tax ID: 45-6000785 DUNSM 083153247 M City of Santa Ana CDBG Scope of Work Program Year 2020.2021 (July 1, 2020 - June 30, 2021) Name of Organization City of Santa Ana Parks Recreation and Community Services Agency Name of Funded Program Memorial Park Restroom Annual Accomplishment Goal Program and Funding Description Project Location: The Nleniorial :Park Restroom Replaccaent Project ("proposed project" or 'I)roject") is located at 2102 South Flower Street in the City of Santa Ann (Ci(y) in Orange County, California 92707. Figure 1 illustrates the general locatio n of the proj ect site in the region and Figure 2 shows the location of the project site in the community and surrounding uses. Figure 3 includes a site plan, which depicts the general location of the existing restroom facility within the approximately 17-acrepark. See Appendix A for Figures 1, 2, and 3. Description of the Proposed Project [24 CFR 50.12 & 58.32; 40 CFR 1508,251: The proposed project involves demolition and 1%placement of an existing restroom building within Memorial Park. The new, prefabricated, and ADA-compliant restroom facility would be relocated near the southern boundary of the park in order to promote visibility and prevent criminal activity. The existing rostroom building would be demolished once the replacement facility has been constructed and is fully operational. EXHIBIT A FISCAL YEAR 2020-2021 PROGRAM BUDGET Organization Name City of Santa Ana Parks Recreation and Community Services Agency Program Name Memorial Park Restroom EXPENDITURES Enter budget categories and Drolected exnendituras for tha nrnnncorl nrnoram- Category Expenditures Funded By Santa Ana CDBG Expenditures Funded By Other Sources Program Budget Total Organization Budget Administrative Staff Salaries $0 $0 Program Staff Salaries $0 $0 Contractual/Professional Services $0 $0 Construction $178,571 $178,571 Design $26,786 $26,786 Construction Engineering,$26,786 $26,786 Conti encY $17,857 $17,857 $0 $0 $0 $0 $0 $0 TOTAL Direct Costs $2S01000 $0 $250,000 $0 Indirect Costs 10% $p TOTAL BUDGET $250,000 $0 $25000 $0 * Indirect cost rate: 10% Non -Federal entity without federaly recognized negotiated indirect cost rate, will charge a de minimis rate of 10% of modified total direct costs. PROGRAM RESOURCES LIST ALL OTHER PROGRAM RESOURCES FOR 2020.2021 Funding Source Total must equal Program Budget Total RCE EXHIBIT B 2020-2021 CDBG BUDGET LINE ITEMS ADMINISTRATIVE STAFF Position Title Annual5alary & Benefits CDBG Funds Requested Description PROGRAM STAFF Position Title Annual Salary & Benefits CDBG Funds Requested Description CONTRACTUAL/PROFESSIONAL SERVICES Type of Service Contract Amount CDBG Funds Requested Description OTHER LINE ITEMS Line Item Program Amount CDBG Funds Requested Description Construction $178,571 $178,571 Construction Engineering $26,786 $26,786 Design $26,786 $26,786 Contig;ency $17,857 $17 857 $ 250,000 EXHIBIT B-1 Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion Lower Tier Covered Transactions This certification is required by the regulations implementing Executive Order 12549, Debarment and Suspension, 29 CFR Part 98, Section 98.510, Participants' responsibilities. The regulations were published as Part VII of the May 26, 1988 Federal Register (pages 19160-19211). (BEFORE COMPLETING CERTIFICATION, READ INSTRUCTIONS FOR CERTIFICATION - Attached) (1) The prospective recipient of federal assistance funds certifies, by submission of this proposal, that neither it nor its principals are presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any federal department or agency. (2) Where the prospective recipient of federal assistance finds is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. Lisa Rudloff, Executive Director Name and Title of Authorized Representative 1/18/20 EXHIBIT C Page 1 of 2 INSTRUCTIONS FOR CERTIFICATION L By signing and submitting this proposal, the prospective recipient of federal assistance foods is providing the certification as set out below. 2. The certification in this clause is a material representation. of fact upon which reliance was placed when this transaction was entered into, if it is later determined that the prospective recipient of federal assistance funds knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the Department of Labor (POL) may pursue available remedies, including suspension and/or debarment. 3. The prospective recipient of federal assistance funds shall provide,minediate written notice to the person to which this proposal is submitted if at any time the prospective i=-ipicnt of federal assistance funds learns that its certification was erroneous when submitted or has become erroneous by reason of changed circurastaneus, 4. The terms "covered transaction," "debarred," "suspended," "ineligible," "lower tier covered transaction," '�parncipant," "person'," "primary covered transaction," "prhroipal," "proposal," and "voluntarily excluded," as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Exeeutivc Order 12549, You may contact the person to Which this proposal is submitted for assistance "in obtaining a copy of those regulations. 5. Thoprospective incipient of federal assistanee funds as `ces by submitting this proposal that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized bythe t)OL. 6, The prospective recipient of federal -assistance funds Rather agrees by submitting this proposal that it will include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and voluntary exclusion - Lower Tier Covered Transactions," without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 7, A participant in a covered transaetionmay rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. :Each participvnnmy, but is notrequired,to check the List of Parties Excluded from Proeurement or Non - Procurement Programs, 8. Notl»ng contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause, The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings, 9. Except for transactions authorized tinder paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this transactlor� in addition to other remedies available to the Federal Government, the DOL may pursue available remedies, including suspension and/or debarment. EXHIBIT C Page 2 of 2 Certification Regarding Lnbhying Certification for Contracts. Grants Loans and Cooperative Agi-cements The undersigned certifies, to the best of his or her knowledge and belief, that: (1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attenpti ng to influence an officer or employee of any agency, a Member of Congress, an offleer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any cooperative agreement, and the extension, continuation, renewal, amendment. or modification of any Federal contact, grant, loan or cooperative agreement- (2) If any funds other than Federal appropriated fiords have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. (3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (inchulin_ subcontract, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. This certification is.a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31. U. S. Code. Any person who fails to File the required certification shall be subject to a civil penalty of not less than S10.000 and not more than $100,000 for each sud_ failure. City of Santa Ana Grantee/Contactor Organization Program Title Lisa Rudloff � A 11/18/20 Name of Certifying Officer l� Signature Date EXHIBIT D Pa«e I of 2 SUBRECIPIENT warrants the following: 1. SUBRECIPIENT will comply with Public Law 88-352, Title VI of the Civil Rights Act of 1964 (42 U, S, C. section 2000 et seq.) and implementing regulation -in 24 CFR Part 2. No person in the United States $hall on the ground of race, color, religion, national origin, or sex, be excluded from participationin, or be denied the benefits of, or be subjected to discrimination under any program or activity fended in whole or in pall with community development funds made available pursuant to the ACT. 3, All laborers and mechanics, employed by contractors or subcontractors in the - performance of construction work financed in whole or inpart with community development funds shall be paid wages at rates not less than those prevailing on similar construction in the'locality as determined in decordance with the Davis -Bacon Act, as amended, 40 V, S, C, Sections 276 a 1-5, except for individuals who perform services for which they volunteered; do not receive compensation for such services; or are raid expenses, reasonable benefits, or a nominal fee for such services; and not otherwise employed at anytime in construction work. 4, .SUBRECJPIENT will comply with all federal statutes applicable to projects funded With community development funds, except that (a) SUBRECIPIENT does not assume CIT'Y'S environmental responsibilities described at 24 CFR 570.604; and. (b) SUBRECIPIENT does not assume CIT Y'S :responsibility for initiating to review process under Executive Order 12372. EXHIBIT D Page 2 of 2 Certification Regarding Drug -Free. Workplace Requirements The certification set out below is a material representation upon which reliance Is placed by the US. Department of Housing and Urban Development in awarding the grant. If it is later determined that the contractor knowingly rendered a false certification, or otherwise violates. the requirements of the Drug -Free Workplace Act, the U.S. Department of Housing and Urban Development, in addition to any other remedies available to the Federal Government, may take action authorized under the Drug -Free Workplace Act. ,CERTIFICATION A. The contractor certifies that it will provide a drug -free workplace by (a) Publishing a statement notifying.employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance is prohibited In the contractors workpl"ace and "specifying the actions that will be against employees for violation of such prohibition; (b) Establishing a drug -free awareness program to inform employees about — (1) The dangers of drug abuse in the workplace; (2) The contractor's policy of maintaining a drug•free workplace; (3) Any available drug counseling, rehabilitation, and employee assistance program; and (d) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; (c) Making it a requirement that each employee who will be engaged in the performance of the grant be given a copy of the statement required by paragraph (a); (d) Notifying the employee in the statement required by paragraph -(a) that, as a condition of employment under the contract; the employee will (1) Abide by the terms of the statement; and (2) Notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no later than five days after such conviction. (e) Notifying the U.S. Department of Housing and Urban Development within ten days after receiving notice under subparagraph (d)(2) from an employee or otherwise receiving actual notice of such conviction; EXHIBIT E Page t of (f) Taking one of the following actions, within 30 days of receiving notice under subparagraph (d)(2), with respect to any employee who is so convicted - ( 1) Taking appropriate personnel action against such an employee, up to and including termination; or (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; (g) Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs (a), (b), (c), (d), (e) and (f). B. The contractor shall insert in the space provided on the attached "Place of Performance" form the site(s) for the performance of work to be carried out with the grant funds (including street address, city, county, state, and zip code) .the contractor further certifies that, if it is subsequently determined that additional sites will be used for the performance of work under the contract, it shall notify the U.S. Department of Housing and Urban Development immediately upon the decision to use such additional sites by submitting a revised "Place of Performance" form. City of Santa ana Organization 6� 11/18/20 th ized Signature Date EXHIBIT E Page 2 of 3 FOR CERTIFICATION REGARDING DRUG -FREE WORKPLACE REQUIREMENTS Name: Date: The Contractor shall insert in the space provided below the site(s) expected to be used for the performance of work under the contract covered by the certification: Place of Performance (include street address, city, county, state, zip code for each site): EXHIBIT E Page 3 of 3