HomeMy WebLinkAboutItem 26 - Debit and Credit Card Merchant Payment Processing ServicesFinance and Management Services
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Item # 26
City of Santa Ana
20 Civic Center Plaza, Santa Ana, CA 92701
Staff Report
December 20, 2022
TOPIC: Debit and Credit Card Merchant Payment Processing Services
AGENDA TITLE:
Approve an Additional Agreement with Global Payments Direct, Inc. DBA OpenEdge, to
Amend the Card Services Terms & Conditions For Government Entities, Incorporated
Within the Prior Agreement Entered into with Global Payments Direct, Inc. DBA Total
System Services Inc. (also known as TSYS Merchant Solutions) for Debit/Credit Card
Merchant Payment Processing Services and Support and Maintenance in the Amount
not to Exceed $1,898,400, which Includes a General Contingency of $242,400
RECOMMENDED ACTION
Authorize the City Manager to execute a first amendment to agreement with Global
Payments Direct, Inc. DBA OpenEdge/TSYS Merchant Solutions for debit/credit card
payment processing services, including support and maintenance in an amount not to
exceed $1,898,400; which includes a general contingency of $242,400 over the
maximum seven-year life of the agreement. The first amendment to agreement
includes a base term commencing from December 20, 2022 and expiring December 31,
2025, with provision for two renewal options of three years, and one year, respectively
ending December 31, 2029.
DISCUSSION
Global Payments Direct, Inc. ("Global Payments") is a leading provider of merchant
processing payment technology and software solutions. In September 2019, Global
Integrated Payments, Total System Services Inc. ("TSYS" Merchant Solutions, LLC)
combined to form the overarching parent company Global Payments. On December 6,
2022, as part of the city-wide Europay, MasterCard, and Visa ("EMV") Chip & PIN
cashiering software and hardware upgrade to improve the security of debit/credit
payment transactions for Santa Ana residents, City Council approved a renewal
agreement with TSYS Merchant Solutions, LLC, DBA Global Payments Direct, Inc.
Global Payments will be presenting MasterCard and Visa payment transactions on
behalf of the City for all walk-in credit card payments made at City facilities, including,
but not limited to, the following: City Hall Cashiering Counters, Police Department Traffic
and Records Divisions, and the Santa Ana Zoo and will be providing an "e-Commerce
Gateway Transaction Integration". Part of the planned upgrade of the City's cashiering
software and hardware systems also includes providing more payment options and
First Amendment to Agreement with OpenEdge, DBA Global Payments
December 20, 2022
Page 2
fewer restrictions for other City agencies who are currently undergoing information
system enhancements and upgrades, such as the Parks, Recreation and Community
Services Agency's ("PRCSA") new zoo ticketing system and reservation management
system.
Subsequent to this City Council meeting, staff will be recommending the approval of
both a renewal agreement and an accompanying support and maintenance agreement
with System Innovators, a division of N. Harris Computer, for related EMV Chip & PIN
credit card hardware purchases and Payment Card Industry Data Security Standard
("PCI DSS") revenue management and cashiering software upgrades. Various City
agencies currently use both TSYS and iNovah (System Innovators' revenue
management and cashiering software/hardware), to process payments and the receipt
of City revenues. A component of this comprehensive upgrade to the City's cashiering
and payment system includes contingency options for additional City information
systems to integrate into both Global Payments merchant processing services (TSYS &
OpenEdge) as well as iNovah. The City's iNovah revenue and management and
cashiering software is then scheduled to be integrated into PRCSA's new zoo ticketing
system and existing parks and recreation reservation management system, together
with the Planning & Building Agency's new land management system, and Finance &
Management Services Agency's up -coming new business license software/platform (as
an upgrade to the existing legacy system's iNovah integration).
OpenEdge is the only common merchant processor for in -person payment transactions
for PRCSA's reservation management system and the Santa Ana Zoo's new ticketing
system. The City's Treasury & Customer Service Division ("Treasury") of the Finance &
Management Services Agency, whose responsible for maintaining all monetary
transactions related to City services, is aiming to streamline all in -person debit/credit
payment transactions. Fortunately, Global Payments (aka OpenEdge/TSYS) not only
has unique institutional knowledge of the City's payment processing systems, but their
amalgamation with OpenEdge opens another merchant processing payment method to
be utilized by PRCSA and other City agencies in the future if necessary. Global
Payments' TSYS merchant payment processing services are already integrated into
various City payment systems, the cost to implement an equivalent third -party merchant
payment processing service is unknown, but would require new software and
substantial additional integration expenses.
In addition to merchant payment processing services for the City's walk-in cashiering
stations, there are other related critical payment processing agreements such as the
City's online cloud -based electronic billing and payment presentation/bill print services,
24-7/365 walk-up payment kiosk services, and over -the -phone interactive voice
response and payment services. Based on the synchronization of all of these payment -
processing services, the City will achieve full PCI-DSS compliance, thereby transferring
future credit card fraud liability from the City to the payment card providers.
First Amendment to Agreement with OpenEdge, DBA Global Payments
December 20, 2022
Page 3
Furthermore, renewal agreements for the City's integrated Interactive Voice Response
("IVR") contract and data processing, printing and mailing, and e-business services
contracts have been constructed to be co -extensive with one another. Therefore, staff
recommends the approval of a first amendment to agreement with Global Payments
(TSYS/OpenEdge) to assure annual merchant payment processing services for the
City's PRCSA reservation management system and the Zoo's new ticketing system. By
approving this first amendment to agreement with Global Payments, City Council will
also be harmonizing agreements with other critical payment processing contracts.
ENVIRONMENTAL IMPACT
There is no environmental impact associated with this action.
FISCAL IMPACT
Funds for this renewal agreement and services are budgeted and available in various
departmental Contract Services Professional accounts (No. Various-62300). Funds will
be budgeted for expenditure as follows:
Accounting
Accounting
Annual
FY
Unit -
Fund
Unit -
Accounting
Support
Contracted
Rate
Maximum
Account
Description
No.
& Maint.
Amount
Increase
Amount
No.
Description
(Contg.)
2022
Various-
Contract
-23
62300
Various
Services
$5,000
$195,500
$29,325
$229,825
Professional
2023
Various-
Contract
Various
Services
$5,000
$195,500
$29,325
$229,825
-24
62300
Professional
2024
Various-
Contract
Various
Services
$5,000
$200,000
$30,000
$235,000
-25
62300
Professional
2025
Various-
Contract
Various
Services
$5,000
$210,000
$31,500
$246,500
-26
62300
Professional
2026
Various-
Contract
Various
Services
$5,000
$220,000
$33,000
$258,000
-27
62300
Professional
2027
Various-
Contract
Various
Services
$5,000
$230,000
$34,500
$269,500
-28
62300
Professional
2028
Various-
Contract
Various
Services
$5,000
$240,000
$36,000
$281,000
-29
62300
Professional
First Amendment to Agreement with OpenEdge, DBA Global Payments
December 20, 2022
Page 4
2029
Various-
Contract
-30
62300
Various
Services
$5,000
$125,000
$18,750
$148,750
Professional
Subtotal:
Subtotal:
Subtotal:
Grand
Total:
$40,000
$1,616,000
1 $242,400
1 $1,898,400
EXHIBIT(S)
1. Global Payments Direct, Inc. DBA OpenEdge Agreement
Submitted By: Kathryn Downs, FMSA Executive Director
Approved By: Kristine Ridge, City Manager
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
EXHIBIT 1
FIRST AMENDMENT TO AGREEMENT TO THE CARD SERVICES TERMS &
CONDITIONS FOR GOVERNMENT ENTITIES
CITY OF SANTA ANA
THIS FIRST AMENDMENT TO THE CARD SERVICES TERMS & CONDITIONS FOR
GOVERNMENT ENTITIES ("Agreement") is made and entered into on this 201h day of December
2022, by and between Global Payments Direct, Inc., DBA OpenEdge, a Georgia corporation
("Consultant"), and the City of Santa Ana, a charter city and municipal corporation
organized and existing under the Constitution and laws of the State of California ("City").
RECITALS
A. The City and Consultant are parry to that certain Card Services Terms & Conditions for
Government Entities and the Merchant Application agreed to on December 6, 2022,
Agreement A-2022- ("Card Services Agreement").
B. The City desires to retain a consultant having special skill and knowledge in the field of
debit and credit card merchant payment processing services, including gateway transaction
integration and support services
C. Consultant represents that Consultant is able and willing to provide such services to the
City.
D. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably be
expected from a professional consulting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Consultant shall perform during the term of this Agreement, the tasks and obligations
including all labor, materials, tools, equipment, and incidental customary work required to fully
and adequately complete the services described and set forth in the Card Services Agreement
attached hereto as Exhibit A.
2. COMPENSATION
City agrees to pay, and Consultant agrees to accept as total payment for its services for City, the
rates and charges identified in the Merchant Application. For the full Term of this Agreement as
covered under the provisions as set out herein below, funds to be expended shall not exceed a base
contracted amount of $1,616,000, together with an annual $5,000 support and maintenance amount
and a general annual contingency amount of 15%, for a combined maximum amount of
$1,898,400 which sum shall constitute the Maximum Contract Compensation Cap.
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
a. The breakdown of these expendable funds by fiscal year shall be as set forth in the Contract
Expenditure Table shown below:
Contract Expenditure Table
Support & Base Maximum
Fiscal Year Maintenance Contract Percent Contingency Expenditure
Amount Amount Contingency Amount Amount
FY 2022-23
$5,000
$195,500
15%
$29,325
$229,825
FY 2023-24
$5,000
$195,500
15%
$29,325
$229,825
FY 2024-25
$5,000
$200,000
15%
$30,000
$235,000
FY 2025-26
$5,000
$210,000
15%
$31,500
$246,500
FY 2026-27
$5,000
$220,000
15%
$33,000
$258,000
FY 2027-28
$5,000
$230,000
15%
$34,500
$269,500
FY 2028-29
$5,000
$240,000
15%
$36,000
$281,000
FY 2029-30
$5,000
$125,000
15%
$18,750
$148,750
$40,000
$1,616,000
$242,400
$1,898,400
b. Payment by City shall be made within forty-five (45) days following receipt of proper
invoice evidencing work performed, subject to City accounting procedures. Payment need
not be made for work which fails to meet the standards of performance set forth in the
Recitals which may reasonably be expected by City. Billing or invoice statements shall be
presumed to have been received three (3) days after they are mailed or twenty- four (24) hours after
being electronically transmitted in accordance with the provisions of Section 13 of this Agreement
("NOTICE").
c. Change Order Contingency: During the term of this Agreement, City may request
optional services of Consultant at mutually agreed upon scope and fees.
1. Change Order
No extra work may be undertaken unless a written "Change Order" is first given by
the Contract Officer or his/her designee, to Consultant, incorporating therein any material
change in the scope, fees and/or administration of this Agreement proposed by City.
2. Additional Work or Services
(a)
Extra Work or Services
City shall have the right at any time during the performance of the work or services
set forth in this Agreement, without invalidating said Agreement or any amendments
thereto, to elect to exercise any existing option specified in the Scope of Services for extra
work or services or to order extra work or services pursuant to a duly executed Change
Order or to expend previously appropriated, but unspent contingency funds authorized to
be carried forward by the Executive Director of Finance and Management Services to
cover expenses for work or services agreed to by the parties but exceeding any annual City
fiscal year compensation amount cap initially specified under the Compensation provisions
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
of this Agreement or thereby make changes by altering, adding to or deducting from said
work or services.
(b) Maximum Contract Compensation Cap
Net total compensation to Consultant shall not, as the result of any Change Order,
exceed the maximum contract compensation amount set forth under Section 2
("COMPENSATION"), subsection a. of this Agreement, unless an increase in maximum
contract compensation is agreed to by the parties pursuant to a duly executed amendment
of this Agreement.
d. Coordination of Work or Services
I . Representative of Consultant
The following officer of Consultant is hereby designated as being the representative
of Consultant authorized to act in its behalf with respect to the work specified
herein and make all decisions in connection therewith:
Global Payments Integrated Carl Van Laethem
Representative Client Success Advisor/National Accounts
It is expressly understood that the experience, knowledge, capability and reputation of the
foregoing officer & representative is a substantial inducement for City to enter into this
Agreement. Therefore, the foregoing representative shall be responsible during the term of
this Agreement for directing all activities of Consultant and devoting sufficient time to
personally supervise the services hereunder. For purposes of this Agreement, the foregoing
officer & representative may not be replaced nor may their responsibilities be substantially
reduced by Consultant without the express written approval of City.
2. Contract Officer
The Contract Officer shall be the person designated hereunder by City. It shall be
Consultant's responsibility to assure that City's Contract Officer is kept informed of the
progress of the performance of the consulting services set forth in this Agreement and
Consultant shall refer any decisions which must be made by City to the Contract Officer.
The Contract Officer shall have authority to enter into Change Orders with Consultant
pursuant to this Agreement. The Contract Officer shall have authority to sign all documents
on behalf of City required hereunder to carry out the terms of this Agreement. Unless
otherwise specified herein, any approval of City required hereunder shall mean the
approval of the Contract Officer.
City of Santa Ana Kristine Ridge, City Manager
Contract Officer or designee
3. TERM
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
The base term of this Agreement shall commence on the date first written above and shall
expire on December 31, 2025, with provision for two extension options of three years, and one
year; respectively, ending December 31, 2029, unless terminated earlier in accordance with
Section 9, below.
4. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City. This Agreement is not intended nor shall
it be construed to create an employer -employee relationship, a joint venture relationship, or to
allow the City to exercise discretion or control over the professional manner in which Consultant
performs the services which are the subject matter of this Agreement; however, the services to be
provided by Consultant shall be provided in a manner consistent with all applicable standards and
regulations governing such services. Consultant shall pay all salaries and wages, employer's social
security taxes, unemployment insurance and similar taxes relating to employees and shall be
responsible for all applicable withholding taxes.
5. INSURANCE
Prior to undertaking performance of work under this Agreement, Consultant shall produce
and maintain for the duration of the Agreement claims for security breaches, system failures,
injuries to persons, damages to software, or damages to property (including computer equipment)
which may arise from or in connection with the performance of the work hereunder by the
Consultant and shall require its subcontractors, agents, representatives, or employees, if any, to
obtain and maintain insurance as described below. Consultant shall procure and maintain for the
duration of the contract insurance claims arising out of their services and including, but not limited
to loss, damage, theft or other misuse of data, invasion of privacy and breach of data.
a. Minimum Scope and Limit of Insurance
1. Commercial General Liability (CGL): Insurance Services Office Form CG 00 01
covering CGL on an "occurrence" basis, including products and completed
operations, property damage, bodily injury and personal & advertising injury with
limits no less than $2,000,000 per occurrence, $4,000,000 aggregate. Limits can be
obtained with a combination of primary and excess/umbrella coverages.
2. Automobile Liability: Insurance Services Office Form Number CA 0001
covering, Code 1 (any auto), or if Consultant has no owned autos, Code 8 (hired)
and 9 (non- owned), with limit no less than $2,000,000 per accident for bodily
injury and property damage. Limits can be obtained with a combination of primary
and excess/umbrella coverages.
3. Workers' Compensation insurance as required by the State of California, with
Statutory Limits, and Employer's Liability Insurance with limit of no less than
$1,000,000 per accident for bodily injury or disease.
4. Cyber Liability Insurance, with limits not less than $2,000,000 per occurrence or
claim, $2,000,000 aggregate. Coverage shall be sufficiently broad to respond to the
duties and obligations as is undertaken by Consultant in this agreement and shall
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
include, but not be limited to, claims involving security breach, system failure, data
recovery, business interruption, cyber extortion, social engineering, infringement of
intellectual property, including but not limited to infringement of copyright,
trademark, trade dress, invasion of privacy violations, information theft, damage to
or destruction of electronic information, release of private information, and alteration
of electronic information. The policy shall provide coverage for breach response
costs, regulatory fines and penalties as well as credit monitoring expenses.
Technology Professional Liability Errors and Omissions Insurance appropriate
to the Consultant's profession and work hereunder, with limits not less than
$2,000,000 per occurrence, $2,000,000 aggregate. Coverage shall be sufficiently
broad to respond to the duties and obligations as is undertaken by the Consultant in
this agreement and shall include, but not be limited to, claims involving security
breach, system failure, data recovery, business interruption, cyber extortion, social
engineering, invasion of privacy violations, information theft, damage to or
destruction of electronic information, release of private information, and alteration
of electronic information. The policy shall provide coverage for breach response
costs, regulatory fines and penalties as well as credit monitoring expenses.
The Policy shall include, or be endorsed to include, property damage liability
coverage for damage to, alteration of, loss of, or destruction of electronic data
and/or information "property" of the Agency in the care, custody, or control of
the Consultant. If not covered under the Consultant's liability policy, such
"property" coverage of the Agency may be endorsed onto the Consultant's
Cyber Liability Policy.
6. Crime liability insurance with a limit of not less than $1,000,000 per claim with
$2,000,000 in the aggregate. The following requirements apply to the insurance to
be provided by Consultant pursuant to this section:
Consultant shall maintain all insurance required above in full force and effect
for the entire period covered by this Agreement.
ii. Certificates of insurance shall be furnished to the City upon execution of this
Agreement and shall be approved by the City.
iii. City of Santa Ana, its officers, employees, agents and representatives shall be
Additional Insureds with respect to General Liability Insurance and Auto
Liability Insurance is Primary and Non -Contributory.
iv. Certificates and policies shall state that the policies shall not be canceled
without thirty (30) days prior written notice to the City of cancellation with
ten (10) days prior notice for non-payment of premium in accordance with
policy provisions. Similar notice of reduction or material change shall be given
if coverage falls below or is not in compliance with the contract requirements.
v. Consultant shall supply City with a fully executed additional insured
endorsement.
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
vi. Certificates of insurance endorsements shall show the City as a certificate
holder as follows:
City of Santa Ana
Risk Management Division, 4th Floor 20 Civic Center Plaza
Santa Ana, CA 92701
vii. Where the amounts or coverage provided by the certificates of insurance
provides coverage greater than those listed by this Agreement, the amounts
provided by the certificates of insurance shall be incorporated by reference into
the Agreement.
7. Broader Coverage: If the Consultant maintains broader coverage and/or higher
limits than the minimums shown above, the Entity requires and shall be entitled to
the broader coverage and/or the higher limits maintained by the contractor. Any
available insurance proceeds in excess of the specified minimum limits of insurance
and coverage shall be available to the Entity.
8. If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has
been procured and is in force and paid for, the City shall have the right, at the City's
election, to forthwith terminate this Agreement. Such termination shall not affect
Consultant's right to be paid for its time and materials expended prior to notification
of termination. Consultant waives the right to receive compensation and agrees to
indemnify the City for any work performed prior to approval of insurance by the
City.
b. Other Insurance Provisions
1. Additional Insured Status: The Entity, its officers, officials, employees, and
volunteers are to be covered as additional insureds on the CGL policy with respect
to liability arising out of work or operations performed by or on behalf of the
Consultant including materials, parts, or equipment furnished in connection with
such work or operations. General liability coverage can be provided in the form of
an endorsement to the Consultant's insurance (at least as broad as ISO Form CG
20 10 11 85 or both CG 20 10, CG 20 26, CG 20 33, or CG 20 38; and CG 20 37
forms if later revisions used). Please note, if there is an insured vs. insured
exclusion on the Consultant's policy, carefully review with the Consultant and their
insurance carrier on whether being added as an additional insured onto the
Consultant's policy removes your organization's ability to file suit against the
Consultant and draw upon the policy should final adjudication in a lawsuit state
that the Consultant shall pay damages to your organization.
2. Primary Coverage: For any claims related to this contract, the Consultant's
insurance coverage shall be primary. Coverage for commercial liability shall be at
least as broad as ISO CG 20 0104 13 as respects the Entity, its officers, officials,
employees, and volunteers. Any insurance or self-insurance maintained by the
Entity, its officers, officials, employees, or volunteers shall be excess of the
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
Consultant's insurance and shall not contribute with it.
3. Notice of Cancellation: Each insurance policy required above shall state that
coverage shall not be canceled, except with notice to the Entity.
4. Waiver of Subrogation: Consultant hereby grants to Entity a waiver of any right
to subrogation which any insurer of said Consultant may acquire against the Entity
by virtue of the payment of any loss under such insurance. Consultant agrees to
obtain any endorsement that may be necessary to affect this waiver of subrogation,
but this provision applies regardless of whether or not the Entity has received a
waiver of subrogation endorsement from the insurer.
5. Self -Insured Retentions: Self -insured retentions must be declared to the Entity.
The Entity may require the Consultant to provide proof of ability to pay losses and
related investigations, claim administration, and defense expenses within the
retention.
6. Acceptability of Insurers: Insurance is to be placed with insurers authorized to
conduct business in the state with a current A.M. Best's rating of no less than A-
:VII, unless otherwise acceptable to the Entity.
7. Claims Made Policies: If any of the required policies provide coverage on a
claims -made basis:
i. The Retroactive Date must be shown and must be before the date of the contract
or the beginning of contract work.
ii. Insurance must be maintained and evidence of insurance must be provided for
at least three (3) years after completion of the contract of work.
iii. If coverage is canceled or non -renewed, and not replaced with another claims -
made policy form with a Retroactive Date prior to the contract effective date,
the Consultant must purchase "extended reporting" coverage for a minimum of
three (3) years after completion of contract work.
8. Verification of Coverage: Consultant shall furnish the Entity with original
Certificates of Insurance including all required amendatory endorsements (or
copies of the applicable policy language effecting coverage required by this clause)
and a copy of the Declarations and Endorsement Page of the CGL policy listing all
policy endorsements to the Entity before work begins. However, failure to obtain
the required documents prior to the work beginning shall not waive the
Consultant's obligation to provide them. The Entity reserves the right to require
complete, certified copies of all required insurance policies, including
endorsements required by these specifications, at any time.
9. Subcontractors: Consultant shall require and verify that all subcontractors
maintain insurance meeting all the requirements stated herein, and Consultant shall
ensure that Entity is an additional insured on insurance required from
subcontractors.
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
10. Special Risks or Circumstances: Entity reserves the right to modify these
requirements, including limits, based on the nature of the risk, prior experience,
insurer, coverage, or other special circumstances.
6. NON-DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, religion, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by
applicable law, in the recruitment, selection, training, utilization, promotion, termination or other
employment related activities. Consultant affirms that it is an equal opportunity employer and shall
comply with all applicable federal, state and local laws and regulations.
7. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant, and supersedes any and all other agreements, oral or written, between the parties. In
the event of a conflict between the terms of this Agreement and any attachments hereto, the terms
of this Agreement shall prevail. This Agreement may not be modified except by written instrument
signed by the City and by an authorized representative of Consultant. The parties agree that any
terms or conditions of any purchase order or other instrument that are inconsistent with, or in
addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City.
Each party to this Agreement acknowledges that no representations, inducements, promises or
agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any
party, which is not embodied herein.
8. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement shall
be construed to limit the City's ability to have any of the services which are the subject to this
Agreement performed by City personnel or by other consultants retained by City.
9. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Consultant prior to receipt of such notice of
termination, subject to the following conditions:
1. As a condition of such payment, the Executive Director of Finance and
Management Services may require Consultant to deliver to the City all work
product(s) completed as of such date, and in such case such work product shall be
the property of the City unless prohibited by law, and Consultant consents to the
City's use thereof for such purposes as the City deems appropriate.
2. Payment need not be made for work which fails to meet the standard of performance
specified in the Recitals of this Agreement.
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DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
10. WAIVER
No waiver of breach, failure of any condition, or any right or remedy contained in or
granted by the provisions of this Agreement shall be effective unless it is in writing and signed by
the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or
remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not
similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies.
11. JURISDICTION -VENUE
This Agreement has been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
determined and governed by the laws of the State of California. Both parties further agree that
Orange County, California, shall be the venue for any action or proceeding that may be brought
or arise out of, in connection with or by reason of this Agreement.
12. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder
and required by the laws and regulations of the United States, the State of California, the City of
Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and
in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and
exemptions. Said inability shall be cause for termination of this Agreement.
13. NOTICE
Any notice, tender, demand, delivery, or other communication required or made pursuant
to this Agreement shall be in writing and shall be deemed to be properly given if delivered in
person or mailed by first class or certified mail, postage prepaid, or by express mail courier (i.e.
FedEx, UPS, etc.), or sent by fax or email communication in the manner provided in this section.
Any such notice shall be addressed to the other party at the address set forth below. Consultant
invoice/billing statement notices to City shall be sent to City's Primary Representative/Project
Manager or designees. All notices, including invoice/billing statement notices and notices of
address changes, provided under this Agreement are deemed received on the third day after
mailing if sent by regular mail, or the next day if sent by overnight delivery. If sent by fax,
communication shall be effective or deemed to have been given twenty-four (24) hours after the
time set forth on the transmission report issued by the transmitting facsimile machine, addressed
as set forth above. If sent by email, communication shall be effective or deemed to have been given
twenty-four (24) hours after the time set forth on the delivery time stamp notated by the internet
service provider, addressed as set forth above. For purposes of calculating these time frames,
weekends, City Hall closure dates, federal, state, County or City holidays shall be excluded.
If to City:
Clerk of the City Council
Page 9 of 11
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, CA 92702-1988
Fax: 714- 647-6956
With courtesy copies to:
Executive Director
Finance and Management Services Agency
City of Santa Ana
20 Civic Center Plaza (M- 17)
Santa Ana, CA 92702
Phone: (714) 647-6960
Fax: (714) 647-5414
If to Consultant:
Global Payments Direct, Inc. Attn: David Green
Corporate Secretary
3550 Lenox Road
NE, Suite 3000
Atlanta GA 30326
Representative or designees
Consultant Primary Representative/Project Manager shall be:
Carl Van Laethem
Client Success Advisor/National Accounts
Global Payments Integrated
Phone: (801) 772-1671
Email: carl.vanlaethem(&, lg obalpay.com
City Primary Representative/Project Manager shall be:
Willard Holt, Treasury and Customer Services Manager
20 Civic Center Plaza (M-15), Room 1105
Santa Ana, CA 92701
Phone: (714) 647-5456
Fax: 714-647-5304
Email: wholt(absanta-ana.org
City Alternate Representative/Project Manager shall be:
Alex Gutierrez, Senior Analyst
Treasury and Customer Service Division
20 Civic Center Plaza (M-15), Room 1103
Page 10 of 11
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
Santa Ana, CA 92701
Phone: (714) 647-5497
Fax: 714-647-5304
Email: ap-utierrez (a)santa-ana.org
A party may change its address or representative or designees by giving notice in writing to the
other party. Thereafter, any communication shall be addressed and transmitted to the new address
and/or new representative or designees.
14. COUNTERPART SIGNATURE AND DELIVERY
This Agreement must be signed below and may be signed in separate counterparts including
facsimile copies and delivered by fax, email as a PDF (Portable Document Format) file attachment,
or by other means that displays the original or a copy of the signatures. Each counterpart (including
facsimile copies) is deemed an original and all counterparts are deemed on and the same
instrument and legally binding on the parties. Any subsequent amendments to this Agreement may
be signed and delivered in the same manner.
15. MISCELLANEOUS PROVISIONS
1. Each undersigned represents and warrants that its signature herein below has the
power, authority and right to bind their respective parties to each of the terms of
this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority
or power is not, in fact, held by the signatory or is withdrawn.
2. All Exhibits referenced herein and attached hereto shall be incorporated as if fully
set forth in the body of this Agreement. Provided however, that in the event that
any provision of any exhibit is in direct conflict with the provisions of this
Agreement then the terms of this Agreement will prevail solely with respect to any
such directly conflicting provisions, or portions thereof.
{Signatures on following page)
Page 11 of 11
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
IN WITNESS WHEREOF, the patties hereto have executed this Agreement the date
and year first above written.
ATTEST:
Clerk of the Council
APPROVED AS TO FORM:
Sonia R. C alho
City A orn ( 0
By: Ryan FIoi
Assistant City A
RECOMMENDED FOR APPROVAL:
CITY OF SANTAANA
Kristine Ridge
City Manager
CONSULTANT:
DOCUSigned by:
E
Cv:rl L. g4U4.
B858729A465E467...
David Green
Corporate Secretary
SB
Page 12 of 10
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
kb,,...
Kathryn Downs (Dec 5, 202214:24 PST)
Kathryn Downs
Executive Director
Finance and Management Services Agency
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
CARD SERVICES TERMS & CONDITIONS FOR
GOVERNMENT ENTITIES
globalpayments
Integrated
CARD SERVICES TERMS & CONDITIONS FOR GOVERNMENT
ENTITIES
PLEASE READ SECTION 17 ("DISPUTE RESOLUTION") CAREFULLY AS IT RELATES TO
ARBITRATION AND CLASS ACTIONS
GENERAL.
1.1. The "Card Services Agreement" consists of these Card Services Terms & Conditions and
the Merchant Application and is made by and among Merchant (or "you"), Global Payments
Direct, Inc. ("Global Direct"), and Member (as defined below). The provisions in the Card
Services Agreement are applicable to Merchant and, by submitting Transactions hereunder,
Merchant agrees to be subject to the same. The member bank identified in the Merchant
Application ("Member") is a member of Visa USA, Inc. ("Visa") and Mastercard International,
Inc. ("Mastercard"). Global Direct is a registered independent sales organization of Visa, a
member service provider of Mastercard, a registered Program Participant of American
Express Travel Related Services Company, Inc. ("American Express"), and a registered
acquirer for Discover Financial Services LLC ("Discover"). Any references to the Debit
Sponsor shall refer to the debit sponsor identified below.
1.2. Merchant and Global Direct agree that the rights and obligations contained in these Card
Services Terms and Conditions do not apply to the Member with respect to American Express,
Discover and PayPal transactions and Switched Transactions (as defined below). To the
extent Merchant accepts Discover cards, the provisions in this Agreement with respect to
Discover apply if Merchant does not have a separate agreement with Discover. In such case,
Merchant will also be enabled to accept JCB, China UnionPay, Diner's Club and, for card
present transactions, PayPal cards under the Discover network and such transactions will be
processed at the same fee rate as Merchant's Discover transactions are processed. To the
extent Merchant accepts Discover cards and has a separate agreement with Discover,
Discover and PayPal card transactions shall be processed as Switched Transactions (as
defined below). To the extent Merchant accepts American Express cards, the provisions in
this Agreement with respect to American Express apply if Merchant does not have a separate
agreement with American Express.
1.3. Under the terms of the Card Services Agreement, Merchant will be furnished with the services
and products, including any software, described herein and in the Merchant Application and
selected by Merchant therein (collectively and individually, as applicable, the "Services").
Merchant agrees to be bound by the Card Services Agreement, including the terms of the
Merchant Application and these Card Services Terms & Conditions as may be modified or
amended in the future pursuant to its and/or their terms. Upon the earlier of a Merchant's
submission of a transaction to Global Direct or signing the Merchant Application,
Merchant shall be deemed to have accepted the Card Services Agreement, including
the Terms and Conditions herein.
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
1.4. Except as expressly stated in the first three paragraphs of section 13, all terms and conditions
of this Card Services Agreement shall survive termination to the extent necessary to protect
Global Direct and Member's rights herein.
SERVICE DESCRIPTIONS.
2.1. Credit Card Processing Services: Global Direct's credit card processing services consist of
authorization and electronic draft capture of credit card transactions; outclearing of such
transactions to the appropriate card associations and/or issuers (e.g., Visa, Mastercard,
American Express, Diners, Discover); settlement; certain dispute resolution with cardholders'
banks; and transaction -related reporting, statements and products. From time to time under
this Card Services Agreement, upon Merchant's request, Global Direct may facilitate the
transmission of certain payment card transactions ("Switched Transactions") to the
respective card issuers, including but not limited to American Express®, Diners Club® and
various fleet, private label and commercial cards. Switched Transactions require Global
Direct's prior written approval and are subject to applicable pricing; Global Direct does not
purchase the indebtedness associated with Switched Transactions.
2.2. EBT Transaction Processing Services: Global Direct offers electronic interfaces to Electronic
Benefits Transfer ("EBT") networks for the processing of cash payments or credits to or for
the benefit of benefit recipients ("Recipients"). Global Direct will provide settlement and
switching services for various Point of Sale transactions initiated through Merchant for the
authorization of the issuance of the United States Department of Agriculture, Food and
Nutrition Services ("FNS") food stamp benefits ("FS Benefits") and/or government delivered
cash assistance benefits ("Cash Benefits," with FS Benefits, "Benefits") to Recipients
through the use of a state -issued card ("EBT Card").
2.3. Provisions regarding debit card services are set forth in section 31 below.
2.4. Provisions regarding Decline Minimizer Services are set forth in section 33 below.
2.5. Provisions regarding CallPop OpenEdge Services are set forth in section 34 below.
2.6. With respect to Visa and Mastercard products, Merchant may elect to accept credit cards or
debit/prepaid cards or both. Merchant shall so elect on the Merchant Application being
completed contemporaneously herewith. Merchant agrees to pay and Merchant's account(s)
will be charged pursuant to section 5 of this Card Services Agreement for any additional fees
incurred as a result of Merchant's subsequent acceptance of transactions with any Visa or
Mastercard product that it has elected not to accept.
PROCEDURES.
3.1. Merchant will permit holders of valid cards bearing the symbols of the cards authorized to be
accepted by Merchant hereunder to charge purchases or leases of goods and services and
the debt resulting therefrom shall be purchased hereunder, provided that the transaction
complies with the terms of this Card Services Agreement. All indebtedness submitted by
Merchant for purchase will be evidenced by an approved sales slip. Merchant will not present
for purchase any indebtedness that does not arise out of a transaction between a cardholder
and Merchant. Merchant agrees to follow the Card Acceptance Guide which is incorporated
into and made part of this Card Services Agreement, https://www.globalpaymentsinc.com/en-
us/cardacceptanceguide and to be bound by the operating regulations, requirements, and
rules of Visa, Mastercard, American Express, Discover, PayPal and any other card
association or network organization covered by this Card Services Agreement, as any of the
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
above referenced documents may be modified and amended from time to time (collectively,
the "Card Association Rules"). Without limiting the generality of the foregoing, Merchant
agrees to comply with and be bound by, and to cause any third party who provides Merchant
with services related to payment processing or facilitates Merchant's ability to accept credit
and debit cards and who is not a party to this Card Services Agreement to comply with and
be bound by, the rules and regulations of Visa, Mastercard, American Express, Discover,
PayPal and any other card association or network organization related to cardholder and
transaction information security, including without limitation, all rules and regulations imposed
by the Payment Card Industry (PCI) Security Standards Council (including without limitation
the PCI Data Security Standard), Visa's Cardholder Information Security Program,
Mastercard's Site Data Protection Program, and Payment Application Best Practices, which,
as may be modified and amended from time to time, will constitute Card Association Rules
as used herein. Merchant also agrees to cooperate at its sole expense with any request for
an audit or investigation by Global Direct, Member, a card association or network organization
in connection with cardholder and transaction information security.
3.2. Without limiting the generality of the foregoing, Merchant agrees that it will use information
obtained from a cardholder in connection with a card transaction solely for the purpose of
processing a transaction with that cardholder or attempting to re -present a chargeback with
respect to such transaction consistent with the Card Association Rules. Merchant will
indemnify and hold Global Direct and Member harmless from any liability assessments
(sometimes referred to as "fines" and "penalties") issued by Visa, Mastercard, American
Express, Discover, PayPal or any card association or network organization and any other
fees and costs arising out of or relating to the processing of transactions by Global Direct and
Member at Merchant's location(s) and will reimburse Global Direct for any losses incurred by
Global Direct with respect to any such liability assessments, fees and costs.
3.3. Without limiting the generality of any other provision of this Card Services Agreement,
Merchant also agrees that it will comply with all applicable federal, state, and local laws, rules,
ordinances, and regulations (collectively, "Applicable Laws"), including those related to both
(a) the truncation or masking of cardholder numbers and expiration dates on transaction
receipts from transactions processed at Merchant's location(s), including without limitation the
Fair and Accurate Credit Transactions Act and applicable state laws ("Truncation Laws")
and (b) the collection of personal information from a cardholder in connection with a card
transaction, including all applicable state laws ("Laws on Collection of Personal
Information"). As between Merchant, on the one hand, and Global Direct and Member, on
the other hand, Merchant shall be solely responsible for complying with all such laws, rules,
ordinances, and regulations, including the Truncation Laws and Laws on Collection of
Personal Information and will, to the maximum extent not prohibited under applicable law,
indemnify and hold Global Direct and Member harmless from any claim, loss or damage
resulting from a violation of the same as a result of transactions processed at Merchant's
location(s).
3.4. Global Direct may, from time to time, issue written directions (via mail or Internet) regarding
procedures to follow and forms to use to carry out this Card Services Agreement. These
directions and the terms of the forms are binding as soon as they are issued and shall form
part of these Card Services Terms & Conditions. Such operating regulations and rules may
be reviewed upon appointment at Global Direct's designated premises and Merchant
acknowledges that it has had the opportunity to request a review and/or review such operating
regulations and rules in connection with its execution of this Card Services Agreement.
4. MARKETING. Merchant shall adequately display the card issuer service marks and promotional
materials supplied by Global Direct. Merchant shall cease to use or display such service marks
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
immediately upon notice from Global Direct or upon termination of this Card Services Agreement.
Merchant agrees that all such displays and cessation of such displays shall be in accordance with the
Card Association Rules.
PAYMENT, CHARGES AND FEES. Fees and charges payable by Merchant for all products, services
and applications, whether provided by Global Direct, a third party through Global Direct, or directly by
a third party with Global Direct collecting monies with respect thereto (e.g., a POS Vendor Fee), shall
be as set forth in the Merchant Application (exclusive of taxes, duties and shipping and handling
charges) and in Section 39 of these Card Services Terms & Conditions. With respect to POS Vendor
Fees, Global Direct does not control and is not responsible for the POS Vendor Fees charged to
Merchant, and the pricing for any such fees depends on Merchant's agreement with such third party.
Merchant shall at all times maintain one or more commercial checking accounts (the "Accounts") with
Member or with another financial institution of Merchant's choice acceptable to Member and Global
Direct that belongs to the Automated Clearing House ("ACH") network and which can accept ACH
transactions. Merchant will be provisionally credited for indebtedness purchased under this Card
Services Agreement by credit to Merchant's Account(s). Merchant's Account(s) will be provisionally
credited for the gross amount of the indebtedness deposited less the amount of any credit vouchers
deposited, minus any applicable discount, fees, product service costs, chargebacks, and other fees
and charges. Merchant shall not be entitled to credit for any indebtedness that arises out of a
transaction not processed in accordance with the terms of this Card Services Agreement or the Card
Association Rules. Availability of any such funds shall be subject to the procedures of the applicable
financial institution. Chargebacks and adjustments will be charged to Merchant's Account(s) on a daily
basis. Merchant agrees to pay and Merchant's Account(s) will be charged for the discount, fees,
product service costs, chargebacks, and other fees and charges described in this Card Services
Agreement. Merchant also agrees to pay and Merchant's Account(s) will be debited for all fees,
arbitration fees, liability assessments, or any other amounts charged or assessed by third parties, the
card associations or network organizations on account of or related to Merchant's processing
hereunder, including without limitation with regards to any third party who provides Merchant with
services related to payment processing or facilitates Merchant's ability to accept credit and debit cards
and who is not a party to this Card Services Agreement. If any type of overpayment to Merchant or
other error occurs, Merchant's Account(s) may be debited or credited, without notice, and if Merchant's
Account(s) do not contain sufficient funds, Merchant agrees to remit the amount owed directly to Global
Direct. Merchant agrees not to, directly or indirectly, prevent, block or otherwise preclude any debit by
Global Direct or Member to Merchant's Account which is permitted hereunder. Merchant represents
and warrants that no one other than Merchant has any claim against such indebtedness except as
authorized in writing by Member and Global Direct. Merchant hereby assigns to Member and Global
Direct all of its right, title, and interest in and to all indebtedness submitted hereunder, agrees that
Member and Global Direct have the sole right to receive payment on any indebtedness purchased
hereunder, and further agrees that Merchant shall have no right, title or interest in any such funds,
including any such funds held in a Reserve Account (as defined below).
6. EQUIPMENT AND SUPPLIES/THIRD PARTY SERVICES.
6.1. Merchant agrees that it will not acquire any title, copyrights, or any other proprietary right to
any advertising material; leased equipment including imprinters, authorization terminals, card
reader hardware or printers; software; credit card authenticators; unused forms (online or
paper); all hardware and software related to the CallPop OpenEdge Services (as defined
below); and Merchant deposit plastic cards provided by Global Direct in connection with this
Card Services Agreement. Merchant will protect all such items from loss, theft, damage or
any legal encumbrance and will allow Global Direct and its designated representatives
reasonable access to Merchant's premises for their repair, removal, modification, installation
and relocation. Merchant acknowledges that any equipment or software provided under this
Card Services Agreement is embedded with proprietary technology ("Software"). Merchant
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
shall not obtain title, copyrights or any other proprietary right to any Software. At all time,
Global Direct or its suppliers retain all rights to such Software, including but not limited to
updates, enhancements and additions. Merchant shall not disclose such Software to any
party, convey, copy, license, sublicense, modify, translate, reverse engineer, decompile,
disassemble, tamper with, or create any derivative work based on such Software, or transmit
any data that contains software viruses, time bombs, worms, Trojan horses, spyware,
disabling devices, or any other malicious or unauthorized code. Merchant's use of such
Software shall be limited to that expressly authorized by Global Direct. Global Direct's
suppliers are intended third party beneficiaries of this Card Services Agreement to the extent
of any terms herein pertaining to such suppliers' ownership rights; such suppliers have the
right to rely on and directly enforce such terms against Merchant.
6.2. The operating instructions or user guides will instruct Merchant in the proper use of the
terminals, other hardware or payment application(s), and Merchant shall use and operate the
terminals, other hardware or payment application(s) only in such manner. If Merchant has
purchased the relevant maintenance/help desk service hereunder, Merchant will promptly
notify Global Direct of any equipment malfunction, failure or other incident resulting in the loss
of use of the equipment or software or need for repair or maintenance, whereupon Global
Direct will make the necessary arrangements to obtain required maintenance or replacement
software or hardware. Merchant is responsible for shipping costs. Merchant shall cooperate
with Global Direct in its attempt to diagnose any problem with the terminal, other hardware or
payment application(s). In the event the Merchant's terminal requires additional Software,
Merchant is obligated to cooperate and participate in a dial in down line load procedure. With
respect to any item of equipment leased to Merchant by Global Direct, Merchant will not be
liable for normal wear and tear, provided, however, that Merchant will be liable to Global Direct
in the event that any leased item of equipment is lost, destroyed, stolen or rendered
inoperative. To the extent not prohibited under applicable law, Merchant will indemnify Global
Direct against any loss arising out of damage to or destruction of any item of equipment or
software provided hereunder for any cause whatsoever. Merchant also agrees, to the extent
not prohibited under applicable law, to hold harmless and indemnify Global Direct for any
costs, expenses, and judgments Global Direct may suffer, including reasonable attorney's
fees, as a result of Merchant's use of the equipment or software provided hereunder. Any
unused equipment in its original packaging purchased from Global Direct hereunder may be
returned to Global Direct at Merchant's expense within 60 days of receipt. Merchant shall
receive a refund of any money paid in connection therewith subject to a re -stocking fee of an
amount equal to 20 percent of the total purchase price for the returned equipment. No refunds
shall be issued for any equipment returned after 60 days.
6.3. Merchant acknowledges that some of the services and applications to be provided by Global
Direct and Member hereunder may be provided by third parties. Merchant agrees that except
for its right to utilize such services in connection with this Card Services Agreement, it
acquires no right, title or interest in any such services. Merchant further agrees that it has no
contractual relationship with any third party providing services under this Card Services
Agreement and that Merchant is not a third party beneficiary of any agreement between
Global Direct or Member, as applicable, and such third party. Merchant may not resell the
services of any third party providing services under this Card Services Agreement to any other
party.
6.4. Merchant acknowledges that it may directly obtain software platform services from a third
party that facilitate or integrate Global Direct's Services as set forth in section 2. Global Direct
does not control and is not responsible for such software platform services or any fees (and
their occurrence) charged by such third party to Merchant related to such software platform
services. The pricing for Merchant's use of any third -party platform services and any
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
associated fees depends on Merchant's agreement with such third party. Merchant authorizes
Global Direct to collect all monies related to Merchant's use of such third -party software (i.e.,
the POS Vendor Fee) on behalf of such third party as set forth in the Merchant Application
and Merchant's agreement with such third party. Global Direct is not responsible for the acts
or omissions of any third party and shall have no responsibility for or liability in connection
with any software platform services Merchant receives from a third party, even if Global Direct
collects monies with respect to such software or services. Global Direct makes no
representation or warranty with respect to such third party's software platform services or
such third party's access to or ability to integrate with the products, services, and systems of
Global Direct and any such access or ability may terminate at any time and Global Direct shall
have no obligation to advise Merchant of such termination.
7. FINANCIAL INFORMATION. Merchant agrees to furnish Global Direct and Member such financial
statements and information concerning Merchant as Global Direct or Member may from time to time
request. Global Direct and Member, or their duly authorized representatives, may examine the books
and records of Merchant, including records of all indebtedness previously purchased or presented for
purchase. Merchant agrees to retain copies of all paper and electronic sales slips and credit slips
submitted to Global Direct for a period of two years from submission, or such longer period of time as
may be required by the Card Association Rules, by law, or by Global Direct as specifically requested
in writing in individual cases.
CHANGE IN BUSINESS. Merchant agrees to provide Global Direct and Member 60 days prior written
notice of its (a) transfer or sale of any substantial part (ten percent or more) of its total stock, assets
and/or to liquidate; or (b) change to the basic nature of its business, or (c) provided that Merchant has
not indicated on the Merchant Application that it accepts mail order, telephone order, or internet-based
transactions, conversion of all or part of the business to mail order sales, telephone order sales,
Internet -based sales or to other sales where the card is not present and swiped through Merchant's
terminal or other card reader. Upon the occurrence of any such event, the terms of this Card Services
Agreement may be modified by Member and/or Global Direct to address issues arising therefrom,
including but not limited to requirements of applicable Card Association Rules and/or the fees
associated with such transactions.
TRANSFERABILITY. This Card Services Agreement is not transferable by Merchant without the
written consent of Global Direct and Member. Any attempt by Merchant to assign its rights or to
delegate its obligations in violation of this paragraph shall be void. Merchant agrees that the rights and
obligations of Global Direct hereunder may be transferred by Global Direct without notice to Merchant.
Merchant agrees that the rights and obligations of Member hereunder may be transferred to any other
member without notice to Merchant. Merchant acknowledges that the transferable rights of Global
Direct and Member hereunder shall include, but shall not be limited to, the authority and right to debit
the Merchant's Account(s) as described herein.
10. WARRANTIES AND REPRESENTATIONS.
10.1. Merchant warrants and represents to Global Direct and Member, both at the time of execution
and the presentation of any transaction hereunder: (a) that each sales transaction delivered
hereunder will represent a bona fide sale to a cardholder by Merchant for the amount shown
on the sales slip as the total sale and constitutes the binding obligation of the cardholder, free
from any claim, demand, defense, setoff or other adverse claim whatsoever; (b) that each
sales slip or other evidence of indebtedness will accurately describe the goods and services
which have been sold and delivered to the cardholder or in accordance with the cardholder's
instructions; (c) that Merchant will comply fully with all Applicable Laws, including those
applicable to its business; (d) that Merchant will fulfill completely all of its obligations to the
cardholder and will resolve any customer dispute or complaint directly with the cardholder; (e)
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that the signature on the sales slip will be genuine and authorized by cardholder and not
forged or unauthorized; (f) that Merchant has taken all reasonable steps to verify the identity
of the cardholder and the genuineness of the card and the transaction; (g) that the sales
transaction shall have been consummated and the sales slip prepared in full compliance with
the provisions of the Card Association Rules; (h) provided that Merchant has not indicated on
the Merchant Application that it accepts mail order, telephone order, or internet-based
transactions, that none of the sales transactions submitted hereunder represent sales by
telephone, or mail, or Internet, or where the card is not physically present at the Merchant's
location and swiped through Merchant's terminal, unless Merchant is specifically authorized
in writing by Global Direct to submit such sales slips for purchase, (i) to the extent Merchant
has indicated on the Merchant Application that it accepts mail order, telephone order, or
internet-based transactions, Merchant shall not submit such a transaction to Global Direct
and Member for processing until the goods and/or services are shipped or performed, as
applicable, unless otherwise permitted by the card associations or network organizations, 0)
that sales transactions submitted hereunder for purchase representing sales to any principal,
partner, affiliate, or proprietor of Merchant shall not constitute an unreasonable portion of
Merchant's transactions relative to the Merchant's legitimate business requirements, (k) that,
without limiting the generality of the foregoing, each sales transaction submitted hereunder
and the handling, retention, and storage of information related thereto, will comply with the
Card Association Rules, and that all of the information contained in this Card Services
Agreement (including the Merchant Application) is true and correct. In the event that any of
the foregoing warranties or representations is breached, the affected sales slips or other
indebtedness may be refused, or prior acceptance revoked and charged back to the
Merchant. Furthermore, if Merchant submits for purchase hereunder a sales transaction that
is not the result of a sale of Merchant's goods or services offered to the general public or if
Merchant submits any sales transactions for purchase hereunder which represents an
unreasonable sales transaction to any principal, partner, or proprietor, of Merchant, such
sales transaction may be refused or charged back.
10.2. Merchant must notify Global Direct if Merchant elects to use the terminal service of American
Express, Novus, or any other third -party provider. If Merchant elects to use a third -party
terminal provider, that provider becomes Merchant's agent for the delivery of card
transactions to Global Direct via the applicable card -processing network. Global Direct and
Member shall have no responsibility for or liability in connection with any hardware, software
or services Merchant receives from a third party agent, even if Global Direct collects monies
with respect to such hardware, software or services. Neither Global Direct nor Member makes
any representation or warranty with respect to such agent's access to or ability to integrate
with the products, services, and systems of Global Direct and any such access or ability may
terminate at any time and Global Direct shall have no obligation to advise Merchant of such
termination. Merchant agrees to assume full responsibility and liability for any failure of such
agent to comply with the Card Association Rules, including without limitation any violation,
which results in a chargeback to the Merchant. Global Direct and Member have no
responsibility for any card transactions until it receives data for the card transaction in the
format required by Global Direct. Merchant also agrees that the obligation hereunder to
reimburse the Merchant for the value of the card transactions captured by an agent is limited
to the value of the transactions (less applicable fees) received by the card -processing network
from the agent.
10.3. Neither Member, nor Global Direct, nor any Supplier makes any representations or
warranties, express or implied, including without limitation any warranty of
merchantability or fitness for a particular purpose with respect to any terminal, any
equipment, software or services leased, sold, or otherwise furnished hereunder.
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11. INDEMNITY. Merchant agrees to satisfy directly with the cardholder any claim or complaint arising in
connection with the card sale, regardless of whether such claim or complaint is brought by the
cardholder, Global Direct, or another party. To the extent not prohibited under applicable law, Merchant
agrees to indemnify defend and hold Global Direct, Member and their respective parent companies,
subsidiaries and affiliates (including, without limitation, the respective officers, directors, employees,
attorneys, shareholders, representatives and agents of all of the foregoing) harmless from and against
any and all liabilities, judgments, arbitration awards, settlements, actions, suits, claims, demands,
losses, damages, costs (including, but not limited to, court costs and out of pocket costs and
expenses), expenses of any and every type, litigation expenses, and attorneys' fees, including, but not
limited to, attorneys' fees incurred in any and every type of suit, proceeding, or action, including but
not limited to, bankruptcy proceedings, in connection with, by virtue of, or arising from, either directly
or indirectly: (a) any card transaction that does not conform to the requirements of this Card Services
Agreement, the Card Association Rules or Applicable Laws; (b) any card transaction or any act or
omission of Merchant; (c) Merchant's breach or default or an alleged breach or default of or under any
term, covenant, condition, representation, warranty, obligation, undertaking, promise or agreement
contained in this Card Services Agreement or in any agreement (whether oral or written) with any
cardholder, any agreement with any card association, or in any other agreement with Member or Global
Direct, any breach or threatened breach by Merchant of the Card Association Rules or any violation by
Merchant of Applicable Laws ; (d) the rescission, cancellation or avoidance of any card transaction, by
operation of law, adjudication or otherwise; (e) any claim, counterclaim, complaint, dispute or defense,
including, without limitation claims brought by Merchant with respect to this Card Services Agreement
or a card transaction on which Merchant is not the prevailing party; (f) damages, including, without
limitation, those for death or injury caused by the good or service purchased with the card; (g) for all
web based, Internet or electronic commerce transactions including Merchant's insecure transmission
of card transaction data and/or storage of cardholder information or (h) any compromise of card
information or cardholder information resulting from, or for which any network organization or card
association determines resulted from, Merchant's failure to abide by applicable security standards,
including those found in the Card Association Rules. For purposes of this Agreement, including the
foregoing indemnities to the extent not prohibited under applicable law, Merchant is responsible and
liable for the acts and omissions of its employees, agents and representatives (whether or not acting
within the scope of their duties).
12. LIMITATION OF LIABILITY.
12.1. Neither Member nor Global Direct nor any independent sales organization referring or
providing services to Merchant (`ISO') shall be liable for failure to provide the Services
or delay in providing the Services including processing delays or other non-
performance if such failure is due to any cause or condition beyond such Party's
reasonable control. Such causes or conditions shall include, but shall not be limited
to, acts of God or the public enemy, acts of the government in either its sovereign or
contractual capacity, fires, floods, epidemics, quarantine restrictions, strikes, riots,
war, shortages of labor or materials, freight embargoes, unusually severe weather,
breakdowns, operational failures, electrical power failures, telecommunications
failures, equipment failures, unavoidable delays, the errors or failures of third party
systems, non-performance of vendors, suppliers, processors or transmitters of
information, or other similar causes beyond such party's control.
12.2. To the maximum extent not prohibited by law, the liability of Global Direct, ISO, and
Member for any loss arising out of or relating in any way to this Card Services
Agreement, including but not limited to damages arising out of any malfunction of the
equipment or the failure of the equipment to operate, the unavailability or malfunction
of the equipment or the failure of the equipment to operate, the unavailability or
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malfunction of the Services, personal injury or property damage, shall, in the
aggregate, be limited to actual, direct, and general money damages in an amount not
to exceed the lesser of (a) three months' average charge paid by Merchant hereunder
(exclusive of interchange fees, assessments, and any other fees or costs that are
imposed by a third party in connection with Merchant's payment processing) for the
Services during the previous 12 months or such lesser number of months as shall have
elapsed subsequent to the Effective Date of this Card Services Agreement, and (b)
$50,000. This shall be the extent of Global Direct's, ISO's, and Member's liability arising
out of or relating in any way to this Card Services Agreement, including alleged acts
of negligence, breach of contract, or otherwise and regardless of the form in which any
legal or equitable action may be brought against Global Direct, ISO, or Member,
whether contract, tort, or otherwise, and the foregoing shall constitute Merchant's
exclusive remedy.
12.3. Under no circumstances shall Global Direct, ISO, or Member by liable for special,
consequential, punitive or exemplary damages, including lost profits, revenues and
business opportunities, arising out of or relating in any way to this Card Services
Agreement, even if Global Direct, ISO, or Member has been advised of the possibility
of such damages. Under no circumstances shall Global Direct, ISO, or Member be liable
for any settlement amounts pertaining to Switched Transactions; Merchant's recourse
therefore shall be to the applicable card issuer. Member shall not be responsible or
liable to Merchant for any action taken by Member (or the results thereof) that is
authorized by this Agreement.
12.4. It is agreed that in no event will Global Direct, ISO, or Member be liable for any claim,
loss, billing error, imposition of any allegedly improper fee(s), damage or expense
arising out of or relating in any way to this Card Services Agreement which is not
reported in writing to Global Direct by Merchant within 60 days of such failure to
perform, or, in the event of a billing error or the imposition of any allegedly improper
fee(s), within 90 days of the date of the invoice or applicable statement. Merchant
expressly waives any such claim that is not brought within the time periods stated
herein.
12.5. Global Direct agrees to maintain commercially reasonable levels of insurance
coverage during the term of the Card Services Agreement consistent with the scope
and nature of its business and applicable industry best practices. Upon reasonable
request, Global Direct shall deliver a certificate of insurance reflecting its then -current
policy coverage and carriers.
13. TERM AND TERMINATION.
13.1. This Card Services Agreement shall remain in full force and effect for an initial term of one
year from the Effective Date (the "Initial Term"); provided, however, that if Merchant is
receiving these Terms and Conditions as an amendment to an existing Card Services
Agreement, the amendment shall not affect the then -existing term. The Card Services
Agreement will automatically renew for additional one-year periods ("Renewal Term" or
"Renewal Terms", and together with the Initial Term, the "Term") unless Merchant gives 30
days' advance written notice of termination prior to the end of the then -current term. This Card
Services Agreement is expressly made subject to the limitations of the Merchant's state
constitution. Nothing herein shall constitute, nor be deemed to constitute, the creation of a
debt or multiyear fiscal obligation or an obligation of future appropriations by Merchant,
contrary to the any constitutional, statutory or charter debt limitation. Notwithstanding any
other provision of this Card Services Agreement, with respect to any financial obligation of
Merchant which may arise under this Card Services Agreement in any fiscal year, if the budget
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or other means of appropriations for any such year fails to provide funds in sufficient amounts
to discharge such obligation, such failure shall not constitute a default or breach of this Card
Services Agreement, including any sub -agreement, attachment, schedule, or exhibit thereto,
by the Merchant.
13.2. Notwithstanding the foregoing, Global Direct or Member may terminate or suspend
performance of this Card Services Agreement or any portion thereof upon written notice to
Merchant. Furthermore, Global Direct may terminate this Card Services Agreement at any
time without notice upon Merchant's default in performing under any provision of this Card
Services Agreement; upon an unauthorized conversion of all or any part of Merchant's activity
to mail order, telephone order, Internet order, or to any activity where the card is not physically
present and swiped through the Merchant's terminal or other card reader; upon any failure to
follow the Card Acceptance Guide or any Card Association Rules, upon any
misrepresentation by Merchant; upon commencement of bankruptcy or insolvency
proceedings by or against the Merchant; upon a material change in the Merchant's average
ticket or volume as stated in the Merchant Application; where the rules or regulations of any
card association require that Member and/or Global Direct terminate and/or suspend this
Card Services Agreement; or in the event Global Direct or Member reasonably deems itself
insecure (including, without limitation, credit, operational, reputational, financial,
technological, security and/or fraud risk or exposure) in continuing this Card Services
Agreement.
13.3. In addition, a termination by Global Direct shall serve as a termination of the entire Card
Services Agreement, including with regard to any ACH Transaction Services provided
hereunder. In the event that Global Direct and Member breach the terms and conditions
hereof, the Merchant may, at its option, give written notice to Global Direct and Member of its
intention to terminate this Card Services Agreement unless such breach is remedied within
30 days of such notice. Failure to remedy such a breach shall make this Card Services
Agreement terminable, at the option of the Merchant, at the end of such 30-day period unless
notification is withdrawn.
13.4. Any Merchant deposit of sales or credit slips that is accepted by Global Direct and Member
or by a designated depository after the effective date of termination will be returned to
Merchant and will not be credited (or debited) to Merchant's Account(s). If the deposit has
already been posted to Merchant's Account(s), said posting will be reversed and the deposit
returned to Merchant. Termination of this Card Services Agreement shall not affect
Merchant's obligations which have accrued prior to termination or which relate to any
indebtedness purchased hereunder prior to termination, including but not limited to
chargebacks or liability assessments imposed, received, or processed after termination. In
the event of termination, all equipment leased from, and software provided by, Global Direct
including but not limited to imprinters, terminals, and printers; all supplies; Card Acceptance
Guides; and operating instructions must be returned immediately to Global Direct at
Merchant's expense.
14. RETURNED ITEMS/CHARGEBACKS. If a cardholder disputes any transaction, if a transaction is
charged back for any reason by a cardholder or the card issuing institution, or if Global Direct or
Member has any reason to believe an indebtedness previously purchased is questionable, not
genuine, or is otherwise unacceptable, the amount of such indebtedness may be charged back and
deducted from any payment due to Merchant or may be charged against any of Merchant's Accounts
or the Reserve Account (as defined below). Merchant acknowledges and agrees that it is bound by the
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Card Association Rules with respect to any chargeback. Merchant further acknowledges that it is solely
responsible for providing Global Direct and Member with any available information to re -present a
chargeback and that, regardless of any information it provides or does not provide Global Direct and
Member in connection with a chargeback, or any other reason, Merchant shall be solely responsible
for the liability related to such chargeback. If any such amount is uncollectible through withholding from
any payments due hereunder or through charging Merchant's accounts or the Reserve Account,
Merchant shall, upon demand by Global Direct, pay Global Direct the full amount of the chargeback.
Merchant understands that obtaining an authorization for any sale shall not constitute a guarantee of
payment, and such sales slips can be returned or charged back to Merchant like any other item
hereunder.
15. RESERVE ACCOUNT; HOLDBACK RIGHTS.
15.1. At any time, Global Direct and Member may, at their option, establish a reserve account to
secure the performance of Merchant's obligations under this Card Services Agreement to
such party ("Reserve Account"). The Reserve Account may be funded, at Global Direct's
sole discretion, through any or all of the following: (a) direct payment by Merchant —at the
request of Global Direct or Member, Merchant will deposit funds in the Reserve Account; or
(b) the proceeds of indebtedness presented for purchase. Merchant hereby grants Member a
security interest in all accounts referenced in section 5 or any other accounts, including
certificates of deposits, maintained by Merchant with any designated depository or other
financial institution and authorizes Global Direct (to the extent authorized by Member) or
Member to make such withdrawals at such times and in such amounts as it may deem
necessary hereunder. Merchant hereby instruct said financial institutions to honor any
requests made by Global Direct and Member under the terms of this provision. To the extent
not prohibited under applicable law, Merchant will hold harmless the financial institutions and
indemnify them for any claims or losses they may suffer as a result of honoring withdrawal
requests from Global Direct and Member.
15.2. Merchant hereby agrees that Global Direct and Member may deduct from this Reserve
Account any amount owed to such party in accordance with this Card Services Agreement.
Any funds in the Reserve Account may be held until the later of (a) the expiration of any
potentially applicable chargeback rights in respect of purchased indebtedness under the Card
Association Rules or (b) the period necessary to secure the performance of Merchant's
obligations under this Card Services Agreement, which holding period may extend beyond
termination of this Card Services Agreement. Merchant shall have no ownership interest or
property rights in the Reserve Account or the funds therein, will not receive any interest on
funds being held in a Reserve Account, and has no right to access the funds being held in the
Reserve Account or otherwise transfer, pledge or use these funds for its own purposes.
Without limiting the generality of the foregoing, upon termination of this Card Services
Agreement, Global Direct and Member may maintain the sum of at least five percent of gross
sales for the 90-day period prior to termination to be held in a Reserve Account in accordance
with the terms of this Card Services Agreement. Global Direct may, at its discretion upon
termination of this Card Services Agreement, require that the Merchant maintain more than
five percent of gross sales for the 90-day period prior to termination in a Reserve Account.
15.3. In addition to any of the other rights granted to Global Direct and Member hereunder, in the
event that Global Direct and/or Member, at any time during the term of this Card Services
Agreement, determine in its or their commercially reasonable discretion that it may be prudent
or necessary to do so as a result of any unusual, suspicious, or risk -exposing activity
(including, without limitation, money laundering, invalid sales transactions, counterfeit
transactions, altered or duplicate transactions, activity related to a suspected data
compromise event or other breach of security standards, or excessive chargebacks), then
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Member or Global Direct on behalf of Member may, without notice, hold funds otherwise
payable to Merchant for such period as Global Direct and/or Member, in its or their
commercially reasonable discretion, deem necessary, to provide security against liability for
such activity, plus other costs or liabilities reasonably anticipated to be due to Global Direct
and/or Member related to the same. To the extent (i) the investigation conducted by Global
Direct and/or Member with respect to the unusual, suspicious, or risk -exposing activity
determines that such activity is reasonably likely to result in amounts being due from you to
Global Direct and/or Member, and
(ii) Global Direct and/or Member require the establishment, replenishment, or increase of a
Reserve Account in connection therewith, then the funds held may be used to fund such
Reserve Account.
16. DEFAULT/SECURITY INTEREST.
16.1. Upon failure by Merchant to meet any of its obligations under this Card Services Agreement
(including funding the Reserve Account), any of the accounts referred to in section 5 may be
debited without notice to Merchant, and Merchant (on behalf of itself and its affiliated entities)
hereby grants to Member, Global Direct a lien and security interest in all of Merchant's right,
title and interest in or to any of the following assets or properties, if any: (a) all of the accounts
referenced in the preceding sentence, (b) the Reserve Account (without in any way
suggesting that Merchant has ownership interest or property rights in the Reserve Account or
the funds therein), (c) any rights to receive credits or payments under this Card Services
Agreement and (d) all deposits and other property of Merchant that Member or its affiliates
possess or maintain (including all proceeds of the foregoing). Merchant shall execute,
acknowledge or deliver any documents or take any actions Member, Global Direct may from
time to time request to better assure, preserve, protect, perfect, maintain or enforce this
security interest. To the extent not prohibited by law, Merchant irrevocably authorizes
Member, Global Direct to file any financing statements (at Merchant's expense) in any
relevant jurisdiction or any other documents or instruments related to this security interest.
Except as provided in section 15 (relating to the Reserve Account), Merchant represents and
warrants that (a) Merchant has good and valid rights and title to the property described herein,
(b) Merchant has full power and authority to grant to Member the security interest pursuant
hereto and to execute, deliver and perform its obligations in accordance with the terms of this
Card Services Agreement, without the consent or approval of any other person or entity, (c)
no other person or entity has a security interest or lien in any of the property described herein
and (d) this security interest is a first lien security interest and secures Merchant's obligations
to Member under this Card Services Agreement. Member shall have all rights of a secured
party and Merchant must obtain the prior written consent of Member before granting any
subsequent security interest or lien in the property described herein. Merchant agrees that it
is Merchant's intent that these accounts and secured property shall to the extent allowed by
applicable law not be subject to any preference, claim, or stay by reason of any bankruptcy
or insolvency law. Merchant agrees to act consistently with the understanding that said
accounts and secured property under this Card Services Agreement are free of all such
preferences, claims or stays by reason of and as allowed by any such law. The scope of the
security interest, and Merchant's (on behalf of itself and its affiliated entities) instructions to
its financial institutions to accept withdrawal requests from Global Direct, Member, and
Merchant's agreement to hold such institutions harmless and to indemnify them, to the extent
not prohibited under applicable law, are described above in section 15.
16.2. Merchant also agrees that, in the event of a default by Merchant, Member has rights of setoff
and recoupment and may apply any of Merchant's balances or any other monies due
Merchant from Member towards the payment of amounts due from Merchant under the terms
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of this Card Services Agreement. The rights stated herein are in addition to any other rights
Global Direct or Member may have under applicable law.
17. DISPUTE RESOLUTION AND CLASS ACTION WAIVER
17.1. Any litigated action regarding, relating to or involving the validity, scope and/or enforceability
of this Card Services Agreement, shall be brought in either the courts of the state of Georgia
sitting in Muscogee County or the United States District Court for the Middle District of
Georgia, and Merchant and Global Direct expressly agree to the exclusive jurisdiction of such
courts. Merchant and Global Direct hereby agree and consent to the personal jurisdiction and
venue of such courts, and expressly waive any objection that Merchant or Global Direct might
otherwise have to personal jurisdiction or venue in such courts.
17.2. Class Action Waiver: Merchant acknowledges and agrees that all disputes arising out
of or related to this Card Services Agreement shall be resolved on an individual basis
without resort to any form of class action and shall not be consolidated with the claims
of any other parties. Merchant further agrees to waive, and hereby waives, the right to
participate in a class action or to litigate or arbitrate on a class wide basis.
17.3. Merchant hereby agrees that claims applicable to American Express may be resolved through
arbitration as further described in the American Express Merchant Requirements Guide (the
"American Express Guide").
18. AMENDMENTS. Global Direct shall have the right to modify or amend the terms and conditions of this
Card Services Agreement or the Card Acceptance Guide, including, without limitation, the right to
modify, amend, or supplement applicable fees, charges, and/or discounts. Modifications and
amendments related to changes to the Card Association Rules, changes to the fees charged by the
card associations, Member, or other third parties, or in response to changes in applicable laws or
regulations (collectively, a "Third Party Change") may be made effective immediately, with or without
notice. Modifications or amendments unrelated to a Third Party Change shall be effective upon the
date specified in a notice to the Merchant (the "Change Notice"), provided that the date shall not be
fewer than five business days after the date of such Change Notice. Following the Effective Date, in
the event of any modification or amendment not related to a Third Party Change, Merchant shall have
the right to terminate this Card Services Agreement, without liability for premature termination pursuant
to section 13, by providing written notice thereof to Global Direct, provided that such notice must be
given within five business days following the date of the Change Notice. If Merchant provides written
objection to such changes or amendments, Merchant shall have 15 calendar days from receipt of such
changes or amendments to provide written notice to Global Direct of its desire to terminate this Card
Services Agreement. Following receipt of such written notice, the amendments communicated by
Global Direct or Member shall not take effect, and the Card Services Agreement shall continue under
the prior terms for a period of up to 30 days. At the end of such 30-day period, this Card Services
Agreement shall terminate and Merchant's ability to utilize the Services will cease. Other than the
amendments set forth above, this Card Services Agreement may be amended only in writing signed
by Global Direct, Member, and Merchant.
19. WAIVER. No provision of this Card Services Agreement shall be deemed waived by any party unless
such waiver is in writing and signed by the party against whom enforcement is sought. No failure to
exercise, and no delay in exercising on the part of any party hereto, any right, power or privilege under
this Card Services Agreement shall operate as a waiver thereof; nor shall any single or partial exercise
of any right, power or privilege under this Card Services Agreement preclude any other or further
exercise thereof or the exercise of any other right, power, or privilege.
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20. EXCHANGE OF INFORMATION. Merchant authorizes Global Direct to order a credit report on
Merchant. Merchant hereby authorizes Member or any depository institution to release any financial
information concerning Merchant or its accounts to Global Direct. Subsequent credit reports may be
ordered in connection with updating, renewing or continuing this Card Services Agreement. Upon the
written request of any individual who is the subject of a consumer credit report, Global Direct will
provide the name and address of the consumer credit reporting agency furnishing such report, if any.
Global Direct may exchange information about Merchant with Member, other financial institutions and
credit card associations, network organizations and any other party. Merchant hereby authorizes
Global Direct to disclose information concerning Merchant's activity to any card association, network
organizations, or any of their member financial institutions, or any other party without any liability
whatsoever to Merchant.
21. SEVERABILITY; CONSTRUCTION. If any provision of this Card Services Agreement or portion
thereof is held to be unenforceable, such a determination will not affect the remainder of this Card
Services Agreement. Paragraph headings are included for convenience only and are not to be used in
interpreting this Card Services Agreement.
22. NOTICES. All notices from Merchant to Global Direct or Member under this Card Services Agreement
shall be in writing and shall be sent by facsimile, by overnight carrier, or by regular or certified mail. All
notices sent to Global Direct or Member shall be effective upon actual receipt by the Corporate
Secretary of Global Payments Direct, Inc., 3550 Lenox Road NE, Suite 3000, Atlanta GA 30326. Any
notices from Global Direct or Member to Merchant under this Card Services Agreement shall be
effective upon the earlier of actual receipt or upon sending such notice to the address provided by
Merchant in the Merchant Application or to any other e-mail or physical address to which notices,
statements and/or other communications are sent to the Merchant hereunder or via electronic posting
or notification accessible to Merchant on Global Direct's Merchant Portal
(https://reporting.globalpay.com/login) or any successor online reporting tool. The parties hereto may
change the name and address of the person to whom notices or other documents required under this
Card Services Agreement must be sent at any time by giving notice to the other party.
23. MERGER. This Card Services Agreement, including these Card Services Terms & Conditions and the
Merchant Application, constitutes the entire agreement between Merchant, Global Direct, and Member
and supersedes all prior memoranda or agreements relating thereto, whether oral or in writing.
24. EFFECTIVE DATE. If Merchant is receiving these Terms and Conditions as an amendment to an
existing Card Services Agreement, the Terms and Conditions shall be effective upon receipt.
Otherwise, this Card Services Agreement shall become effective only upon acceptance by Global
Direct and Member, or upon delivery of indebtedness at such locations as designated by Global Direct
for purchase, whichever event shall first occur. In either event, such date is referred to herein as the
"Effective Date."
25. DESIGNATION OF DEPOSITORY. The financial institution set forth in the Merchant Application is
designated by Merchant as a depository institution ("Depository") for its credit card indebtedness.
Such financial institution must be a member of an Automated Clearing House Association. Merchant
authorizes payment for indebtedness purchased hereunder to be made by paying Depository therefore
with instructions to credit Merchant's Accounts. Depository, Member, and/or Global Direct may charge
any of Merchant's Accounts at Depository for any amount due under this Card Services Agreement.
Global Direct must approve in writing any proposed changes to the Account(s) or to the Depository.
Merchant represents and warrants that: (a) the Account(s) will always be in the same legal and DBA
(if applicable) name as Merchant's name on the Merchant Application; (b) Merchant will own and
maintain control of the Account(s) and will keep such Account(s) open at all times during the term and
as long as any Reserve Account is in effect; and, (c) the Account(s) will not be associated with any
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merchant processing activity that is illegal or prohibited by the Card Association Rules or Applicable
Law,
including without limitation merchant processing activity associated with other accounts and/or
processors. Merchant hereby authorizes Depository to release any and all account information to
Global Direct as Global Direct may request without any further authorization, approval or notice from
or to Merchant.
26. FINANCIAL ACCOMMODATION. The acquisition and processing of sales slips hereunder is a
financial accommodation and, as such, in the event Merchant becomes a debtor in bankruptcy, this
Card Services Agreement cannot be assumed or enforced, and Global Direct and Member shall be
excused from performance hereunder.
27. AUTHORIZED USERS. To the extent Merchant is granted electronic access to any systems or portals
of Global Direct, Merchant shall be responsible for (i) ensuring that only authorized users of such
systems or portals access the same; (ii) keeping all logins, user names, and passwords confidential;
and (iii) promptly notifying Global Direct of any unauthorized access of such logins, user names, or
passwords; and (iv) all actions taken by anyone using such access, logins, user names, or passwords,
even if such actions were not authorized by Merchant.
28. TAXES. Merchant shall be solely responsible for the calculation, collection, and remittance of any sales
tax imposed by any government authority in connection with the provision of Merchant's goods or
services. Unless Merchant is otherwise exempt (and can prove such exemption to Global Direct and/or
Member's satisfaction), Merchant agrees to pay all taxes imposed on the services, equipment, or other
property provided to Merchant pursuant to this Agreement.
29. REPORTING. Merchant acknowledges that, under the Card Association Rules, certain merchant
activity and terminations of merchant processing agreements may result in Global Direct or Member
reporting merchants and their principals for inclusion on a terminated merchant file (e.g., the "MATCH"
list). Merchant, on behalf of itself and its principals, hereby consents to such reporting and waives any
claim related to the same, even in instances where Merchant or its principals believe that reporting to
have been improper or in error.
30. RELATIONSHIP OF THE PARTIES. Merchant designates Global Direct and Member as its agent to
receive payments for transactions processed pursuant to this Card Services Agreement. Neither
Global Direct nor Member, however, shall be considered a partner or fiduciary to Merchant, and nothing
in this Card Services Agreement or the rendition of services related to this Card Services Agreement
shall be deemed to create a joint venture, partnership, or fiduciary relationship between or among the
parties. Rather, the relationship among the parties to this Card Services Agreement is an arm's length
commercial relationship.
31. DEBIT / ATM PROCESSING SERVICES: ADDITIONAL TERMS AND CONDITIONS.
31.1. Debit Sponsor shall act as Merchant's sponsor with respect to the participation of point -of -
sale terminals owned, controlled, and/or operated by Merchant (the "Covered Terminals") in
each of the following debit card networks ("Debit Networks"): Accel, AFFN, Alaska Option,
CU24, Interlink, Maestro, NYCE, Pulse, Shazam, Star, and Tyme, which Debit Networks may
be changed from time -to -time by Debit Sponsor or Global Direct without notice. Merchant may
also have access to other debit networks that do not require a sponsor. Global Direct will
provide Merchant with the ability to access the Debit Networks at the Covered Terminals for
the purpose of authorizing debit card transactions from cards issued by the members of the
respective Debit Networks. Global Direct will provide connection to such Debit Networks,
terminal applications, settlement, and reporting activities.
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31.2. Merchant will comply with all Applicable Laws and with all by-laws, regulations, rules, and
operating guidelines of the Debit Networks ("Network Rules"). Merchant will execute and
deliver any application, participation, or membership agreement or other document necessary
to enable Debit Sponsor to act as sponsor for Merchant in each Debit Network. Merchant
agrees to utilize the debit card Services in accordance with the Card Services Agreement, its
exhibits or attachments, and Global Direct's instructions and specifications (including but not
limited to the Card Acceptance Guide which is incorporated into and made a part of this Card
Services Agreement), and to provide Global Direct with the necessary data in the proper
format to enable Global Direct to properly furnish the Services. Copies of the relevant
agreements or operating regulations shall be made available to Merchant upon request.
31.3. Merchant shall not in any way indicate that Debit Sponsor endorses Merchant's activities,
products, or services. Debit Sponsor and Merchant are and shall remain independent
contractors of one another, and neither they, nor their respective individual employees, shall
have or hold themselves out as having any power to bind the other to any third party. Nothing
contained in this section shall be construed to create or constitute a partnership, joint venture,
employer -employee, or agency relationship between Debit Sponsor and Merchant.
31.4. In the event that Debit Sponsor's sponsorship of Merchant in any Network is terminated prior
to the termination of the Card Services Agreement, Global Direct may assign Debit Sponsor's
rights and obligations hereunder to a third party. All provisions in this section necessary to
enforce the rights and obligations of the parties contained in this section shall survive the
termination of Debit Sponsor's debit sponsorship of Merchant under the Card Services
Agreement. Debit Sponsor may assign this Agreement to any parent, subsidiary, affiliate, or
successor -in -interest.
32. MERCHANT ACCEPTANCE OF EBT TRANSACTIONS: ADDITIONAL TERMS AND CONDITIONS.
If Merchant accepts EBT transactions (as defined in section 2, Services Descriptions), Merchant
agrees to issue Benefits to Recipients in accordance with the procedures specified herein, and in all
documentation and user guides provided to Merchant by Global Direct, as amended from time -to -time
(including but not limited to the Card Acceptance Guide which is incorporated into and made a part of
this Card Services Agreement); and pursuant to the Quest Operating Rules (the "Quest Rules"), as
amended from time -to -time, issued by the National Automated Clearing House Association as
approved by the Financial Management Service of the U.S. Treasury Department. Unless otherwise
defined herein, all capitalized terms shall have the meanings ascribed them in the Rules. Merchant will
provide each recipient a receipt of each Benefit issuance. Merchant will be solely responsible for
Merchant's issuance of Benefits other than in accordance with authorizations. Merchant agrees to
comply with all the requirements, laws, rules and regulations pertaining to the delivery of services to
Benefit Recipients and Benefit Recipient confidentiality. If Merchant issues FS Benefits under this Card
Services Agreement, Merchant represents and warrants to Global Direct that Merchant is an FNS-
authorized "Merchant" (as such term is defined in the Rules) and is not currently suspended or
disqualified by FNS. Merchant agrees to secure and maintain at its own expense all necessary
licenses, permits, franchises, or other authorities required to lawfully effect the issuance and
distribution of Benefits under this Card Services Agreement, including without limitation, any applicable
franchise tax certificate and non -governmental contractor's certificate, and covenants that Merchant
will not issue Benefits at any time during which Merchant is not in compliance with the requirements of
any applicable law. Merchant agrees to hold Global Direct harmless from any costs of compliance or
failure to comply with any such obligation by Merchant. Global Direct may terminate or modify the
provision of Services to Merchant if any of Global Direct's agreements with government EBT agencies
are terminated for any reason or if any party threatens to terminate services to Global Direct due to
some action or inaction on the part of Merchant. If any of these Card Services Terms & Conditions are
found to conflict with Federal or State law, regulation or policy of the Rules, these Card Services Terms
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& Conditions are subject to reasonable amendment by Global Direct, the State or its EBT Service
Provider to address such conflict upon 90 days written notice to Merchant, provided that Merchant
may, upon written notice, terminate the Card Services Agreement upon receipt of notice of such
amendment. Nothing contained herein shall preclude the State from commencing appropriate
administrative or legal action against Merchant or for making any referral for such action to any
appropriate Federal, State, or local agency. Any references to "State" herein shall mean the State in
which Merchant issues Benefits pursuant hereto. If Merchant issues Benefits in more than one State
pursuant hereto, then the reference shall mean each such State severally, not jointly.
33. DECLINE MINIMIZER SERVICES. In the event that Merchant elects to use Global Direct's Decline
Minimizer Service (as defined herein below), the following terms apply. Merchant represents and
warrants that its business is of such a nature that it periodically needs to receive updated cardholder
account information and that Merchant does not belong to any high -risk categories as determined by
any Card Schemes. In consideration of Merchant's payment of any fees and charges set forth herein,
Global Direct agrees to provide to Merchant certain Card decline minimizer services facilitated by
applicable card associations, which services are designed to assist merchants in recurring payment
industries with maintenance of current cardholder account data (such services, the "Decline Minimizer
Services"). The Decline Minimizer Services are subject to availability as determined by the card
associations. Merchant acknowledges that a card association may terminate or suspend Global
Direct's ability or right to provide the Decline Minimizer Services, and Global Direct may terminate its
obligations with respect to the Decline Minimizer Service at any time upon notice to Merchant. The
Decline Minimizer Services may be subject to additional terms, conditions, and/or fees, notice of which
shall be provided to Merchant in accordance with this Agreement.
34. CALLPOP OPENEDGE SERVICES.
34.1. Global Direct offers hardware and services, which may include but are not limited to,
phone/fax to VOIP smart box converter, phone analytics, two-way calling, call notes and call
history, quick text for incoming and missed calls, reviews via text, text to pay, smart caller ID,
reporting portal(s), and mobile application(s) among other things (collectively, the "CaIIPop
OpenEdge Services") for Merchant's sole use with its internal business operations.
34.2. In the event that Merchant elects to use Global Direct's CaIIPop OpenEdge Services (as
defined above), the following terms apply. In consideration of Merchant's payment of the fees
and charges set forth in the Merchant Application with respect to Global Direct's CaIIPop
OpenEdge Services, and subject to the terms and conditions herein, Global Direct agrees to
provide Merchant certain CaIIPop Services and hereby grants Merchant a limited, non-
exclusive, non-sublicensable, non -transferable license in the United States of America to
access and use the CaIIPop Open Edge Services (as defined above) solely for Merchant's
internal business operations. Merchant shall not and shall not permit or authorize any other
party to (a) decompile, disassemble, reverse engineer, or otherwise attempt to discern the
source code of the CaIIPop OpenEdge Services; or (b) copy, modify, enhance, or otherwise
create derivative works of the CaIIPop OpenEdge Services. Either party may terminate or
suspend the CaIIPop OpenEdge Services without terminating the rest of the Agreement
pursuant to the termination and/or suspension rights specified in the Agreement.
Notwithstanding the foregoing, Global Direct may terminate its obligations with respect to the
CaIIPop OpenEdge Services at any time upon notice to Merchant. The CaIIPop OpenEdge
Services may be subject to additional terms, conditions, and/or fees, notice of which shall be
provided to Merchant in accordance with this Agreement.
34.3. Notwithstanding anything to the contrary herein, excepts as expressly provided herein,
Global Direct makes no representation or warranty, express or implied with respect to
the CaIIPop OpenEdge Services, including without limitation, any hardware provided
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in connection therewith. Global Direct specifically disclaims all warranties as to the
merchantability, condition, design, or compliance with specifications or standards,
and expressly disclaims all implied warranties, including without limitation implied
warranties of merchantability, fitness for a particular use, or noninfringement of third
party rights, with respect to the CallPop OpenEdge Services. Global Direct does not
warrant that the CallPop OpenEdge Services will operate without interruption or on an
error -free basis. Global Direct shall have not liability to Merchant for incidental, special,
consequential, indirect or exemplary damages, including without limitation lost profits,
revenues and business opportunities, or damages for injury to person or property,
arising out of or in connection with the use by Merchant of the CallPop OpenEdge
Services.
35. DISCOVER PROGRAM MARKS. Merchant is hereby granted a limited non-exclusive, non-
transferable license to use Discover brands, emblems, trademarks, and/or logos that identify Discover
cards ("Discover Program Marks"). Merchant is prohibited from using the Discover Program Marks
other than as expressly authorized in writing by Global Direct. Merchant shall not use the Discover
Program Marks other than to display decals, signage, advertising and other forms depicting the
Discover Program Marks that are provided to Merchant by Global Direct pursuant to this Card Services
Agreement or otherwise approved in advance in writing by Global Direct. Merchant may use the
Discover Program Marks only to promote the services covered by the Discover Program Marks by
using them on decals, indoor and outdoor signs, advertising materials and marketing materials;
provided that all such uses by Merchant must be approved in advance by Global Direct in writing.
Merchant shall not use the Discover Program Marks in such a way that customers could believe that
the products or services offered by Merchant are sponsored or guaranteed by the owners of the
Discover Program Marks. Merchant recognizes that it has no ownership rights in the Discover Program
Marks and shall not assign to any third party any of the rights to use the Discover Program Marks.
36. PAYPAL MARKS. PayPal Marks means the brands, emblems, trademarks, and/or logos that identify
PayPal Acceptance. Merchant shall not use the PayPal Marks other than to display decals, signage,
advertising, and other forms depicting the PayPal Marks that are provided to Merchant by Global Direct
pursuant to the Merchant Program or otherwise approved in advance in writing by Acquirer. Merchant
may use the PayPal Marks only to promote the services covered by the PayPal Marks by using them
on decals, indoor and outdoor signs, advertising materials and marketing materials; provided that all
such uses by Merchant must be approved in advance by Global Direct in writing. Merchant shall not
use the PayPal Marks in such a way that customers could believe that the products or services offered
by Merchant are sponsored or guaranteed by the owners of the PayPal Marks. Merchant recognizes
that it has no ownership rights in the PayPal Marks. Merchant shall not assign to any third party any of
the rights to use the PayPal Marks. Merchant is prohibited from using the PayPal Marks, not permitted
above, unless expressly authorized in writing by PayPal.
37. AMERICAN EXPRESS CARD ACCEPTANCE.
37.1. If Merchant accepts American Express transactions, Merchant hereby acknowledges and
agrees that for purposes of acceptance of American Express, the American Express Guide is
hereby incorporated by reference into this Card Services Agreement. In addition, Merchant
agrees to comply with the terms of all other security and operational guides published by
American Express from time to time, including the American Express Data Security
Requirements. Merchant hereby authorizes Global Direct to submit American Express
transactions to, and receive settlement from, American Express on behalf of Merchant.
Merchant must accept the American Express card as payment for goods and services (other
than those goods and services prohibited under the American Express Guide sold, or (if
applicable) for charitable contributions made, at all of its establishments, except as expressly
permitted by state statute. Merchant is jointly and severally liable for the obligations of
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Merchant's establishments under the Card Services Agreement. For the avoidance of doubt,
"cardholder" as used in this Card Services Agreement shall include Card Members as
defined in the American Express Guide.
37.2. Merchant hereby acknowledges and agrees that (i) Global Direct may disclose American
Express Transaction Data (which for purposes of this section 37 shall have the same definition
as "Transaction Data" in the American Express Guide), Merchant Data (as defined below),
and other information about Merchant to American Express, (ii) American Express may use
such information to perform its responsibilities in connection with the American Express
Program, promote the American Express Network, perform analytics and create reports, and
for any other lawful business purpose, including marketing purposes, and (iii) American
Express may use the information obtained in this application at the time of setup to screen
and/or monitor Merchant in connection with American Express Card marketing and
administrative purposes. If Merchant has provided a wireless phone number in connection
with this Card Services Agreement, Merchant hereby agrees that it may be contacted at that
number and the communications sent may include autodialed text messages or automated
prerecorded calls. If Merchant has provided a fax number, Merchant hereby agrees that it
may be sent fax communications. To opt out of American Express -related marketing
communications, Merchant may contact Global Direct customer service as described in this
Card Services Agreement. For purposes of this section 37, "Merchant Data" means names,
postal and email addresses, tax ID numbers, names and social security numbers of the
authorized signer of Merchant and similar identifying information about Merchant. For
clarification, Merchant Data does not include American Express Transaction Data.
37.3. Merchant hereby agrees that, in the event that Merchant becomes a High Charge Volume
Merchant (as defined below), Merchant will be converted from the American Express Program
to a direct American Express Card acceptance relationship with American Express, and upon
such conversion, (i) Merchant will be bound by American Express' then -current card
acceptance agreement, and (ii) American Express will set pricing and other fees payable by
Merchant for American Express Card acceptance. "High Charge Volume Merchant" for
purposes of this section 37 means an American Express Program Merchant with either (i)
greater than $1,000,000 in American Express charge volume in a rolling twelve (12) month
period or (ii) greater than $100,000 in American Express charge volume in any three (3)
consecutive months. For clarification, if Merchant has multiple establishments, the American
Express charge volume from all establishments shall be summed to together when
determining whether Merchant has exceeded the thresholds above.
37.4. Merchant shall not assign to any third party any American Express -related payments due to
it under this Card Services Agreement, and all indebtedness arising from American Express
Charges (as defined below) will be for bona fide sales of goods and services (or both) at its
establishments (as defined below) and free of liens, claims, and encumbrances other than
ordinary sales taxes; provided, however, that Merchant may sell and assign future American
Express transaction receivables to Global Direct, its affiliated entities and/or any other cash
advance funding source that partners with Global Direct or its affiliated entities, without
consent of American Express.
37.5. In connection with Merchants acceptance of American Express, Merchant agrees to comply
with and be bound by, the rules and regulations imposed by the Payment Card Industry (PCI)
Security Standards Council (including without limitation the PCI Data Security Standard).
Merchant hereby agrees to report all actual or suspected Data Incidents (as such term is
defined in the American Express Data Security Requirements) immediately to Global Direct
and American Express immediately upon discovery thereof.
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37.6. Merchant hereby agrees that American Express shall have third party beneficiary rights, but
not obligations, to enforce the Card Services Agreement against Merchant to the extent
applicable to American Express processing. Merchant's termination of American Express card
acceptance shall have no direct or indirect effect on Merchant's rights to accept other card
brands. To terminate American Express acceptance, Merchant may contact Global Direct
customer service as described in this Card Services Agreement.
37.7. Without limiting any other rights provided herein, Global Direct shall have the right to
immediately terminate Merchant's acceptance of American Express cards upon request of
American Express. Merchant may not bill or collect from any American Express Card Member
for any purchase or payment on the American Express card unless a chargeback has been
exercised, Merchant has fully paid for such charge, and it otherwise has the right to do so.
Merchant shall use the American Express brand and marks in accordance with the
requirements set forth in the American Express Guide.
38. ELECTRONIC SIGNATURES.
38.1. Under the Electronic Signatures in Global and National Commerce Act (E-Sign), this Card
Services Agreement and all electronically executed documents related hereto are legally
binding in the same manner as are hard copy documents executed by hand signature when
(1) your electronic signature is associated with the Card Services Agreement and related
documents, (2) you consent and intend to be bound by the Card Services Agreement and
related documents, and (3) the Card Services Agreement is delivered in an electronic record
capable of retention by the recipient at the time of receipt (i.e., print or otherwise store the
electronic record). This Card Services Agreement and all related electronic documents shall
be governed by the provisions of E-Sign.
38.2. By pressing Submit, you agree (i) that the Card Services Agreement and related documents
shall be effective by electronic means, (ii) to be bound by the terms and conditions of this
Card Services Agreement and related documents, (iii) that you have the ability to print or
otherwise store the Card Services Agreement and related documents, and (iv) to authorize
us to conduct an investigation of your credit history with various credit reporting and credit
bureau agencies for the sole purpose of determining the approval of the applicant for
merchant status or equipment leasing. This information is kept strictly confidential and will not
be released.
39. SURCHARGES/OTHER FEES.
39.1. Merchant pricing appears in the Card Services Fee Schedule of the Merchant Application.
Merchant may also be charged certain fees and assessments established by the card
associations and debit networks which are described in more detail at
https://www.globalpaymentsinc.com/ratetable. T&E merchants (airline, car rental, cruise line,
fast food, lodging, restaurant, travel agent, transportation) may have separate rates quoted
for consumer and commercial (business) transactions. Transactions that do not clear as
priced are subject to surcharges (as outlined in Merchant Application) that are billed back to
you on your monthly statement. The most predominant market sectors and transactions types
for surcharges appear below, however, such sectors and transaction types are not
comprehensive and are subject to change. Most surcharges can be avoided by using a
product that supports authorization and market data requirements established by the card
associations and that are subject to change from time to time. Some surcharges occur on
specific types of cards (including without limitation Visa Rewards Card, Visa Signature Card,
Visa Signature Preferred Card, Visa Infinite Card, Mastercard Rewards Card, Mastercard
World Card, Mastercard World Elite Card, Discover Rewards Card, Discover Premium Card,
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Discover Premium Plus Card, and "foreign" cards issued outside the United States). Unless
your Card Services Fee Schedule specifically addresses commercial cards (i.e., Business
Cards, Corporate Cards, Fleet Cards, GSA Cards, Purchase Cards), you will be billed back
for the higher cost of acceptance of commercial cards, unless you are primarily a business -
to -business supplier with corresponding pricing based on acceptance of commercial cards.
The card associations require that information from the original authorization, including a
lifecycle identifier, be retained and returned with subsequent authorizations and/or the settled
transaction data. The card associations validate this information as part of the clearing and
settlement process. If authorization data is not retained and returned at settlement, then the
transaction will not clear as priced and will incur a surcharge. For more information concerning
surcharging and to view market data, you may wish to check the Global Direct website
(www.globalpaymentsinc.com) for best practices information and to license Global Access
@dvantage (GA@) or Business View for transaction detail review.
39.2. The card associations validate this information as part of the clearing and settlement process.
If authorization data is not retained and returned at settlement, then the transaction will not
clear as priced and will incur a surcharge. For more information concerning surcharging and
to view market data, you may wish to check the Global Direct website
(www.globalpaymentsinc.com) for best practices information and to license Global Access
@dvantage (GA@) or Business View for transaction detail review. The items listed in this
section 39 are not and are not intended to be a comprehensive list of all instances in which
surcharges may apply. Surcharges may apply in additional situations. All surcharges may
include additional fees assessed by the applicable card association and Member or Global
Direct.
39.3. In addition, Merchant may be assessed additional fees which will be in addition to the fees
stated on the Merchant Application, including the following:
39.4. Merchant will also be assessed (a) Cross -Border fees and a U.S. Acquirer Support fee for
international Mastercard and Maestro transactions. (b) an International Service Assessment
fee and International Acquirer fee for international Visa transactions, and (c) an International
Processing fee and International Service fee for international Discover transactions. These
fees, which are applicable to transactions between Merchant and a non-U.S. Mastercard,
Maestro, Visa, American Express, or Discover cardholder will be displayed as a separate item
on Merchant's monthly statement and may include fees assessed by both the applicable card
association and Member or Global Direct.
39.5. Merchant will also be assessed per transaction access or participation fees and assessment
rates for Visa, Mastercard, American Express, Discover and PayPal transactions, which will
be displayed as a separate item on Merchant's monthly statement and may include fees by
both the applicable card association and Member or Global Direct. Merchant will also be
assessed a Discover Network Authorization Fee.
39.6. Merchant may also be assessed a PCI DSS Compliance fee, which will appear as a separate
item on Merchant's monthly statement. This fee is assessed by Member and Global Direct in
connection with Member and Global Direct's efforts to comply with the PCI Data Security
Standard and does not ensure Merchant's compliance with the PCI Data Security Standard
or any law, rule or regulation related to cardholder data security. The payment of such fee
shall not relieve Merchant of its responsibility to comply with all rules and regulations related
to cardholder data security, including without limitation the PCI Data Security Standard.
Merchant may also be assessed a PCI DSS Non -Compliance fee until they validate
compliance or confirm they are using a PA DSS Validated payment application.
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39.7. Merchant will also be assessed the following fees on or related to Visa transactions: the Visa
Misuse of Authorization System fee, which will be assessed on authorizations that are
approved but never settled with the Merchant's daily batch, the Visa Zero Floor Limit Fee,
which will be assessed on settled transactions that were not authorized, the Visa Zero Dollar
Verification fee, which will be assessed on transactions where Merchant requested an
address verification response without an authorization, the Visa Transaction Integrity fee,
which will be assessed on Visa signature debit and prepaid transactions that fail to meet
processing and transaction standards defined by Visa, and a monthly fee based on the
number of card present Merchant locations by Merchant taxpayer identification number and/or
all Visa volume processed by a Merchant's taxpayer identification number. Merchant will also
be assessed a Mastercard CVC2 Transaction fee and the Mastercard Misuse of Authorization
System fee, which will be assessed on authorizations that are approved but never settled with
the Merchant's daily batch or not properly reversed within 120 days, and an acceptance and
licensing fee that will be applied to the Merchant's total U.S. Mastercard sales volume. These
fees will be displayed as separate items on Merchant's monthly statement, provided that the
acceptance and licensing fee may be included with Merchant's Mastercard assessment fees,
and may include fees assessed by both the applicable card association and Member or Global
Direct.
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SURCHARGES FOR PREDOMINANT MARKET SECTORS Retail/Restaurant Electronic Merchant
If you are a Retail Merchant or a Restaurant Merchant with retail -only pricing (no Business Card Rate) and
utilize a certified terminal product or electronic system or the payment application provided by Global Direct or
its partner, which is designed for authorization and settlement through Global Direct, each consumer card
transaction you submit which meets all of the following requirements will be priced at the rate quoted. Each
transaction not processed as outlined, including without limitation retail commercial card transactions in
addition to transactions using Visa Rewards Card, Visa Signature Card, Visa Signature Preferred Card, Visa
Infinite Card, Mastercard Rewards Card, Mastercard World Card, Mastercard World Elite Card, Discover
Rewards Card, Discover Premium Card, Discover Premium Plus Card and all Commercial Cards, will be
priced at the rate quoted plus the applicable surcharge rate quoted in the Merchant Application.
• Obtain a single electronic authorization with magnetic strip read or contactless data capture (electronic
imprint) at the time of sale.
• Obtain a single electronic authorization and settle for authorized amounts.
• Obtain a cardholder signature (unless transaction is eligible for No Signature Required [NSR] program).
• Settle and transmit batches same day via your terminal/electronic system.
• The electronic authorization amount must be equal to the transaction amount on all Visa debit card
transactions unless a Restaurant (MCC 5812), Fast Food (MCC 5814), Service Station (MCC 5541) or,
Bar/Tavern (MCC 5513), Beauty/Barber Shop (MCC 7230), or Taxi/Limousines (MCC 4121).
• The electronic authorization amount must be equal to the transaction amount on Discover retail transactions
except that Taxi Limousines (MCC 4121) and Beauty/Barber Shop (MCC 7230) merchant transactions may
vary up to 20%. Restaurant (MCC 5812), Fast Food (MCC 5814), Service Station (MCC 5541) or
Bar/Tavern (MCC 5513) transactions may vary by more than 20% from the electronic authorization without
incurring surcharges.
Restaurant Electronic Merchant
If you are a Restaurant Merchant MCC 5812 or Fast Food Merchant MCC 5814 and utilize a certified terminal
product or electronic system for authorization and settlement through Global Direct, each consumer card
transaction you submit which meets all of the following requirements will be priced at the rate quoted. Each
transaction not processed as outlined, in addition to transactions using Visa Rewards Card, Visa Signature
Card, Visa Signature Preferred Card, Visa Infinite Card, Mastercard Rewards Card, Mastercard World Card,
Mastercard World Elite Card, Discover Rewards Card, Discover Premium Card, and Discover Premium Plus
Card will be priced at the rate quoted plus the applicable surcharge rate quoted in the Merchant Application.
Commercial Card transactions that meet these requirements will be subject to the Business Card rate quoted
in the Fee Schedule. Commercial Card transactions not processed in accordance with these requirements will
be subject to the rate quoted plus the applicable surcharge rate quoted in the Merchant Application.
• Obtain a single electronic authorization with magnetic strip read or contactless data capture (electronic
imprint) at the time of sale.
• Obtain a cardholder signature (unless transaction is eligible for NSR program).
• Settle and transmit batches same day via your terminal/electronic system. Supermarket Electronic
Merchant
If you are an approved (certified) supermarket merchant and utilize a terminal or electronic system for
authorization and settlement through Global Direct, each transaction you submit which meets all of the
following requirements will be priced at the rate(s) quoted for Supermarket Credit Card and Supermarket
Check Card. Each transaction not processed as outlined, in addition to transactions using Visa Rewards Card,
Visa
Signature Card, Visa Signature Preferred Card, Visa Infinite Card, Mastercard Rewards Card, Mastercard
World
Card, Mastercard World Elite, Discover Rewards Card, Discover Premium Card, Discover Premium Plus Card
and commercial cards, will be priced at the rate quoted plus the applicable surcharge rate quoted in the
Merchant Application.
• Obtain a magnetic strip read (card swipe/contactless data capture/electronic imprint) at the time of sale.
• Obtain a single electronic authorization and settle for authorized amounts.
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
Obtain a cardholder signature (unless transaction is eligible for NSR program).
Settle and transmit batches same day via your terminal/electronic system.
The electronic authorization amount must be equal to the transaction amount on all Visa debit card
transactions.
Emerging Market Electronic Merchant
If you qualify as an Emerging Market Merchant (as defined by Association guidelines from time to time) and
utilize a terminal or electronic system for authorization and settlement through Global Direct, each transaction
you submit which meets all the following requirements will be priced at the rates quoted. Any other
transaction, including commercial card transactions, Visa Rewards Card, Visa Signature Card, Visa Signature
Preferred Card, Visa Infinite Card, Mastercard Rewards Card, Mastercard World Card, Mastercard World Elite
Card, Discover Rewards Card, Discover Premium Card, Discover Premium Plus Card, and non-magnetic
stripe read foreign transactions will be priced at the rate quoted plus the applicable surcharge rate quoted in
the Merchant Application In addition, each Visa transaction not processed as outlined, but transmitted same
day or next day via your terminal/electronic system, will be priced at the rate quoted plus the applicable
surcharge rate quoted in the Merchant Application.
• Obtain a single electronic authorization.
• Settle and transmit batches same day via your terminal/electronic system.
• Provide market data as required. See Note.
NOTE: If card is not present and a magnetic stripe read does not occur, then Merchant may be required to
comply with "Direct Marketer" market data requirements including AVS request on cardholder billing address
at time of authorization. If card is present and cardholder signature is obtained, however the magnetic stripe is
damaged, then Merchant may be required to obtain AVS match on cardholder billing address zip code.
MOTO Electronic Merchant
If you are a MOTO Merchant (non-magnetic swipe read transactions) and utilize a certified terminal product or
electronic system for authorization and settlement through Global Direct, each transaction you submit which
meets all of the following requirements will be priced at the rate quoted. Any other transaction, including all
foreign transactions and commercial card transactions in addition to transactions using Visa Rewards Card,
Visa Signature Card, Visa Signature Preferred Card, Visa Infinite Card, Mastercard Rewards Card,
Mastercard
World Card, Mastercard World Elite Card, Discover Rewards Card, Discover Premium Card, and Discover
Premium Plus Card will be priced at the rate quoted plus the applicable surcharge rate quoted in the Merchant
Application.
• Obtain an electronic authorization and settle for authorized amounts (one reversal permitted on Visa
transactions to make authorization amount equal to settle amount).
• Address Verification Request in authorization on cardholder billing address. For Discover transactions,
Merchant must obtain full address verification request on street number and/or 9-digit postal code.
• CID verification for Discover merchants on non -recurring transactions.
• Purchase date (settled date) is ship date.
• Send order number with each transaction.
• Settle and transmit batches same day via your terminal/electronic system.
• Send level 3 data (line item detail, sales tax, customer code) with every eligible commercial card
transaction.
NOTE: Card Not Present transactions involving one-time, recurring, or installment bill payment transactions
are subject to additional card association requirements which must be complied with to avoid surcharges.
Electronic commerce transaction requirements are also subject to additional card association requirements
which must be complied with to avoid surcharges. Please refer to Card Acceptance Guide for additional
requirements.
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NOTE: Transactions which utilize our TouchTone Capture system for authorizations and settlement, settle
beyond 48 hours, or are not transmitted via the TouchTone Capture system, will be priced at the rate quoted
plus the applicable surcharge rate quoted in the Merchant Application.
Public Sector Electronic Merchant
If you are an approved (certified) public sector merchant and utilize a terminal or electronic system for
authorization and settlement through Global Direct, each transaction you submit which meets all of the
following requirements will be priced at the rate(s) quoted for Public Sector. Each transaction not processed
as outlined, in addition to transactions using Visa Rewards Card, Visa Signature Card, Visa Signature
Preferred Card, Visa Infinite Card, Mastercard Rewards Card, Mastercard World Card, Mastercard World
Elite, Discover
Rewards Card, Discover Premium Card, Discover Premium Plus Card and commercial cards, will be priced at
the rate quoted plus the applicable surcharge rate quoted in the Merchant Application.
• Obtain a magnetic strip read (card swipe/contactless data capture/electronic imprint) at the time of sale.
• Obtain a single electronic authorization and settle for authorized amounts.
• Obtain a cardholder signature (unless transaction is eligible for NSR program).
• Settle and transmit batches same day via your terminal/electronic system.
• The electronic authorization amount must be equal to the transaction amount on all Visa debit card
transactions.
Purchase Card Electronic Merchant
If you are a Purchase Card Merchant (non-magnetic swipe read transactions) and utilize a certified terminal
product or electronic system for authorization and settlement through Global Direct, each transaction you
submit which meets the following requirements will be priced at the rate quoted. Each Visa transaction not
processed as outlined but transmitted same day or next day via your terminal/electronic system, will be priced
at the rate quoted plus the applicable surcharge rate quoted in the Merchant Application. Each Visa business
and commercial card transaction will be priced at the rate quoted plus the applicable surcharge rate quoted in
the Merchant Application. Any other transaction that does not meet the following requirements, including
without limitation foreign transactions, tax-exempt Visa Commercial transactions, Visa Rewards Card, Visa
Signature Card, Visa Signature Preferred Card, Visa Infinite Card, Mastercard Rewards Card, Mastercard
World Card,
Mastercard World Elite Card, Discover Rewards Card, Discover Premium Card and Discover Premium Plus
Card will be priced at the rate quoted plus the applicable surcharge rate quoted in the Merchant Application.
• Obtain an electronic authorization and settle for authorized amounts (one reversal permitted on Visa
transactions to make authorization amount equal to settled amount).
• Address Verification Request in authorization on cardholder billing address.
• Purchase date (settled date) is ship date.
• Send order number (customer code) with each transaction.
• Send tax amount with every transaction.
• Send Level 3 data (line item detail) with every eligible commercial card transaction. Sales tax exempt
transactions will not be considered to meet these requirements unless they include Level 3 data (line item
detail).
• Settle and transmit batches same day via your terminal/electronic system.
Lodging/Auto Rental Electronic Merchant
If you are a Lodging or Auto Rental Merchant utilizing a terminal or electronic system for authorization and
settlement through Global Direct, each consumer card transaction you submit which meets the following
requirements will be priced at the rate quoted. Each transaction not processed as outlined, including without
limitation non-magnetic stripe read foreign transactions, and transactions using Visa Rewards Card, Visa
Signature Card, Visa Signature Preferred Card, Visa Infinite Card, Mastercard Rewards Card, Mastercard
World Card, Mastercard World Elite Card, Discover Rewards Card, Discover Premium Card, and Discover
Premium Plus Card will be priced at the rate quoted plus the applicable surcharge rate quoted in the Merchant
Application. Commercial Card transactions that meet these requirements will be subject to the Business Card
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
rate quoted in the Fee Schedule. Commercial Card transactions not processed in accordance with these
requirements will be subject to the rate quoted plus the applicable surcharge rate quoted in the Merchant
Application.
• Obtain a magnetic swipe read (card swipe/electronic imprint) at the time of check -in.
• Obtain additional electronic authorizations or send partial reversals to bring total authorized amount within
15% of settled amount. Authorizations must meet card association requirements.
• Obtain a cardholder signature for final transaction amount.
• Purchase Date is hotel check-out date/auto return date.
• Length of guest stay/rental in initial authorization.
• Hotel Folio/Rental Agreement Number and check -in date/check-out date transmitted with each transaction.
• Additional market data may be required for commercial card transactions to avoid surcharges. Lodging
merchants who (1) accept credit cards for advance payment; (2) guarantee reservations using a credit card;
or (3) provide express check-out services to guests, must comply with additional card association
requirements for these services in addition to additional authorization and settlement market data
requirements. Lodging merchants who subject charges to final audit and bill for ancillary/additional charges
must comply with additional bank card association requirements for these services in addition to additional
authorization and settlement market data requirements to avoid surcharges. These transactions may also
be subject to the rate quoted plus the applicable surcharge rate quoted in the Merchant Application. Please
see Card Acceptance Guide for requirements and best practices for these transactions. Paper Deposit
Merchant Non-terminal/electronic paper deposit transactions will be priced at the rate quoted in the Card
Services Fee Schedule of the Merchant Application.
Debit Card Merchant
Each debit card transaction will be assessed the network's acquirer fee in addition to the debit card per item
fee quoted in the Card Services Fee Schedule of the Merchant Application.
Card Present / Mag Stripe Failure:
A magnetic stripe read is also referred to as an electronic imprint. If the magnetic stripe is damaged, then
other validation means may be required to protect against counterfeit cards and merchant must obtain a
manual imprint. Most products, including the payment application, if any, will prompt for cardholder billing zip
code and perform an AVS check for a zip code match. CID verification is recommended for Discover key -
entered transactions. Key -entered retail transactions are subject to higher interchange and surcharges.
The foregoing information regarding surcharging is not comprehensive and is subject to change by the card
association. Additional or different rates or fees may apply based on the details of a subject transaction.
All questions regarding Card Services should be referred to Global Payments Direct Inc. — 3550 Lenox Road
NE, Suite 3000, Atlanta, GA. 30326, or call: 1-800-367-2638. Note: Billing disputes must be forwarded, in
writing, to Customer Service within 60 days of the date of the statement and/or notice.
Contact information for Member is listed in the Merchant Application.
Global Payments Direct Inc. is a registered ISO of Wells Fargo Bank, N.A.
Debit sponsorship is provided by PB&T Bank, 301 West 5th Street, Pueblo, Colorado 81003—1(888)728-
3550
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
Additional Owner/Officer Information Page for Merchant Processing Agreement (If
Needed)
Note: Complete Owner / Officer Information must be present for all Equity Owners with 25% or greater equity in the
business and for any person(s) with authority or control. Spaces 1 - 4 must be completed directly on the Merchant
Processing Agreement; all additional owner/officer information may be provided on the Additional Owner/Officer Page
as needed.
Acceptance of Merchant Application and Terms & Conditions / Merchant Authorization.
Your Card Services Agreement is between Global Payments Direct, Inc. ("Global Direct"), the Merchant named
above, and the Member named below ("Member"). Member is a member of Visa, USA, Inc. ("Visa") and MasterCard
International, Inc. ("MasterCard"); Global Direct is a registered independent sales organization of Visa, a member
service provider of MasterCard and a registered acquirer for Discover Financial Services, LLC. ("Discover") and a
registered Program Participant of American Express Travel Related Services Company, Inc. ("American Express"). A
copy of the Card Services Terms and Conditions, revision number Government Entities 04-22-GPI- WF, has been
provided to you. Please sign below to signify that you have received a copy of the Card Services Terms & Conditions
and that you agree to all terms and conditions contained therein. If this Merchant Application is accepted for card
services, Merchant agrees to comply with the Merchant Application and the Card Services Terms & Conditions as
may be modified or amended in the future. If you disagree with any Card Services Terms & Conditions, do not accept
service.
IF MERCHANT SUBMITS A TRANSACTION TO GLOBAL DIRECT HEREUNDER, MERCHANT WILL BE DEEMED
TO HAVE ACCEPTED THE CARD SERVICES TERMS & CONDITIONS.
By your signature below on behalf of Merchant, you certify that all information provided in this Merchant Application is
true and accurate and you authorize Global Direct, and Global Direct on Member's behalf, to initiate debit entries to
Merchant's checking account(s) in accordance with the Card Services Terms and Conditions. In addition, by your
signature below on behalf of Merchant you authorize Global Direct and/or Open Edge Payments, LLC. to order a
consumer credit report on you, Merchant and each of Merchant's officers, partners, and/or owners, as well as
subsequent consumer credit reports, which may be required or used in conjunction with the maintenance, updating,
renewal or extension of the services provided hereunder, or in conjunction with reviewing, taking collection action on,
or other legitimate purposes associated with the Merchant account.
Additional Owners -Complete Owner/Officer Information
and for any person(s) with authority or control. An
this application.
Owner/Officer Name:
must be present
owner or person with
for all Equity Owners with 25% or greater equity in the business
control listed, must be the one to accept the agreement at the end of
Date of Birth (mm/dd/yyyy): Social Security Number: Home Phone Number:
Citizenship:
❑ U.S. ❑ Non-U.S
Home Address:
City:
State:
Zip: Years There:
❑ Rent El Own
Former Address (If less than 1 year at current address):
City:
State:
Zip: Years There: [:]Rent [:]Own
SIGNATURE: x
Equity Owned: %
Title: Date:
Owner/Officer Name:
Citizenship:
❑ U.S. ❑ Non-U.S
Date of Birth (mm/dd/yyyy):
Social Security Number: Home Phone Number:
Home Address:
City:
State:
Zip:
Years There: ❑ Rent ❑ Own
Former Address (If less than 1 year at current address):
City:
State:
Zip:
Years There: ❑ Rent ❑ Own
SIGNATURE: x
Equity Owned: %
Title: Date:
Owner/Officer Name:
Citizenship:
❑ U.S. ❑ Non-U.S
Date of Birth (mm/dd/yyyy):
Social Security Number: Home Phone Number:
Home Address:
City:
State:
Zip:
Years There:
❑ Rent El Own
Former Address (If less than 1 year at current address):
City:
State:
Zip:
Years There: ❑ Rent ❑ Own
SIGNATURE: x
Equity Owned: %
Title: Date:
Owner/Officer Name:
Citizenship:
❑ U.S. ❑ Non-U.S
Date of Birth (mm/dd/yyyy):
Social Security Number: Home Phone Number:
Home Address:
City:
State:
Zip:
Years There:
❑ Rent El Own
Former Address (If less than 1 year at current address):
City:
State:
Zip:
Years There: [:]Rent [:]Own
DocuSign Envelope ID: 69E4955D-23F3-4407-84A7-E75FDC837DB9
SIGNATURE: x
Equity Owned: %
Title:
Date:
Owner/Officer Name:
Citizenship:
❑ U.S. ❑ Non-U.S
Date of Birth (mm/dd/yyyy):
Social Security Number:
Home Phone Number:
Home Address:
City:
State:
Zip:
Years There:
❑ Rent El Own
Former Address (If less than 1 year at current address):
City:
State:
Zip:
Years There:
❑ Rent ❑ Own
SIGNATURE: x
Equity Owned: %
Title:
Date:
Owner/Officer Name:
Citizenship:
❑ U.S. ❑ Non-U.S
Date of Birth (mm/dd/yyyy):
Social Security Number:
Home Phone Number:
Home Address:
City:
State:
Zip:
Years There:
❑ Rent ❑ Own
Former Address (If less than 1 year at current address):
City:
State:
Zip:
Years There:
❑ Rent ❑ Own
SIGNATURE: x
Equity Owned: %
Title:
Date:
CoSA - OpenEdge First Amendment to Card
Services Agmt w.Card
Signed)(240601.1)
Final Audit Report
Services Agmt - (Vendor
Created: 2022-12-05
By: Kristin Andrade (kandrade@santa-ana.org)
Status: Signed
Transaction ID: CBJCHBCAABAAQeK4nFBb6Ysovv-h cmz6mxR6k2fVHfL
2022-12-05
"CoSA - OpenEdge First Amendment to Card Services Agmt w.
Card Services Agmt - (Vendor Signed)(240601.1)" History
Document created by Kristin Andrade (kandrade@santa-ana.org)
2022-12-05 - 10:21:38 PM GMT- IP address: 98.153.69.210
€ � Document emailed to Kathryn Downs (kdowns@santa-ana.org) for signature
2022-12-05 - 10:22:07 PM GMT
s Email viewed by Kathryn Downs (kdowns@santa-ana.org)
2022-12-05 - 10:23:36 PM GMT- IP address: 174.87.135.210
6o Document e-signed by Kathryn Downs (kdowns@santa-ana.org)
Signature Date: 2022-12-05 - 10:24:00 PM GMT - Time Source: server- IP address: 174.87.135.210
® Agreement completed.
2022-12-05 - 10:24:00 PM GMT
a Adobe Acrobat Sign