HomeMy WebLinkAboutItem 12 - Ordinance Concerning City Council Voting, Recusal for Conflicts, and Prohibiting Abstentions City Manager Office
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Item # 12
City of Santa Ana
20 Civic Center Plaza, Santa Ana, CA 92701
Staff Report
March 15, 2022
TOPIC: Ordinance Concerning City Council Voting, Recusal for Conflicts, and Prohibiting
Abstentions
AGENDA TITLE:
Adopt Ordinance No. NS-XXXX - AN ORDINANCE OF THE CITY COUNCIL OF THE
CITY OF SANTA ANA AMENDING SECTION 2-105 OF THE SANTA ANA MUNICIPAL
CODE TO PROHIBIT ABSTENTIONS UNLESS LEGALLY REQUIRED, TO REQUIRE
UNAUTHORIZED ABSTENTIONS TO BE COUNTED AND RECORDED AS A VOTE
WITH THE MAJORITY, AND TO DESCRIBE THE CONFLICT DISQUALIFICATION
PROCESS
RECOMMENDED ACTION
Place ordinance on second reading and adopt.
DISCUSSION
At the March 1, 2022 meeting, the City Council approved the first reading of an ordinance
concerning City Council voting, recusal for conflicts, and abstentions. Specifically, the
ordinance accomplishes the following:
• Requires declaration of the result of votes taken.
• References, per the City Charter, that any agenda item requiring a vote shall be
passed, adopted, or become effective unless it receives the affirmative vote of a
majority of the full membership of the City Council.
• Provides that no member of the City Council shall be permitted to recuse
themselves from voting on an item on the City Council meeting agenda unless:
– (1) the councilmember is legally disqualified from voting due to a conflict of
interest or other legal reason (such as common law conflict of interest or
bias)
– (2) the councilmember is awaiting advice from the Fair Political Practices
Commission or the results of a pending investigation by the Fair Political
Practices Commission
– (3) from the dais the possibility of a conflict arising from a source identified
at the meeting, and, based on advice from the City Attorney, recuses
themself out of an abundance of caution.
Ordinance Concerning City Council Voting, Recusal for Conflicts, and Prohibiting
Abstentions
March 15, 2022
Page 2
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• Prohibits participation in a vote if one has a conflict and provides that those with
a conflict shall leave the dais during the consideration of the matter, provided,
however, that if the matter is being considered on the Consent Calendar and has
not been removed from Consent Calendar, the councilmember may remain on
the dais and disclose the reason.
• Clarifies, consistent with state law, that a disqualified councilmember may speak
on the matter as a private citizen.
• Provides that if a councilmember abstains on a vote in violation of the prohibition,
the abstention shall be considered concurrence in the motion and the Clerk shall
record the councilmember’s abstention as a “yes” vote.
• States that a tie vote means no action has been taken and the item under
consideration will not be placed upon a future agenda, unless by a majority vote
of the City or based on new information or changes in circumstances, in which
the City Manager places the item on a future agenda.
If adopted, the ordinance would take effect 30 days therafter.
ENVIRONMENTAL IMPACT
There is no environmental impact associated with this action.
FISCAL IMPACT
There is no fiscal impact associated with this action.
EXHIBIT(S)
1. Ordinance
Submitted By: Kristine Ridge, City Manager
Approved By: Kristine Ridge, City Manager
Ordinance No. NS-XXX
Page 1 of 4
ORDINANCE NO. NS-XXX
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY
OF SANTA ANA AMENDING SECTION 2-105 OF THE
SANTA ANA MUNICIPAL CODE TO PROHIBIT
ABSTENTIONS UNLESS LEGALLY REQUIRED, TO
REQUIRE UNAUTHORIZED ABSTENTIONS TO BE
COUNTED AND RECORDED AS A VOTE WITH THE
MAJORITY, AND TO DESCRIBE THE CONFLICT
DISQUALIFICATION PROCESS
THE CITY COUNCIL OF THE CITY OF SANTA ANA DOES ORDAIN AS
FOLLOWS:
Section 1. The City Council of the City of Santa Ana hereby finds,
determines, and declares as follows:
A. The City of Santa Ana seeks to ensure that the Mayor and Members
of the City Council, elected to carry out the business of the City, act upon all
agenda items presented for consideration.
B. The California Political Reform Act and regulations promulgated
thereunder by the Fair Political Practices Commission require the Mayor and
Councilmembers to disclose conflicts of interest, and new rules require
disclosure when an elected official is absent for only a portion of a meeting
where the member has a conflict on an agenda item.
C. If the Mayor or a Councilmember does not have a legally
disqualifying conflict of interest, he or she should not be permitted to refrain
from voting on an item requiring a vote.
D. Since 1952, the Santa Ana Municipal Code has stated in pertinent
part that “no member of the council shall abstain from any vote unless
disqualified.” However, because there is no practical way to enforce this
charter provision, the City Council desires to provide that an abstention will be
counted and recorded as a “yes” vote.
Section 2. Pursuant to the California Environmental Quality Act ("CEQA") and
the State CEQA Guidelines, the adoption of this ordinance is exempt from CEQA review
pursuant to 14 California Code of Regulations section 15061(b)(3).
Section 3. Section 2-105 of Article II (City Council) of Chapter 2
(Administration) of the Santa Ana Municipal Code is hereby amended to read in its
entirety as follows:
Ordinance No. NS-XXX
Page 2 of 4
Sec. 2-105. - Voting by Members - Disqualifications and Abstentions.
It is the policy of the Santa Ana City Council that all members present at a City
Council meeting fully participate in the discussion of a matter and shall vote for or against
an ordinance, resolution, motion, or any other item requiring a vote, unless disqualified
by conflict of interest or other legal reason as provided in this section.
(a) If the vote is a voice vote, the Mayor or Clerk of the Council shall declare
the result and note for the record all yes votes and all no votes. The Council may also
vote by roll call or electronic means visible to the public. Regardless of the manner of
voting, the results reflecting all yes and no votes, and the members of the Council who
cast them, shall be clearly set forth for the record. In accordance with Section 410 of the
Santa Ana City Charter, except as otherwise provided elsewhere in the charter or by law,
no ordinance, resolution or motion shall be passed, adopted, or become effective unless
it receives the affirmative vote of a majority of the full membership of the City Council.
(b) No member of the Council shall be permitted to recuse himself or herself
from voting on any item on the City Council agenda requiring a vote unless:
(1) The councilmember is legally disqualified from voting due to a
conflict of interest (including a disqualification under the Political Reform Act or
Government Code Section 1090 et seq.) or other legal reason (such as common law
conflict of interest or bias); or
(2) The councilmember is awaiting advice from the Fair Political
Practices Commission or the results of a pending investigation by the Fair Political
Practices Commission; or
(3) The councilmember states that he or she is awaiting further
information or clarification and will recuse themself from the dais the possibility of a
conflict arising from a source identified at the meeting, and, based on advice from the
City Attorney, recuses themself out of an abundance of caution.
(c) If a councilmember is disqualified from voting due to a conflict, the member
shall not participate in the consideration of the matter, shall not be counted for the
purpose of the quorum, and shall leave the dais during the consideration of the matter;
provided, however, that if the matter is being considered on the consent calendar and
has not been removed from the consent calendar, the councilmember may remain on the
dais and disclose the reason for disqualification. A disqualified councilmember may
speak on the matter as a private citizen, but only to the extent allowed by the Section
18702.5 of the Regulations of the Fair Political Practices Commission, or its successor
sections.
(d) If a councilmember abstains on a vote in violation of this rule, the abstention
shall be considered concurrence in the item being voted upon, and the City Clerk shall
record that councilmember’s abstention as a “yes” vote.
Ordinance No. NS-XXX
Page 3 of 4
(e) A tie vote means that no action has been taken, and the item under
consideration shall not be placed upon a future agenda, unless by a majority vote of the
Council, city staff is directed to place the item on a future agenda, or based on new
information or changes in circumstances, the City Manager places the item on a future
agenda.
Section 4. If any section, subsection, sentence, clause, phrase or portion of
this ordinance is for any reason held to be invalid or unconstitutional by the decision of
any court of competent jurisdiction, such decision shall not affect the validity of the
remaining portions of this ordinance. The City Council of the City of Santa Ana hereby
declares that it would have adopted this ordinance and each section, subsection,
sentence, clause, phrase or portion thereof irrespective of the fact that any one or more
sections, subsections, sentences, clauses, phrases, or portions be declared invalid or
unconstitutional.
Section 5. This Ordinance shall become effective thirty (30) days after its
adoption.
Section 6. The Clerk of the Council shall certify the adoption of this ordinance
and shall cause the same to be published as required by law.
ADOPTED this _______ day of ___________, 2022.
_________________________
Vicente Sarmiento
Mayor
APPROVED AS TO FORM:
Sonia R. Carvalho, City Attorney
By:_________________________
John M. Funk
Sr. Assistant City Attorney
AYES: Councilmembers ______________________________________
NOES: Councilmembers _______________________________________
ABSTAIN: Councilmembers _______________________________________
NOT PRESENT: Councilmembers _______________________________________
Ordinance No. NS-XXX
Page 4 of 4
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, Daisy Gomez, Clerk of the Council, do hereby attest to and certify the attached Ordinance No.
NS-____________ to be the original ordinance adopted by the City Council of the City of Santa
Ana on _______________, and that said ordinance was published in accordance with the Charter
of the City of Santa Ana.
Date: ________________ ____________________________________
Clerk of the Council
City of Santa Ana