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8/29/79
ORDINANCE NO. NS- ] 503
AN ORDINANCE OF THE CITY OF SANTA ANA
ADDING CHAPTER 7 TO THE SANTA ANA MUNICIPAL
CODE TO ESTABLISH FLOOD PLAIN MANAGEMENT
REGULATIONS.
THE CITY COUNCIL OF THE CITY OF SANTA ANA DOES
ORDAIN AS FOLLOWS:
SECTION 1: That the Santa Ana Municipal Code,
is hereby amended by adding a chapter, to be numbered 7,
which said chapter reads as follows:
CHAPTER 7.
FLOOD PLAIN MANAGE-
MENT REGULATIONS
ARTICLE 1.
GENERAL
Sec. 7-1. Purpose.
The purpose of this Chapter is to regulate development
within a designated flood-prone area in the City of Santa
Ana, and to otherwise mitigate flood damage risk, in accordance
with the National Flood Insurance Program.
Sec. 7-2.
Incorporation by reference of Flood
Insurance Rate Map and Floodway
Map.
That certain collection of maps entitled "FIRM,
Flood Insurance Rate Map, City of Santa Ana, California,
Orange County," with an effective date of September 14,
1979, and that certain map entitled "Floodway, Flood Boundary
and Floodway Map, City of Santa Ana, California, Orange
County," with an effective date of September 14, 1979,
copies of which maps are on file with the Clerk of the
Council, are hereby incorporated by this reference and
adopted, together with all duly authorized amendments or
revisions thereof, for the purpose of designating the special
hazard areas, the risk premium zones, and the regulatory
floodway of the City of Santa Ana in accordance with the
National Flood Insurance Program. All references in this
Chapter to the A zone, the AO zone, and the Al6 zone shall
mean references to those areas of the City designated on the
said Flood Insurance Rate Map as being included in such
zones respectively. All references in this chapter to the
regulatory floodway shall mean references to that area
designated as "floodway" on the said Floodway map.
Sec. 7-3.
Responsibilities of City Manager.
The City Manager is hereby designated as the
official with the responsibility, authority and means to
implement commitments of the City of Santa Ana necessary to
qualify the City for flood insurance availability within its
jurisdiction. The City Manager is likewise designated as
the official responsible to submit an annual report to the
Federal Insurance Administrator concerning the City of Santa
Ana's participation in the National Flood Insurance Program,
ORDINANCE NO. NS-] 503
PAGE TWO
including, but not limited to, the development and implementation
of the regulations set forth in this Chapter. In so doing,
the City Manager shall use the annual report form specified
by the federal regulations pertaining to the National Flood
Insurance Program.
Sec. 7-4.
Relationship of this Chapter to
other provisions of law.
The requirements and prohibitions imposed by this
Chapter are in addition to the requirements and prohibitions
of other provisions of this Code. No grant of any conditional
use permit, variance, or minor exception under Chapter 41 of
this Code shall be construed to be a variance from the
requirements or prohibitions of this Chapter. Nothing in
this Chapter shall be construed to permit any use prohibited
pursuant to Chapter 41.
Sec. 7-5. Fees.
The City Council may establish fees for any permit
or variance applications pursuant to this Chapter by resolution.
Sec. 7-6.
Delegation of responsibilities.
The responsibilities and powers imposed by this
Chapter on the City Manager, Director of Building Safety,~
and Director of Public Works may be delegated by them to
designated authorized representatives.
Sec. 7-7. Definitions.
As used herein the following terms have the following
respective meanings:
percent
year.
(a) "Base flood" means the flood having a one
chance of being equalled or exceeded in any given
(b) "Development" means any man-made change to
improved or unimproved real estate, including but not limited
to buildings or other structures, mining, dredging, filling,
grading, paving, excavation or drilling operations.
(c) "Floodproofing~means any combination of
structural and non-structural additions, changes, or adjustments
to structures which reduce or eliminate flood damage to real
estate or improved real property, structures, and their
contents.
(d) "Mobile home" means a structure, transportable
in one or more sections, which is built on a permanent
chassis and designed to be used with or without a permanent
foundation when connected to the required utilities. It
does not include recreational vehicles or travel trailers.
(e)
individuals,
other entity,
agencies.
"Person" includes any individual or group of
corporation, partnership, association, or any
including state and local governments and
(f) "Public Works Construction" means any construction
or development undertaken pursuant to specifications prepared
or approved by the Director of Public Works or his authorized
representative.
ORDINANCE NO. NS-]503
PAGE THREE
(g) "Regulatory floodway" means the channel of a
river or other watercourse and the adjacent land areas that
must be reserved in order to discharge the base flood without
cumulatively increasing the water suface elevation more than
a designated height.
(h) "Structure" means a walled and roofed building,
including a gas or liquid storage tank, that is principally
above ground, as well as a mobile home.
(i) "Substantial improvement" means any repair,
reconstruction, or improvment of a structure, the cost of
which exceeds 50 percent of the market value of the structure
either, (a) before the improvement or repair is started, or
(b) if the structure has been damaged, and is being restored,
before the damage occurred. The term does not, however,
include either (1) any project for improvement of a structure
to comply with existing state or city health, sanitary, or
safety code specifications which are solely necessary to
assure safe living conditions or (2) any alteration of a
structure listed on the National Register of Historic Places
or a State Inventory of Historic Places.
(j) "Water surface elevation" means the projected
heights in relation to mean sea level reached by floods of
various magnitudes and frequencies in the flood plains of
coastal or riverine areas.
Sec. 7-8. Prospective application.
(a) The regulations imposed by this chapter shall
apply to structures and mobile homes only if the start of
construction or substantial improvement occurs after the
effective date of this Chapter.
(b) For structures other than mobile homes, the
start of construction occurs upon the first placement of
permanent construction on a site, such as the pouring of
slabs or footings or any work beyond the stage of excavation.
"Permanent construction" does not include land preparation,
such as clearing, grading, and filling; nor does it include
the installation of streets and/or walkways; nor does it
include excavation for a basement, footings, piers or foundations
or the erection of temporary forms; nor does it include the
installation on the property of accessory buildings, such as
garages or sheds not occupied as dwelling units or not as
part of the main structure. For a structure without a
basement or poured footings, the start of construction
includes the first permanent framing or assembly of the
structure or any part thereof on its piling or foundation.
(c) For mobile homes not within a mobile home
park or mobile home subdivision, the start of construction
occurs upon the affixing of the mobile home to its permanent
site.
(d) For mobile homes within mobile home parks or
mobile home subdivisions, the start of construction occurs
upon the date on which the construction of facilities for
servicing the site on which the mobile home is to be affixed
(including, at a minimum, the construction of streets,
either final site grading or the pouring of concrete pads,
and installation of utilities) is completed.
(e) "Substantial improvement" is considered to
occur when the first alteration of any wall, ceiling, floor,
or other structural part of the building commences, whether
or not that alteration affects the external dimensions of
the structure.
ORDINANCE NO. NS- ] 503
PAGE FOUR
ARTICLE II.
FLOOD-PLAN CONSTRUCTION
STANDARDS
DIVISION 1.
IN GENERAL
Sec. 7-21.
Permit requirement
(a) No building permit required by Article II of
Chapter 8 of this Code shall be issued for any new construction
or other development in the A, A0, or Al6 zones which fails
to comply with the requirements of this Chapter.
(b) No permit required for the installation of a
mobilehome, for which the Director of Building Safety is the
enforcement authority, under Division 13 of the Health and
Safety Code of the State of California, shall be issued for
the placement of a mobile home in the A0 zone which fails to
comply with the requirements of this Chapter.
(c) Any proposed construction or other development
(other than public works construction) in the A, A0, or Al6
zones, including the placement of mobile homes, for which a
permit is not required under either subsection (a) or subsection
(b), shall nevertheless require a permit from the Director
of Building Safety, and no such permit shall be issued for
any such construction, development, or placement which fails
to comply with the requirements of this Chapter.
The Director Building Safety shall develop such forms and
procedures as may be necessary for the implementation of
this subsection.
Sec. 7-22.
Violation a misdemeanor.
Any person who does or causes to be done any
construction or other development in the A, A0, or Al6 zone,
or who places any mobile home in any such zone, without
having first obtained the permit required by section 7-21,
is guilty of a misdemeanor.
Sec. 7-23.
Review of permit applications for
State and Federal law requirements.
The Director of Building Safety shall review all
permit applications submitted pursuant to section 7-21 to
assure that all necessary permits have been received from
those governmental agencies from which approval is required
by Federal or State law, including section 404 of the Federal
Water Pollution Control Act of 1972, 33 U.S.C. 1334.
Sec. 7-24.
General standards for new construction
or improvement of structures.
No permit for new construction or substantial
improvements of structures (including the placement of
prefabricated buildings and mobile homes) shall be approved
in the A, A0, or Al6 zones unless all of the following
standards are met:
(1) The structure must be designed or modified,
and adequately anchored, to prevent flotation, collapse, or
lateral movement.
(2) The structure must be constructed with materials
and utility equipment resistant to flood damage.
(3) The structure must be constructed by methods
and practices that minimize flood damage.
ORDINANCE NO. NS- ] 503
PAGE FIVE
Sec. 7-25.
General development standards.
No permit shall be issued for any proposed new
development in the A, A0, or Al6 zones until reviewed by the
Director of Public Works and approved by him as satisfying
the following standards, unless it clearly appears to the
Director of Building Safety that the development is of such
a minor or limited nature that it will not have any significant
adverse effect on the maintenance of such standards:
(1) The proposed development must be consistent
with the need to minimize flood damage within the A, A0, and
Al6 zones.
(2) Ail public utilities and facilities, such as
sewer, gas, electrical, and water systems must be located
and constructed to minimize or eliminate flood damage.
(3) Adequate drainage must be provided to reduce
exposure to flood hazards.
Sec. 7-26.
Base flood elevation data.
No application for a permit which pertains to a
proposed new development greater than 50 lots or 5 acres,
whichever is less, in the A, A0, or Al6 zones shall be
reviewed or approved unless base flood elevation data is
included in the proposal, or unless such data has been
previously provided pursuant to section 7-52.
Sec. 7-27 Records.
The Director of Building Safety shall:
(1) Obtain the elevation (in relation to mean sea
level) of the lowest habitable floor (including basement) of
all new or substantially improved structures, in the A, A0
or Al6 zones and information as to whether or not such
structures contain a basement;
(2) Obtain, if the structure has been flood-
proofed, the elevation (in relation to mean sea level) to
which the structure was floodproofed; and
(3) Maintain a record of all such information
together with any certificates of floodproofing. Such
record shall be maintained for public inspection and furnished
upon request, for the determination of applicable flood
insurance risk premium rates within the A, A0, and Al6
zones.
Sec. 7-28.
Floodproofing.
Where floodproofing is utilized for a particular
structure in accordance with this Chapter, either:
(1) A registered professional engineer or architect
shall certify that the floodproofing methods are adequate to
withstand the flood depths, pressures, velocities, impact
and uplift forces and other factors associated with the base
flood, and a record of such certificates indicating the
specific elevations (in relation to mean sea level) to which
such structures are floodproofed shall be maintained together
with the records designated in section 7-27; or
(2) The Director of Building Safety may prepare a
regulation containing detailed floodproofing specifications
which satisfy the watertight performance standards of sections
7-32 or 7-35, and submit such regulatiOn to the Federal
Insurance Administrator for approval.
ORDINANCE NO. NS_]503
PAGE SIX
DIVISION 2.
SPECIFIC ELEVATION AND
FLOODPROOFING STANDARDS
Sec. 7-31.
A0 Zone Standards - Residential
Structures.
Ail new construction and substantial improvements
of residential structures (other than mobile homes) in the
A0 zone must have the lowest floor ~ncluding basement)
elevated above the crown of the nearest street to or above
the depth number specified on the Flood Insurance Rate Maps.
Sec. 7-32.
A0 Zone - Nonresidential structures.
Ail new construction and substantial improvements
of nonresidential structures in the A0 zone must either;
(1) have the lowest floor (including basement)
elevated above the crown of the nearest street to or above
the depth number specified on the Flood Insurance Rate Maps;
or
(2) together with attendant utility and sanitary
facilities, be completely flood-proofed to or above that
level so that any space below that level is watertight with
walls substantially impermeable to the passage of water and
with structural components having the capability of resisting
hydrostatic and hydrodynamic loads and effects of buoyancy.
Sec. 7-33. A0 Zone - Mobile homes.
(a) No mobile home shall be placed in the A0 zone
unless anchored to resist flotation, collapse, or lateral
movement by the provision of over-the-top and frame ties to
ground anchors. Specifically:
(1) Over-the-top ties must be provided at each of
the four corners of the mobile home, with two additional
ties per side at intermediate locations, except that mobile
homes less than 50 feet long must have one additional tie
per side;
(2) Frame ties must be provided at each corner of
the home with five additional ties per side at intermediate
points, except that mobile homes less than 50 feet long must
have four additional ties per side;
(3) All components of the anchoring system must
be capable of carrying a force of 4800 pounds.
(4) Any additions to the mobile home must be
similarly anchored.
(b) NO permit for the placement of a mobile home
in any mobile home park or subdivision in the A0 zone shall
be issued until such mobile home park or subdivision has
filed with the City Manager an evacuation plan indicating
alternate vehicular access and escape routes.
Sec. 7-34. Al6 Zone - regulatory floodway.
No permit shall be issued for placement of any
mobile home in that portion of the Al6 zone which is designated
as the regulatory floodway, nor shall any permit be issued
for any encroachments, including fill, new construction,
substantial improvements, and other development within such
regulatory floodway which would result in any increase in
flood levels within the community during the occurrance of
the base flood discharge.
ORDINANCE NO. NS-]503
PAGE SEVEN
Sec. 7-35.
Al6 Zone - Residential structures.
(a) Ail new construction and substantial improvements
of residential structures (other than mobile homes) within
the Al6 zone must have the lowest floor (including basement)
elevated to or above the base flood level shown on the Flood
Insurance Rate Maps.
(b) Mobile homes may not be placed in the Al6 zone.
Sec. 7-36.
Al6 Zone - Nonresidential structures.
Ail new construction and substantial improvements
of nonresidential structures in the Al6 zone must either:
(1) have the lowest floor (including basement)
elevated to or above the base flood level shown on the Flood
Insurance Rate Maps; or
(2) together with attendant utility and sanitary
facilities, be designed so so that below the base flood
level the structure is watertight with walls substantially
impermeable to the passage of water and with structural
components having the capability of resisting hydrostatic
and hydrodynamic loads and effects of buoyancy.
Sec. 7-37 A Zone.
(a) Residential structures and mobile homes may
not be constructed or placed in the A Zone.
(b) Ail new construction or substantial improvements
of nonresidential structures in the A zone must have the
lowest floor (including basement) elevated or flood-proofed
to or above the base flood level. Any base flood elevation
data available from a federal, state, or other source shall
be obtained, reviewed, and reasonably utilized prior to
issuance of any permit for such construction.
DIVISION 3.
VARIANCES
Sec. 7-41. Grounds for issuance.
The Director of Building Safety may grant a variance
from the requirements of this part if he makes written
findings that the following requirements are satisfied:
(1) The new construction or substantial improvements
are to be erected on a lot of one-half acre or less in size,
contiguous to and surrounded by lots with existing structures
constructed below the base flood level;
(2) The applicant has shown good and sufficient
cause;
(3) Failure to grant the variance would result in
exceptional hardship to the applicant;
(4) The granting of the variance will not result
in increased flood heights, additional threats to public
safety, extraordinary public expense, creation of nuisances,
fraud on or victimization of the public, or conflict with
other City ordinances; and
(5) The variance is the minimum necessary considering
the flood hazard, to afford relief.
ORDINANCE NO. NS-]503
PAGE EIGHT '
Sec. 7-42.
Historic place variances.
Variances may be granted by the Director of Building
Safety for the reconstruction, rehabilitation or restoration
of any structure listed on the National Register of Historic
Places or listed on the inventory of historic places of the
State of California, without regard to the requirements of
section 7-41.
Sec. 7-43.
Regulatory floodway variances.
Variances shall not be issued within the regulatory
floodway if any increase in flood levels during the base
flood discharge would result.
Sec. 7-44. Procedure
The Director Building Safety shall establish forms
and procedures appropriate for the processing of variance
applications. In any case where the effect of the proposed
development on flood levels is doubtful, the application
shall be submitted to the Director of Public Works for
review and recommendation.
Sec. 7-45.
Notice to applicant.
Whenever any variance application is submitted,
the Director of Building Safety shall deliver written notice,
signed by him, to the applicant that:
(1) . The issuance of a variance to construct a
structure below the base flood level will result in increased
premium rates for flood insurance up to amounts as high as
$25 for $100 of insurance coverage; and
(2) Such construction below the base flood level
increases risks to life and property.
A copy of each such notice shall be included with
the records maintained pursuant to section 7-47.
Sec. 7-46. Appeals
Any denial of a variance by the Director of Building
Safety may be appealed by the applicant to the City Manager,
who may affirm such decision or, upon making new written
findings as required by section 7-41, grant the variance.
Sec. 7-47. Records.
The Director of Building Safety shall maintain a
record of all variance actions, including justification for
their issuance. All variances issued shall be reported in
the annual report submitted by the City Manager to the
Federal Insurance Administrator pursuant to section 7-3.
ARTICLE III.
PUBLIC WORKS MANAGEMENT
STANDARDS
Sec 7-51.
General development standards.
The Director of Public Works shall review the
following proposals for development in the A, A0 or Al6
Zones:
(a) all public works construction proposals;
(b) all tentative subdivision maps; and
ORDINANCE NO. NS- ]503
PAGE NINE
(c) all development proposals referred to him
pursuant to section 7-25;
and shall approve, conditionally approve, or
disapprove them based on his determination of whether the
following standards are satisfied:
(1) The proposed development must be consistent
with the need to minimize flood damage within the A, A0, and
Al6 zones.
(2) Ail public utilities and facilities, such as
sewer, gas, electrical, and water systems must be located
and constructed to minimize or eliminate flood damage.
(3) Adequate drainage must be provided to reduce
exposure to flood hazards.
Sec. 7-52.
Base flood elevation data.
No tentative or final subdivision map which pertains
to a proposed subdivision greater than 50 lots or 5 acres,
whichever is less, in the A, A0, or Al6 zones shall be
approved unless base flood elevation data is included in or
with the tentative map.
Sec. 7-53.
Water supply systems.
The Director of Public Works shall assure that new
and replacement water supply systems in the A, A0, and Al6
zones are designed to minimize or eliminate infiltration of
flood waters into the systems.
Sec. 7-54. Sewage systems.
The Director of Public Works shall assure that new
and replacement sanitary sewage systems in the A, A0, and
Al6 zones are designed to minimize or eliminate infiltration
of flood waters into the systems and discharges from the
systems into flood waters.
Sec. 7-55. Waste disposal systems.
The Director of Public Works shall assure that on-
site waste disposal systems in the A, A0 and Al6 zones are
located to avoid impairment to them or contamination from
them during flooding.
Sec. 7-56.
Watercourse alterations.
The Director of Public Works shall notify adjacent
communities and the State Coordinating Office prior to any
alteration or relocation of a watercourse in riverine situations.
He shall submit copies of such notifications to the Federal
Insurance Administrator. He shall assure that the flood-
carrying capacity within the altered or relocated portion of
any watercourse is maintained.
SECTION 2: If any section, subsection, sentence,
clause, phrase or portion of this ordinance is for any
reason held to be invalid or unconstitutional by the decision
of any court of competent jurisdiction, such decision shall
ORDINANCE NO. NS- ] 503
PAGE TEN
not affect the validity of the remaining portions of this
ordinance. The City Council of the City of Santa Ana hereby
declares that it would have adopted this ordinance and each
section, subsection, sentence, clause, phrase or portion
thereof irrespective of the fact that any one or more sections,
subsections, sentences, clauses, phrases, or portions be
declared invalid or unconstitutional.
ADOPTED this
the following vote:
1st day of October , 1979, by
AYES: COUNCILMEN:
NOES: COUNCILMEN:
Bricken, Griset, Luxembourger, Markel,
Serrato, Ward, Yamamoto
None
ABSENT: COUNCILMEN: None
ATTEST:
C~RK OF THE COUNCIL
APPROVED AS TO FORM:
KEITH L. GOW, City Attorney