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ORDINANCE NO. NS- 2392
AN ORDINANCE AMENDING ART
OF CHAPTER 33 OF THE SANTA
MUNICIPAL CODE TO ESTABLISI
CUT FEE TO BE IMPOSED IN COI~
WITH PERMITS FOR EXCAVATIG
PUBLIC RIGHT-OF-WAY
THE CITY COUNCIL OF THE CITY OF SANTA ANA ORDAINS AS FOLLOWS:
SECTION 1. FINDINGS
The City Council of the City of Santa Ana (the "City") finds, determines and
declares:
A. The City owns and maintains over 450 miles of streets and public right of
way, which are subject pursuant to state and federal law as well as grant of franchise, to
being excavated with trench cuts for the purpose of laying of utilities, such as water,
sewer, gas, electric, communication, or video signal service. This Ordinance is necessary
to establish the City's authority to impose certain fees which will reduce the adverse
effects that street excavations have upon the economic life of streets of the City. Such
regulation of excavations in City streets to help reduce disruption of and interference with
public use of the streets, help prevent premature degradation, and maintain the safe
condition of the streets protects the public health, safety and welfare. The public health,
safety and welfare of the City requires the enactment of this Ordinance as a municipal
affair, and as a valid and appropriate exercise of the City's police power.
B. Experience in other cities in California including Los Angeles, Sacramento
and San Francisco, as well as cities in other states including the cities of: Austin, Texas;
Kansas City, Missouri; Burlington, Vermont; Cincinnati, Ohio; and, Phoenix, Arizona
have demonstrated that excavations in paved streets degrade and shorten the life of the
surface of the streets, and this degradation increases the frequency and cost to the public
of necessary resurfacing, maintenance and repair. Additionally, the Sacramento and
Cincinnati studies concluded that pavement degradation occurs regardless of the quality
of the workmanship in filling the excavation and restoring the pavement.
C. In order to determine the applicability of the foregoing studies to the City
of Santa Ana, the City retained Dr. M.Y. Shahin, who has previously participated in the
studies for Los Angeles, San Francisco, and Sacramento, to prepare a report. The report
for the City by Dr. Shahin dated January 1999 and on file in the office of the Director of
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Public Works, shows that even ii p'ff'O~inent restorationz'M ~e',~ ~,nch'ttself is str :rurally
adequate, excavations damage thee- strength and life~.~e~j~'~hent lo0a~ed adj~ :ent to
the trench where the excavation c~ccurs. ~tent¢~J~m~ag~to tj~l ~t is
magnified when a street is subjec~to~xlx, t~,~ e~cav~ ~__.._~ ted or
resurfaced and before the next sch~du~.8~'.L~?fa.~ ~ss of asphalt
coating is needed to reconstruct ~e, Lif-il4'ms'g~[n sub' ected to excavations in order to
return it to its original strength and quality.
D. Prior to the adoption of this Ordinance, the City Council reviewed all of the
foregoing studies, and recognizes and relies upon the experience reflected therein in
support of this Ordinance. Copies of these studies are available for public review upon
request. The City Council finds that these studies are relevant to the problems addressed
by the City in enacting this Ordinance, and more specifically finds that these studies
provide convincing evidence of the significant adverse unavoidable effects of excavations
on the City's street system.
E. The fee imposed by this Ordinance to be paid to help offset the shortened
life of the streets that are cut (the "Trench Cut Fee"), provides an incentive that will
encourage utilities to minimize excavations in city streets. The fee will also promote
better coordination among utilities making excavations in City streets and between these
utilities and the City (i) to minimize the number of excavations being made wherever
feasible, and (ii) to ensure that excavations are performed, to the maximum extent
possible, in streets scheduled for resurfacing within the same or succeeding fiscal year as
the excavation.
F. When an excavation is performed where the Trench Cut Fee is applicable,
the entity making and benefiting from the excavation should be required to pay the City a
fee that reimburses to the City the value of unavoidably shortened economic life of that
street caused by the excavation and the City's increased costs in reconstructing the street,
in addition to any other applicable fees or charges. Because the effect of the diminished
life caused by excavations decreases with time, the fee should be highest for excavations
in newly surfaced streets, and should decrease as the age of the street surface being
excavated increases.
G. Requiring the payment of a fee for excavations not undertaken in
coordination with the City's resurfacing program will provide an important incentive for
utilities to coordinate their excavations with other utilities and with the City's street
resurfacing schedule, to avoid excavations in these streets wherever feasible.
H. This Ordinance does not conflict with provisions of State law, including,
but not limited to, Sections 7901 and 12808 of the Public Utilities Code related to
interstate telecommunication franchises because the fees hereunder are not charged for
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the same right granted by State law, but,
mitigating the degradation that the excavation 'adjacent
to the trench, and the
patched following an excavation.
[Hr-
I. Likewise, this Ordinance is consistent with the terms of existing utility
franchises with the City of Santa Ana, because (i) a franchise is intended solely to
authorize a utility's use of City streets, ways, alleys and places, (ii) franchise fees
established for franchises were not intended to recover the costs of mitigating damage to
the pavement over or adjacent to the trench; nor was this damage known to the City when
fees for the City's existing franchises were established, (iii) the City does not use, nor is it
required to use, franchise fee revenue to pay for street surfacing, resurfacing and/or
reconstruction, (iv) franchises are subject to ordinances and regulations subsequently
enacted by the City in the exercise of its police power, and (v) the fee authorized by this
Ordinance is not related to the quality of workmanship of the repair of the street
following its excavation, but instead relate to the shortening of the effective life of a
street and the increased cost in reconstruction that is inherent in any excavation.
J. This Ordinance is in conformance with Section 253(C) of the Federal
Telecommunications Act of 1996 which expressly recognizes the authority of local
governments to impose reasonable nondiscriminatory fees upon telecommunications
providers using the public right-of-way, as well as California Government Code 50030
which specifically authorizes the imposition of a permit fee that do not exceed the
reasonable costs of providing the service for which the fee is charged.
SECTION 2.
Section 33-58 (Bond or Insurance) and 33-59 (Permit) of the City's Code are
hereby repealed.
SECTION 3.
Sections 33-59 through 33-59.6 are hereby added to Chapter 33 of the City's Code
as follows:
Section 33-59. Purpose of Trench Cut Fee.
Excavations in paved streets owned and maintained by the City degrade and
shorten the life of the surface of the streets, and this degradation increases the frequency
and cost to the public ofne. cessary resurfacing, maintenance and repair. It is appropriate
that entities responsible for excavating into the City's right of way bear this burden rather
than the taxpayers of the City. In addition, establishment of a trench cut fee will create a
incentive for coordination of efforts in excavating the streets to lay utilities.
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Section 33-59.1. Establishment of
No person shall excavate in the
requirements of this Code, having first ity CITh~?g~nount
of this Trench Cut Fee shall be set from the City Council by resolution, and shall not
exceed the reasonable cost necessary to mitigate the degradation to the public streets
caused by such excavation.
Section 33-59.2. Variance From Payment Of Trench Cut Fee.
Any person subject to the Trench Cut Fee may request that the Director waive the
requirement of payment of the Trench Cut Fee due to individual circumstances that
demonstrate, on a case-by-case basis, that the amount of the fee is not reasonably related
to the projected impact of the proposed excavation.
Section 33-59.3. Exceptions.
(a) Excavations in streets scheduled for pavement structural improvements in the
City's capital improvement construction schedule within one (1) year of the date of
excavation shall be exempt from the Trench Cut Fee. The Public Works Agency shall
endeavor to notify public utilities of streets so scheduled.
(b) No Trench Cut Fee shall be charged for underground utility district projects,
utility line relocations necessitated by city street work projects or by street vacations or
abandonments.
(c) No Trench Cut Fee shall be charged with respect to excavation in a sidewalk
or a concrete street.
Section 33-59.4. Utility Master Plans.
Any utility owning, operating or installing in City streets, alleys, sidewalks, or any
other public places facilities providing water, sewer, gas, electric, communication, video
or other utility services, shall prepare and submit to the Director a utility master plan, in a
format specified by the Director, that shows the location of the utility's existing facilities
in City streets, alleys, sidewalks, and other public places, and shows all of the utility's
planned major utility work in City streets, alleys, sidewalks and other public places for
the next five years. Utilities shall submit an initial utility master plan no later than one
hundred eighty (180) days after the effective date of the ordinance adopting this section.
Thereafter, each utility shall submit annually, on the first regular business day of July, a
revised and updated utility master plan. As used in this subsection, the term "planned
major utility works" refers to any and all future excavations planned by the utility when
the utility master plan or update is
sidewalk, or other public place for
shall not be required to show future excavations
after the date that the utility master plan or update is
master plans submitted pursuant to this section
provided by law and used solely for purposes of coordination.
Section 33-59.5 Coordination with City
(a) Prior to applying for an excavation permit in the City's streets, alleys,
sidewalks or other public places the City shall review on behalf of the applicant the utility
master plans and the City's five year repaving plan on file with the director. The
applicant shall coordinate, to the extent practicable, with the utility and street work
shown on such plans to minimize damage to, and avoid undue disruption and interference
with the public use of such streets, alleys, sidewalks or other public places.
(b) To avoid future excavations and to reduce the number of street excavations,
telecommunication companies shall be requested, when practical, to install spare
conduits.
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SECTION 4.
Article XVII, entitled Trench Cut Fee Fund, is hereby added to Chapter 13 of the City's
Municipal Code as follows:
ARTICLE XVII
TRENCH CUT FEE FUND
Section 13-160. Creation of trench cut fee fund.
There is hereby created and established the "Trench Cut Fee Fund."
Section 13-161. Deposit of moneys.
All funds received pursuant to the provisions of Section 59 of Chapter 33 of this
Code shall be placed in the Trench Cut Fee Fund.
Section 13-162. Expenditure of funds.
Funds maintained in the Trench Cut Fee Fund shall only be expended for the
rehabilitation and resurfacing of the public right of way where excavation has occurred
after the effective date of this ordinance.
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SECTION 5.
Severability. The City Council of the City of Santa Ana hereby declares that
should any section, paragraph, sentence or work of this ordinance or the Code, hereby
adopted, be declared for any reason to be invalid, it is the intent of the Council that it
would have passed all other portions of this ordinance independent of the elimination
here from of any such portion as may be declared.
ADOPTED this __ day of
,1999.
ATTEST:
Janice C. Guy
Clerk of the Council
Mayor
CO UNCILMEMBERS:
Pulido
Bist
Christy
Franklin
Lutz
McGuigan
Moreno
APPROVED AS TO FORM:
Joseph W. Fletcher, City Attorney
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