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2/5/91
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THIRD AMENDMENT TO AGREEMENT
BETWEEN THE CITY OF SANTA ANA AND SANTA ANA
NEIGHBORHOOD HOUSING SERVICES FOR USE OF CDBG
FUNDS FOR RESIDENTIAL REHABILITATION LOANS
THIS AGREEMENT, made and entered into this tti
I day
- / ,
of 19 by and between the CITY OF
SANTA ANA, a municipal corporation of the State of California
("CITY") , and Santa Ana Neighborhood Housing Services, a non -prof it
California corporation (11SUBRECIPIENT11),
Recitals:
W-I-T-N-E-S-S-E-T-H
1. CITY is the recipient of Community Development Block
Grant funds from the United States Department of Housing and Urban
Development (""HUD") pursuant to the Housing and Community Develop-
ment Act of 1974, as amended ("ACT").
2. CITY approved the provision of funds pursuant to the
ACT to SUBRECIPIENT to operate a residential rehabilitation loan
program during the three (3) year period from 1979 through June 30,
1.982 in accordance with that certain "Agreement Between the City of
Rage 1 of 8 Page —a
Santa Ana and the Santa Ana Neighborhood Housing Services for the
use of Community Development Block Grant Funds," dated May 19, 19BO
( "said agreement" ) .
3. CITY and SUBRECIPIENT amended said agreement by a
writing entitled "First Amendment To Agreement Between the City of
Santa Ana and the Santa Ana Neighborhood Housing Services For the
Use of Community Development Block Grant Funds," (hereinafter
"first amendment") to increase the amount of CDBG funds to be
deposited in the Revolving Loan Fund ("RLF") and to extend the term
of said agreement until, the end of CITY's fiscal year 1983-84. The
first amendment is dated October 10,1983.
4. CITY and SUBRECIPIENT again amended said agreement by
a writing entitled "Second Amendment to Agreement Between the City
of Santa Ana and the Santa Ana Neighborhood Housing Services for
Use of Community Development Block Grant Funds" (hereinafter second
ame°ndment"), dated July 2, 1984, to increase the amount of CDBG
funds in the RLF and to extend the term of said agreement until the
end of CITY's fiscal year 1.984-85.
5. The parties now desire to amend said agreement to
permit SUBRECIPIENT to use RLF funds for loans outside the Artesia--
Pilar neighborhood and to extend the term of said agreement until
the closeout of said program.
6. The parties also desire to designate SUBRECIPIENT as
SUBRECIPIENT wherever the word "CONTRACTOR" appears in said
agreement and the first and second amendments.
Page 2 of 8 Pages
WHEREFORE, for and in consideration of the respective
and mutual covenants and promises of said agreement as amended, and
subject to all of the terms of said agreement, as previously and
hereby amended, the parties hereto do hereby agree as follows:
1. Paragraph A of Part I of said agreement is hereby
amended to read as follows:
"A. SUBRECIPIENT agrees to conduct a program in
accordance with 24 CFR Part 570 for rehabilitation loans
with the purpose of awarding rehabilitation loans to
property owners within the Santa Ana Neighborhood Housing
Services target area as designated in the map attached
hereto as "Exhibit A," and incorporated herein by
reference, and outside said target area to owners of
residential property who are low or moderate income
persons or in the Case of residential rental property, at
least 51% of the tenants are low and moderate income
persons."
2. Part I of said agreement is hereby amended by adding
paragraph J to read as follows:
"J. As used herein the words "CONTRACTOR" and
""SUBRECIPIENT"" are interchangeable, both referring to the
contracting party with the CITY, Santa Ana Neighborhood
Housing Services, a subrecipient of CDBG funds."
3. Part I of said agreement is hereby amended by adding
paragraph K to read as follows:
Page 3 of 8 Pages
"K. SUBRECIPIENT agrees to comply with 31 U.S. Code
1352 by signing the certifications regarding lobbying
found in Exhibit C, attached hereto and by this reference
incorporated herein."
4. Part I of said agreement is hereby amended by adding
paragraph L. to read as follows:
"L. Prior to disbursing any funds, SUBRECIPIENT
agrees to obtain approval of each loan outside the
Artesia--Pilar neighborhood from the Executive Director of
the Housing Authority of the City of Santa Ana, or
delegee, for purposes of ascertaining compliance of
SUBRECIPIENT with all applicable federal laws and
regulations, said approval not to be unreasonably
withheld."
5. Part III of said agreement is hereby amended to read
as follows:
"III. DURATION
The term of this agreement shall be from the date of
execution of its most recent amendment until the closeout
of said program."
6. Part XIII of this agreement is hereby amended to
read as follows:
"XIII TERMINATION AND CLOSEOUT
A. This agreement may be terminated on thirty (30)
days' written notice by either party. In the event of
Page 4 of 8 Pages
such termination, SUBRECIPIENT shall only be entitled to
reimbursement for approved expenses incurred to the
effective date of termination.
B. Pursuant to 24 CFR 85.43, if in the event
SUBRECIPIENT defaults by failing to fulfill all of any of
its obligations hereunder, CITY may declare a default and
termination of this agreement by written notice to
SUBRECIPIENT, which default and termination shall be
effective on a date stated in the notice which is to be
not less than ten (10) days after certified mailing or
personal service of such notice, unless such default is
cured before the effective date of termination stated in
such notice. If terminated for cause, CITY shall be
relieved of further liability or responsibility under
this agreement, or as a result of the termination
thereof, including the payment of money, except for
payment of approved expenses incurred for services
satisfactorily and timely performed prior to the mailing
or service of the notice of termination, and except for
reimbursement of (1) any payments made for services not
subsequently performed in a timely and satisfactory
manner, and (2) costs incurred by CITY in obtaining
substitute performance.
C. The grant of funds under this agreement may be
terminated for convenience in accordance with 24 CFR
85.44.
Page 5 of 8 Pages
D. In the event this agreement is terminated as
set forth in Part XIIIA through Part XIIID, inclusive,
SUBRECIPIENT agrees to immediately return to CITY upon
CITY's demand and prior to any adjudication of SUBRE-
CIPIENT's rights, any and all funds not used, and to
comply with this Part XIII regarding closeout procedures.
E. Closeout Procedures
1. "Closeout" is defined as termination of
SUBRECIPIENTTIs Community Development Block Grant program.
Upon closeout, SUBRECIPIENT shall transfer to CITY any
CDBG funds on hand at the time of the expiration of this
agreement as well as any accounts receivable attributable
to the use of CDBG funds. Any real property under
SUBRECIPIENT's control that was acquired or.improved in
whole or in part with CDBG funds in excess of $25,000.00
must either be:
a. Used to meet one of the national objec-
tives stated in 24 CFR 570.208 until five (5)
years after expiration of this agreement, or
for such longer period of time as determined
to be appropriate by CITY; or
b. Disposed of in a manner that results in
CITY's being reimbursed in the amount of the
current fair market value of the property less
any portion of the value attributable to the
Page 6 of 8 Pages
expenditure of non-CDBG funds for acquisition
of, or improvement to, the property.
2. SUBRECIPIENT hereby agrees, at closeout of
SUBRECIPIENT's program, to execute, acknowledge and
deliver, or to cause any person or entity who may have
any claim to rights hereunder or under any document,
instrument or agreement executed in furtherance of the
services and activities to be performed hereunder, to
execute, acknowledge and deliver, to CITY assignment; (s) ,
quit claim deed(s) or such other and further instruments,
documents and agreements as may be necessary, in the sole
and absolute discretion of CITY, to vest in CITY all of
SUBRECIPIENT's right, title and interest (if any it may
have) in .and to CITY, CDBG or other federal, state and/or
local accounts or program funds or allocation of funds to
which CITY is or may be entitled, either for its own
account or as fiduciary or trustee for other, which were
obtained for the purpose of the performance of this
agreement or any previous agreements relating to the same
subject matter or activities as this agreement, together
with any instruments, loans, grants or advances by
SUBRECIPIENT on behalf of CITY, in furtherance of the
activities hereunder or thereof. SUBRECIPIENT's obliga-
tions and responsibilities, set forth in this agreement
shall not be affected by the termination of this agree-
ment and shall survive the date of termination of this
Page 7 of 8 Pages
agreement for such period of time as CITY and/or HUD
deems necessary for the responsibilities, duties and
obligations to be performed and completed to the satis-
faction of CITY and HUD."
7. Except as expressly amended, said agreement shall
remain and be in full force and effect.
IN WITNESS WHEREOF, the parties hereto have executed this
agreement on the date and year first above -written.
DATED: a /I/ /,yiP � By:
ATTEST:
10MV801
DATED:
anWeis`
City Manaper
CITY OF SANTA ANA, a municipal
corporation of the State
of California
OA14ICE C. GUY
Clerk of the Coun r1l
SANTA ANA NEIGHBORHOOD
HOUSING SERVICE:
By:
EDWARD J. COO�_)E
City Attorney
I