HomeMy WebLinkAboutItem 05 - Receive and File Quarterly Report of Investments as of September 30, 2024 Finance and Management Services
www.santa-ana.org/finance
Item # 5
City of Santa Ana
20 Civic Center Plaza, Santa Ana, CA 92701
Staff Report
December 3, 2024
TOPIC: Quarterly Report of Investments as of September 30, 2024
AGENDA TITLE
Receive and File Quarterly Report of Investments as of September 30, 2024
RECOMMENDED ACTION
Receive and file.
GOVERNMENT CODE §84308 APPLIES: No
DISCUSSION
In accordance with the City’s Statement of Investment Policy, the Finance and
Management Services Agency (FMSA) shall render to the City Council and City
Manager an Investment Report (Report) containing detailed information on all cash and
security investments of the City. The City Manager and City Council receive the reports
on a monthly basis, within 45 days following month-end, in compliance with Government
Code section 53646. Quarterly reports appear on regular City Council public meeting
agendas for formal approval.
Each month, staff performs an expenditure analysis to assure the City can meet its
budgeted expenditures for the following six months. As of September 30, 2024, this
analysis affirms that the City has adequate cash reserves necessary to meet its
obligations for the next six months. All the information provided is in compliance with
state law and the City of Santa Ana July 1, 2024 – June 30, 2025 Statement of
Investment Policy.
In September, the City withdrew $17.2 million from matured investments to cover
operating costs and for the deposit to the pension stabilization trust.
The Investment Report (Exhibit 1) attached accurately represents all pooled
investments held for the City as of September 30, 2024.
ENVIRONMENTAL IMPACT
There is no environmental impact associated with this action.
Quarterly Report of Investments as of September 30, 2024
December 3, 2024
Page 2
4
7
0
0
FISCAL IMPACT
There is no fiscal impact associated with this action.
EXHIBIT(S)
1. Investment Report
Submitted By: Kathryn Downs, Executive Director of Finance and Management
Services
Approved By: Alvaro Nuñez, City Manager
City of Santa Ana
Monthly Investment Report
September 30, 2024
EXHIBIT 1
Your Portfolio Principal Cost
LAIF/CLASS $32,320,448.58
Cash $15,033,678.16
BNY Custody Account $344,423,354.81
Total Portfolio $391,777,481.55
Restricted Cash $92,640,102.98
Your Portfolio
Weighted Average Maturity 1.65 years
Weighted Average Yield 2.29%
Your Asset Allocation
Your Maturity Distribution
47,354,127
112,735,552 119,727,550
65,974,460
13,989,827 31,995,967
12.09%28.77%30.56%16.84%3.57%8.17% -
20,000,000
40,000,000
60,000,000
80,000,000
100,000,000
120,000,000
140,000,000
Overnight Funds 0-1 year 1-2 years 2-3 years 3-4 years 4-5 years
65%2%
5%
5%
8%1%
2%
8%4%US Government Agencies
Negotiable CDs
US Treasuries
Corporate Bonds
Commercial Paper
Municipal Bonds
Mortgage Backed Securities
LAIF/CLASS
Cash
Current Portfolio
City of Santa Ana portfolio as of 9/30/2024
YIELD AND INTEREST INCOME INFORMATION IS ANNUALIZED. ALL YIELD INFORMATION IS SHOWN GROSS OF ANY ADVISORY AND CUSTODY FEES AND IS BASED ON YIELD TO MATURITY AT COST.
PAST PERFORMANCE IS NOT A GUARANTEE OF FUTURE RESULTS.
MONTHLY RECONCILIATION WITH BNY
Beginning Book Value 361,346,084.03
Contributions
Withdrawals (17,200,000.00)
Realized Gains/Losses (209,500.00)
Purchased Interest (93,234.38)
Gross Interest Earnings 580,005.16
Ending Book Value 344,423,354.81
PORTFOLIO CHARACTERISTICS
Portfolio Yield to Maturity 2.17%
Portfolio Effective Duration 1.64 yrs
Weighted Average Maturity 1.74 yrs
Weighted Average Life 1.65 yrs
PROJECTED MONTHLY INCOME SCHEDULE
SECTOR ALLOCATION MATURITY DISTRIBUTION CREDIT QUALITY
Page 3 of 21
City of Santa Ana
PORTFOLIO SUMMARY - PORTFOLIO HELD AT BNY
As of September 30, 2024
CUSIP SECURITY DESCRIPTION Oct 2024 Nov 2024 Dec 2024 Jan 2025 Feb 2025 Mar 2025 Apr 2025 May 2025 Jun 2025 Jul 2025 Aug 2025 Sep 2025
02568KAJ4 Luminate Bank 0.700%
05/27/2026
143 147 143 147 147 133 147 143 147 143 147 147
02589ABT8 American Express National
Bank 2.000% 03/16/2027
2,460 2,500
05580AH64 BMW Bank of North
America 0.950%
12/17/2024
1,181
06417NF73 Bank OZK 0.600%
05/12/2026
122 126 122 126 126 114 126 122 126 122 126 126
07371AH22 Beal Bank 2.250%
03/24/2027
2,767 2,813
07371CT25 Beal Bank USA 2.250%
03/24/2027
2,767 2,813
09659BRH5 BNP Paribas 04/17/2025 415,833
13063DC48 California, State of 1.700%
02/01/2028
26,520 26,520
14042TEP8 Capital One Bank (Usa),
National Association
2.000% 03/16/2027
2,460 2,500
15721UET2 CFBank, National
Association 0.850%
07/10/2026
173 179 173 179 179 162 179 173 179 173 179 179
24422EXV6 John Deere Capital
Corporation 4.200%
07/15/2027
90,300 126,000
283062DS3 El Dorado Irrigation District
Financing Corporation
2.055% 03/01/2029
25,688 25,688
292079AR1 Empire State Bank 0.900%
07/13/2026
1,125 1,107
30781JAW0 Farmers & Merchants
Bank of Colby 0.850%
11/19/2026
173 179 173 179 179 162 179 173 179 173 179 179
3130AFFX0 FHLB 3.250% 11/16/2028 16,250 16,250
3130AKN69 FHLB 0.500% 01/28/2026 15,000 15,000
3130ALA53 FHLB 0.600% 02/25/2026 15,000 15,000
3130ALBM5 FHLB 0.625% 02/24/2026 15,625 15,625
3130ALW67 FHLB 1.100% 04/22/2026 27,500 27,500
Page 4 of 21
City of Santa Ana
PROJECTED INCOME SCHEDULE - PORTFOLIO HELD AT BNY
As of September 30, 2024
CUSIP SECURITY DESCRIPTION Oct 2024 Nov 2024 Dec 2024 Jan 2025 Feb 2025 Mar 2025 Apr 2025 May 2025 Jun 2025 Jul 2025 Aug 2025 Sep 2025
3130AMYC0 FHLB 1.000% 03/30/2026 30,000 30,000
3130AMYU0 FHLB 1.050% 06/30/2026 31,500 31,500
3130ANE30 FHLB 1.250% 07/29/2026 15,625 15,625 15,625 15,625
3130ANFG0 FHLB 0.875% 05/18/2026 21,875 21,875
3130ANFU9 FHLB 0.850% 07/29/2026 21,250 21,250
3130ANPE4 FHLB 0.700% 08/26/2025 21,000 21,000
3130ANQ78 FHLB 0.900% 08/27/2026 27,000 27,000
3130ANX62 FHLB 0.650% 06/30/2025 16,250 16,250
3130AP3A1 FHLB 0.850% 06/29/2026 21,250 21,250
3130AP3E3 FHLB 0.820% 09/30/2026 20,500 20,500
3130APB46 FHLB 0.950% 10/13/2026 47,500 47,500
3130APB79 FHLB 1.000% 09/30/2026 25,000 25,000
3130APQB4 FHLB 1.500% 11/23/2026 37,500 37,500
3130APVC6 FHLB 1.375% 12/01/2026 34,375 34,375
3130AQAB9 FHLB 1.625% 12/30/2026 30,469 30,469
3130AQKM4 FHLB 1.750% 01/28/2027 13,125 13,125
3130AQLQ4 FHLB 1.650% 01/27/2027 41,250 41,250
3130AQNR0 FHLB 1.750% 01/27/2027 26,250 26,250
3130AQSA2 FHLB 1.830% 02/10/2027 45,750 45,750
3130AQW33 FHLB 2.020% 02/24/2027 50,500 50,500
3130AQYA5 FHLB 2.250% 02/24/2027 16,875 16,875
3130ARC82 FHLB 2.100% 03/29/2027 31,500 31,500
3130AYPS9 FHLB 4.800% 01/30/2026 96,000 96,000
3130B1BC0 FHLB 4.625% 06/08/2029 81,484 68,219
Page 5 of 21
City of Santa Ana
PROJECTED INCOME SCHEDULE - PORTFOLIO HELD AT BNY
As of September 30, 2024
CUSIP SECURITY DESCRIPTION Oct 2024 Nov 2024 Dec 2024 Jan 2025 Feb 2025 Mar 2025 Apr 2025 May 2025 Jun 2025 Jul 2025 Aug 2025 Sep 2025
3132XFMR6 Federal Home Loan
Mortgage Corporation
4.340% 08/01/2028
19,164 18,798 18,430 18,061 17,689 17,316 16,942 16,565 16,187 15,807 15,426 15,042
3133ELX33 FFCB 0.690% 07/22/2025 20,700 20,700
3133EM2C5 FFCB 0.710% 08/10/2026 21,300 21,300
3133EMBH4 FFCB 0.530% 09/29/2025 13,250 13,250
3133EMFR8 FFCB 0.540% 11/03/2025 13,500 13,500
3133EMSU7 FFCB 0.800% 03/09/2026 16,000 16,000
3133ENPB0 FFCB 2.180% 02/16/2027 38,150 38,150
3133ENUH1 FFCB 3.330% 04/12/2027 33,300 33,300
3133ENUR9 FFCB 3.700% 04/18/2029 105,913 105,913
3133ENVV9 FFCB 3.630% 05/03/2027 54,450 54,450
3133EPW68 FFCB 4.125% 01/22/26 20,625 20,625
3133EPW84 FFCB 3.875% 01/18/29 19,375 19,375
3134GVQX9 FMCC 0.700% 05/05/2025 17,500 22,500
3134GVR26 FMCC 0.700% 06/25/2025 21,000 21,000
3134GVT99 FMCC 0.650% 06/30/2025 19,500 19,500
3134GVVX3 FMCC 0.750% 05/28/2025 18,750
3134GW4Z6 FMCC 0.540% 10/27/2025 16,200 16,200
3134GWUE4 FMCC 0.500% 09/30/2025 12,500 12,500
3134GXJL9 FMCC 0.500% 12/30/2025 15,000 15,000
3134GYZ21 FMCC 5.000% 08/01/2025 100,000 122,000
3135G0W66 FNMA 1.625% 10/15/2024 46,625
3135GA4V0 FNMA 0.625% 11/25/2025 15,625 15,625
3135GAAN1 FNMA 0.600% 12/17/2025 18,000 18,000
3136G45Q2 FNMA 0.530% 10/28/2025 15,900 15,900
Page 6 of 21
City of Santa Ana
PROJECTED INCOME SCHEDULE - PORTFOLIO HELD AT BNY
As of September 30, 2024
CUSIP SECURITY DESCRIPTION Oct 2024 Nov 2024 Dec 2024 Jan 2025 Feb 2025 Mar 2025 Apr 2025 May 2025 Jun 2025 Jul 2025 Aug 2025 Sep 2025
3136G4G98 FNMA 0.560% 08/12/2025 16,800 16,800
3136G4WV1 FNMA 0.750% 06/16/2025 18,750 18,750
3137HFF59 Federal Home Loan
Mortgage Corporation
4.618% 07/25/2029
9,236 9,236 9,089 8,941 8,793 8,643 8,493 8,343 8,191 8,039
32022EAU0 First Fed Bank 0.850%
08/29/2025
173 179 173 179 173 167 179 173 179 173 179
320337EZ7 First General Bank 0.500%
02/05/2025
102 105 102 105 105
38149MR47 Goldman Sachs Bank USA
Holdings LLC 1.000%
12/22/2025
1,243 1,237
39573LCC0 Greenstate Credit Union
0.900% 11/24/2025
186 186 186 186 186 186 186 186 186 186 186 186
45776NEN2 Insbank 0.900%
06/19/2026
183 190 183 190 190 171 190 183 190 183 190 190
549104ZS9 Luana Savings Bank
0.600% 11/05/2026
750 738
58404DMQ1 Medallion Bank 1.250%
12/21/2026
255 263 255 263 263 238 263 255 263 255 263 263
59013KPN0 Merrick Bank Corporation
1.100% 11/09/2026
224 232 224 232 232 209 232 224 232 224 232 232
61768U3U9 Morgan Stanley Private
Bank, National Association
2.250% 03/30/2027
2,767 2,813
61773TCX9 Morgan Stanley Bank,
National Association
2.250% 03/30/2027
2,767 2,813
62479LPJ8 MUFG Bank, Ltd.
02/18/2025
267,280
63873JNP1 Natixis 01/23/2025 133,753
63873JQQ6 Natixis 03/24/2025 305,525
70962LAV4 Pentagon Federal Credit
Union 1.000% 11/10/2026
204 211 204 211 211 190 211 204 211 204 211 211
713448FX1 PepsiCo, Inc. 4.500%
07/17/2029
67,500 67,500
73319FBJ7 Poppy Business Merchant
0.800% 11/17/2026
163 169 163 169 169 152 169 163 169 163 169 169
Page 7 of 21
City of Santa Ana
PROJECTED INCOME SCHEDULE - PORTFOLIO HELD AT BNY
As of September 30, 2024
CUSIP SECURITY DESCRIPTION Oct 2024 Nov 2024 Dec 2024 Jan 2025 Feb 2025 Mar 2025 Apr 2025 May 2025 Jun 2025 Jul 2025 Aug 2025 Sep 2025
795451BA0 Sallie Mae Bank 1.000%
12/16/2024
1,250
856285YQ8 State Bank of India 1.150%
11/30/2026
1,426 1,426
87165FD76 Synchrony Bank 1.100%
11/05/2026
1,375 1,353
88413QDE5 Third Federal Savings and
Loan Association of
Cleveland 0.800%
05/23/2025
1,000 978
89235MMB4 Toyota Financial Savings
Bank 1.100% 11/12/2026
1,375 1,353
89236TMF9 Toyota Motor Credit
Corporation 5.050%
05/16/2029
101,000 101,000
912797GW1 UST 10/03/2024 228,907
91282CKD2 UST 4.250% 02/28/2029 127,500 127,500
91282CKG5 UST 4.125% 03/31/2029 75,797 75,797
931142FB4 Walmart Inc. 3.900%
04/15/2028
109,688 109,688
TOTAL 668,423 302,591 319,770 610,215 840,113 621,139 815,253 294,988 301,040 508,850 591,572 312,700
Page 8 of 21
City of Santa Ana
PROJECTED INCOME SCHEDULE - PORTFOLIO HELD AT BNY
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
Cash and Cash Equivalents
00391CASH Local Agency
Investment Fund-
LAIFCITY
9/30/2024
9/30/2024
$15,941,137.27 $15,941,137.27 $15,941,137.27 4.58%0.003
0.003
$1.00
$15,941,137.27
$0.00 4.16%
00392CASH California CLASS 9/30/2024
9/30/2024
$2,081,452.50 $2,081,452.50 $2,081,452.50 5.04%0.003
0.003
$1.00
$2,081,452.50
$0.00 0.54%
00393CASH Local Agency
Investment Fund-
LAIF ARPA
9/30/2024
9/30/2024
$14,297,858.81 $14,297,858.81 $14,297,858.81 4.58%0.003
0.003
$1.00
$14,297,858.81
$0.00 3.73%
00394CASH City of Santa Ana-
Petty Cash
9/30/2024
9/30/2024
$79,625.00 $79,625.00 $79,625.00 0.00%0.003
0.003
$1.00
$79,625.00
$0.00 0.02%
00396CASH JPMorgan Chase-
WORKERS COMP
37983
9/30/2024
9/30/2024
$1,032,709.23 $1,032,709.23 $1,032,709.23 0.00%0.003
0.003
$1.00
$1,032,709.23
$0.00 0.27%
00397CASH JPMorgan Chase-
GENERAL
LIABILITY 38130
9/30/2024
9/30/2024
$11,497,869.57 $11,497,869.57 $11,497,869.57 0.00%0.003
0.003
$1.00
$11,497,869.57
$0.00 3.00%
00402CASH JPMorgan Chase-
GENERAL 9500
9/30/2024
9/30/2024
$2,423,474.36 $2,423,474.36 $2,423,474.36 0.00%0.003
0.003
$1.00
$2,423,474.36
$0.00 0.63%
X9USDDTP3 Dreyfus Treasury
Money Market Fund
9/30/2024
9/30/2024
$466,098.84 $466,098.84 $466,098.84 5.18%0.003
0.003
$1.00
$466,098.84
$0.00 0.12%
AAAm
SubTotal $47,820,225.58 $47,820,225.58 $47,820,225.58 3.17%$47,820,225.58 $0.00 12.47%
Agency Bond
3135G0W66 FNMA 1.625%
10/15/2024
1/15/2020
1/15/2020
$5,000,000.00 $4,994,000.00 $4,994,000.00 1.65%0.041
0.042
$99.73
$4,986,355.00
($7,645.00)1.30%Aaa
AA+
3134GVQX9 FMCC 0.700%
05/05/2025
5/5/2020
5/5/2020
$5,000,000.00 $4,995,000.00 $4,995,000.00 0.72%0.595
0.595
$97.73
$4,886,550.00
($108,450.00)1.27%Aaa
AA+
3134GVVX3 FMCC 0.750%
05/28/2025
5/28/2020
5/28/2020
$5,000,000.00 $4,998,750.00 $4,998,750.00 0.76%0.658
0.659
$97.54
$4,876,750.00
($122,000.00)1.27%Aaa
AA+
3136G4WV1 FNMA 0.750%
06/16/2025
6/16/2020
6/16/2020
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.75%0.710
0.709
$97.45
$4,872,400.00
($127,600.00)1.27%Aaa
AA+
3134GVR26 FMCC 0.700%
06/25/2025
6/25/2020
6/25/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.70%0.734
0.734
$97.28
$5,836,980.00
($163,020.00)1.52%Aaa
AA+
3130ANX62 FHLB 0.650%
06/30/2025
9/30/2021
9/30/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.65%0.748
0.748
$97.20
$4,859,850.00
($140,150.00)1.27%Aaa
AA+
6125 Memorial Drive, Dublin Ohio 43017 | 866-633-3371 | www.meederpublicfunds.com Page 9 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
3134GVT99 FMCC 0.650%
06/30/2025
6/30/2020
6/30/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.65%0.748
0.748
$97.27
$5,836,080.00
($163,920.00)1.52%Aaa
AA+
3133ELX33 FFCB 0.690%
07/22/2025
7/22/2020
7/22/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.69%0.808
0.809
$97.08
$5,824,620.00
($175,380.00)1.52%Aaa
AA+
3134GYZ21 FMCC 5.000%
08/01/2025
8/2/2023
8/2/2023
$4,000,000.00 $3,978,000.00 $3,978,000.00 5.58%0.836
0.824
$99.96
$3,998,320.00
$20,320.00 1.04%Aaa
AA+
3136G4G98 FNMA 0.560%
08/12/2025
8/12/2020
8/12/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.56%0.866
0.865
$96.87
$5,812,380.00
($187,620.00)1.52%Aaa
AA+
3130ANPE4 FHLB 0.700%
08/26/2025
8/26/2021
8/26/2021
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.70%0.904
0.904
$96.90
$5,814,240.00
($185,760.00)1.52%Aaa
AA+
3133EMBH4 FFCB 0.530%
09/29/2025
9/29/2020
9/29/2020
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.53%0.997
0.996
$96.42
$4,821,000.00
($179,000.00)1.26%Aaa
AA+
3134GWUE4 FMCC 0.500%
09/30/2025
9/30/2020
9/30/2020
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.50%1.000
0.999
$96.33
$4,816,450.00
($183,550.00)1.26%Aaa
AA+
3134GW4Z6 FMCC 0.540%
10/27/2025
10/27/2020
10/27/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.54%1.074
1.071
$96.26
$5,775,480.00
($224,520.00)1.51%Aaa
AA+
3136G45Q2 FNMA 0.530%
10/28/2025
10/28/2020
10/28/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.53%1.077
1.074
$96.23
$5,773,860.00
($226,140.00)1.51%Aaa
AA+
3133EMFR8 FFCB 0.540%
11/03/2025
11/3/2020
11/3/2020
$5,000,000.00 $4,997,500.00 $4,997,500.00 0.55%1.093
1.088
$96.44
$4,821,750.00
($175,750.00)1.26%Aaa
AA+
3135GA4V0 FNMA 0.625%
11/25/2025
11/25/2020
11/25/2020
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.63%1.153
1.148
$96.14
$4,807,000.00
($193,000.00)1.25%Aaa
AA+
3135GAAN1 FNMA 0.600%
12/17/2025
12/17/2020
12/17/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.60%1.214
1.209
$95.95
$5,756,880.00
($243,120.00)1.50%Aaa
AA+
3134GXJL9 FMCC 0.500%
12/30/2025
12/30/2020
12/30/2020
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.50%1.249
1.246
$95.70
$5,742,060.00
($257,940.00)1.50%Aaa
AA+
3133EPW68 FFCB 4.125%
01/22/26
1/29/2024
1/29/2024
$1,000,000.00 $995,300.00 $995,300.00 4.38%1.312
1.281
$100.35
$1,003,450.00
$8,150.00 0.26%Aaa
AA+
3130AKN69 FHLB 0.500%
01/28/2026
1/28/2021
1/28/2021
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.50%1.329
1.324
$95.41
$5,724,780.00
($275,220.00)1.49%Aaa
AA+
3130AYPS9 FHLB 4.800%
01/30/2026
1/30/2024
1/30/2024
$4,000,000.00 $4,000,000.00 $4,000,000.00 4.80%1.334
1.298
$99.94
$3,997,520.00
($2,480.00)1.04%Aaa
AA+
3130ALBM5 FHLB 0.625%
02/24/2026
2/24/2021
2/24/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.63%1.403
1.395
$95.40
$4,770,150.00
($229,850.00)1.24%Aaa
AA+
3130ALA53 FHLB 0.600%
02/25/2026
2/25/2021
2/25/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.60%1.405
1.398
$95.35
$4,767,450.00
($232,550.00)1.24%Aaa
AA+
Page 10 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
3133EMSU7 FFCB 0.800%
03/09/2026
3/9/2021
3/9/2021
$4,000,000.00 $4,000,000.00 $4,000,000.00 0.80%1.438
1.436
$95.53
$3,821,040.00
($178,960.00)1.00%Aaa
AA+
3130AMYC0 FHLB 1.000%
03/30/2026
6/30/2021
6/30/2021
$6,000,000.00 $6,000,000.00 $6,000,000.00 1.00%1.496
1.492
$95.68
$5,740,980.00
($259,020.00)1.50%Aaa
AA+
3130ALW67 FHLB 1.100%
04/22/2026
4/22/2021
4/22/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 1.10%1.559
1.544
$95.67
$4,783,400.00
($216,600.00)1.25%Aaa
AA+
3130ANFG0 FHLB 0.875%
05/18/2026
8/18/2021
8/18/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.88%1.630
1.623
$95.15
$4,757,400.00
($242,600.00)1.24%Aaa
AA+
3130AP3A1 FHLB 0.850%
06/29/2026
9/29/2021
9/29/2021
$5,000,000.00 $4,998,750.00 $4,998,750.00 0.86%1.745
1.737
$94.81
$4,740,650.00
($258,100.00)1.24%Aaa
AA+
3130AMYU0 FHLB 1.050%
06/30/2026
6/30/2021
6/30/2021
$6,000,000.00 $6,000,000.00 $6,000,000.00 1.05%1.748
1.734
$95.14
$5,708,220.00
($291,780.00)1.49%Aaa
AA+
3130ANE30 FHLB 1.250%
07/29/2026
7/29/2021
7/29/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.88%1.827
1.808
$95.43
$4,771,550.00
($228,450.00)1.24%Aaa
AA+
3130ANFU9 FHLB 0.850%
07/29/2026
7/29/2021
7/29/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.85%1.827
1.817
$94.60
$4,730,050.00
($269,950.00)1.23%Aaa
AA+
3133EM2C5 FFCB 0.710%
08/10/2026
8/10/2021
8/10/2021
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.71%1.860
1.850
$94.22
$5,653,020.00
($346,980.00)1.47%Aaa
AA+
3130ANQ78 FHLB 0.900%
08/27/2026
8/27/2021
8/27/2021
$6,000,000.00 $6,000,000.00 $6,000,000.00 0.90%1.907
1.894
$94.66
$5,679,780.00
($320,220.00)1.48%Aaa
AA+
3130APB79 FHLB 1.000%
09/30/2026
9/30/2021
9/30/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 1.00%2.000
1.985
$94.37
$4,718,600.00
($281,400.00)1.23%Aaa
AA+
3130AP3E3 FHLB 0.820%
09/30/2026
9/30/2021
9/30/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 0.82%2.000
1.987
$94.31
$4,715,400.00
($284,600.00)1.23%Aaa
AA+
3130APB46 FHLB 0.950%
10/13/2026
10/13/2021
10/13/2021
$10,000,000.00 $10,000,000.00 $10,000,000.00 0.95%2.036
2.012
$94.19
$9,418,700.00
($581,300.00)2.46%Aaa
AA+
3130APQB4 FHLB 1.500%
11/23/2026
11/23/2021
11/23/2021
$5,000,000.00 $5,000,000.00 $5,000,000.00 1.50%2.148
2.109
$95.10
$4,755,200.00
($244,800.00)1.24%Aaa
AA+
3130APVC6 FHLB 1.375%
12/01/2026
12/14/2021
12/14/2021
$5,000,000.00 $4,997,500.00 $4,997,500.00 1.40%2.170
2.134
$94.81
$4,740,250.00
($257,250.00)1.24%Aaa
AA+
3130AQAB9 FHLB 1.625%
12/30/2026
12/30/2021
12/30/2021
$3,750,000.00 $3,750,000.00 $3,750,000.00 1.63%2.249
2.209
$95.10
$3,566,062.50
($183,937.50)0.93%Aaa
AA+
3130AQNR0 FHLB 1.750%
01/27/2027
1/27/2022
1/27/2022
$3,000,000.00 $3,000,000.00 $3,000,000.00 1.75%2.326
2.281
$95.26
$2,857,719.00
($142,281.00)0.75%Aaa
AA+
3130AQLQ4 FHLB 1.650%
01/27/2027
1/27/2022
1/27/2022
$5,000,000.00 $5,000,000.00 $5,000,000.00 1.65%2.326
2.283
$95.05
$4,752,450.00
($247,550.00)1.24%Aaa
AA+
Page 11 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
3130AQKM4 FHLB 1.750%
01/28/2027
1/28/2022
1/28/2022
$1,500,000.00 $1,500,000.00 $1,500,000.00 1.75%2.329
2.283
$95.16
$1,427,400.00
($72,600.00)0.37%Aaa
AA+
3130AQSA2 FHLB 1.830%
02/10/2027
2/10/2022
2/10/2022
$5,000,000.00 $5,000,000.00 $5,000,000.00 1.83%2.364
2.315
$95.28
$4,763,900.00
($236,100.00)1.24%Aaa
AA+
3133ENPB0 FFCB 2.180%
02/16/2027
2/16/2022
2/16/2022
$3,500,000.00 $3,500,000.00 $3,500,000.00 2.18%2.381
2.323
$96.14
$3,365,040.00
($134,960.00)0.88%Aaa
AA+
3130AQYA5 FHLB 2.250%
02/24/2027
2/28/2022
2/28/2022
$1,500,000.00 $1,500,000.00 $1,500,000.00 2.25%2.403
2.344
$96.36
$1,445,430.00
($54,570.00)0.38%Aaa
AA+
3130AQW33 FHLB 2.020%
02/24/2027
2/24/2022
2/24/2022
$5,000,000.00 $5,000,000.00 $5,000,000.00 2.02%2.403
2.349
$95.69
$4,784,700.00
($215,300.00)1.25%Aaa
AA+
3130ARC82 FHLB 2.100%
03/29/2027
3/29/2022
3/29/2022
$3,000,000.00 $3,000,000.00 $3,000,000.00 2.10%2.493
2.445
$96.16
$2,884,920.00
($115,080.00)0.75%Aaa
AA+
3133ENUH1 FFCB 3.330%
04/12/2027
4/12/2022
4/12/2022
$2,000,000.00 $2,000,000.00 $2,000,000.00 3.33%2.532
2.412
$98.58
$1,971,540.00
($28,460.00)0.51%Aaa
AA+
3133ENVV9 FFCB 3.630%
05/03/2027
5/3/2022
5/3/2022
$3,000,000.00 $3,000,000.00 $3,000,000.00 3.63%2.589
2.460
$98.95
$2,968,620.00
($31,380.00)0.77%Aaa
AA+
3130AFFX0 FHLB 3.250%
11/16/2028
1/26/2024
1/26/2024
$1,000,000.00 $969,118.00 $969,118.00 3.96%4.132
3.849
$98.97
$989,670.00
$20,552.00 0.26%Aaa
AA+
3133EPW84 FFCB 3.875%
01/18/29
1/26/2024
1/26/2024
$1,000,000.00 $992,169.00 $992,169.00 4.05%4.304
3.975
$101.03
$1,010,282.00
$18,113.00 0.26%Aaa
AA+
3133ENUR9 FFCB 3.700%
04/18/2029
7/25/2024
7/26/2024
$5,725,000.00 $5,556,742.25
$57,663.47
$5,614,405.72 4.39%4.551
4.157
$98.69
$5,650,002.50
$93,260.25 1.47%Aaa
AA+
3130B1BC0 FHLB 4.625%
06/08/2029
7/22/2024
7/23/2024
$2,950,000.00 $3,001,300.50
$30,319.44
$3,031,619.94 4.22%4.690
4.206
$104.50
$3,082,750.00
$81,449.50 0.80%Aaa
AA+
SubTotal $253,925,000.00 $253,724,129.75
$87,982.91
$253,812,112.66 1.29%$244,437,081.00 ($9,287,048.75)63.77%
Commercial Paper
63873JNP1 Natixis 01/23/2025 7/23/2024
7/24/2024
$5,060,000.00 $4,926,247.33 $4,926,247.33 5.34%0.315
0.319
$98.34
$4,975,761.12
$49,513.79 1.30%P-1
A-1
62479LPJ8 MUFG Bank, Ltd.
02/18/2025
7/24/2024
7/25/2024
$9,000,000.00 $8,732,720.00 $8,732,720.00 5.30%0.386
0.392
$97.96
$8,816,193.00
$83,473.00 2.30%P-1
A-1
63873JQQ6 Natixis 03/24/2025 7/24/2024
7/25/2024
$9,000,000.00 $8,694,475.00 $8,694,475.00 5.23%0.479
0.486
$97.53
$8,777,304.00
$82,829.00 2.29%P-1
A-1
Page 12 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
09659BRH5 BNP Paribas
04/17/2025
7/23/2024
7/23/2024
$11,105,000.00 $10,689,167.11 $10,689,167.11 5.23%0.545
0.553
$97.19
$10,793,127.18
$103,960.07 2.82%P-1
A-1
SubTotal $34,165,000.00 $33,042,609.44 $33,042,609.44 5.26%$33,362,385.30 $319,775.86 8.70%
Corporate Bond
24422EXV6 John Deere Capital
Corporation 4.200%
07/15/2027
9/3/2024
9/6/2024
$6,000,000.00 $6,006,960.00 $6,006,960.00 4.16%2.789
2.656
$101.05
$6,062,820.00
$55,860.00 1.58%A1
A
931142FB4 Walmart Inc. 3.900%
04/15/2028
9/17/2024
9/18/2024
$5,625,000.00 $5,673,262.50
$93,234.38
$5,766,496.88 3.64%3.542
3.285
$100.64
$5,661,168.75
($12,093.75)1.48%Aa2
AA
89236TMF9 Toyota Motor Credit
Corporation 5.050%
05/16/2029
7/24/2024
7/25/2024
$4,000,000.00 $4,058,560.00
$38,716.67
$4,097,276.67 4.71%4.627
4.121
$103.94
$4,157,496.00
$98,936.00 1.08%A1
A+
713448FX1 PepsiCo, Inc.
4.500% 07/17/2029
7/22/2024
7/23/2024
$3,000,000.00 $2,993,100.00
$2,250.00
$2,995,350.00 4.55%4.797
4.339
$103.02
$3,090,480.00
$97,380.00 0.81%A1
A+
SubTotal $18,625,000.00 $18,731,882.50
$134,201.05
$18,866,083.55 4.19%$18,971,964.75 $240,082.25 4.95%
Mortgage-backed Security (Commercial)
3132XFMR6 Federal Home Loan
Mortgage
Corporation 4.340%
08/01/2028
7/31/2024
8/5/2024
$5,500,000.00 $5,463,261.72 $5,463,261.72 4.57%3.838
2.017
$101.11
$5,561,011.50
$97,749.78 1.45%Aaa
AA+
3137HFF59 Federal Home Loan
Mortgage
Corporation 4.618%
07/25/2029
8/13/2024
8/22/2024
$2,400,000.00 $2,441,937.60
$6,465.20
$2,448,402.80 4.19%4.819
2.462
$102.69
$2,464,668.00
$22,730.40 0.64%Aaa
AA+
SubTotal $7,900,000.00 $7,905,199.32
$6,465.20
$7,911,664.52 4.45%$8,025,679.50 $120,480.18 2.09%
Municipal Bond
13063DC48 California, State of
1.700% 02/01/2028
7/25/2024
7/26/2024
$3,120,000.00 $2,853,302.40 $2,853,302.40 4.35%3.340
3.245
$93.72
$2,924,082.72
$70,780.32 0.76%Aa2
AA-
Page 13 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
283062DS3 El Dorado Irrigation
District Financing
Corporation 2.055%
03/01/2029
7/30/2024
8/1/2024
$2,500,000.00 $2,260,300.00 $2,260,300.00 4.39%4.419
4.231
$92.14
$2,303,557.50
$43,257.50 0.60%Aa3
AA-
SubTotal $5,620,000.00 $5,113,602.40 $5,113,602.40 4.37%$5,227,640.22 $114,037.82 1.36%
Negotiable Certificate of Deposit
795451BA0 Sallie Mae Bank
1.000% 12/16/2024
12/15/2021
12/15/2021
$248,000.00 $248,000.00 $248,000.00 1.00%0.211
0.211
$98.95
$245,396.00
($2,604.00)0.06%
05580AH64 BMW Bank of North
America 0.950%
12/17/2024
12/17/2021
12/17/2021
$248,000.00 $248,000.00 $248,000.00 0.94%0.214
0.214
$98.87
$245,192.14
($2,807.86)0.06%
320337EZ7 First General Bank
0.500% 02/05/2025
11/5/2021
11/5/2021
$248,000.00 $248,000.00 $248,000.00 0.49%0.351
0.350
$98.01
$243,056.37
($4,943.63)0.06%
88413QDE5 Third Federal
Savings and Loan
Association of
Cleveland 0.800%
05/23/2025
11/24/2021
11/24/2021
$248,000.00 $248,000.00 $248,000.00 0.79%0.644
0.642
$96.92
$240,354.16
($7,645.84)0.06%
32022EAU0 First Fed Bank
0.850% 08/29/2025
12/29/2021
12/29/2021
$248,000.00 $248,000.00 $248,000.00 0.84%0.912
0.909
$96.39
$239,034.80
($8,965.20)0.06%
39573LCC0 Greenstate Credit
Union 0.900%
11/24/2025
11/23/2021
11/23/2021
$248,000.00 $248,000.00 $248,000.00 0.89%1.151
1.144
$95.08
$235,789.22
($12,210.78)0.06%
38149MR47 Goldman Sachs
Bank USA Holdings
LLC 1.000%
12/22/2025
12/22/2021
12/22/2021
$248,000.00 $248,000.00 $248,000.00 0.99%1.227
1.220
$94.95
$235,485.92
($12,514.08)0.06%
06417NF73 Bank OZK 0.600%
05/12/2026
11/12/2021
11/12/2021
$248,000.00 $248,000.00 $248,000.00 0.60%1.614
1.605
$92.95
$230,517.24
($17,482.76)0.06%
02568KAJ4 Luminate Bank
0.700% 05/27/2026
11/26/2021
11/26/2021
$248,000.00 $248,000.00 $248,000.00 0.69%1.655
1.645
$92.95
$230,525.92
($17,474.08)0.06%
45776NEN2 Insbank 0.900%
06/19/2026
12/20/2021
12/20/2021
$248,000.00 $248,000.00 $248,000.00 0.89%1.718
1.704
$93.08
$230,829.97
($17,170.03)0.06%
15721UET2 CFBank, National
Association 0.850%
07/10/2026
11/10/2021
11/10/2021
$248,000.00 $248,000.00 $248,000.00 0.84%1.775
1.761
$92.79
$230,115.23
($17,884.77)0.06%
Page 14 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
292079AR1 Empire State Bank
0.900% 07/13/2026
11/12/2021
11/12/2021
$248,000.00 $248,000.00 $248,000.00 0.89%1.784
1.766
$93.02
$230,688.86
($17,311.14)0.06%
549104ZS9 Luana Savings Bank
0.600% 11/05/2026
11/5/2021
11/5/2021
$248,000.00 $248,000.00 $248,000.00 0.59%2.099
2.083
$91.29
$226,408.62
($21,591.38)0.06%
87165FD76 Synchrony Bank
1.100% 11/05/2026
11/5/2021
11/5/2021
$248,000.00 $248,000.00 $248,000.00 1.09%2.099
2.070
$92.31
$228,928.80
($19,071.20)0.06%
59013KPN0 Merrick Bank
Corporation 1.100%
11/09/2026
11/9/2021
11/9/2021
$248,000.00 $248,000.00 $248,000.00 1.09%2.110
2.084
$92.22
$228,698.16
($19,301.84)0.06%
70962LAV4 Pentagon Federal
Credit Union 1.000%
11/10/2026
11/10/2021
11/10/2021
$248,000.00 $248,000.00 $248,000.00 0.99%2.112
2.089
$92.00
$228,162.23
($19,837.77)0.06%
89235MMB4 Toyota Financial
Savings Bank
1.100% 11/12/2026
11/12/2021
11/12/2021
$248,000.00 $248,000.00 $248,000.00 1.09%2.118
2.089
$92.24
$228,746.02
($19,253.98)0.06%
73319FBJ7 Poppy Business
Merchant 0.800%
11/17/2026
11/17/2021
11/17/2021
$248,000.00 $248,000.00 $248,000.00 0.79%2.132
2.112
$91.52
$226,973.82
($21,026.18)0.06%
30781JAW0 Farmers &
Merchants Bank of
Colby 0.850%
11/19/2026
11/19/2021
11/19/2021
$248,000.00 $248,000.00 $248,000.00 0.84%2.137
2.117
$91.61
$227,184.86
($20,815.14)0.06%
856285YQ8 State Bank of India
1.150% 11/30/2026
11/29/2021
11/29/2021
$248,000.00 $248,000.00 $248,000.00 1.13%2.167
2.137
$92.31
$228,938.72
($19,061.28)0.06%
58404DMQ1 Medallion Bank
1.250% 12/21/2026
12/20/2021
12/20/2021
$248,000.00 $248,000.00 $248,000.00 1.23%2.225
2.193
$92.19
$228,642.36
($19,357.64)0.06%
14042TEP8 Capital One Bank
(Usa), National
Association 2.000%
03/16/2027
3/16/2022
3/16/2022
$248,000.00 $248,000.00 $248,000.00 1.97%2.458
2.407
$94.80
$235,096.56
($12,903.44)0.06%
02589ABT8 American Express
National Bank
2.000% 03/16/2027
3/16/2022
3/16/2022
$248,000.00 $248,000.00 $248,000.00 1.97%2.458
2.407
$95.64
$237,177.28
($10,822.72)0.06%
07371CT25 Beal Bank USA
2.250% 03/24/2027
3/30/2022
3/30/2022
$248,000.00 $248,000.00 $248,000.00 2.22%2.479
2.423
$93.86
$232,777.76
($15,222.24)0.06%
07371AH22 Beal Bank 2.250%
03/24/2027
3/30/2022
3/30/2022
$248,000.00 $248,000.00 $248,000.00 2.22%2.479
2.423
$94.31
$233,896.24
($14,103.76)0.06%
Page 15 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
CUSIP Security
Description
Trade Date/
Settlement
Date
Par Value
Principal Cost/
Purchased
Interest
Total Cost Yield at
Cost
Maturity/
Duration
Market Price/
Market Value
Unrealized Gain/
(Loss)
% of
Assets
Moody's/
S&P
Rating
61768U3U9 Morgan Stanley
Private Bank,
National Association
2.250% 03/30/2027
3/31/2022
3/31/2022
$248,000.00 $248,000.00 $248,000.00 2.25%2.496
2.439
$93.88
$232,830.34
($15,169.66)0.06%
61773TCX9 Morgan Stanley
Bank, National
Association 2.250%
03/30/2027
3/31/2022
3/31/2022
$248,000.00 $248,000.00 $248,000.00 2.25%2.496
2.439
$93.88
$232,830.34
($15,169.66)0.06%
SubTotal $6,696,000.00 $6,696,000.00 $6,696,000.00 1.17%$6,294,277.94 ($401,722.06)1.64%
U.S. Treasury Bond
912797GW1 UST 10/03/2024 4/12/2024
4/12/2024
$9,250,000.00 $9,021,093.30 $9,021,093.30 5.40%0.008
0.008
$99.96
$9,246,577.50
$225,484.20 2.41%Aaa
AA+
SubTotal $9,250,000.00 $9,021,093.30 $9,021,093.30 5.40%$9,246,577.50 $225,484.20 2.41%
U.S. Treasury Note
91282CKD2 UST 4.250%
02/28/2029
7/30/2024
7/31/2024
$6,000,000.00 $6,051,328.13 $6,051,328.13 4.04%4.416
4.075
$103.06
$6,183,750.00
$132,421.87 1.61%Aaa
AA+
91282CKG5 UST 4.125%
03/31/2029
7/24/2024
7/25/2024
$3,675,000.00 $3,671,411.13 $3,671,411.13 4.15%4.501
4.084
$102.55
$3,768,598.58
$97,187.45 0.98%Aaa
AA+
SubTotal $9,675,000.00 $9,722,739.26 $9,722,739.26 4.08%$9,952,348.58 $229,609.32 2.60%
Grand Total $393,676,225.58 $391,777,481.55
$228,649.16
$392,006,130.71 2.29%$383,338,180.37 ($8,439,301.18)100.00%
Page 16 of 21
City of Santa Ana
POSITION STATEMENT
As of September 30, 2024
Transaction
Type Trade Date Settlement Date CUSIP Security Description Par Value Principal Amount Purchased
Interest Total Cost Yield at Cost
Purchase
Purchase 9/3/2024 9/6/2024 24422EXV6 John Deere Capital
Corporation 4.200%
07/15/2027
6,000,000.00 6,006,960.00 6,006,960.00 4.16%
Purchase 9/17/2024 9/18/2024 931142FB4 Walmart Inc. 3.900%
04/15/2028
5,625,000.00 5,673,262.50 93,234.38 5,766,496.88 3.64%
Total 11,625,000.00 11,680,222.50 93,234.38 11,773,456.88
Transaction
Type Trade Date Settlement Date CUSIP Security Description Par Value Principal Cost Total Proceeds Realized
Gain/Loss
Maturity
Maturity 9/5/2024 9/5/2024 912797GL5 UST 09/05/2024 9,000,000.00 8,775,720.00 9,000,000.00 224,280.00
Maturity 9/13/2024 9/13/2024 3130AVB84 FHLB 5.250% 09/13/2024 4,000,000.00 3,991,400.00 4,000,000.00 8,600.00
Maturity 9/24/2024 9/24/2024 3130ALKN3 FHLB 0.500% 09/24/2024 4,000,000.00 4,000,000.00 4,000,000.00 0.00
Total 17,000,000.00 16,767,120.00 17,000,000.00 232,880.00
Sell
Sell 9/4/2024 9/5/2024 3136G4C43 FNMA 0.650% 08/14/2025 6,000,000.00 6,000,000.00 5,793,000.00 (207,000.00)
Sell 9/17/2024 9/18/2024 3135G06J7 FNMA 0.650% 12/10/2025 6,000,000.00 6,000,000.00 5,764,620.00 (235,380.00)
Total 12,000,000.00 12,000,000.00 11,557,620.00 (442,380.00)
Transaction Type Payment Date Settlement Date CUSIP Security Description Interest Received
Interest/Dividends
Interest/Dividends 9/1/2024 9/1/2024 283062DS3 El Dorado Irrigation District Financing Corporation 2.055%
03/01/2029
25,687.50
Interest/Dividends 9/3/2024 9/3/2024 91282CKD2 UST 4.250% 02/28/2029 127,500.00
Page 17 of 21
City of Santa Ana
TRANSACTION STATEMENT - PORTFOLIO HELD AT BNY
As of September 30, 2024
Transaction Type Payment Date Settlement Date CUSIP Security Description Interest Received
Interest/Dividends 9/3/2024 9/3/2024 39573LCC0 Greenstate Credit Union 0.900% 11/24/2025 189.57
Interest/Dividends 9/4/2024 9/4/2024 X9USDDTP3 Dreyfus Treasury Money Market Fund 4,916.41
Interest/Dividends 9/5/2024 9/5/2024 320337EZ7 First General Bank 0.500% 02/05/2025 105.31
Interest/Dividends 9/4/2024 9/5/2024 3136G4C43 Federal National Mortgage Association, Inc. 0.65%
08/14/2025
2,275.00
Interest/Dividends 9/9/2024 9/9/2024 3133EMSU7 FFCB 0.800% 03/09/2026 16,000.00
Interest/Dividends 9/9/2024 9/9/2024 59013KPN0 Merrick Bank Corporation 1.100% 11/09/2026 231.69
Interest/Dividends 9/10/2024 9/10/2024 15721UET2 CFBank, National Association 0.850% 07/10/2026 179.04
Interest/Dividends 9/10/2024 9/10/2024 70962LAV4 Pentagon Federal Credit Union 1.000% 11/10/2026 210.63
Interest/Dividends 9/12/2024 9/12/2024 06417NF73 Bank OZK 0.600% 05/12/2026 126.38
Interest/Dividends 9/13/2024 9/13/2024 3130AVB84 FHLB 5.250% 09/13/2024 105,000.00
Interest/Dividends 9/16/2024 9/16/2024 02589ABT8 American Express National Bank 2.000% 03/16/2027 2,500.38
Interest/Dividends 9/16/2024 9/16/2024 14042TEP8 Capital One Bank (Usa), National Association 2.000%
03/16/2027
2,500.38
Interest/Dividends 9/17/2024 9/17/2024 73319FBJ7 Poppy Business Merchant 0.800% 11/17/2026 168.50
Interest/Dividends 9/17/2024 9/18/2024 3135G06J7 Federal National Mortgage Association, Inc. 0.65%
12/10/2025
10,616.67
Interest/Dividends 9/19/2024 9/19/2024 30781JAW0 Farmers & Merchants Bank of Colby 0.850% 11/19/2026 179.04
Interest/Dividends 9/20/2024 9/20/2024 45776NEN2 Insbank 0.900% 06/19/2026 189.57
Interest/Dividends 9/20/2024 9/20/2024 58404DMQ1 Medallion Bank 1.250% 12/21/2026 263.29
Interest/Dividends 9/24/2024 9/24/2024 3130ALKN3 FHLB 0.500% 09/24/2024 10,000.00
Interest/Dividends 9/25/2024 9/25/2024 3137HFF59 Federal Home Loan Mortgage Corporation 4.618%
07/25/2029
9,236.00
Page 18 of 21
City of Santa Ana
TRANSACTION STATEMENT - PORTFOLIO HELD AT BNY
As of September 30, 2024
Transaction Type Payment Date Settlement Date CUSIP Security Description Interest Received
Interest/Dividends 9/25/2024 9/25/2024 3132XFMR6 Federal Home Loan Mortgage Corporation 4.340%
08/01/2028
20,554.72
Interest/Dividends 9/26/2024 9/26/2024 02568KAJ4 Luminate Bank 0.700% 05/27/2026 147.44
Interest/Dividends 9/30/2024 9/30/2024 3134GWUE4 FMCC 0.500% 09/30/2025 12,500.00
Interest/Dividends 9/30/2024 9/30/2024 3130AP3E3 FHLB 0.820% 09/30/2026 20,500.00
Interest/Dividends 9/30/2024 9/30/2024 3130APB79 FHLB 1.000% 09/30/2026 25,000.00
Interest/Dividends 9/30/2024 9/30/2024 91282CKG5 UST 4.125% 03/31/2029 75,796.88
Interest/Dividends 9/30/2024 9/30/2024 3130AMYC0 FHLB 1.000% 03/30/2026 30,000.00
Interest/Dividends 9/30/2024 9/30/2024 07371AH22 Beal Bank 2.250% 03/24/2027 2,812.93
Interest/Dividends 9/30/2024 9/30/2024 07371CT25 Beal Bank USA 2.250% 03/24/2027 2,812.93
Interest/Dividends 9/30/2024 9/30/2024 61768U3U9 Morgan Stanley Private Bank, National Association 2.250%
03/30/2027
2,812.93
Interest/Dividends 9/30/2024 9/30/2024 61773TCX9 Morgan Stanley Bank, National Association 2.250%
03/30/2027
2,812.93
Interest/Dividends 9/30/2024 9/30/2024 3130AP3A1 FHLB 0.850% 06/29/2026 21,250.00
Interest/Dividends 9/30/2024 9/30/2024 3130ARC82 FHLB 2.100% 03/29/2027 31,500.00
Interest/Dividends 9/30/2024 9/30/2024 3133EMBH4 FFCB 0.530% 09/29/2025 13,250.00
Interest/Dividends 9/30/2024 9/30/2024 32022EAU0 First Fed Bank 0.850% 08/29/2025 179.04
Total 580,005.16
Page 19 of 21
City of Santa Ana
TRANSACTION STATEMENT - PORTFOLIO HELD AT BNY
As of September 30, 2024
Transaction Type Trade Date Settlement Date Transaction Description Amount
Withdrawal
Withdrawal 9/6/2024 9/6/2024 Cash Out (9,000,000.00)
Withdrawal 9/16/2024 9/16/2024 Cash Out (4,000,000.00)
Withdrawal 9/24/2024 9/24/2024 Cash Out (4,200,000.00)
Total (17,200,000.00)
Page 20 of 21
City of Santa Ana
TRANSACTION STATEMENT - PORTFOLIO HELD AT BNY
As of September 30, 2024
Meeder provides monthly statements for its investment management clients to provide information about the investment portfolio. The information
should not be used for audit or confirmation purposes. Please review your custodial statements and report any inaccuracies or discrepancies.
Certain information and data has been supplied by unaffiliated third parties. Although Meeder believes the information is reliable, it cannot warrant
the accuracy of information offered by third parties. Market value may reflect prices received from pricing vendors when current market quotations
are not available. Prices may not reflect firm bids or offers and may differ from the value at which the security can be sold.
Statements may include positions from unmanaged accounts provided for reporting purposes. Unmanaged accounts are managed directly by the
client and are not included in the accounts managed by the investment adviser. This information is provided as a client convenience and the
investment adviser assumes no responsibility for performance of these accounts or the accuracy of the data reported.
Investing involves risk. Past performance is no guarantee of future results. Debt and fixed income securities are subject to credit and
interest rate risk. The investment return and principal value of an investment will fluctuate so that an investors shares, when redeemed,
may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.
Meeder Investment Management is the global brand for the Meeder group of affiliated companies. Investment advisory services are provided
through Meeder Public Funds, Inc. Please contact us if you would like to receive a copy of our current ADV disclosure brochure or privacy policy.
This report contains all the required information and accurately reflects all pooled investments held during this reporting period on behalf of the
City and the Successor Agency to the Santa Ana Redevelopment Agency. The information reported herein is in compliance with State law and
the City's Investment Policy. Based on liquidity of investments, the City of Santa Ana is able to meet budgeted expenditure requirements for the
next six months, barring any catastrophic natural disasters. Market pricings are obtained through the City's third-party Investment Advisor at
Meeder Public Funds, Inc.
Page 21 of 21
City of Santa Ana
STATEMENT DISCLOSURE
As of September 30, 2024
Investments Amount
Bank of New York Mellon - Investment Custodian 344,423,354.81
Local Agency Investment Fund (L.A.I.F)15,941,137.27
Local Agency Investment Fund (L.A.I.F) - ARPA 14,297,858.81
California CLASS 2,081,452.50
Total - Investments $ 376,743,803.39
Cash Held at City Financial Institution(s) and Cash on Hand Amount
General Account 11,497,869.57
General Liability Account 2,423,474.36
Workers Compensation Account 1,032,709.23
Petty Cash 79,625.00
Total - Cash Held at City Financial
Institution(s) and Cash on Hand $ 15,033,678.16
Restricted Cash Amount
Signature Bank - Streetlight Project 1,268,869.87
US Bank - Pension Stability Funds (Section 115 Trust with PARS)42,565,326.18
State of California Condemnation Fund - Right of Way Deposits 1,041,525.00
Various US Bank & BNY 40,430,435.34
Housing Account 5,828,067.53
Santa Ana Federal Credit Union - Family Self Sufficiency (FSS-Housing) 825,147.26
Commissary Account 341,035.27
Flexible Benefit Spending Account 339,696.53
Total - Restricted Cash $ 92,640,102.98
Total Cash Held City at Financial Institution(s), Cash on Hand and Restricted Cash $ 484,417,584.53
Cash by Fund(s) - Total (see below for listing)$ 484,417,584.53
DATA PROVIDED AND VERIFIED BY THE CITY OF SANTA ANA
City General Ledger Cash Summary
DATA PROVIDED AND VERIFIED BY THE CITY OF SANTA ANA
Fund Fund description Amount
011 GENERAL FUND 127,770,769.23
012 CANNABIS PUBLIC BENEFIT 20,597,509.30
016 CASP CERTIFICATION & TRAINING 523,607.90
020 OTS-TRAFFIC OFFENDER PROGRAM 29,460.83
021 PRCSA CATV FUND 2,216,995.68
022 PRCSA FEE & DONATION 262,216.61
023 INMATE WELFARE FUND 2,585,770.42
024 PD ATHLETIC ACTIVITIES LEAGUE (350,858.67)
025 IDB & EZ VOUCHER MONITORING 235,975.61
026 ASSET FORFEITURE FUND 182,781.19
027 PARKING FUND 4,216,365.62
029 SPECIAL GAS TAX 28,497,781.91
030 PROP 1B BOND ACT OF 2006 157,042.11
031 AIR QUALITY IMPR. (AB 2766)723,663.13
032 MEASURE M-STREET CONSTRUCTION (9,099,975.28)
033 NEW TRANSPO SYS IMPR AREA B 587,745.98
034 NEW TRANSPO SYS IMPR AREA E 1,797,632.61
035 NEW TRANSPO SYS IMPR AREA F 2,247,283.61
041 TRANSP SYS IMPR AREA A-2 714,765.11
042 TRANSPO SYS IMPR AREA B 9,786.78
043 TRANSPO SYS IMPR AREA C 73,813.36
044 TRANSPO SYS IMPR AREA D 796.15
048 TRANSPO SYS IMPR AREA C-2 327,926.08
049 TRANSPO SYS IMPR AREA G 100,753.84
051 CAPITAL OUTLAY FUND 2,667,955.71
053 CITY SERVICES 6,518,589.31
054 SANITARY SEWER CAPITAL 7,138,923.62
055 SEWER CONNECTION FEE 4,760,740.14
056 SANITARY SEWER SERVICE 10,519,085.12
057 FED CLEAN WATER PROTECTION ENT 7,684,130.87
058 RESIDENTIAL STREET IMPROVEMENT 5,910,024.36
059 SELECT STREET CONSTRUCTION 23,858,782.14
060 WATER REVENUE 42,132,201.01
066 ACQUISITION & CONSTRUCTION (8,029,799.30)
067 REGIONAL TRANSP CENTER 811,419.25
068 SANITATION FUND 3,747,213.89
069 REFUSE COLLECTION SERVICE 6,822,817.73
070 EQUIPMENT REPLACEMENT FUND 7,188,014.10
073 BUILDING MAINT FUND 1,483,355.79
DATA PROVIDED AND VERIFIED BY THE CITY OF SANTA ANA
Fund Fund description Amount
074 CIVIC CENTER MAINTENANCE (739,115.46)
075 FLEET MAINTENANCE/STORES 1,265,381.82
076 STORES & PROPERTY CONTROL (89,664.30)
078 RETIREMENT SYSTEM (6,871,958.92)
080 LIABILITY AND PROPERTY INS FND 6,660,546.47
081 EMPLOYEE GROUP INSURANCE 1,533,517.31
082 WORKERS COMPENSATION FUND 19,205,697.25
083 PAYROLL REVOLVING 7,588,499.83
085 CITY YARD OPERATION (993,579.72)
086 PUB WKS ENG/PROJ MGMT (1,263,178.79)
087 PT RETIREMENT FUND 12,206.83
089 CA SEISMIC HAZARD PROGRAM 7,147.60
090 ORANGE CO SANITATION DIST 2&3 496,697.39
093 BUSINESS IMPROVEMENT DISTRICT 270.36
095 POLICE COMMISSARY ACCOUNT 286,430.09
096 SA TOURISM MARKETING DISTRICT 187,035.87
097 POLICE SEIZED ASSETS 2,270,071.84
100 SECTION 457 FIDUCIARY ADMIN 46,406.66
101 PUB WKS-ADMIN & PLANNING 3,358,985.67
103 PMA RETIREE HEALTH INSURANCE 8,518.91
104 SEIU RETIREE HEALTH INSURANCE 60,239.43
106 MGMT RETIREE HEALTH INSURANCE 12,278.95
107 UC RETIREE HEALTH INSURANCE 5,657.22
109 INFO SYS STRATEGIC PLAN 14,318,997.92
110 STRONG MOTION INSTRUMENTATION 114,972.93
111 OPIOID REMEDIATION 3,544,856.94
120 FIRE FACILITIES FUND 2,856,190.60
121 SPECIAL REPAIR/DEMOLITION 746,237.69
122 EMERGENCY & HEALTH GRANTS 6,529,818.99
123 WORKFORCE INVESTMENT ACT (1,222,274.48)
124 ORANGE COUNTY SSA GRANTS (46,156.51)
125 OES UASI (1,066,759.39)
127 D.O.J. GRANT FUND 26,792.86
128 POLICE BLOCK GRANTS 2,221,197.63
130 HOME PROGRAM FEDERAL GRANT 2,893,621.28
131 MISC GRANTS 51,248.36
133 HOUSING AUTHORITY-ISSUER FEE 2,452,204.35
135 COMMUNITY DEV BLOCK GRANT (555,394.67)
136 HOUSING AUTHORITY-VOUCHER HAP 1,316,187.20
DATA PROVIDED AND VERIFIED BY THE CITY OF SANTA ANA
Fund Fund description Amount
138 HOUSING AUTHORITY-MS 5 28,151.96
139 HOUSING AUTHORITY-NEW CONSTR 505,040.03
140 HOUSING AUTHORITY-VOUCHER ADM 3,623,495.47
142 NSP FEDERAL GRANT 325,109.46
143 CALHOME MFGD HSG LOAN 46,576.92
144 PRISON TO EMPLOYMENT PROGRAM (154,904.02)
145 RENTAL REHABILITATION GRANT 10,670.60
147 FEDERAL AID SAFETY PROGRAM (1,012,729.12)
148 TRAFFIC SYSTEM MGMT GRANT (9,031,524.11)
149 WIC ASSESSMENT DIST ST IMPRV 33,535.73
152 PUBLIC LIBRARY GRANT FUND 5,101,522.80
158 PLANNING GRANTS PROGRAM (390,088.11)
161 PRCSA CAPITAL GRANTS (4,202,624.12)
164 PUB WKS-WTR QUALITY & CONTROL (4,092,542.25)
165 OFFICE OF SAFETY GRANT 110,850.26
166 US DOJ ASSET FORFEITURE FUND 1,732,522.99
167 US TREASURY ASSET FORFEITURE 210,076.36
169 RECREATION GRANTS FUND 618,362.54
177 EMERGENCY RENTAL ASSISTANCE PG 713,334.58
179 GENERAL FIXED ASSETS 11,027.00
180 ARPA EHV ADMIN FEES 152,476.34
181 AMERICAN RESCUE PLAN ACT 59,126,553.38
182 HOME-ARP PROGRAM FEDERAL GRANT (3,322.80)
183 ARPA - CA FOR ALL YOUTH WDP (1,034,280.22)
185 RENT STABILIZATION 1,828,272.83
186 HCV F S S FORFEITURES 297,234.71
201 LOCAL DRAINAGE AREA NO 1 135.71
202 LOCAL DRAINAGE AREA NO 2 1,464.36
203 LOCAL DRAINAGE AREA NO 3 773,526.08
204 LOCAL DRAINAGE AREA NO 4 1,081.41
205 LOCAL DRAINAGE AREA NO 5 614.41
206 LOCAL DRAINAGE AREA NO 6 901.81
207 LOCAL DRAINAGE AREA NO 7 198,928.32
209 LOCAL DRAINAGE AREA NO 9 750.43
210 LOCAL DRAINAGE AREA NO 10 17,590.26
211 LOCAL DRAINAGE AREA NO 11 228.06
212 LOCAL DRAINAGE AREA NO 12 13.43
213 LOCAL DRAINAGE AREA NO 13 2,763.49
221 LOCAL DRAINAGE AREA I 1,159,368.34
DATA PROVIDED AND VERIFIED BY THE CITY OF SANTA ANA
Fund Fund description Amount
222 LOCAL DRAINAGE AREA II 576,624.98
223 LOCAL DRAINAGE AREA III 212,816.07
224 LOCAL DRAINAGE AREA IV 689,207.55
225 LOCAL DRAINAGE AREA V 407,231.24
226 LOCAL DRAINAGE AREA VI 336,319.84
301 REC/COMM SVS 6,189.71
311 RESIDENTIAL DEVELOP DISTRICT 1 934,793.37
312 RESIDENTIAL DEVELOP DISTRICT 2 5,963,747.55
313 RESIDENTIAL DEVELOP DISTRICT 3 13,405,504.83
314 RESIDENTIAL DEVELOP DISTRICT 4 566,319.31
315 RESIDENTIAL DEVELOP HARBOR SPECFIC 892,834.49
400 POLICE UUT LEASE REVENUE BONDS 39,971.56
404 COSA 2014 LEASE FINANCING 183,782.52
406 2021 PENSION OBLIGATION BONDS 44,198.18
417 INCLUSIONARY HOUSING FEE 6,970,364.98
418 CDA - PEEBLER CAPITAL FUND 197,831.38
607 HOUSING AUTHORITY LMIHF 4,035,842.82
655 2018A SERIES TAX ALLOC BOND -
670 COSA RDA 613,980.73
671 COSA RDA OBLIGATION RETIREMENT 325,919.96
991 TRAN SYS IMP AUT C-2 TUSTIN 3,176,566.98
992 TRAN SYS IMP AUT AREA D-TUSTIN 9,995,704.10
993 WIC ASSESSMENT DISTRICT 369,152.26
999 Lawson Clearing 9,404.06
Reconciling Item(s) - Outstanding Checks *4,065,667.09
Reconciling Item(s) - Bank Direct Deposits*76,558.80
Reconciling Item(s) - Deposits in Transit*(1,003,184.83)
Withdrawals in Transit
Reconciling Item(s) - Various*(238,827.18)