HomeMy WebLinkAbout73-032RESOLUTION NO. 73-32
A RESOLUTION OF THE CITY COUNCIL OF
THE CITY OF SANTA ANA ADOPTING "RULES
AND REGULATIONS OF THE CITY OF SANTA ANA
IMPLEMENTING THE CALIFORNIA ENVIRONMENTAL
QUALITY ACT OF 1970"
WHEREAS, the California State Environmental Quality Act
as amended by AB 889 requires all cities to adopt by ordinance,
resolution, rule or regulation, objectives, criteria and procedures
for the evaluation of projects and the preparation of Environmental
Impact Reports, prior to April 5, 1973; and
WHEREAS, the Environmental Quality Act requires that the
objectives, criteria and procedures adopted by the City shall be
consistent with the provisions of that Act and with the Guidelines
adopted by the Secretary of the California Resources Agency; and
WHEREAS, there is attached to this resolution, and by this
reference incorporated herein as though fully set forth, a set of
Rules and procedures to implement the requirements of the Environmental
Quality Act entitled "RULES AND REGULATIONS OF THE CITY OF SANTA ANA
IMPLEMENTING THE CALIFORNIA ENVIRONMENTAL QUALITY ACT OF 1970", which
are consistent with the Guidelines for Implementation of the Calif-
ornia Environmental Quality Act as adopted by the Secretary of the
California Resources Agency; and
WHEREAS, by Resolution No. 6024, the Santa Ana Planning
Commission has recommended to the City Council that the aforesaid
"RULES AND REGULATIONS OF THE CITY OF SANTA ANA IMPLEMENTING THE
CALIFORNIA ENVIRONMENTAL QUALITY ACT OF 1970", be adopted by the
City Council;
NOW, THEREFORE, BE IT RESOLVED, that the Santa Ana City Council
hereby adopts the attached "RULES AND REGULATIONS OF THE CITY OF
SANTA ANA IMPLEMENTING THE CALIFORNIA ENVIRONMENTAL QUALITY ACT OF
1970".
PASSED AND ADOPTED by the City Council of the City of
Santa Ana at its regular meeting held on the 2n~
day of A~ri~ , 1973.
ATTEST:
MAYOR
CLERK OF THE COUNCIL
RESOLUTION NO. 73-32
STATE OF CALIFORNIA)
COUNTY OF ORANGE )
CITY OF SANTA ANA )
ss
I, FLORENCE I. MALONE, do hereby certify that I am the
Clerk of the Council of the City of Santa Ana; that the fore-
going Resolution was introduced to said Council at its regular
meeting held on the ~nd ~ay of A~ril ,
1973, and was at said meeting passed and adopted by the follow-
ing vote, to wit;
AYES, COUNCILMEN:
NOES, COUNCILMEN:
Griset, Yamamoto, Villa, Herrin,
Patterson
Evans, Marke 1
ABSENT, COUNCILMEN: No~e
CLERK OF THE COUNCIL
APPROVED AS TO FORM:
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3/88 DUE TO POOR CONDITION ORIGINAL DESTROYED - PAGE ll MISSING
RULES AND REGUIATIONS OF THE
CITY OF SANTA ANA IMPLEMENTING
THE CALIFORNIA ENVIRONMENTAL
QUALITY ACT OF 1970
SECTION 1.
SECTION 2.
ARTICLE I - GENERAL
Authority. The rules and regulations contained
herein are adopted by the Santa Ana City Council
pursuant to the California Environmental Quality
Act of 1970 to be followed by the City in the im-
plementation of the Environmental Quality Act of
1970 dealing with the environmental quality, the
evaluation of projects, and the preparation and
evaluation of Environmental Impact Reports.
The purpose of these rules and regulations is to
provide the City with principles, objectives, cri-
teria, and definitions of statewide application
to be used in the implementation of the California
Environmental Quality Act of'1970 (Public Resources
Code ~§ 21000 - 21174) as amended by Chapter 1154
of the Statutes of 1972 (AB 889) and the Guidelines
for Implementation of the California Environmental
Quality Act adopted by the Secretary of the Calif-
ornia State Resources Agency. These rules and
regulations provide for the orderly evaluation of
projects and the preparation of Environmental Im-
pact. Reports.
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SECTION 3.
Informational Document. An Environmental Impact
Report is an informational document .~hich, when
fully prepared in accordance with the California
Environmental Quality Act, hereinafter referred
~to as CEQA, and the Guidelines for Implementation
of the California Environmental Quality Act of
1970 propounded by the Secretary of the California
Resources Agency, will inform public decision-
makers and the general public of the environmental
effects of projects proposed to be carried out or
approved by the City of Santa Ana. This environmen-
tal impact process is intended to enable the City
of Santa Aha to evaluate a project to de~ermine
whether it may have a significant effect on the en-
vironment, examine and institute methods of reducing
adverse impacts, and consider alternatives to the
project as proposed. This procedure must be carried
out prior to the approval or disapproval of any pro-
ject proposed to the city of Santa Ana. An Environ-
mental Impact Report may not be used as an instru-
ment to rationalize approval of the project, nor do
indications of adverse impact, as enunciated in an
Environmental Impact Report, require that a project
be disproved -- the.City of Santa Ana retaining
existing authority to balance environmental objectives
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SECTION 4.
SECTION 1.
SECTION 2.
with economic and social objectives.
Scope. The scope of these Guidelines it not in-
tended to be comprehensive or to cover any and
all circumstances that may arise in the Environ-
mental Impact Report procedure, but are intended
to act as a guide to Santa Ana City Council, its
various Boards, Commissions, and Departments in
the approval of the Environmental Impact Reports.
ARTICLE II - DEFINITIONS
General. Whenever the following words are used in
these rules and regulations, unless otherwise de-
fined, they shall have the meaning ascribed to them
in this Article.
Approval means the decision by the Santa Aha Plan-
ning Commission or the Santa Ana City Council which
commits the city to a definite course of action in
regard to a project intended to be carried out by
any person. The exact date of approval of any pro-
ject is a matter to be determined by the Santa Ana
Planning Commission or the Santa Ana City Council,
according to its rules, regulations, and ordinances.
Legislative action in regard to a project constitutes
approval.
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SECTION 3.
SECTION 4.
SECTION 5.
In con~ection with private activities,
approval occurs upon the earliest commitment to
issue or the issuance by the City of a discre-
tionary contract, gra~t, subsidy, loan or other
form of financial assistance, lease, permit,
license, certificate, or other entitlement for
use of the project.
CEQA_ - Ca~if0rqia Environmeq~al Quality Act. CEQA
means the Environmental Quality Act of the State
of California and in particular, California Public
Resources Code ~ 21000 - 21174.
Categorical Exemption. Categorical exemption means
an exception from the requirement for the prepara-
tion of an Environmental Impact Report for a class
of projects based on a finding by the Environmental
Impact Evatuator or the Environmental Review Commit-
tee of the City of Santa Bna, that the particular
project does not have a significant effect on the
environment.
Discretionary Project. Discretionary project means
an activity defined as a project which requires the
exercise of judgment, deliberation or decision on
the part of the City of Santa Ana approving or dis-
approving a particular activity, as distinguished
from situations where the City of Santa Ana has to
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SECTION 6.
SECTION 7.
SECTION 8.
SECTION 9.
determine whether there has been conformity
with applicable statutes, ordinances, or regu-
lations.
Emergency. Emergency means a sudden catastrophic
calamity caused by an occurrence or combination
of occurrences of statewide or local impact, such
as fire, flood, earthquake or other natural dis-
aster~ riot, war, accident, or sabotage.
Environment. Environment means the physical condi-
tions which exist in the area which will be affected
by a proposed project including land, air, water,
minerals, flora, fauna, ambient noise, objects of
historic or esthetic significance.
Environmental Impact Evaluator shall be the Direc-
tor of Planning of the city of Santa Ana or someone
designated by him, who in his capacity as Environ-
mental Impact Evaluator shall determine whether
projects to be approved or carried out by the City
of Santa Ana may have a significant effect on the
environment.
EIR - Environmental
Impact Report (EIR)
Impact Report. Environmental
means a detailed statement
setting forth the environmental effects and consi-
derations pertaining to a project as specified in
§21100 of the California Environmental Quality Act.
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SECTION
SECTION
10.
11.
Draft EIR means an EIR containin9 the in-
formation as specified in these rules and
regulations, as set out in Article IV, Sec-
tions 2, 3 and 4.
Final EIR means an EIR containing the in-
formation as
regulations,
IV, Sections
regulations,
specified in these rules and
and in particular in Article
2, 3 and 4 of these rules and
a section for comments received
in the consultation process, and the response
of the Santa Ana Plannina Commission or Santa
Ana City Council to the comments received.
EIS - Environmental Impact Statement. Environmen-
tal Impact Statement (EIS) means an environmental
impact report prepared pursuant to the National
Environmental Policy Act (NEPA) . The Federal Govern-
ment uses the term EIS in the place of the term EIR
which is used in CEQAo
Environmental Review Committee means a committee
consisting of representatives from the Planning
Department, the Department of Public Works, the
Department of Parks and Recreation, the Fire Depart-
ment, and any other Department of the city of Santa
Ana, designated by the Environmental Impact Evaluator
to act in an advisory capacity to the Environmental
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SECTION 12.
SECTION 13.
SECTION 14.
SECTION 15.
Impact Evaluator,
Feasible. Feasible means capable of being accom-
plished in a successful manner by reasonably avail-
able, economic, and workable means.
Lead Agency. Lead Agency means the Public agency
which has the principal resposibility for carrying
out or approving a project which may have a signi-
ficant effect on the environment where more than
one public agency is involved with the same under-
lying activity.
Local Agency. Local agency means the Santa Ana City
Council or Planning ComMission.
Ministerial Projects. Ministerial projects as a
general rule, include those activities defined as
projects which are undertaken or approved by govern-
mental decision which the City of Santa Ana or its
employees make~ upon a given state of facts in a
prescribed manner in obedience to the mandate of
legal authority. With these projects, the City of
Santa Ana or its employees must act upon the given
facts without regard to his own judgment or opinion
concerning the propriety or wisdom of the act al-
though the statute, ordinance, or regulation may
require, in some degree, a construction of its lan-
guage by the City of its employees.
SECTION 16. Negative Declaration. Negative declaration means
a statement by the Environmental Impact Evaluator
that will carry out or approve a project that a
project, although not categorically exempt, would
not have a significant effect on the environment
and, therefore, does not require an EIR. The term
"Exemption Declaration" is interchangeable with
the term "Negative Declaration".
SECTION 17. Notice of Completion. Notice of completion means
a brief report filed with the Secretary for Resources
as soon as a local agency has completed a draft
EtR and is prepared to send out copies for review.
SECTION 18. Notice of Determination. Notice of determination
means a brief notice to be filed b~ the city of
Santa Ana when it approves or determines to carry
out a project which is subject to the requirements
of the CEQA.
SECTION 19. Person. Person includes any person, firm, associa-
tion, organization, partnership, businesD, trust,
corporation, company, district, county, city and
county, city, town, the State, and any of the agen-
cies' political subdivisions of such entities.
SECTION 20. Preliminary Environmental Description (PED). Pre-
liminary Environmental Description is a written
description of a project which is sufficiently
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SECTION 21.
SECTION 22.
detailed to enable the Environmental Impact Eval-
uator to determine if the project may have a sig-
nificant effect on the environment.
Plannin? Department. Planning Department shall mean
the Planning Department of the City of Santa Ana
unless otherwise indicated.
(a) ~roject means the whole of an action, resulting
in physical impact on the environment, directly or
ultimately, that is any of the following:
(1) an activity directly undertaken by any local
agency including but not limited to public
works construction and related activities,
clearing or grading of land, improvements to
existing public structures, enactment and
amendment of zoning ordinances, and the adop-
tion of local General Plans or elements thereof.
(2) an activity undertaken by a person which is
supported in whole or in part through local
agency contracts, grants, subsidies, loans,
or other forms of a~sistance from one of more
local agencies.
(3) an activity involving the issuance to a person
of a lease, permit, license, certificate, or
other entitlement for use by one or more local
agencies.
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(b)
SECTION 23. Significant Effect. Significant effect means a
stantial adverse impact on the environment.
Project does noC. include:
(1) Anything specifically exempted by state
law;
(2) Continuing administrative or maintenance
activities, such as purchases for sup-
plies, personnel-related actions, emer-
gency repairs to public service facilities
general policy and procedure making (ex-
cept as they are applied to specific in-
stances covered above), feasibility or
planning studies.
(3) The submittal of proposals to a vote of
the people of the City of Santa Ana.
sub-
SECTION 3.
form nor Environmental I~act Report shall be required
for the project.
a. For the purposes of these rules and regulations,
the issuance of building permits, business li-
censes, the approval of final subdivision maps,
or individual utility service connections and
disconnections, are "ministerial" acts.
Categorical Exemptions. If the Environmental Im-
pact Evaluator finds that a specific proposal is a
"discretionary project" then he shall make a deter-
mination as to whether or not the project is exempt
from filing a Preliminary Environmental description
and an Environmental Impact Report by using the
following list of categorical exemptions which have
been found by the Secretary of the Resources Agency
not to have a significant effect on the environment.
(a) Class 1: Existing.Facilities. Class 1 consists
of the operation, repair, maintenance or minor
alteration of existing public or private struc-
tures, facilities, mechanical equipment, or top-
ographical features, involving negligible or no
expansion of use beyond that previously existing,
includin? but not limited to:
(1) Interior or exterior alterations involving
such things as interior partitions, plumb-
-12-
lng, and electrical conveyances;
(21 Existing facilities of both investor,
and publicly owned utilities used to con-
vey or distribute electric power, natural
gas~ sewage, etc.;
(3) Existing highways and streets (within al-
ready established rights-of-way) sidewalks,
gutters, bicycle and pedestrian trails,
and similar facilities;
(4) Restoration, or rehabilitation of deterio-
rate~ or damages structures, facilities or
mechanical equipment to meet current stan-
dards of public health and safety, unless
it is determined that the damage was sub-
stantial and resulted from an environmental
hazard such as earthquake, landslide or
flood;
(5) Additions to existing structures provided
that the addition will not result in an in-
crease of more than 50 percent of the floor
area of the structure before the addition
or alteration, or 2500 square feet, which-
ever is less;
(6) Addition of safety or health protection de-
vices for use during construction of or in
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conjunction with existing structures,
facilities or mechanical equipment, or topo-
graphical features (including navigational
devices) where these devices do not have or
result in an adverse environmental impact;
(7) New copy on existing on and off-premise signs;
(8) Maintenance of existing landscaping, native
growth and water supply reservoirs (exclud-
ing the use of economic poisons, as defined
in Division 7, Chapter 2, California Agricul-
tural Code);
(9) Maintenance of fish screens, fish ladders,
wildlife habitat areas, artificial wildlife
waterway devices, streamflows, springs and
waterholes, and stream channels (clearing
of debris) to protect fish and wildlife re-
sources.
(10) Fish stocking by the California Department
of Fish and Game.
(11) Division of existing multiple family rental
units into condominiums.
(12) Demolition and removal of buildings and
lated structures except where they are of
historical, archaeological or architectural
consequence as officially designated by
Federal, State or local governmental action.
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(c)
Class 2:
Class 2
tion of
Replacement or Reconstruction.
consists of replacement or reconstruc-
existing structures and facilities where
the new structure will be located on the same
site as the structure replaced and will have sub-
stantially the same purpose and capacity as the
structure replaced, including but not limited to:
(1) Replacement or reconstruction of existing
schools and hospitals to provide earthquake
resistant structures which do not increase
capacity more than 50%.
(2) Replacement of a commercial structure with
a new structure of substantially the same
size and purpose.
Class 3. New Construction of Small Structures.
Class 3 consists of construction and location of
single, new facilities or structures listed in
this notice and installation of new equipment and
facilities including but not limited to:
(1) Single family residences not in conjunction
with the building of two or more such units.
(2) Motels, apartments, and duplexes designed
for not more than four dwelling units if
not in conjunction with the building of two~
or more such structures.
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(d)
(3) Stores, offices, and restaurants if designed
for an occupant load of 20 persons or less,
if not in conjunction with the building of
two or more such structures.
(4) Water main, sewage, electrical, gas and
other utility extensions of reasonable length
to serve such construction;
(5) Accessory (appurtenant) structures including
garages, carports, patios, swimming pools
and fences.
Class 4: Minor Alterations to Land. Class 4
consists of minor public or private alterations
in the condition of land, water and/or vegetation,
including but not limited to:
(1) Grading on land with a slope of less than
10 percent, except where it is to be located
in a waterway, in any wetland, in an offi-
cially designated (by Federal, State or local
governmental action) scenic area, or in offi-
cially mapped areas of severe geologic hazard.
(2) New gardeDing or landscaping but not includ-
ing tree removal.
(3) Filling of earth into previously excavated
land with material compatible with the natu-
ral features of the site;
(e)
(f)
(4) Minor alterations in land, water and
vegetation on existing offically desig-
nated wildlife management areas of fish
production facilities which result in im-
provement of habitat for fish and wild-
life resources or greater fish production;
(5) Minor temporary uses of land having negli-
gible or no permanent effects on the environ-
ment, including carnivals, sales of Christmas
trees, etc.
Class 5: Alterations in Land Use Limitations.
Class 5 consists of minor alterations in land
use limitations, except zoning, including but not
limited to:
(1) Minor lot line adjustments, side yard and
set back variances not resulting in the
creation of any new parcel nor in any change
in land use or density;
(2) Issuance of minor encroachment permits.
Class 6: Information Collection. Class 6 con-
sists of basic data collection, research, experi-
mental management and resource evaluation acti-
vities which do not result in a serious or major
disturbance to an environmental resource. These
may be for strictly information gathering
-17-
purposes, or as part of a study leading to
an action which a public agency has not yet
approved, adopte~ or funded.
(g) Class 7: !~e~ulator~ ~ctions for Protection of
Natural Resources. Class 7 consists of
actions taken by regulatory agencies, as
authorized by state law or local ordinance,
to assure the maintenance, restoration, or
enhancement of a natural resource, including
but not limited to a wildlife preservation.
(h) Class 8: ~e~ulatory Actions for the Protec-
tion of the Environment. Class 8 consists
of actions taken by regulatory agencies, as
authorized by state law or local ordinance,
to assure the maintenance, restoration, en-
hancement, or protection of the environment.
(i) Class 9: ~nspections. Class 9 consists of
activities limited entirely to inspection,
to check for performance of an operation,
or quality, health or safety of a project,
including related activities such as in-
spection for possible mislabeling, misre-
presentation or adulteration of products.
(j) Class 10: Loans. Class 10 consists of loans
made by the Department of Veterans Affairs
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(k)
(1)
(m)
under the Veterans Farm and Home Purchase
Act of 1943.
Class 11: ~ccess.ory Structures. Class 11
consists of construction, or placement of
minor structures accessory to (appurtenant
to) existing commercial, industrial, or
institutional facilities, including but not
limited to:
(1) On-premise signs:
(2) Small parking lots.
Class 12: Surplus Government Property Sales.
Class 12 consists of sales of surplus govern-
ment property except for parcels of land.
Exception by Location. Class 3, 4, 5 and 11
are qualified by considerations of where the
project is to be located -- a project that
is ordinarily insignificant in its impact
on the environment may in a particularly sen-
sitive environment be significant. Therefore,
these classes are considered to apply in all
instances, EXCEPT where the project may im-
pact on an environmental resource, or hazard
or critical concern as may be hereafter desig-
nated, precisely mapped, and officially
adopted pursuant to law. Moreover, all
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SECTION 4.
exemptions for these classes are inappli-
cable when the cumulative impact of succes-
sive projects of the same type in the same
place, over time is significant -- for
example, annual additions to an existing
building under Class 1.
If the Environmental
specific proposal is
not exempt under the
Impact Evaluator finds that a
a discretionary project and is
categorical exemptions afore-
described, the Environmental Impact Evaluator shall
then require of the person making the specific pro-
posal to submit to the Santa Ana Planning Department,
an Environmental Preliminary Description (PED) on a
form supplied by the Santa Ana Planning Department.
After the PED is filed with the Planning Department,
the Environmental Impact Evaluator shall make a deter-
mination whether or not there is a possibility that
the project may have a significant effect on the
environment.
a. Determination of Environmental Impact Evaluator.
The Environmental Impact Evaluator may make a
determination on his own whether or not the
specific project may have a significant effect
on the environment, or in the alternative, the
Environmental Impact Evaluator may submit the
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the Environmental Preliminary Description to
the Environmental Review Committee for a re-
view and their comment whether or not the spec-
ific project may possibly have a significant
effect on the environment. After the Environ-
mental Review Committee has made its comments,
the Environmental Impact Evaluator shall make
a determination whether or not the project may
possibly have a significant effect on the envir-
onment. The Environmentai Impact Evaluator
shall consider Section 15081 and 15082 of the
Guidelines for Implementation of the California
Environmental Quality Act of 1970, in making
his determination as to whether or not the pro-
ject may possibly have a significant effect on
the environment.
Negative Declaration. If the Environmental
Impact Evaluator finds that the non-exempt dis-
cretionary p~oject will not possibly have a signi-
ficant effect on the environment, the Environmental
Impact Evaluator shall issue a negative declara-
tion stating that the project cannot possibly
have a significant effect on the environment.
The negative declaration should not exceed one
page in length.
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(1) ~J_lino Neoative Declaration, The Environ-
mental Impact Evaluator skall thereafter
file the negative declaration with the
Orange County Clerk within a sufficient
length of time prior to the approval or dis-
approval of the project by the local agency
in order to provide an opportunity for the
members of the public to respond to the
f~nding contained in the negative declaration.
(2) ~ubmission of N~ative,Declaration to the
Local Agency: The Environmental Impact
Evaluator shall then submit the negative
declaration to the local agency at the time
it is called upon to approve or disapprove
the project. The findings of the Environmen-
tal Evaluator in the negative declaration
shall be final unless the local agency wishes
to review those findings and make a contrary
finding.
(3) Filing of Notice of Determination. After the
local a?ency has approved or disapproved the
project, the Environmental Impact Evaluator
shall file a Notice of Determination with the
Orange County Clerk along %,l~h a copy of the
negative declaration previously filed with
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SECTION 5.
with the Orange County Clerk. The Notice
of Determination shall include the decision
of the local agency to approve or disapprove
the project, the determination of the agency
whether the project may possibly have a signi-
ficant effect on the environment, and whether
an EIR has been prepared pursuant to the pro-
Decision to Prepare an EI_R. If the Environmental Impact
Evaluator finds that a discretionary project may possi-
bly have a significant effect on the environment, then
the Environmental Impact Evaluator may prepare or cause
to be prepared a draft Environmental Impact Report.
a. Project by Private Party. If the project is to be
carried out by a non-governmental person, the En-
vironmental Impact Evaluator may require such person
to submit data and information necessary to enable
the local a~ency to prepare the EIR. This informa-
tion may be transmitted in the form of a draft EIR,
but the Environmental Impact Evaluator must examine
this draft and the information contained within it
to assure himself of its accuracy and objectivity
and amend the draft if necessary. For this purpose
the Environmental Impact Evaluator may submit the
draft EIR to the Enviromental Review Committee.
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b
Tke EIR in its final form must reflect
independent judgment of
Contents of Draft EIR.
the
the local agency.
The contents of the draft
EIR shall consist of the information specified in
Article IV Sections 2, 3, and 4. In preparing
the draft EIR, the Environmental Impact Evaluator
must consult with, and obtain the comments of,
any public agency which has jurisdiction by law
with respect to the project and may consult with
any person who has special expertise with respect
to any environmental impact involved. Opportunity
for comments from the general public should be pro-
vided. The Environmental Impact Evaluator shall
evaluate comments received from persons who reviewed
the draft EIR.
Notice of Completion of Draft EIR.
draft EIR is completed, but before
out for review, an official notice
As soon as the
copies are sent
stating that
the draft EIR has been completed must be filed
with the Secretary of the Resources AGency. The
notice shall include a brief description of the
project, its proposed location, and an address
where copies of the EIR are available. This
notice shall be referred to as a Notice of Com-
pletion. The form for this notice shall be
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supplied by the Santa Ana Planning Department.
Preparation of Final EIR. The Environmental
Impact Evaluator shall then prepare a final EIR.
The contents of a final EIR are specified in
Article IV, Section 7, of the Rules and Regulations°
Presentation of Final EIR to Local.A~ency. The
final EIR shall be presented to the local agency
making the decision for approval or disapproval of
a project. The local agency shall adopt the final
EIR and consider the contents of the report when
it makes a decision on the project.
Final Notice of Determination. After making a
decision on the project, the local agency shall
file a notice of action taken on the project.
This notice shall be referred to as the Final
Notice of Determination. Such notice shall include
(1) the decision of the agency to approve or dis-
approve the project, (2) the determination of the
agency, whether the project will or will not have
a significant effect on the environment, and (3)
whether an EIR has been prepared pursuant to the
provisions of the CEQA. The Final Notice of
Determination shall be filed with the County Clerk
of Orange County.
Additional Notice. The Envircnmental Impact
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Evaluator may file such additional notices as
may be desirable in implementing these rules and
regulations~ including but not limited to notices
relating to a determination that a project is
categorically exempt, a project is covered by
the emergency exemption or the ministerial exemp-
tion, or that an activity is not covered by the
act at all.
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SECTION 1.
SECTION 2.
SECTION 3.
ARTICLE IV
CONTENTS OF FNVIRONMENTAL IMPACT REPORTS
General. Environmental impact reports shall contain
the information outlined in this article.
Description of Project. The description of the pro-
ject shall contain the following information but should
not supply extensive detail beyond that needed for eval-
uation and review of the environmental impact.
(a) The precise location and boundaries of the proposed
project shall be shown on a detailed map, prefer-
ably topographic. The location of the project
shall also appear on a regional map.
(b) A statement of the objectives sought by the proposed
project.
(c) A general description of the project's technidal,
economic, and environmental characteristics, con-
sidering the principal engineering proposals.
Description of Environmental Setting. An EIR must in-
clude a description of the environment in the
vicinity of the project as it exists before com-
mencement of the project, from both a local and
regional perspective. Knowledge of the regional
setting is critical to the assessment of environ-
mental impacts. Special emphasis should be placed
on environmental resources that are rare or unique
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SECTION 4.
to that region. Specific reference to related
projects, both public and private, both existent
and planned, in the region should also be included,
for purposes of examining the possible cumulative
impact of such projects.
Environmental Impact. Ail phases of a project must be
considered when evaluating its impact on the environment:
planning, acquisition, development and operation. The
following subjects shall be discussed, preferably in
separate sections or paragraphs.
(a) The Environmental ~act of the Proposed Action:
Describe the direct and indirect impacts of the
project on the environment, giving due consider-
ation to both the short-term and long-term effects.
It should include specifics of the area, the
resources involved, physical changes, alterations
to ecological systems and changes induced in
population distribution, population concentration,
the human use of the land (including commercial
and residential development) and other aspects of
the resource base such as water, scenic quality and
public services.
(b) Any Adverse Environmental Effects Which Cannot Be
Avoided if the Proposal is Implemented: Describe
any adverse impacts, including those which can be
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(c)
(d)
reduced to an insignificant level but not
eliminated. ~ere there are impacts that cannot
be alleviated without imposing an alternative
design, their implications and the reasons why
the project is being proposed, notwithstanding
their effect, should be described. Do not neg-
lect impacts on any aesthetically valuable sur-
roundings, or on human health.
Mitigation ~easures Proposed to Minimize the Impaq~.:
Describe any mitigation measures written into the
project plan to reduce significant environmentally
adverse impacts to insignificant levels, and the
basis for considering these levels acceptable.
Where a particular mitigation measure has been
chosen from among several alternatives should be
discussed and reasons should be given for the
choice made.
Alternatives to the Proposed Action: Describe
any known alternatives to the project, or to the
location of the project, which could feasibly
attain the basic objectives of the project, and
why they were rejected in favor of the ultimate
choice. The specific alternative of "no project"
must also always be evaluated, along with the
impact. Attention should be paid to alternatives
(e)
(f)
capable of substantially reducing or elimina-
ting any environmentally adverse impacts, even
if these alternatives substantially impede the
attainment of the project objectives, and are
more costly.
The Relationshi~ Between Local Short-Term Uses of
Man's Environment and the Maintenance and Enhance-
m%nt of Lon~-T.erm. Prod~.qt~ity: Describe the
cumulative and long-term effects of the proposed.
project which adversely affect the state of the
environment. Special attention should be given
to impacts which narrow the range of beneficial
uses of the environment or pose long-term risks
to health or safety. In addition, the reasons why
the proposed project is believed by the sponsor
to be justified now, rather than reserving an op-
tion for further alternatives, should be explained.
A_~ Irreversible Enviro.nmeDta..! Changes..Wh~ch Would
Be Involved in the Proposed Action Should It Be
I~plemented: Uses of nonrenewable resources during
the initial and continued phases of the project may
be irreversible since a large commitment of such
resources makes removal or nonuse thereafter unlike-
ly. Primary impacts and, particularly, secondary
impacts (such as a highway improvement which pro-
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SECTION 5.
(g)
vides access to a nonaccessible area) generally
commit future generations to similar uses. Also
irreversible damage can result from environmental
accidents associated with the project. Irretrie-
vable com~itments of resources should be evaluated
to assure that such current consumption is justified.
The Growth-Inducing Impa~t 9f the Proposed Action:
Discuss the ways in which the proposed project could
f6ster economic or population growth, either direct-
ly or indirectly, in the surrounding environment.
Included in this are projects which would remove
obstacles to population growth (a major expansion
of a waste water treatment plant might, for examplev
allow for more construction in service areas).
Increases in the population may further tax exist-
ing community service facilities so consideration
must be given to this impact. Also discuss the
characteristic of some projects which may encourage
and facilitate other activities that could signi-
ficantly affect the environment, either indivi-
dually or cumulatively. It must not be assumed
that growth in any
detrimental, or of
environment.
Organizations and Persons
area is necessarily beneficial,
little significance to the
Consulted: The identity of
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,/
SECTION 6.
SM ~ION 7.
all federal, state or local agencies, other organiza-
tions and p£ivate individuals consulted in preparing
the EIR, and the identity of the persons, firm or
agency preparJ, ng the EIR, by contract or other authori-
zation must be given.
Water Quality Aspects. With respect to water quality
aspects of the proposed project which have been pre-
viously certified by the appropriate state or inter-
state organization as being in substantial compliance
with applicable water quality standards, reference to
the certification should be made.
Contents of Final Environmental Impact Re~ort.
(a) The Final EIR shall consist of the Draft EIR con-
taining the elements described'in Sections 2,
3, and 4 of this Article IV, a section contain-
ing the com~.ents received through the con-
sultation process described in Article VI, eJ. ther
verbatim or in summary, and the response of the
Local Agency to the Significant environmen-
tal points raised in the review and consultation
process.
(b) The response of the Local Agency to comments
received may take the form of a revision of the
Draft EIR or may be an attachment to the Draft
EIR. The response shall describe the disposition
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of significant environmental issues raised (e.g.,
revisions to the proposed project to mitigate
anticipated impacts or objections). In particula~
the major issues raised when the Local
Agency's position is at variance with recommenda-
tions and objections raised in the comments must
be addressed in detail giving reasons why specific
comments and suggestions were not accepted, and
factors of overriding importance warranting an
override of thc suggestions.
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SECTION
ARTICLE V
APPLICATION OF RULES AND REGULATIONS
TO PROJECTS
~oca!.Agency Prgjects.
a. When the local agency plans to carrY out a project
which may have a significant effect on the environ-
ment, the local agency shall prepare an EIR through
its own efforts or through contract.
b. Where a project which may have a significant effect
on the environment is to be carried out by a non-
governmental person subject to approval, financial
support, or some other involvement by the local
agency, the local agency will prepare an EIR by
its own efforts or by contract. However, the local
agency may require the person to supply data and
information, both to determine whether the project
may have a significant effect on the environment,
and to assist in the preparation of an EIR by the
local agency. This information may take the form
of a draft EIR, if the local agency desires.
c. The EIR may be prepared as a separate document, or
as a part of a project report. If prepared as a
part of the project report, it must still contain
in one separate and distinguishable section the
elements required of an EIR, including the seven
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SECTION 2.
SECTION 3.
elements specified in Article IV, Section 4
of these rules and regulations.
d. ~11 public and private activities are undertaken
pursuant to or in furtherance of a redevelopment
plan constitute a single project, which shall be
deemed approved at the time of the adoption of the
redevelopment plan by the Santa Ana City Council.
The EIR in connection with the redevelopment
plan shall be submitted in accordance with Section
33352 of the Health and Safety Code.
Privat~ projects. Projects undertaken by a person other
than the local agency which are supported in whole or
part through contracts, grants, subsidies, loans, or
other forms of assistance from one or more governmental
entities or which involve the issuance to a person of a
lease, permit, license, certificate, or other entitle-
ment to use by one or more governmental entities requires
the preparation of an Environmental Impact Report if the
project may have a significant effect on the environment
and the project involved discretionary governmental
action unless the project is otherwise exempted by the
rules and regulations. The governmental entity with
discretionary control over the project shall be respon-
sible for preparing the Environmental Impact Report.
Subsequent EIR. Where an EIR has been prepared, no
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SECTION 4.
additional EI~ need be prepared unless:
(a) Substantial changes are proposed in the project
which will require major revisions of the EIR,
due to the involvement of new environmental
impacts not considered in the original EIR;
(b) There are substantial changes with respect to
the circumstances under which the project is to
be undertaken, such as a change in the proposed
location of the project, which will require
major revisions in the EIR due to the involve-
ment of new environmental impacts not cove~ed
in the original EIR.
Use of a Single EIR. The Environmental Impact Evaluator
may employ a single EIR to describe more than one pro-
ject, as such projects are essentially the same in
terms of environmental impact. Further, the Environ-
mental Impact Evaluator may use an earlier EIR prepared
in connection with an earlier project to apply to a
later project, if the circumstances of the projects
are essentially the same. The local agency may elect
to write EIR's in advance for entire programs or regu-
lations in order to be prepared for project applica-
tions to come. Whenever the local agency chooses to
utilize any of these alternatives, however, it must
find that the environmental effects of the projects
-36-
SECTION 5.
SECTION 6.
are similar enough to warrant the same treatment
in an EIR and that the EIR will adequately cover the
impacts of any single project. If these tests are not
met, the local agency should amend the EIR it prepares
for a program to apply it to an individual project
with unusual characteristics.
Multiple and Phased Projects.
are, or a phased project is,
h~ere individual projects
to be undertaken and where
the total undertaking comprises a project with signifi-
cant environmental effect, the Environmental Impact
Evaluator must prepare a single EIR for the ultimate
project. Where an individual project is a necessary
precedent for action on a larger project, or commits
the local agency to a larger project~ with significant
effect, an EIR must address itself to the scope of the
larger project, subject to the limitations Section
15066 Guidelines for Implementation of the CEQA of
1970. Where one project is one of several similar pro-
jects of the local agency, but is not deemed a part
of a larger undertaking or a larger project, the local
agency may prepare one EIR for all projects, or one
for each project; but should in either case comment upon
the ccmbJ, ned effect.
Ongoing Project:
a. n project covered by Article II, Section 22(a) (1)
-37-
definition of projects specified by these rules
and regulations, approved prior to November
23, 1970, shall not require an Environmental
Impact Report or a negative declaration unless
it is a project which may have a significant
effect on the environment, and
(1) A substantial portion of public funds
allocated for the project have not been
spent and it is still feasible to modify
the project in such a way as to mitigate
against potentially adverse environmental
effects, or to choose feasible alternatives
to the project, includin9 the alternative
of "no project" or halting the project; or
(2) The local agency proposed a modification to
the project plan, such that the project
might have a new significant effect on the
environment.
A project covered by Article II, Section 22(a) (3)
or contracts covered by Article II, Section 22(a)
(2) under the definition of projects specified by
these rules and regulations, approved prior to
December 5, 1972, does not require an EIR. However,
_382
any project legally challenged prior to this
date for non-compliance with the CEQA shall be
bound by special rules set forth in Section 21170
of the CEQA.
These rules and regulations and the CEQA do not
require the preparation of an EIR for a project
described in Article II, Section 22(a) (3) and for
contracts described in Article II, Section 22(a)
(2) under the definition of project for approvals
prior to April 5, 1973.
SECTION
d. Where a project involving the issuance of a lease,
permit, license, certificate, or other entitle-
ment to use has been granted a discretionary
governmental approval for part of the project be-
fore ~pril 5, 1973, and requires another or addi-
tional discretionary approval after April 5, 1973,
the project shall require the preparation of an
EIR only if the approval or approvals after April
5, 1973, involve a greater degree of responsibility
and control over the project as a whole.
Feasibility and Plannin$ Studies. A project involvin~
only feasibility or planning studies for possible future
actions which the local agency has not approved, adopted,
-39-
or funded does not require the preparation of an
Environmental Impact Report but does require consi-
deration of environmental factors as required by
Section 21102 of the CEQA,
-40-
SECTION 3.
SECTION 4.
SECTION 5.
to the particular project. A complete listing
of other agencies, particularly governmental agencies,
which have legal jurisdiction and/or special expertise
with respect to various projects and project locations
are contained in Appendix B attached to these Rules
and Regulations. The Environmental Impact Evaluator
shall add additional listings of agencies having legal
jurisdiction and/or special expertise to Appendix B
from time to time as necessary.
Review of Adverse Effects: The Environmental Impact
Evaluator and the local agency shall focus on the suffi-
ciency of the EIR in discussing possible impacts upon
the environment, ways in which adverse effects might
be minimized, and alternatives to the project, in
light of the intent of CEQA to provide decision-makers
with useful information about such factors.
Failure to Comment: If a governmental agency or per-
son who is consulted with regard to an EIR fails to
comment within 14 days after consulted, it shall be
assumed, absent a request for a specific extension of
time, that such agency or person has no comment to
make.
Request for Environmental Documents: Draft EIR's
and Final EIR's shall be made available to the public
for inspection, and copies may be given to the general
public after payment of a charge for the actual cost
-42-
SECTION 6.
of reproducing that copy.
P__ublic Participation. A public hearing shall be
held on local agency consideration of environmental
impact reports. The City of Santa Ana desires to
have wide public involvement, formal and informal,
in order to properly receive and evaluate public
reactions, adverse and favorable, based on environ-
mental issues.
a. Public Hearin~ Procedure: Public hearing on the
consideration of environmental impact reports
shall be held in conjunction with and as a part
of normal planning activities. These public
hearings shall include comments from reviewing
agencies made pursuant to these rules and regula-
tions. A Draft EIR shall be used as an outline
for discussion and public hearing. Notice of
public hearing for consideration of EIR's shall
be given in the same manner and in the same form
as notice is given for the discretionary project.
All rules, regulations, ordinances, by-laws, and
charter provisions of the City of Santa Ana per-
taining to public hearings by the local agency
pertaining to the discretionary project shall be
complied with in implementing this environmental
impact report public hearing procedure. No pub-
lic hearing need be held in connection with the
-43-
SECTION 7.
SECTION 8.
review of an Environmental Impact Report prepared
by another governmental agency.
Retention and Availability of Comments: Comments
received through the consultation process shall be
kept on file with the local agency for a reasonable
period and made available for public inspection at 20
Civic Center Plaza, Santa Ana, California. Comments
which may be received independently of the review
of the Draft EIR shall also be considered and kept on
file.
Fee for Review of EIR's:
pay a reasonable fee to
Ail project sponsors shall
the Environmental Impact Eval-
uator or the local agency to cover the estimated costs
in reviewing the Draft EIR and preparing the Final
EIR. The reasonable fees for such services shall be
set by the Environmental Impact Evaluator.
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