HomeMy WebLinkAbout75-029RESOLUTION NO. 75-29
A RESOLUTION OF THE CITY COUNCIL OF THE
CITY OF SANTA ANA ADOPTING ADDITIONS AND
DELETIONS TO THE PREVIOUSLY ADOPTED "RULES
AND REGULATIONS OF THE CITY OF SANTA ANA
IMPLEMENTING THE CALIFORNIA ENVIRONMENTAL
QUALITY ACT OF 1970" CONSISTENT WITH THE
RECENTLY ADOPTED AMENDMENTS TO THE GUIDE-
LINES OF THE SECRETARY OF THE CALIFORNIA
STATE RESOURCES AGENCY
WHEREAS, the Santa Ana Planning Commission, pursuant
to their Resolution No. 6066, on March 11, 1975, recommended
to the Santa Ana City Council adoption of additions and dele-
tions to the previously adopted "Rules and Regulations of the
City of Santa Ana Implementing the California Environmental
Quality Act of 1970", consistent with the recently amended
9uidelines of the Secretary of the California State Resources
Agency.
NOW, THEREFORE, BE IT RESOLVED that the Santa Ana City
Council hereby adopts the attached amended "Rules and Regula-
tions of the City of Santa Ana Implementing the California
Environmental Quality Act of 1970", which are attached hereto
as Exhibit "A", and by this reference incorporated herein as
though fully set forth.
PASSED AND ADOPTED by
Santa Ana at its
1?th day of
ATTEST:
the City Council of the C~ty
regular meeting held on the
March , 1975.
MAYOR
of
CLERK OF THE COUNCIL
STATE OF CALIFORNIA
COUNTY OF ORANGE
CITY OF SANTA ANA
SS.:
I, FLORENCE I.
Clerk of the Council
going Resolution was
regular meeting
MALONE, do hereby certify that I am the
of the City of Santa Ana; that the fore-
introduced to said Council at its
held on the ~7th day of
RESOLUTION NO. 75-29
PAGE TWO
March
and adopted by the
1975, and was at said meeting passed
following vote, to wit:
AYES:
NOES:
COUNCILMEN:
COUNCILMEN:
Griset, Yamamoto, Markel, Evans,
Garthe, Ward
None
ABSENT:
COUNCILMEN: Bricken
CLERK OF THE COUNCIL
APPROVED AS TO FORM:
COL/ms
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RULES AND REGULATIONS OF THE
CITY OF SANTA ANA IMPLEMENTING
THE CALIFORNIA ENVIRONMENTAL
QUALITY ACT OF 1970
(AS AMENDED MARCH, 1975)
ARTICLE I - GENERAL
SECTION 1
SECTION 2
SECTION 3
SECTION4
Authority
Purpose
Information Documgnt
Scope
ARTICLE II - DEFINITIONS
SECTION 1
SECTION 2
SECTION 3
SECTION 4
SECTION 5
SECTION 6
SECTION 7
SECTION 8
SECTION 9
SECTION 10
SECTION 11
SECTION 12
a.
b.
General
Applicant
Approval
CEQA - California Environmental
Quality Act
Categorical Exemption·
Discretionary Project
Emergency
Environment
Environmental Assessment Form (ENAF)
Environmental Documents
Environmental Impact Evaluator
EIR - Environmental Impact Report
Draft EIR
Final EIR (FEIR)
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SECTION 13
SECTION 14
SECTION 15
SECTION 16
SECTION 17
SECTION 18
SECTION 19
SECTION 20
SECTION 21
SECTION 22
SECTION 23
SECTION 24
SECTION 25
SECTION 26
SECTION 27
SECTION 28
SECTION 29
EIS - Environmental Impact Statement
Environmental Review Committee
Feasible
Initial Study
Jurisdiction by Law
Lead Agency
Local Agency
Ministerial Projects
Negative Declaration
Notice of Completion
Notice-of Determinatioh'.
Notice of Exemption
Person
Planning Department
Project
Public Agency
Significant Effect
ARTICLE III - EVALUATING PROJECTS
SECTION 1
SECTION 2
a.
SECTION 3
General Rule
Determination of "Project"
Emergency Project Exception
Determination of Ministerial
or Discretionary
Categorical Exemptions
Class 1: Existing Facilities
Class 2: Replacement or
Reconstruction
SECTION 4
a.
b.
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SECTION 4
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Class 3: New Construction of
Small Structures 19
Class 4: Minor Alterations to Land 19
Class 5: Alterations in Land Use
Limitations
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Class 6: Information Collection
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Class 7: Regulatory Actions for
Protection of Natural Resources 21
Class 8: Actions by RegulatOry
Agencies for Protection of
the Environment
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Class 9: Inspections 22
Class 10: Loans
Class il= Accessor~ Structures
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Class 12: Surplus Governmental
Property Sales
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Class 13: Acquisitions of Lands
for Wildlife Conservation
Purposes 24
Class 14: Minor Additions to Schools 24
Exception by Location
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Environmental Assessment Form (ENAF) 25
Negative Declaration
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1. Contents of Negative Declaration 27
2. Public Availability of
Negative Declaration
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Submission of Negative
Declaration to the Local
Agency
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4. Filing of Notice of Determination 29
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SECTION 5
a.
b.
d.
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g.
h.
i.
Decision to Prepare an EIR
Project by Private Party
· Contents of Draft EIR
Notice of Completion
Public Review
· Evaluation.by Environmental
Impact Evaluator
Preparation of Final EIR
Certification of Final EIR
Final Notice of Determination
Use of Final EIR by City ~f Santa
Aha After Lead Agency Con-
sideration
j. Additional Notices
ARTICLE IV - CONTENTS OF ENVIRONMENTAL IMPACT REPORTS
Ce
SECTION 1
SECTION 2
SECTION 3
SECTION 4
General
Description of Project '
Description of Environmental
Setting
Environmental Impact
The Environmental Impact of the
Proposed Action.
Any Adverse Environmental Effects
Which Cannot Be Avoided. if
the Proposal is Implemented
Mitigation Measures Proposed to
Minimize the Impact
Alternatives to the Proposed
Action
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SECTION 5
SECTION 6
SECTION 7
The Relationship Between Local
Short-Term Uses of Man's
Environment and the Maintenance
and Enhancement of Long-Term
Productivity
Any Irreversible Environmental
Changes Which Would be Involved
in the Proposed Action Should
It Be Implemented
The Growth-Inducing Impact of
the Proposed Action
Organizations and Persons
Consulted
Water Quality Aspects
Contents of Final Environmental
Impact Report '..
SECTION 8 Degree of Specificity
SECTION 9 EIR As Part of General Plan
ARTICLE V - APPLICATION OF RULES AND REGULATIONS TO
PROJECTS
SECTION 1 Project~ Controlled by the Local
Agency
SECTION 2 Federal Projects
SECTION 3 Lead Agency Principle
SECTION 4 Subsequent EIR
SECTION 5 Use of A Single EIR
SECTION 6 Multiple and Phased Projects
SECTION 7 'Ongoing Project
SECTION 8 Feasibility and Planning Studies
ARTICLE VI - EVALUATION OF ENVIRONMENTAL IMPACT REPORTS
SECTION 1 Adequate Time for Review andcomment
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SECTION 2
SECTION 3
SECTION 4
SECTION 5
SECTION 6
SECTION 7
a.
SECTION 8
SECTION 9
SECTION 10
SECTION 11
Consultation with Other Public
Agencies
Review by State Agencies
Review of Lead Agency EIRs
Review of Adverse Effects
Failure to Comment
Request for Environmental
Documents
Public Participation
Public Hearing Procedure
Retention and Availablity of
Comments ,,, ·.
Fee for Review of EIRs
Review of Decision of Planning
Commission by City Council
Appeal of Decision of planning
Commission by City Council;
Hearing
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SECTION 1.
SECTION 2.
· RULES AND .REGULATIONS OF THE
CITY OF SANTA ANA IMPLEMENTING
THE CALIFORNIA ENVIRONMENTAL
QUALITY ACT OF 1970
(AS AMENDED MARCH, 1975)
ARTICLE I - GENERAL
Authority. The rules and regulations contained
herein are adopted by the Santa Ana City Council
pursuant to the California Environmental Quality
Act of 1970 to be followed by the City in the im-
plementation of the Environmen~l~Quality Act of
1970 dealing with the'environmental quality, the
· evaluation of projects, and the preparation and
evaluation of Environmental Impact Reports.
The purpose of these rules and regulations is to
provide the City with principles, objectives, cri-
teria, and definitions of. statewide application
to be used in the implementation of the California
Environmental Quality Act of 1970 (Public Resources
Code SS 21000 --~q4 et seq.)
~4-e~-ehe-8~ae~es-e~-~q~-~AB-~ and the Guide-
lines for Implementation of .the California EnViron-
mental Quality Act as adopted and as amended from
time to time by the Secretary of the California
State-Resources Agency. These rules and regulations
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SECTION 3.
pro,ide for the orderly evaluation of projects
and the preparation of Environmental documents.
Information Document. An Environmental Impact
Report is an information document which, when
fully prepared in accordance With the California
Environmental Quality Act, hereinafter referred to
as CEQA, and the Guidelines for Implementation
~f the California Enviornmental Quality Act of
1970 propounded by the Secretary of the California
Resources Agency, will inform,?ub~ic decision-
makers and the general public of' the environmental
effects of project~ proposgd to be carried out or
approved by. the City of Santa Ana. This environ-
mental impact process is intended'to enable the
City of Santa Ana to evaluate a project to determine
whether it may have a significant effect on the
environment, examine and institute methods of re-
ducing adverse impacts,'and consider alternatives
to the project as proposed. This procedure must be
carried out prior to the approval or disapproval of
any project proposed to ~e City of Santa Aha. An
Envikonmental Impact Report may .not be used as an
instrument to rationalize approval of a project,
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SECTION 4.
SECTION 1.
SECTION 2.
nor do indications of adverse impact, as enunciated in
an Environmental Impact Report require that a project
be disapproved. While CEQA requires that major con-
sideration be given to preventing environmental damage,
the City of Santa Ana has the obligation to balance
other public objectives, including economic
and social factors in determining whether and how
a project should be approved.. Economic information
may be required in an EIR.
Scope. The scope of these Guidelines is not in-
tended to be comprehensive or'.~Q cover any and
'all circumstances.that may arise in the Environ~
mental Impact Report procedure, but are intended
to act as a guide to the Santa Aha City Council, its
various Boards, Commissions, and Departments in
the approval of Environmental Impact Reports.
ARTICLE ii - DEFINITIONS
General. Whenever the following words are used in
these rules and regulations, unless otherwise de-
fined, they shall have the meaning 'ascribed to them
in thi~ Article.
Applicant. Applicant means a person who proposes
to carry out a project which needs a lease, permit,
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SECTION 3.
SECTION 4.
license, certificate, or other entitlement to use
or financial assistance from one or more public
agencies when that person applies for the govern-
mental approval or assistance.
Approval means the decision by the Santa Ana Plan-
ning Commission or the Santa Ana City Council which
commits the City to a definite course of action in'
regard to a project intended to be carried out by
any person. The exact date of approval of any.pro-
ject is a matter to be determined by the Santa Ana
Planning Commission or the Santa Aha City Council,
according to its rules, regulations, and ordinances,
Legislative action in regard to a project constitutes
approval.
In connection with private activities,
approval occurs upon the earliest commitment to
issue or the issuance by the City of a discre-
tionary contract, grant, subsidy, loan or other
form of financial assistance, lease, perm. it,
license, certificate, or other entitlement for
use of the project.
CEQA -California Environmental Quality Act. CEQA
means the Environmental Quality Act of the State
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SECTION 5.
SECTION 6.
SECT'iON 7.
'of California and in particular, California Public
Resources Code §§ 21000 --~q4 et seq.
Categorical Exemption. Categorical exemption means
an exception from the requirements of the CEQA
based on a finding by the Environmental Impact
Evaluator or the Environmental Review Commit-
tee of the City of Santa Ana, that the project comes
within those classes of projects determined by the
Secretary of the California State Resources Agency,
as not having a significant effect on the environ-
ment, which classes of proje6ts are set forth in
Article III, §4 herein.
Discretionary Project. ~iscretionary project means
an activity defined as a project which requires the
exercise of judgment, deliberation or decision on
the part of the City of Santa Ana approving or dis-
approving a particular activity, as distinguished
from situations where the City of Santa Ana has to
determine whether there has been conformity
with applicable statutes, ordinances, or regu-
lations.
Emergency. Emergency me~ns a sudden 'unexpected
occurrence demanding immediate action to prevent
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118 or mitigate loss or damage to life, health, property,
119 or essential public services.
120 SECTION 8. Environment. Environment means the physical condi-
121 tions which exist within the area which will be
122 affected by a proposed project including land, air,
123 'water,. minerals, flora, fauna, ambient noise, objects
124 of historic or aesthetic ,significance.
125 SECTION 9~ Environmental Assessment Form (ENAF). Environmental
126 assessment form, when completed, is a written des-
127 cription of a project which is sufficiently detailed
128 to enable the Environmental Impact Evaluator to deter-
129' mine if the project may have a significant effect
130 on the environment.
131 SECTION 10. Environmental Documents. Environmental documents
132 means Draft and Final EIRs, Initial Studies, Negative
133 Declarations, Notices of Completion, and Notices
134 of Determination.
135 SECTION 11. Environmental Impact Evaluator shall be the Direc-
136 tot of Planning of the City of Santa Ana or someone
137 designated by him, who in his capacity as Environ-
138 mental Impact EValuator shall determine whether
139 projects to be approved or carried out by the City
140 of Santa Aha may have a significant effect on the
141 environment.
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SECTION 12.
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EIR - Environmental Impact Report. Environmental
Impact Report (EIR) means a detailed statement
setting forth the environmental effects and consi-
derations pertaining to a project as specified in
S21100 of the California Environmental Quality ActT~
and may mean either a draft or a final EIR.
a. Draft EIR means an EIR containing the
information as specified in these rules and
regulations, as set out in Article IV, Sections
2, 3, and 4. Where a Lead A~cy consults with
Responsible Agencies-in the preparation of a draft
EIR, the draft EIR'shall also contain the infor~'ation
specified in Article IV, Section 5.
b. Final EIR (FEIR) means an EIR containing
the information contained in the draft EIR, es
e~-ehese-~es-a~-~e~at~e~s? a section for comments
either verbatim or in summary receiVed in the
review ee~s~eee~en process, a list of persons
com~nentin~, and the response of the Santa Aha Plan-
ning'Commission or Santa Aha City Council to the
comments received.
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SECTION 13.
SECTION 14.
SECTION 15.
SECTION 16.
SECTION 17.
EIS - Environmental Impact Statement. Environmental
Impact Statement (EIS) means an environmental
impact document ~epe~e prepared pursuant to the
National Environmental Policy Act (NEPA). The Federal
Government uses the term EIS in the place of the
term EIR which is used in CEQA.
Environmental Review Action Committee (ENRAC) means
a committee consisting of representatives from the
Planning Department, the Departmen~ of Public Works, the
Department of Parks and Recreation~ the Fire Depart-
ment, and any other Department of the City of Santa
Aha, designated by the Environmehtal Impact Evaluator
to act in an advisory capacity to the Environmental
Impact Evaluator.
Feasible. Feasible means capable of being accom-
plished in a successful manner by reasonably avail-
able, economic, and workable means.
Initial Study. Initial Study means a preliminary
analysis prepared by the Environmental Impact'Eval-
uator pursuant to these rules and regulations.
Jurisdiction by Law
(a) Jurisdiction by law means the authority
of any governmental agenc~ to (1) grant a permit for or
provide funding for the project in question, or (2)
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SECTION 18.
SECTION 19.
SECTION 20.
to exercise authority over resources which may be
affected by the project.
(b) A city or county will have jurisdiction
by,law with respect to a prqject when the city or
county is the site of the project~ the area in which
the major environmental effects will occur~ and/or
the area in which reside those citizens most directly
concerned by any such environmental effectsl
(c) Where an agency havin~ jurisdiction by
law must exercise discretionary authority over a
project in order for the proj~'t.'~o proceed, it is
also a Responsible A~ency.
Lead Agency. Lead Agency means the public entity
which has the principal responsibility for preparing
environmental documents and for carrying out or
approving a project which may have a significant
effect on the environment where more %han one public
entity is involved with the same underlying activity.
Local Agency. Local agency means the Santa Ana City
Council or Planning Commission.
Ministerial Projects. Ministerial projects as a
general rule, include those activities defined as
projects which are undertaken or approved by govern-
mental decision which the .City of Santa Ana or its
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SECTION 21.
SECTION 22.
SECTION 23.
employees makes 'upon a given state of facts in a
prescribed manner in obedience to the mandate of
legal authority. With these projects, the City of
Santa Ana or its employees must act upon the given
facts without regard to his own judgment or opinion
concerning the prapriety or wisdom of the act al-
though the statute, ordinance, or regulation may
require, in some degree, a construction of its lan-
guage by the City or its employees.
Negative Declaration. Negative Declaration means a
statement by the Environmental'Impact Evaluator which
briefly presents the reasons that the project, although
not otherw'~se exempt, would not have a significant
effect on the environment, and, therefore, does not
require an EIR.
Notice of Completion. Notice of COmpletion means
a brief notice ~e~e~ filed with the Secretary for
Resources by as-seen-as a'publ~ agency as soon as it
has completed a draft EIR and is prepared to send out
copies for review.
Notice of Determination. Notice of' Determination
means a brief notice to be filed by the City of Santa
Aha after w~e~ it approves or determines to carry out
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SECTION 24.
SECTION 25.
SECTION 26.
SECTION 27a
a project which is subject to the requirements of
CEQA.
Notice of Exemption. Notice of Exemption means a
brief not%ce .w.hich may be filed by the City of Santa
Aha when it has approved or determined to carry out a
project, and it has determined that it is ministeria!.~
categorically exempt, or an emergency project. Such
a notice may also be filed_by the City of santa Aqa
where such a determination has been made by another
Lead Agency, which must approve' the project.
Person. Person includes any person, firm, associa-
tion, organization, partnership, business, trust,
corporation, company, district, county, city and
county, city, town, the State, and any of the agen-
cies' political subdivisions of such entities.
Planning Department. Planning Department shall mean
the Planning Department of the City of Santa Ana
unless otherwise indicated.
Project means the whole of action, which has a
~otential for ~es~e~-~ physical impact on the
environment, directly or ultimately, that is any of
the following:
(1) an activity directly undertaken by any
local agency including but. not limited to public
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Works construction and related activities, clearing
or grading of land, improvements to existing public
structures, enactment and amendment of zoning ordin-
ances, and the adoption and amendment of local General
Plans or elements thereof pursuant to Government Code
Sections 65100 - 65700.
(2) an activity undertaken by a person which
is supported in whole or in part through local
agency contracts, grants, subsidies, loans, or
other forms of assistance from one or more local ~
agencies. "'.' -'
(3) an activity involving the issuance to a
person of a lease, permit,' license, certi'ficate, or
other entitlement for use by one or more local
agencies.
(b)
Project does not include:
(1) Anything ~pecifically exempted by
state law;
(2) Continuing administrative or maintenance
activities, such as purchases for sup-
plies~ personnel-related actions, emer-
gency repakrs to public service facilities
general policy and procedure making (ex- '
cept as they are applied to specificin-
stances covered above), feasibility or
planning studies.
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SECTION 28.
(c)'
(3) The submittal of proposals to a vote
of the people of the City of Santa Ana.
The term "project" refers to the underlying
the governmental approval
activity and not to
process.
Public Agency. Public agency means the Santa Ana
Planning Director acting as the Environmental Impact
Evaluator or someone designated by him to act as the
Environmental Impact Evaluator acting on behalf of the
City of Santa Aha.
SECTION 29. Significant Effect.
substantial adverse
Significant.effect means a
impact on the environment.
ARTICLE III - EVALUATING PROJECTS
SECTION 1.. General Rule. The requirements set forth in these
Rules and Regulations apply to projects which may have
a significant effect on the environment and which in-
volve discretionary local agency action. Where it can
be seen with certainty that there is no possibility
that the activity in question may have a significant
effect on the environment, the activity is not covered
by the requirements set forth in CEQA, the Guidelines
for Implementation of CEQA, and these Rules and Regula-
tions qoncernin~ the evaluation of projects and the
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SECTION 2.
SECTION 3.
~reparation and review of environmental documents
do not apply.
Determination of "Project''. The Environmental Impact
Evaluator shall determine first, whether any given
proposal constitutes a "project" as defined in these
rules and regulations.
(a) Emergency Pro~ect Exception: The following emer-
gency projects are exempt from the requirements
for environmental impact reports:
(1) Projects undertaken, carried out, or
approved by the Cit~.~f"Santa Ana to main-
tain, repair', restore, demolish or replace
property or facilities damaged or destroyed
as a result of a disaster in a disaster-
stricken area in which a State of emergency
has been proclaimed by the Governor pursuant
to Chapter 7 (commencing with SeCtion .8550)
of Division 1, Title'2 of the Government Code.
(2) Emergency repairs to public service facilities
necessary to maintain service.
(3) Projects undertaken as immediate action
.necessary to prevent or mitigate an emergency.
Determination of Ministerial or Discretionary. The
Environmental Impact Evaluator shall determine whether
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SECTION 3a.
or not the project requires "ministerial" or "discre-
tionary'' action by the City of Santa Ana. If only
ministerial action is required, no environmental
assessment for nor Environmental Impact Report shall
be required for the project.
a. For the purposes of these rules and regulations,
the issuance of building permits, business licenses,
the approval of final subdiVision maps, or individual
utility service connections and disconnections,
are "ministerial" acts. .
Notice of Exemption. "
a. When the e~vironmental impact evaluator determines
that a project is exempt from the requirements of CEQA
because it is an emergency project, a' ministerial proT
~ect, or categorically exempt, and if the Local Agency
approves or determines to carry out the pro~ect, the
environmental impact evaluator may file a Notice of
Exemption. Such a Notice shall include: (1) a brief
description of the project, (2) a finding that the pro-
~ect is exempt, including a citation to the section of
these Rules and Regulations under which it is found to
be exempt, and (3) a brief statement of reasons to..
support the finding.
b. Whenever the local agency approves an applicant's
project, the applicant may file a Notice
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SECTION 4.
of Exemption. The Notice of ExemptiOn filed by an
applicant shall contain the information required in
subdivision (a) above, together with a certified
document issued by the public agency stating that
it has found the project to be exempt. This may
be a certified copy of an existing document or a
record of the City of Santa Ana.
c. The Notice of Exemption shall be filed with the
County Clerk of Orange County. Copies of all .such
notices will be available for public inspection.
Categorical Exemptions. If t~e ~nvironmentalImpact
Evaluator finds th. at a specific proposal is a "dis-
cretionary project" then 6e shall make a determination
as to whether or not the project is exempt from the
requirement fOr the preparation of environmental
documents ~-a~-~o~me~-~m~e~-Re~
by using the following list of categorical exemptions
which have been found by the Secretary. of the Re-
sources Agency not to have a significant effect on the
environment. Note: Section 15100.1 of the Guidelines
of the Secretary of.the State Resources Agency provides
tha~ the inclusion of activities which may be mini-
sterial within the classes and examples of categorical
exemption contained in this section shall not be con-
strued as a finding by the Secretary of the State Re-
sources A~ency nor by the city of Santa Ana, that such
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an activity is discretionary.
(a) Class 1: Existing Facilities. Class 1 consists of
the operation, repair, maintanance or minor
alterations of existing public or private struc-
tures, facilities, mechanical equipment, or
topographical features, involving negligible
or no expansion of use beyond t~at previously
existing, including but not limited to:
(1) Interior or exterioralterations involving
such things as interior partitions, plumb-
ing, and eiectrical'~onVeyances;
(2) Existing facilities of both investor, and
publicly owned utilities used to provide
electric power, natural gas, sewerage,
or other public utility services.
(3) Existing highways and streetsL ~w~eh~
a~e~y-es~ab~she~-~§h~s-e~-way~ side-
walks, guttersl bicycle and pedestrian
trails, and similar facilities;
(4) Restoration, or rehabilitation of deterio-
rated or damaged structures, facilities or
mechanical equipment to meet current stan-
dards of public health and safety, unless
it is determined that the damage was sub-
stantial and resulted from an environmental
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(s)
(6)
(7)
(8)
(9)
hazard such as earthquake landslide or
flood;
Additions to existing structures provided
that the addition will not result in an in-
crease of more than 50 percent of the floor
area of the structure before the addition,
or 2500 square feet, whichever is less;
Addition of safety or health protection de-
vices for use during Construction of or in
conjunction with existing structures,
facilities ' or mechanical equipment, or topo-
graphical features,' including navigational
devices;
New copy on existing on and off-premise signs;
Maintenance of existing iandscaping, native
growth and water supply reservoirs (excluding'
the use of economic poisons~ as defined
in Division 7, Chapter 2, California Agricul-
tural Code);
Maintenance of fish screens, fish ladders,
wildlife habitat areas, artificial wildlife
waterway devices,.streamflows~ springs and
waterholes,' and stream channels (clearing
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(b)
of debris) to protect fish and wildlife re-
sources;
(10) Fish stocking by the California Department
of Fish and Game;
(11) Division of existing multiple family rental
units into condominiums; and
Demolition and removal of' buildings and
related structures except where they are
of historical, archaeological or architec-
tural significance as officially designated
by Federal, State ob.'.local governmental
action.
Class 2: Replacement or Reconstruction
Class 2 consists of replacement or reconstruction
of existing structures and facilities where the
new structure will be located on the same site as
the structure replaced and will have substantially
the same purpose and capacity as the structure
replaced, including but not limited to:
(1) Replacement or reconstruction of existing
schools and hospitals to provide earthquake
resistant structures which do not increase
capacity more than 50 percent. ~
(2) Replacement of a commercial structure with
a new structure of substantially the same
size and purpose.
(12)
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(c)
(d)
Class 3. New Construction of Small Structures
Class 3 consists of construction and location of
single, new small facilities or structures
and installation of small new equipment and
facilities including but not limited to:
(1) Single family residences not in conjunction
with the building of two or more such units.
(2) Motels, apartments, and duplexes designed
for not more than four dwelling units if
not in conjunction with the building of
two or more such st~.~ctures.
(3) Stores, offices, and restaurants if dgsigned
for an occupant load of 20 persons or less,
if not in conjunction with the building of
two or more such structures.
(4) 'Water main, sewage, electrical, gas and
other utility extensions Of reasonable length
~to' serve such construction;
(5) Accessory (appurtenant) structures including
garages, carports, patios, swimming pools
and fences..
Class 4: Minor Alterations to Land
Class 4 consists of. minor public or private
alterations in the condition of land, water and/or
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vegetation, which do not involve removal of mature,
scenic trees except for forestry and agricultural
purposes. Examples include but are not limited
to:
(1) Grading on land with a slope of less than
10 percent, except where it is to be located
in a waterway, in any wetland, in an offi-
cially designated (by Federal, State or
local governmental action) scenic area, or
in officially mapped areas of severe geo-
logical hazard. ~,,'.,~
(2) New gardeningor lana~caping.
(3) Filling of earth into previously excavated
land with material compatible with the natu-
ral features of the Site.
(4) Minor alterations in land,'water and vege-
tation on existing officially designated
wildlife management areas of fish produc-
tion facilities which result in improvement
of habitat for fish and wildlife resources
or greater fish production;
(5) Minor temporary uses of land having negli-
gible or no permanent effects on the environ-
ment~ including carnivals, sales of Christ-
mas trees, etc.
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(e)
(f)
(g)
· (6)
Minor trenching and backfilling where
the surface is restored.
Class 5: Alterations in Land Use Limitations
Class 5 consists of minor alterations in land
use limitations, except zoning, including but
not limited to:
(1) Minor lot line adjustment~, side yard and
set back variances not resulting in the
creation of any new parcel or in any change
in land use or density;
(2) Issuance of minor ehdroachment permits.
Class 6:. Information Collection
Class 6 consists of basic data collection,
research, experimental management and resource
evaluation activities which do not result in a
serious or major disturbance to an environmental
resource. These may be for strictly information
gathering purposes, or as part of a study leading
to an action which a public entity has not yet
approved,
Class 7:
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agencies,
adopted or funded.
Re~ulator~ Actions for Protection of
Natural' Resources
consists of actions taken by regulatory
as authorized by state law, or local
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(h)
(i)
ordinance, to assure the maintenance, restoration,
or enhancement of a natural resource where
the regulatory process involves procedures for
protection of the environment. Examples include
but are not' limited to-wildlife preservation acti-
vities of the State Department of Fish and Game.
Construction activities are not included in this
exemption.
Class 8: Actions by Regulatory Agencies
for Protection of the Environment
Class 8 consists of the actions taken by regulatory
agencies, as authorized by state law or lo6al or-
dinance, to assure the maintenance, restoration,
enhancement, or protection of the environment where
the regulator~ process involves procedures for
protection of the environment.. Construction acti-
vities are not'included in this' exemption.
Class 9: Inspections
Class 9 consists of activities limited entirely
to inspection, to cheCk for performance of an
operation, or q~alitY, health or safety of a
· project, including'related activities SUch as
i~spection for possible mislabeling, misrepre-
sentation or adulteration of products.
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(j)
(k)
(1)
Class 10: Loans
Class 10 consists of loans made by the Depart-
ment of Veterans Affairs under the Veterans Farm
and Home Purchase Act of 1943, mortgages for the
purchases of existing structures where the loan
will not be used for new construction and the
purchase of such mortgages by financial insti-
tutions. Class 10 includes but is not limited
to the following examples:
(a) Loans made by the Department of Veterans
Affairs under the Veterans Farm and Home
Purchase Act of 1943.
(b) Purchases of mortgages from banks and
mortgage dompanies by the Public Employees
Retirement System and by the State Teachers
Retirement System.
Class 1'1: Accessory Structures
Class 11 consists of construction, or placement
of minor structures accessory to (appurtenant
to) existing commercial, industrial, or institu-
tional facilities, including but not limited to:
(1) On-premise signs
(2) Small parking lots ~
Class 12: Surplus Governmental Property Sales
Class 12 consists of sales of surplus government
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(m)
(n)
'property except for parcels of land located'in an
area of statewide interest or potential area of
critical concern as identified in the Governor's
Environmental Goals and Policy Report prepared
pursuant to Government Code S 6,5401 et seq. e~
8~e-~?-~9~.
Class 13: Acquisition of Lands for Wildlife
Conservation Purposes
.Class 13 consists of the acquisition of land
for fish and wildlife conservation purposes,
includin~ preservation of'fish and wildlife
habitat, establishin~ ecological reserves under
Fish and Game Code S1580, and preservin~ access
to public lands and waters where the Purpose of
the acquisition is to preserve the land in its
natural condition.
Class 14: Minor Additions to Schools
Class 14 consists of minor additions to existing
schools within existin~ school ~rounds where the
addition does not increase the original student
capacity by more than twenty-five percent or
five classrooms, whichever is less. The addition
of portable classrooms is included in this..exemp-
tion.
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SECTION
(O) Exception by Location
Class 3, 4, 5, 6, and 11 are qualified by con-
siderations of where the project is to be
located -- a project that is ordinarily insignifi-
cant in its impact on the environment may in a
particularly sensitive environment be significant.
Therefore, these classes are considered to apply
in all instances, EXCEPT where the project may
impact on an environmental resource, or hazardous
or critical concern as may be hereafter designated,
precisely mapped, and officially adopted pursuant
to law by Federal, State, or local agencies.
Moreover, all exemptions for these classes are
inapplicable when the cumulative impact of
successive projects of the same type in the
same place, over time is significant -- for
example, annual additions to an existing building
under Class 1.
Environmental Assessment Form (ENAF). If the
Environmental Impact Evaluator finds that a specific
proposal is a discretionary project, .the Environmental
Impact Evaluator shall then require Of the person
making the specific proposal to submit to the Santa
Ana Planning Department, an Environmental Assessment
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3.26
Form -(ENAF) on a form supplied by the Santa Ana
Planning Department. After the ENAF is filed with
the Planning Department, the Environmental Impact
Evaluator shall make a determination whether
or not there is a possibility that the project may
have a significant effect on the environment.
(a) Negative Declaration
The Environmental Impact Evaluator shall
prepare a negative declaration for a project
which could potentially have a significant
effect on the envlronment~..but which the
Environmental Impact Evaluator finds on the
basis of anInitial Study will not have a
significant effect on the environment. This
determination can be made independently by the
Environmental Impact Evaluator or .in conjunction
with the Environmental Review Action Committee
(ENRAC). The Environmental Impact Evaluator
shall consider Section 15081 and 15082 of the
Guidelines for Implementation of the California
Environmental Quality Act of 1970, in making
his determination as to whether or not the project
may possibly have a significant effect on the
environment. Before .completing a Negative
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Declaration, the Environmental Impact Evaluator
shall consult with all Responsible Agencies
pursuant to Article VI, Section 2 of these
Rules and Regulations.
(1)
(2)
(3)
'Contents of Negative Declaration. A
Negative.Declaration must inelude a
brief description of the project as pro-
posed, a finding that the project will
not have a significant effect on the
environment, a brief statement of reasons
to support the findings, and a statement
indicating who prepared the initial study
and where a copy of it may be obtained. The
Negative Declaration should normally not
exceed one page in length.
Public Availability of Negative Declaration,
The Negative Declaration shall be made
available to the public with sufficient time
before the project is approved to provide
an opportunity for members of the public to
respond to the finding.
Submission of Negative Declaration to the
Local Agency. The EnvironmentalImpact
Evaluator .shall then submit the Negative
Declaration to the local agency at the time
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it is called upon to approve or disapprove
the project. The Local Agenc~ shall consider
the Negative Declaration prior to considerinq
the project. The Local Agenc~ shall then
request any comments from members of the
public Qn the Negative Declaration prior to
considerin~ the project. The members of the
Local A~ency may make a motion to approve,
receive and file the. Negative Declaration.
The findings of the Environmental Impact
Evaluation in the Negative Declaration~shall
be final unless the local agency wishes to
review these findings, make a contrary findings,_
and order the preparation of a draft EIR.
If the motion of the Local A~ency is to order
that a draft Environmental Impact Report be
prepared, the A~ency may not proceed .to approve
the project, but must wait until the final En-
vironmental Impact Report is approved and
certified prior to approving the project. The
public hearing on the pro~ect should, therefore,
'be continued to a date certain without bein~
opened, and be continued thereafter from time
to time u.ntil the EIR is first approved and
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(4)
certified prior to. approving the project. The
public hearing on the pro~ect should, therefore,
be continued to a date certain without being
opened~ and be continued thereafter from time
to time until the EIR is first approved and
certified. Continuances of tentative map
consideration by the local agenc~ shall be
first consented to in writing by the applicant.
Filing of Notice of Determination. After
the local agency has,...approved or disapproved
the project; the EnvirOnmental Impact Evaluator
shall file a Notice of Determination with
the Orange County Clerk along with a copy of
the Negative Declaration. The Notice of
Determination shall include the decision of.
the local agency to approve or disapprove
.the project, the determination of the Local
agency whether the project may possibly have
a significant effect on the environment, and
whether an EIR has been prepared pursuant
to the provisions of the CEQA. If the project
requires discretionary approval from a state
Agency, the Notice of Determination also shall
be filed With the Secrgtary of the State Re-
sources Agency.
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SECTION 5.
Decision to Prepare an EIR. If the Environmental
Impact Evaluator finds, after the initial study, that
a discretionary project may have a significant effect on
the environment, then the Environmental Impact Evaluator
may prepare or cause to be prepared a Draft Environ-
mental Impact Report (DEIR).
(a) Project by Private Part~. If'the project is to
be carried out by a non-governmental person, the
Environmental Impact Evaluator may require such
person to submit data and information necessary
to enable the local agenqy .to prepare the EIR.
This information may be transmitted in the form
of a draft EIR, but the Environmental Impact
Evaluator must examine this draft and the informa-
tion contained within it ~o assure himself of its
accuracy and objectivity and amend the draft if
necessary. For this purpose the Environmental
Impact Evaluator may submit the draft EIR to the
Environmental Review Action Committee. The DEIR
which is sent out for public review must reflect the
independent judgment of the Environmental Impact
Evaluator. The EIR in its final form must re-
flect the independent judgment of the local agency.
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(b)
(c)
Contents of Draft EIR. The contents of the
DEIR shall consist of th~ information specified
in Article IV, Sections 2, 3, and 4. Before
completing a DEIR, the Environmental Impact Eval-
uator shall consult with all governmental agencies
pursuant to Article VI, Section 2 of these Rules
and Regulations. in addition, the Environmental
Impact Evaluator should also consult
directly with any person or organization which
he believes will be concerned with the Environ-
mental effects of the pro~ct~
a-BB~R?-ehe-Eny~emmemee~-~mpeee-~e~eeee-m~ee
eeas~e-w~eh-em~-e~ee~½-~he-eemmem~e?-e~-em~
~t~b~e-egene~-wh~eh-hee-9~ed~ee~em-~y-~ew-w~eh
eeepeee-ee-ehe-peegeee-eaa-mey-eeae~e-w~eh-eay
peesea-whe-hes-s~ee~a&-e~peee~ee-w~eh-~espeee-ee
amy-em~eeameaea~-~mpaee-~m~e~ve~-e~peee~e~y
~e~aeS. The Environmental Impact Evaluator
shall evaluate co~ents received from persons
who reviewed the DEIR~
Notice of Completion.'' As soon as ~he draft EIR
is ~ompleted, a Notice of completion B~-~e6e~e
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(d).
eep~es-a~e-seee-e~e-6e~-~ew~ew?-em-e~e~e~
mee~ee-s~e~m~-~hee-~he-~e~e-~R-hae-~ee~-eem~e~e~
must be filed with the Secretary of the ResOurces
Agency. The Notice shall include a brief descrip-
tion of the project, its proposed location, a~
a__n address where copies of the EIR are available~
and the period during which comments will be
received. ~h~s-~ee~ee-sha~-~e-~e~e~e~-~e-ee-a
Net~ee-e~-eemp~ee~e~. The form for this Notice
shall be supplied by the Santa Ana Planning.Depart-
ment, Where the EIR is r~uired to be reviewed,
through the State review process handled by the
State Clearing House, the cover form reguired
by the State Clearing House a-Nee~ee-e~-~e~
He~se?--A-Nee~ee-e~-~meeme will serve as the
Notice of Completion, and no Notice of Completion
need be sent to the ResourCes Agency. ~he-~e~m
Public Review. After completin~ a draft EIR, the
Environmental Impact Evaluator shall consult with
and obtain comments from public a~encies having
~urisdiction by law with respect to the project
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(e)
and should consult with persons having special
expertise with respect to any environmental
impact involved. Opportunity for comments from
the general public should be provided.
(1) The Environmental Impact Evaluator should
use existing state~ regional or local
Clearing Houses to distributed EIRs and
other environmental documents to appro-
priate agencies.
(2) To make copies of EIRs available to the
public, the Environmental Impact Evaluator
should furnish copies 6f the draft EIRs to
appropriate public library systems.
(3) The Environmental Impact Evaluator should
compile listings of other agencies, particu-
larly'local agencies, which have jurisdiction
b~ law and/or special expertise with respect
to various projects and project locations.
Such listings should be a guide in determin-
ing which agencies should be consulted with
regard to a particular project.
Evaluation by Environmental Impact Evaluator.
The Environmental Impact Evaluator shall evaluate
comments received from persons who reviewed the
draft EIR.
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(f) Preparation of Final EIR. The Environmental
Impact Evaluator shall then prepare a final EIR.
The. contents of a final EIR are specified in
Article IV, Section 7, of these Rules and Regula-
tions.
(g) Certification of Final EIR. Peeeemeee&em-eE
P~e~-B~R-~e-~eee~-A~e~ey. The final EIR shall
be presented to the local agency making the
decision for approval or disapproval of a pro-
ject. The local agency shall adopt the final
EIR and certify that the final EIR has been com-
pleted in compliance wi~h the CEQA and these
rules and regulations, and that the decision-
making body or administrative official having
final approval authority over the project has
reviewed and considered the information contained
in the EIR.
(h). Final Notice of Determination. After making a
decision on the project, the local agency shall
file a notice of action taken on the project~
This notice shall be referred to as the Final
Notice of Determination. Such notice shall include
(1) the decision of the agency to approve or
disapprove the project, (2) the determination.of
the agency, whether the project will or will not
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(i)
have a significant effect on the environment,
'and (3) a statement tha~ an EIR has been prepared
pursuant to the provisions of the CEQA. The Final
Notice of Determination shall be filed with the
County Clerk of Orange County. If the pro~ect
requires discretionary approval from a state agency,
the Notice shall also be filed with the Secretary
of the State Resources Agency.
Use of Final EIR by City of Santa Ana After
Lead Agency Consideration. The City of Santa
Aha shall consider a fin~l'~E~R by Lead Agency.
before acting.upon or approvin~ a pro~ect.
Additional Notices. ~he Environmental Impact
Evaluator may file such additional notices as
may be desirable in implementing these rules
and regulations, including but not limited to
notices relating to a determination that a project
is categorically exempt, a project is covered by
the emergency exemption or the ministerial exemp-
tion, or that an activity is not covered by the
act at all.
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ARTICLE IV
CONTENTS OF ENVIRONMENTAL
SECTION 1.
SECTION 2.
SECTION 3.
IMPACT REPORTS
General. Environmental Impact Reports shall contain
the information outlined in this article.
Description of Pro~ct. The description of the pro-
ject shall contain the following information but should
not supply extensive detail beyond that needed for
evaluation and review of the environmental impact.
(a) The precise location and boundaries of the.
proposed project shall be ~ho~n on a detailed
map, preferably topographic. The location of
the project shall also appear on a regional
map.
(b) A statement of the objectives sought by the
proposedproject.
(c) A general description of the project's technical,
economic, and environmental characteristics, con-
sidering the principal engineering proposals and
supporting public service facilities.
Description of Environmental Setting.. An EIR must in-
clude a description of the environment in the vicinity
of the project· as it exists before commencement of the
project, from both a local and regional perspective.
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SECTION 4.
Knowledge of the regional setting is critical to the
assessment of environmental impacts. Special emphasis
should be placed on environmental resources that are
rare or unique to that region. Specific reference to
related projects, both public and private, both existent
and planned, in the region should also be included,
for purposes of examining the possibl~ cumulative
impact of such projects.
Environmental Impact. All phases of a project must be
considered when evaluating its impact on the environ-
ment: planning, acquisition, ~velopment and operation.
The following subjects shall be discussed, preferably
in separate sections or paragraphs. If they are not
discussed separately, the EIR shall include a table
showing where each of the subjects is discussed.
(a). The Environmental Impact of the Proposed Action.
Describe the direct and indirect impacts of the
project on the environment, giving due considera-
tion to both the short-term and the long-term
effects. It should include specifics of the area,
the resources involved, physical changes, altera-
· tions to ecological systems and changes induced
in population distribution, population concentra-
tion, the human use of the land (including
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(b)
(c)
commercial and residential development) and other
aspects of the resource base such as water, scenic
quality and public service.
Any Adverse Environmental Effects Which Cannot
Be Avoided if the Proposal is Implemented. Describe
any adverse impacts, including those which can be
reduced to an insignificant level but not eliminated.
Where there are impacts that cannot be'alleviated
without imposing an alternative design, their impli-
cations and the reasons why the project is being.
· proposed, notwithstanding their effect, should be
described. Describe ~-m~-me~eee impacts on
any aesthetically valuable surroundings, or on
human health.
Mitigation Measures Proposed to Minimize the Impact.
Describe avoidable adverse impacts, including
inefficient and unnecessary consumption of energy
and the measures proposed to minimize these impacts.
This discussion shall include an identification
of the acceptable levels to which such impacts
will be reduced, and the basis upon which such
levels were identified. Wherealternative mea-
sures are available to mitigate an impact, each
should be discussed and the basis' for selecting
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(d)
one alternative should be identified. Energy
conservation measures, as well as other appropriate
mitigation measures shall be discussed. Beech,be
a~y-m~gat~e~-measu~es-w~e~-~n~e-~he-p~e~ee~
~mpae%s-~a-~s~m~ea~%-~e~e~sThamd-ehe-Bas~
~e~-eens~dem~-~hese-~e~e~s-aeeep%ab~e~--Whe~e
a-pa~e~e~a~-m~a%~em-meas~e-has-bee~-ehese~
made. ~,,'. ..
Alternatives to the Propose~ Action. Describe
reasonable a~-kmew~ alternatives to the project,
or to the location of the project, which could
feasibly attain the basic objectives of the
project, a~d why they were rejected in favor
of the ultimate choice. The specific alternative
of "no project" must also always be evaluated,
along with the impact. Describe
Be-pa&d-aa alternatives capable of substantially
reducing or eliminating any environmentally ad-
verse impacts, even if these alternatives sub-
stantially impede the attainment of the project
objectives, and are more costly.
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(e)
(f)
The Relationship Between Local Short-Term
Uses of Man's Environment and the Maintenance
and Enhancement of Lon~-TermProductivity. Describe
the cumulative and long-term effects of the
proposed project which adversely affect the state
of the environment. Special attention should be
given to impacts which narrow the range of bene-
ficial uses of the environment or pose long-term
risks to health or safety. In addition, the
reasons why the proposed project is believed by
the sponsor to be justified.now, rather than
reserving an option for further alternatives,
should be explained.
Any Irreversible Environmental Changes Which Would
Be Involved in the Proposed Action Should It Be
Implemented. Uses of non-renewable resources
'during the initial and continued phases of the
project may be irreversible since a large commit-
ment of such resources makes removal or non-use
thereafter unlikely. P~imary impacts and, parti-
cularly, secondary impacts (such as a highway
improvement which provides access to a non-accessible
area) generally commit future generations to
similar uses. Also irreversible damage can result
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SECTION 5.
· from environmental accidents associated with
the project. Irretreivable co~itments of re-
sources should be evaluated to assure that such
current consumption is justified.
(g) The Growth-Inducin~ Impact of the Proposed Action.
Discuss the ways in which the proposed project
could foster economic or population growth, either
directly or indirectly, in the surrounding environ-
ment. Included in this are projects which would
remove obstacles to population growth (a major
expansion of a waste water..~reatment plant might,
for exampie, allow for more construction in service
areas). Increases in the population may further
tax existing community service facilities so con-
sideration must be given t6 this impact. Also dis-
cuss the characteristic of som~ projects which may
encourage and facilitate other activities that could
significantly affect the environment, either indivi-
dually or cumulatively. It must not be assumed
that growth in any area is necessarily beneficial,
detrimental, or of little significance to the
environment.
Organizations and Persons ConsUlted.. The identity of
all federal, state or local agencies, other organiza-
tions and private individuals consulted in preparing
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SECTION 6.
SECTION 7.
the EIR, and the identity of the persons, firm or
agency preparing the EIR, by contract or other author-
ization must be given.
Water Quality Aspects. Describe in the environmental
setting section, and other sections where applicable~
W~h-~espee~-~e water quality aspects of the proposed
project which have been previously certified by the
appropriate state or interstate organization as being
in substantial compliance with applicable water quality
standards?~ ~e~e~emee-~-~he-ee~ea~-ehe~-~e
~"..
Contents of Final Environmental Impact Report.
(a) The Final EIR shall consist of:
the e~a~ae~s a~-pe~se~s ~ems~ee~ ~m~e~
ehe-~espenee-e~-~he-Beea~A~eney-ee-~he-s~§~eame
s~eae~em-peeeess.
(1) The draft EIR or a revision of the draft;
(2) comments and recommendations received on the
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SECTION 8.
draft EIR, either verbatim or in summary;
(3) a list of ~ersons, organizations, and ~ublic
a~encies commenting on the draft EIR;
(4) the responses of the Local Agency to the
significant environmental ~oints raised in
the review and consultation ~rocesst
(b) The response of the Local Agency to comments
received may take the form of a revison of the
draft EIR or may be an attachment to the Draft
EIR. The response shall describe the disposition
of significant environmental issues raised (e.g.,
revisions ko the proposed project to mitigate
anticipated impacts or objections). In particular
the major issues raised when the Local Agency's
position is at .variance with recommendations and
objections raised in the comments .must be addressed
in detail giving reasons why spe6ific comments
and suggestions were not accepted, and factors
of overriding importance warranting an override
of the suggestions.
De~ree of S~ecificit~. The degree of specificity required'
in an EIR will correspond to the degree of specificity
involved in the underlying activity which is described
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SECTION
in the EIR.
(a) An EIR on a construction project will necessarily
be more detailed in the specific effects of
the project than will be an EIR on the adoption
of a local general plan or comprehensive zoning
ordinance because the effects of the construction
can be predicted with greater accuracy.
(b) An EIR on projects such as the adoption or a~end-
ment of a comprehensive zoning Ordinance or a
local general plan should focus on the secondary
effects that can be expec~d~to follow from the
adoption, but the EIR need not be as detailed as
an EIR on the specific construction projects that
might follow
EIR As Part of General Plan.
The requirements for an
EIR 'on a local general plan~ e~ element or amendment
thereof will be satisfied by the general plan or element
document, and ~=eT7 no separate EIR will be required,
if: (1) the general plan addresses all the points
required to be in an EIR by Article.IV of these Rules
and ~gulations; and (2) the document contains a spe-
cial section or a cover sheet identifying where the
general plan document addresses each of the points
required.
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SECTION 1.
ARTICLE V
APPLICATION OF RULES AND REGULATIONS
TO PROJECTS
Projects Controlled b~ the Looal Agency.
(a) When the local agency plans to'carry out or
approve a project which may have a significant
effect on the environment, the local agency shall
prepare environmental documents through its own
efforts or by contract unless the project is
otherwise exempted by these Rules and Regulations.
(b) Where a project which ma~.'h~ve a significant effect
on the environment is to be carried ou~ by a non-
governmental person subject to approval, financial
support, or some other involvement by the local
agency, the local agency will prepare environ-
mental documents be its own efforts orby
contract. HoWever, the local agency may require
the person to supply data and information, both
to determine whether the project may have a sig-
nificant effect on the environment, and to assist
in the preparation of an EIR by the local agency.
This information may be submitted in the form
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agency.
(c)
(d)
of a draft EIR, if the local agency desires~ If
information is provided in the form of a draft EIR,
the p~blic agency may not use the draft EIR as its
own without independent evaluation and analysis.
The draft EIR which is sent out for public review
must reflect the independent judgment of the public
The public agency should require an appli-
cant to specify to the best of his knowledge'which
other public agencies will have jurisdiction by
law epp~ev~-~h~ty over the project.
The EIR may be prepared ~ ~ separate document, or
as a part of a p~oject report. If prepared as a
part of the project r~port, it must still contain
in one separate and distinguishable section the
elements required of an EIR, including the seven
elements specified in Article IV, Section 4 of
these rules and regulations.
All Public and private activities or undertakings
pursuant to or in furtherance of a redevelopment
plan constitute a single project, which shall be
deemed approved.at the time of. the adOption of the
redevelopment plan b~ the Santa Ana City council.
The EIR in connection with'the redevelopment plan
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SECTION 2.
shall be submitted in accordance with Section 33352
of' the Health and Safety Code.
(e) Ail of the above is subject to the lead agency
principle which provides that not more than one EIR
shall be prepared in connection with the same
underlying activity and that the EIR shall be
prepared by the Lead Agency.
Federal Projects.
(a) In regard to any proposed Federal pro~ect and
the City of Santa Ana which may have a significant
effect on the environmen~.,.an~ on which the State
officially comments, the State officials responsi-
ble for such comments shall include in their
comments a discussion of the matters specified
in Article IV, Section 4 of these rules and regula-
tions.
(b) In cases where these rules and rggu!ations require
the preparation of an EIR by the local agency, or
a lead agency other than the local agency, and an
EIS has been or will be prepared for the same pro-
ject pursuant to the requirements of the National
Environmental Policy Act of 1969 and implementing
regulations thereto, all or any part of such stateT
ment may be submitted in lieu of all or any part
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SECTION 3.
of an EIR required by these rules and regulations~
~rovided that the EIS or the part thereof so used.~
shall comply with the requirements of these rules
and regulations. In cases where the Federal
is used, discussion of mitigation measures and
growth inducing impact will have to be added or
supplemented if the EIS does not include an ade-
quate discussion of these elements.
Lead Agency Principle. Where a ~ro~ect is to be carried
out or approved by more than one public entity, only
one ~ublic entity shall be res~6nsible for preparatioq
of environmental documents, and it Will be the Lead
Agency. Such environmental documents will be pre~are~
by the Lead Agency in consultation with all other
responsible agencies'. The Lead Agency's environmental
documents shall be the environmental documentation for
all res~onsibl~ agencies. Such responsible agency shall
consider the Lead Agency's EIR or Negative Declaration
~rior to acting upon or approving the pro~ects, and they
shall certify that their decision-making bodies have
reviewed and considered the information contained in
them.. The selection of a public agency to be the Lead
Agency for a ~articular pro~ect shall be determined bi
the EIR Guidelines and any other rules and regulations
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SECTION 4.
SECTION 5.
propounded by the
A~encY as amended from time to time~
Subsequent EIR. Where an EIR has been prepared,
additional EIR need by prepared unless:
(a)
Secretary of the State Resources
no
Substantial changes are proposed in the project
which will require major revisions of the EIR,
due to the involvement of new environmental
impacts not considered in a previous EIR on
the project;
(b) There are substantiai changes with respect to
the circumstances under which the project is
to be undertaken, such asa change in the
proposed locafion of the project, which
will require major revisions in the EIR
due to the involvement of the new environ-
mental impacts not covered in a previous EIR.
Use of A single EIR. The Environmen.tal Impact
Evaluator may employ a single EIR to describemore
than one project, as such projects are essentially
the same in terms of environmental impact. Further,
the Environmental Impact Evaluator may use an
earlier EIR prepared in connection with an earlier
project t° apply to a later project, if the Cir-
cumstan6es of the projects are essentially the same.
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SECTION 6.
The local agency may elect to write EIRs in advance for
entire programs or regulations in order to be pre-
pared for project applications to come. Whenever~
the local agency chooses to utilize any of these
alternatives, however, it must find that the environmental
effects of the projects are similar enough to warrant
the same treatment in an EIR and that the EIR will
adequately cover the impacts of any single project.
If these tests are not met, an ehe-~e~a~ agency
should supplement eme~ the EIR it prepares for a
program to apply it to an individual project~ w&eh
Multiple and Phased Projects. Where individual projects
are, or a phased project is, to be undertaken and where
the total undertaking comprises a project with signifi-
cant environmental effect, the Environmental Impact
Evaluator must prepare a single EIR for the ultimate
project. Where an individual project is a necessary
precedent for action on a 'larger project, or commits
the local agency to a larger project, with significant
effect, an EIR must address itself to the scope of the
· larger project. Where one project is one of several
similar projects of the local agency, but is not deemed
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SECTION 7.
a part of a larger undertaking or a larger project,
the local agency may prepare one EIR for all projects,
or one for each project, but should in either case
comment upon the combined effect.
Ongoing Project:
(a) A project defined in Article II, Section 27(a)(1)
of these rules and regulations, approved Prior to
November 23, 1970, shall require an Environmental
Impact Report or a Negative Declaration if the project
may have a significant effect on the environment,
and either of the following conditions exist:
(1) A substantial portion of public funds
allocated for the project have not been
spent and it is still feasible to modify
the project in such a way as to mitigate
against potentially adverse, environmental
effects, or to choose feasible alternatives
of "no project" or halting the project;
(2) A public entity proposes to modify the project
in such a way that the project might have a
new.significant effect on the environment.
(b) A project as defined in Article II, Section
27(a)(3) or in Article II, Section 27(a)(2)' as
it relates to contracts where the permit or other
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242
entitlement was issued, or the contract
prior to April 5, 1973, shall not require
or a Negative Declaration, subject to the
provisions:
(1)
(2)
(3)
approved
an EIR
following
CEQA expressly does not prohibit a public
agency from considering environmental factors
in connection with the approval or disapproval
of a project, or for imposing reasonable
fees on the appropriate private person or
entity for preparing an Environmental Impact
Report. A public agency may require an en-
vironmental impact report for projects.covered
by this paragrap~ pursuant to local rules and
regulations during this interim period.
Where the issuance or approval occurred prior
to December 5, 1972, and prior to said date
the project was legally challenged for non-
Compliance with CEQA, the project shall be
bound by special rules set forth in Section
21170 of CEQA.
Where a Pro~ect involving.the issuance of a
lease, permit, '~icense, certificate, or other
entitlement to.use has' been granted, a dis-
cretionary governmental approval for part of
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(c)
the project before April 5, 1973, and requires
another or additional discretionary governmental
approval after April 5, 1973, the project shall
require an EIR or Negative Declaration only
if the approval or approvals after April 5,
1973, involve a greater degree of responsibility
and or control over the project as a whole.
than did the approval or approvals prior to
that date.
Any draft EIR which has been completed and
out for public review e~-em-wh~eh-s~bs~a~a~-we~
hee-beem-pe~e~me~ on or before March 31, 197.~
~eb~e~y-~?-~4, in compliance With the pro-
cedures of the public entity consistent with CEQA
and the Guidelines of the Secretary of State Re-
sources Agency as adopted
in December, 1974, and these rules and regulations,
as adopted on February 4, 19~4, A~-~?-~q~,
shall be deemed to be in compliance with the Guide-
lines of the Secretary of the State Resources Agency,
and these rules and regulations. No further EIR
shall be required except as provided in subsections
(a) and in (b) above.
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SECTION 8.
Feasibility and Planning Studies. A project in-
volving only feasibility or planning studies for
possible future actions which the local agency
has not approved, adopted or funded does not re-
quire the preparation of an Environmental Impact
Report but does require consideration of environmental
factors as required by Section 21102 ~f the CEQA.
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285
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289
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294
ARTICLE VI
EVALUATION OF ENVIRONMENTAL IMPACT REPORTS
SECTION 1.
Adequate Time for Review and Comment.
(a) Review Procedure Shall be Established by
Environmental Impact Evaluator: The Environmental
Impact Evaluator Shall set the time periods for
submittal and review of EIRs under these rules
and regulations, giving consideration to the
Local Agency's obligation to obtain comments
from governmental agencies having jurisdiction
by law with respect to the project and to the
policy favoring public' participation. The
Environmental Impact Evaluator shall notify the
public and others described in Article III, Section
5(b) and (d) of these rules and regulations of
the time for re~eipt'of comments on EIRs.
(b) The Environmental ImPact Evaluator should provide
adequate time for other governmental agencies and
members of thd public to review and comment on an
EIR that has been prepared.
(c) .A review period for ah EIR does not require a halt
in.other Planning activities related to a project.
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297
298
299
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301
302
303
304
305
306
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3O8
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312
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314
315
316
3!7
318
SECTION 2.
Planning should continue in conjunction with
'environmental evaluation.
(d) In order to provide sufficient time for public
review, review periods for draft EIRs should
not be less than thirty {30) days nor longer
than ninety (90) days except in unusual situations
as determined by the Environmental Impact Evaluator.
Consultation with Other Public Agencies. The draft
EIR shall contain comments made by governmental agencies
which have jurisdiction by law with respect to the
project. The Environmental Impact Evaluator and the
local agency shall.consult with other persons who have
special expertise in envir6nmental matters, pertaining
to the particular project. A complete listing of other
agencies, particularly governmental agencies, which have
legal jurisdiction and/or special expertise with respect
tO Various projects .and project locations are contained
in Appendix A attached to these Rules and Regulations.
The Environmental Impact Evaluator shall add additional
listings of agencies having legal jurisdiction and/or
special expertise to Appendix A from time to time as
necessary. Such listings'~hould be a guide in determining
which agency should be consulted'with regard to a
particular project.
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322
323
324
325
326
327
328
329
330
331
332
333
334
335
336
337
338
339
340
341
342
When the local agency is involved in a project,
it shall consult with all responsible agencies (i.e.~
all other public entities involved in carrying out or
approving the project) before completing a draft
or Negative Declaration. This early consultation is
designed to insure that the EIR or Negative Declaration
will reflect the concerns of all responsible agencies
which will issue approvals for the project. After
completing the draft EIR or Negative Declaration, the
local agency shall consult with and seek to obtain com-
~nts from other public entities having jurisdiction by
law and should COnsult with persons having special
expertise as described these rules and regulations.
(a) Review by State Agencies.
Bee~e~me&ems-ee-Be-~ew&ewe~-By-Semee-m~eme~es
sha~-Be-s~Bm~eee~-~e-ehe-~ee~e-e~ee~-~e~se,
Whe~-~Rs-a~e-s~Bm&~eea-ee-ehe-Seeee-e~ea~&~
epe~a~ea-B~-ehe~$~a~e-e~ee~-He~se.
(1) EIRs and Negative Declarations to be reviewed
by State agency shall be submitted to the
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354
355
356
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359
360
361
362
363
364.
365
366
State Clearing House, 1400 Tenth Street, Sac-
ramento, California 95814.
(2) The following environmental documents shall
be submitted to the State Clearing House for
review by State agency:
(a) Draft EIRs and Negative Declarations
prepared by a State agency where such'
agency is the Lead Agency.
(b) D~aft EIR~ and Negative Declarations
prepared by a public agency where a
State agency is a responsible agency
or otherwise has jurisdiction by law
with respect to the project.
(c) Draft EISs and Negative Declarations
prepared pursuant to NEPA~ the Federal
Guidelines (Title 40 CFR; Part 1500,
co~encing with Sections 1500.1) and parts
I and II of Office of Management and Budget
Circular A-95.
(3) The Environmental Impact Evaluator may send
environmental documents to the State Clearing
House for review where a State a~ency has spe-
cial expertise with regard to the environmental
impacts involved~
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SECTION 3.
SECTION 4.
SECTION 5.
(4) When an EIR is submitted to the State Clearing
House, the review period set by the Environ-
mental Impact Evaluator shall be at least as
long as the period provided in the State Review
System operated by the State Clearing House.
In exceptional circumstances, the State Clear-
lng House may set shorter review periods when
requested by the Environmental Impact Evaluator.
Review of Lead Agency EIRs. The Environmental Impact
Evaluator shall develop procedures for reviewing EIRs
which Lead Agencies submit:to him for comments from
himself and the local agency.
Review of Adverse Effects. The EnVironmental Impact
Evaluator and the local agency shall focus on the suffi-
ciency of the EIR in discussing possible impacts upon
the environment, ways in which adverse effects might
be minimized, and alternatives to the project, in
light of the intent of CEQA to provide decision-makers
with useful information about such factors.
Failure to Comment. If a governmental agency or per-
son who is consulted with regard to an EIR fails to
· comment Within the time specified by the Environmental
Impact Evaluator after consulted, it shall ~be assumed,
absent a request for a specific extension of time, that
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SECTION 6.
SECTION 7~
such'agency or person has no comment to make.
Request for Environmental Documents. Environmental
documents 9~a~-~Rs-a~-~a~-~Rs shall be made
available to the public for inspection, and copies
may be given to the general public after payment of
a reasonable fee eha~e-~ not to exceed the actual
cost of reproducing the ehae copy.
Public Participation. A public hearing shail be
held on local agency consideration of environmental
impact reports. The City of Santa Ana desires to
have wide public involvement, formal and informal,
in order to properly receive and evaluate public
reactions, adverse and favorable, based on environ-
mental issues.
(a) Public Hea~in~ Procedure. Public hearing on the
consideration of environmental impact reports
sha~l be held in conjunction with and as a part
of normal planning activities.
hearings shall include comments
agencies made pursuant to these
These public
from reviewing
rules and regula-
tions. A Draft EIR shall be used as an outline
for discussion and public hearing. Notice of
public hearing for consideration of EIRs shall
be given in the same manner and in the same form
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SECTION 8.
SECTION 9.
as notice is given for the discretionary project.
.All rules, regulations,.ordinances, by-laws, and
charter provisions of the City of Santa Aha per-
taining to public hearings by the local agency
pertaining to the discretionary project shall be
complied with in implementing this environmental
· impact report public hearing procedure except as
expressly otherwise provided in these rules and
regulations. No public hearing need be held in
connection with the review of an Environmental
Impact Report prepared by another governmental
Agency.
Retention and Availability Df Comments. Comments
received through the consultation process shall be
kept on file with the local agency' for a reasonable
period and made available for public inspection at 20
Civic Center Plaza, Santa·Ana, California. Comments
which may be received independently of the review
of the Draft EIR shall also be considered and kept on
Fee for Review of EIRs. Ail projec~ sponsors shall
pay a reasonable fee to the Environmental Impact
Evaluator or the local agency to.cover the estimated·
costs in reviewing the Draft EIR and preparing the Final
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EIR. The reasonable fees for such services shall be
set by the Environmental Impact Evaluator.
SECTION 10. Review of Decision of Planning Commission b~ Cit~ Counci!.
Upon the filing, by the Planning Commission, of a Nega-
tive Declaration or an EIR, with the Clerk of the
Council, the Council may review said Negative Declaration
or EIR. If the C6uncil is dissatisfied with the action
of the Planning Commission'or is of the opinion that
the matter is of such magnitude a~ to be of special
interest to the people of the city of Santa Ana, it
may, by majority vote, set the matter of the Negative
Declaration or EIR for public hearing to be held at a
regular or adjourned meeting with public notification
made by the Planning Department as was required for
the initial public hearing; otherwise, all decisions of
the Environmental Impact Eval~ator a~d the Planning
Commission shall be final.
SECTION 11. Appeal of Decision of Plannin~ Commission by City
Council; Hearing. An appeal from a decision of the
'Planning Commission not to overrule the Negative Declara-
tion or to adopt and certify an EIR, may be made by
any interested party, individual or group. Any appeal
made under the terms of this section shall be made
within ten (10) calendar days following the date of the
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decision by the Planning Commission, either to not over-
rule the Negative Declaration of the Environmental Impact
Evaluator or to adopt and certify an EIR. Said appeal
period shall end at 5:00 p.m. on the tenth calendar day
following said date of decision by the Planning Commission.
If the tenth calendar day ends on a Saturday, Sunday,
or Holiday, the ten (10) day period shall end at
5:00 p.m. on the next regular business day. The formal
action, either not to overrule the Negative Declaration
of the Environmental Impact Evaluator or to adopt and
certify the EIR, by the Planning Commission, shall become
effective on the day following the first regularly
scheduled Council meeting after the ten (10) day appeal
period, unless the City Council, in compliance with
Section 10 above, holds a public hearing on the matter,
then the decision of the City Council would become effec-
tive on the day following the hearihg'and decision by
the City Council. All appeals shall be in writing and
on forms provided by the Planning Department, and shall
specify wherein there was any error of decision or require-
ment by the Planning Commission or Environmental Impact
Evaluator. Furthermore, a copy of said appeal should
be filed with the Planning Department and Clerk of the
Council. Upon receipt of-said appeal, the Planning
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Department shall set the'matter for hearing by the
Council. All appeals shall be heard in the same manner
as prescribed for the original hearing. 'Upon filing of
an appeal, the Planning Department shall forward to the
Clerk of the Council a copy of all the environmental
documents upon which the decision to not overrule the
Negative Declaration or to adopt and certify the EIR was
based. Council may, after public'hearing, affirm, re-
verse, change, modify the original decision and may
make any additional determination it shall consider
appropriate within the limitations proposed by these
rules and regulations. Such decision shall be filed
with the Clerk of the Council, and City Planning Depart-
ment; one copy thereof shall be sent to the applicant.
The fee on an appeal of the Planning Commission's decision
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not to overrule the Negative Declaration of the Environ-'
mental Impact Evaluator or to adopt and certify an EIR
shall be Twenty-five ($25.00) Dollars.
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APPENDI
Pesticides
Rodent
F~sh and wildlife
Chamic.l cun*aminotian and foo~ p,~ducts
waterfowt re~ and ~*aches
He~blcide~
Historic end Archaeological sites
Human ecology
Noise c,,ntrol and abatement
. ......
Transporla~ion and handling of
Fish and wildlile
Geothermal energy
generaflon and supply . -
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