HomeMy WebLinkAbout79-084KLG:ar
5/30/79
RESOLUTION NO. 79- 84
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SANTA ANA AUTHORIZING EXECUTION OF AN AGREEMENT
FOR BOND COUNSEL SERVICE IN CONNECTION WITH THE
PROPOSED ISSUANCE AND SALE OF MORTGAGE AND REVENUE
BONDS PURSUANT TO THE MARKS-FORAN RESIDENTIAL
REHABILITATION ACT OF 1974.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA
ANA:
That the Mayor is hereby authorized and directed to
execute, on behalf of said City, that certain "Agreement re
Bond Counsel Services" form dated 5/30/79, a copy of which
is on file in the office of the Clerk of the Council, to
which copy reference is hereby made for full particulars.
ADOPTED this
vote:
4th day of June, 1979, by the following
AYES: COUNCILMEN: Bricken, Griset, Luxembourger, Serrato~
Ward
NOES: COUNCILMEN: Markel, Yamamoto
ABSENT: COUNCILMEN: None
ACT~G CLERK OF THE COUNCIL ~ % %~_,/
APPROVED AS TO FORM:
KEITH L. GOW
CITY ATTORNEY
KLG:ar
5/30/79
AGREEMENT RE BOND COUNSEL SERVICES
THIS AGREEMENT is made and entered into this ~-~C~ day
of June, 1979, by and between THE CITY OF SANTA ANA, a
municipal corporation of the State of California, (herein
"City") and STRADLING, YOCCA, CARLSON & RAUTH, a profes-
sional corporation (herein "Bond Counsel").
RECITALS
A. City is considering the possible issuance and sale
of mortgage revenue bonds pursuant to the Marks-Foran Resi-
dential Rehabilitation Act of 1974 to finance residential
rehabilitation as authorized by said act, and, in connection
therewith, will require the services of attorneys qualified
to act as bond counsel.
B. Bond Counsel represents that it is ready, willing
and able to provide the legal services which will be re-
quired by City in connection with the issuance of such
mortgage revenue bonds.
AGREEMENT
NOW, THEREFORE, the parties mutually agree as
follows:
Section 1. City hereby employs Bond Counsel, and Bond
Counsel hereby accepts such employment, to represent City in
connection with the authorization, issuance, and sale of
bonds of City to finance residential rehabilitation under
the Marks-Foran Residential Rehabilitation Act of 1974.
Section 2. Such representation by Bond Counsel shall
include, but shall not be limited to, general advice to and
consultation with City, its attorney, staff, consultants,
underwriter, underwriter's counsel, and financial institu-
tions; drafting of all resolutions, notices, and other doc-
uments required: (a) for the establishment of the City's
residential rehabilitation program, (b) for the authoriza-
tion and issuance of the bonds; and (c) for the implementa-
tion of the City's residential rehabilitation program; examination
of the transcript of the proceedings and of the official
statement; and issuance of a legal approving opinion to the
purchasers of the bonds.
Section 3. Bond Counsel's fee for the aforesaid legal
services will be based upon the amount of bonds authorized
and sold in accordance with the
Total Amount of
Bonds Authorized
$10 million or less
In excess of $10 million
following schedule:
Fee
.4 of 1%, but in no event
less than $20,000
$40,000 plus .2 of 1% of
the excess over $10 million
Said fee shall be payable from the proceeds of the bond
sale. In the event that bonds are not issued Bond Counsel
will be paid a reasonable fee, to be mutually agreed upon,
based upon the hourly rates of the attorneys in the firm
undertaking the work prior to abandonment. In addition to
the above fees, Bond Counsel will be reimbursed for all out-
of-pocket expenses incurred in connection with long distance
telephone calls, telegrams, outside messenger service,
travel at the request of the City outside of Southern Cal-
ifornia, and similar items. In the event that the under-
writer or successful bidder for the bond requests that a
supplemental legal approving opinion be provided by the City
(except underwriter's counsel), the aforesaid fee will be
reduced by an amount equivalent to one-third thereof.
Section 4. It is understood that the aforesaid fee
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does not include representation of the City in connection
with litigation. However, Bond Counsel will represent City,
at the request of City,
be mutually agreed upon.
IN WITNESS WHEREOF,
agreement
written.
in any such litigation at a fee to
the parties hereto have caused this
to be executed as of the date and year first above
THE CITY OF SANTA ANA, a
municipal corporation of the
State of California
ATTEST:
STRADLING, YOCCA, CARLSON
& RAUTH, a professional
corporation
APPROVED AS TO FORM:
KEITH L. GOW
CITY ATTORNEY
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