HomeMy WebLinkAbout55A - VEHICLE LICENSE FEES
REQUEST FOR
COUNCIL ACTION
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CITY COUNCIL MEETING DATE:
CLERK OF COUNCIL USE ONLY:
FEBRUARY 7, 2005
TITLE:
FINANCING RELATED
LICENSE FEES
TO VEHICLE
APPROVED
0 As Recommended
0 As Amended
0 Ordinance on 151 Reading
0 Ordinance on 2nd Reading
0 Implementing Resolution
0 Set Public Hearing For
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CITY MANAGER
CONTINUED TO
FILE NUMBER
RECOMMENDED ACTION
1. Adopt a resolution authorizing the execution of a Joint Exercise of
Powers Agreement related to the California Statewide Communities
Development Authority.
2. Adopt a resolution authorizing the execution of a purchase and sale
agreement for the City of Santa Ana Vehicle License Fee receivables
from the State of California and approving all related documents and
actions.
DISCUSSION
Over the past 14 years, the State's approach to addressing its own fiscal
crisis has resulted in a decrease of over $117 million in city revenues
such as vehicle license fees (VLF) , property taxes, and mandated
reimbursements. During FY 03-04, in an attempt to reduce its deficit by
$1.2 billion, the State redirected three months of VLF paYments from
cities and counties to fund other State obligations. The impact of this
action was a reduction of $5.9 million to the City of Santa Ana.
Due to subsequent State and local government budget negotiations, the
State agreed to reimburse the cities and counties by making a lump sum
paYment on August 15, 2006. Additionally, the legislature enacted a bill
which permits the local agencies to declare the amount loss by this
action as a receivable which may be sold, less capitalized interest and
issuance costs, in order to accelerate the receipt of the funds. The
State would remain liable for all paYments to the new owners of the
receivable.
With its financial crisis not yet resolved, there remain doubts that the
State will honor the repaYment to cities and counties by August 2006. The
sale of the receivable mitigates the risk to the city and establishes the
amount as debt for the State in the financial marketplace.
55A-1
Financing Related
February 7, 2005
Page 2
to Vehicle License Fees
The California Statewide Communities Development Authority (CSCDA) has
developed a program whereby the Authority issues bonds in order to
purchase VLF receivables from cities and counties. The CSCDA program
enables local governments to sell their VLF receivable for a minimum sale
price of 90.86 of its value. Currently, 137 cities and counties in
California have expressed an interest in participating in this program.
For the City of Santa Ana, the maximum cost of issuance, including
capitalized interest costs, credit enhancement and fees, will be $539,830
which will result in a minimum return of $5.36 million. If at the time of
sale the market permits a higher sale price, the city will receive a
higher amount. In order to participate in this program, the City must
join CSCDA by adopting the subject resolution for a Joint Exercise of
Powers Agreement and the resolution for the purchase and sale agreement.
FISCAL IMPACT
As the maximum cost of issuance for the City of Santa Ana's participation
in this program is $539,830, approval of the recommended actions will
generate an estimated $5.36 million in revenues that will be dedicated to
addressing the projected budget deficit in the 2005-2006 year. Funds from
this transaction will be deposited in general fund revenue account
(account no. 011-01-5321-02).
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Francisco Gutierrez
Executive Director
Finance & Management Services Agency
GS/RC
55A-2
(JWF, 1/26/05)
RESOLUTION NO. 2005-009
A RESOLUTION APPROVING, AUTHORIZING AND
DIRECTING EXECUTION OF AN AMENDED AND
RESTATED JOINT EXERCISE OF POWERS AGREEMENT
RELATING TO THE CALIFORNIA STATEWIDE
COMMUNITIES DEVELOPMENT AUTHORITY THEREWITH.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS
FOLLOWS:
Section 1. The City Council of the City of Santa Ana hereby finds, determines
and declares as follows:
A.
The City of Santa Ana, California (the "City"), has expressed an interest in
participating in the economic development financing programs (the
"Programs") in conjunction with the parties to that certain Amended and
Restated Joint Exercise of Powers Agreement Relating to the California
Statewide Communities Development Authority, dated as of June 1, 1988
(the "Agreement"); and
B.
There is now before this City Council the form of the Agreement; and
C.
The City proposes to participate in the Programs and desires that certain
projects to be located within the City be financed pursuant to the Programs
and it is in the public interest and for the public benefit that the City do so;
and
D.
The Agreement has been filed with the City, and the members of the City
Council of the City, with the assistance of its staff, have reviewed said
document;
Section 2. The Agreement is hereby approved and the Mayor or the City
Manager or designee thereof is hereby authorized and directed to execute said document,
with such changes, insertions and omissions as may be approved by said Mayor or City
Manager and City Attomey.
Section 3. The Mayor, the City Manager, the Clerk of the Council and all
other proper officers and officials of the City are hereby authorized and directed to execute
such other agreements, documents and certificates, and to perform such other acts and
deeds, as may be necessary or convenient to effect the purposes of this Resolution and
the transactions herein authorized.
RESOLUTION No. 2005-
PAGE 1 OF 3
55A-3
Section 4. The Clerk of the Council shall forward a certified copy of this
Resolution and an originally executed Agreement to:
Angie Sessions
Orrick, Herrington & Sutcliffe LLP
400 Capital Mall, Suite 3000
Sacramento, California 95814
Section 5. This Resolution shall take effect immediately upon its
adoption by the City Council, and the Clerk of the Council shall attest to and certify the
vote adopting this Resolution.
ADOPTED this
day of
,2005.
Miguel A. Pulido
Mayor
APPROVED AS TO FORM:
Joseph W. Fletcher, City Attorney
AYES:
Councilmembers
NOES:
Council members
ABSTAIN:
Councilmembers
NOT PRESENT:
Councilmembers
RESOLUTION No. 2005-
PAGE 2 OF 3
55A-4
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, PATRICIA E. HEALY, Clerk of the Council, do hereby attest to and certify the
attached Resolution NO.2005-009 to be the original resolution adopted by the City
Council of the City of Santa Ana on
Date:
RESOLUTION No. 2005-
PAGE 3 OF 3
Clerk of the Council
City of Santa Ana
55A-5
(JWF, 1/26/05)
RESOLUTION NO. 2005-010
A RESOLUTION APPROVING THE FORM OF AND
AUTHORIZING THE EXECUTION AND DELIVERY OF A
PURCHASE AND SALE AGREEMENT AND RELATED
DOCUMENTS WITH RESPECT TO THE SALE OF THE
SELLER'S VEHICLE LICENSE FEE RECEIVABLE FROM
THE STATE; AND DIRECTING AND AUTHORIZING
CERTAIN OTHER ACTIONS IN CONNECTION
THEREWITH.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS
FOLLOWS:
Section 1. The City Council of the City of Santa Ana hereby finds, determines
and declares as follows:
A.
Certain public agencies within the State of California (the "State") are
entitled to receive certain payments payable by the State to each such
local agency on or before August 15, 2006, in connection with vehicle
license fees pursuant to Section 10754.11 of the California Revenue and
Taxation Code ("VLF Gap Repayments");
The City of Santa Ana (the "Seller") is entitled to and has determined to
sell all right, title and interest of the Seller in and to the "VLF Receivable",
as defined in Section 6585(i) of the California Government Code (the "VLF
Receivable"), namely, the right to payment of moneys due or to become
due to the Seller out of funds payable in connection with vehicle license
fees to a local agency pursuant to Section 1 0754.11 of the California
Revenue and Taxation Code;
B.
C.
The California Statewide Communities Development Authority, a joint
exercise of powers authority organized and existing under the laws of the
State (the "Authority"), has been authorized pursuant to Section 6588(w)
of the California Government Code to purchase the VLF Receivable;
D.
The Authority desires to purchase the VLF Receivable and the Seller
desires to sell the VLF Receivable pursuant to a purchase and sale
agreement by and between the Seller and the Authority in the form
presented to this City Council (the "Sale Agreement") for the purposes set
forth herein;
RESOLUTION No. 2005-
PAGE 1 oF4
55A-6
E.
In order to finance the purchase price of the VLF Receivable from the
Seller and the purchase price of other VLF Receivables from other local
agencies, the Authority will issue its taxable and tax-exempt notes (the
"Notes") pursuant to Section 6590 of the California Government Code and
an Indenture (the "Indenture"), by and between the Authority and Wells
Fargo Bank, National Association, as trustee (the "Trustee"), which Notes
will be payable solely from the proceeds of the VLF Receivable and such
other VLF Receivables;
The Seller acknowledges that the Authority will grant a security interest in
the VLF Receivable to the Trustee and any credit enhancer to secure
payment of the Notes; and
F.
G.
A portion of the proceeds of the Notes will be used by the Authority to,
among other things, pay the purchase price of the VLF Receivable;
The Seller will use the proceeds received from the sale of the VLF
Receivable for any lawful purpose as permitted under the applicable laws
of the State;
H.
NOW THEREFORE, the City Council of the City of Santa Ana hereby resolves as
follows:
Section 2. All of the recitals set forth above are true and correct, and this
City Council hereby so finds and determines.
Section 3. The Seller hereby authorizes the sale of the VLF Receivable to
the Authority for a price no less than the Minimum Purchase Price set forth in
Appendix A. The form of Sale Agreement presented to the City Council is hereby
approved. An Authorized Officer (as set forth in Appendix A) is hereby authorized and
directed to execute and deliver the Sale Agreement on behalf of the Seller, which shall
be in substantially the form presented to this meeting, with such changes therein,
deletions therefrom and additions thereto, as such Authorized Officer shall approve,
which approval shall be conclusively evidenced by the execution and delivery of the
Sale Agreement.
Section 4. Any Authorized Officer is hereby authorized and directed to
send, or to cause to be sent, an irrevocable written instruction to the State Controller
notifying the State of the sale of the VLF Receivable and instructing the disbursement
pursuant to Section 6588.5(c) of California Government Code of the VLF Receivable to
the Trustee, on behalf of the Authority.
Section 5. The Authorized Officers and such other Seller officers, as
appropriate, are hereby authorized and directed, jointly and severally, to do any and all
things and to execute and deliver any and all documents, including but not limited to one
or more tax certificates, if required, appropriate escrow instructions relating to the
delivery into escrow of executed documents prior to the closing of the Notes, and such
RESOLUTION No. 2005-
PAGE 2 OF 4
55A-7
other documents mentioned in the Sale Agreement or the Indenture, which any of them
may deem necessary or desirable in order to implement the Sale Agreement and
otherwise to carry out, give effect to and comply with the terms and intent of this
Resolution; and all such actions heretofore taken by such officers are hereby ratified,
confirmed and approved.
Section 6. All consents, approvals, notices, orders, requests and other
actions permitted or required by any of the documents authorized by this Resolution,
whether before or after the sale of the VLF Receivable or the issuance of the Notes,
including without limitation any of the foregoing that may be necessary or desirable in
connection with any default under or amendment of such documents, may be given or
taken by an Authorized Officer without further authorization by this City Council, and
each Authorized Officer is hereby authorized and directed to give any such consent,
approval, notice, order or request, to execute any necessary or appropriate documents
or amendments, and to take any such action that such Authorized Officer may deem
necessary or desirable to further the purposes of this Resolution.
Section 7. The City Council acknowledges that, upon execution and
delivery of the Sale Agreement, the Seller is contractually obligated to sell the VLF
Receivable to the Authority pursuant to the Sale Agreement and the Seller shall not
have any option to revoke its approval of the Sale Agreement or to determine not to
perform its obligations thereunder.
Section 8. This Resolution shall take effect immediately upon its adoption
by the City Council, and the Clerk of the Council shall attest to and certify the vote
adopting this Resolution.
ADOPTED this
day of
,2005.
Miguel A. Pulido
Mayor
APPROVED AS TO FORM:
Joseph W. Fletcher, City Attorney
RESOLUTION No. 2005-
PAGE 3 OF 4
55A-8
AYES:
NOES:
ABSTAIN:
NOT PRESENT:
Councilmembers
Councilmembers
Councilmembers
Councilmembers
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, PATRICIA E. HEALY, Clerk of the Council, do hereby attest to and certify the
attached Resolution No. 2005-010 to be the original resolution adopted by the City
Council of the City of Santa Ana on
Date:
RESOLUTION No. 2005-
PAGE4oF4
Clerk of the Council
City of Santa Ana
55A-9
Minimum Purchase Price:
Authorized Officers:
RESOLUTION No. 2005-
PAGE 5 OF 4
APPENDIX A
CITY OF SANTA ANA
An amount equal to or greater than $5,363,732.72 (the"
Minimum Purchase Price").
City Manager
Assistant City Manager
Executive Director Finance and Management
Services
City Attorney
Any designee of any of them, as appointed in a
written certificate of such Authorized Officer delivered
to the Trustee
55A-1 0