HomeMy WebLinkAbout1986-12 HA
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RESOLUTION 86-12
A RESOLUTION OF THE HOUSING AUTHORITY OF THE
CITY OF SANTA ANA APPROVING DOCUMENTS;
APPOINTING A TRUSTEE AND AUTHORIZING THE SALE OF
ITS MULTIFAMILY HOUSIHG RBVBNUE BONDS AND MAKING
CERTAIN FINDINGS IN CORNECTJ:ON WITH THE ISSUANCE
OF SAID BONDS (VINTAGE APARTMENTS PROJECT)
WHEREAS, there is a shortage in the city of Santa Ana
(the "city") of decent, safe and sapitary housing which is
I!.ffordable by persons of low or.mo<lerate income and a consequent
need to encourage the construction of rental units affordable by
such persons and otherwise to increase the housing supply in the
City for such persons; and
WHEREAS, the Housing Authority of the city of Santa Ana
(the "Authority") is authorized pursuant to Chapter 1
(commencing with Section 34200) of Part 2 of Division 24 of the
California Health and Safety Code (the "Act") to provide
assistance in financing multif-.ily residential rental housing
developments within the City; and
WHEREAS, the city council of the City of Santa Ana (the
"city Council") has duly caused to. be published a notice of a
public hearing regarding the issuaÞOe of revenue bonds by the
Authority for the Project in accordançe with the requireaents of
Section 147(f) of the Internal Revenue COde of 1954, as amended,
which notice set 3:00 p.II., on Dec8llber 15, 1986, and the Santa
Ana city Council Chambers as the time and place for said
hearing; and
WHEREAS, the members of the City Council are the
applicable elected representatives to conduct a public hearing
regarding the issuance of revenue bonds by the Authority for the
Project; and
WHEREAS, the City Council on this date has conducted a
public hearing regarding the issuance of revenUe bonds by the
Authority for the Project and hasðeterained it to be in the
public interest to issue bonds, ~e prooeeds of which will be
used to make a loan to the Developer, all in furtherance of the
purposes of the Act; and
WHEREAS, all acts, conditions and things required by
the Act, and by all other laws of the State of California, to
exist, to have happened and to have been performed precedent to
and in connection with the issuance of the aforesaid revenue
bonds exist, have happened, and have been performed in regular
and due time, form and manner as required by law, and the
Authority is now duly authorized and 8IIIpowered, pursuant to each
and every requir8lllent of law, to issue such revenue bonds for
the purpose, in the manner and upon the terms herein provided;
and
WHEREAS, all acts, conditions and things required by
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the Act, and by all other laws of the state of California, to
exist, to have happened and to have Wen perfoned precedent to
and in connection with the issuance of the aforesaid revenue
bonds exist, have happened, and have ~een performed in regular
and due time, form and manner.. .s.required by law, and the
Authority is now duly authorized an4..powered, pursuant to each
and every requirement of law, to i..ue sucb revenue bonds for
the purpose, in the manner and upon the terms herein provided;
and
WHEREAS, said revenue bonds are to be issued pursuant
to an Indenture of Trust (the "Inde~re") in the form presented
to this .eeting by and between t;b,e Authority and the truatee
named.in the Indenture (the "TrUstee") in an aggreqate principal
amOunt not to exceed $8,400,000 andere to be designated as the
"Houing Authority of the city « Santa Ana Variable Rate Demand
Multifamily Housing Revenue BonGs, 1986 Series A (Vintage
Apartments Project)" (the "Bonds");
NOW, THEREFORE, BE IT RESOLVED, DETERMINED AND ORDERED
BY THE HOUSING AUTHORITY OF THE CITY OF SANTA ANA AS FOLLOWS:
Section 1. Recitals.
of them, are true and correct.
The above recitals, and each
section 2. Regulatory Agr8eaent. The proposed form
of the Regulatory Agreement among the Authority, the Trustee (as
hereinafter defined) and the Developer (the "Regulatory
Agreement") presented at this meeting is hereby approved and the
Chairman or Vice Chairman of the Housing Authority and the
Secretary of the Housing Authority or the Housing Manager of the
Authority (the "Chairman or Vice Chairman," the Secretary" and
the "Manager", respectively) are hereby authorized and directed,
for and in the name of the Authority to execute the Regulatory
Agre...nt in substantially the foea hereby approved, with such
non-8ubstantive changes therein as the officer or officers
executing the same may approve, such approval to be conclusively
evidenced by the execution and delivery thereof and are further
authorized and directed to cause said Regulatory Agre..ent to be
recorded in the official records of orange County.
Section 3. Official 8ta1:eaent. The draft of the
Preliminary Official Statement relating to the Bonds presented
at this meeting is hereby approved in substantially the form
presented with such non-substantive changes thereto as .ay be
approved by the Chairman, Vice Chairman, the Secretary or
Housing Manager is hereby authorized and directed, for and in
the name and on behalf of the Authority to execute the
Preliminary Official Stat..ent and e Final Official statement in
substantially the form of the Prel1ainary Official Statement,
together with such non-substantive changes thereto as may ~e
approved by the Chairman or Vice Chairllan (collectively the
"Official statement"), and the distribution of such Official
statement in connection with the sale of the Bonds is hereby
authorized.
Section 4. Appoint8ent of Trustee. Seattle First
National Bank is hereby appointed as Trustee under the Indenture
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(the "Trustee")
with the duties
the Indenture.
for the Authority and the owners of the Bonds,
and powers of such Trustee as are set forth in
Section 5. J:ndenture. The proposed form of the
Indenture presented at this meetin; by and between the Authority
and the Trustee is hereby approv!Ìld and the Chairman, Vice
Chairman, the Secretary or the Manager are hereby authorized and
directed, for and in the name and on behalf of the Authority, to
executed, acknowledge and deliver to the Trustee the Indenture
in substantially the form hereby approved, with such
non-substantive additions or ch&n9" as the officers executing
the same may approve and which may be consistent with the Bond
Purchase Agreement hereinafter reterred to, such approval to be
conclusively evidenced by the execution and delivery thereof.
Section 6. FOJ:Jl of Bon48. The form of the bonds as
set forth in the Indenture as presented to this meeting is
hereby approved and the Chairman, Vice Chairman, the Secretary
or the Manager are hereby authorized and. directed to execut.e by
manual or facsimile signature, in the name and on behalf of the
Authority and under its seal, such Bonds in either temporary
and/or definitive form in the aggregate principal aaount set
forth in the Indenture and all in accordance with the terms and
provisions of the Indenture.
Section 7. Loan Aqreeaent. The form of the Loan
Agreement (the "Loan Agreement") as presented to this meeting by
and among the Authority, the Developer and the Trustee, whereby
the proceeds of the bonds are to be loaned to the Developer for
the purpose of financing the Project is hereby approved and the
Chairman, Vice Chairman, the secretary or the Manager are hereby
authorized and directed, for and in the name of the Authority to
execute the Loan Agreement in substantially the form hereby
approved, with such non-substantive changes therein as the
officers executing the same may approve, such approval to be
conclusively evidenced by the execution and delivery thereof.
Section 8. ReeaeJ:91ng Aqreeaent. The form of the
Reemerqing Agreement (the "Reemerging Agreement"), as presented
to this meeting to be executed by the Authority, the Developer
and Prudential-Bache Securities, Inc., as Reemerging Agent (the
"Reemerqing Agent"), pursuant to which the Reemerging Agent
agrees to act as remarketing agent in connection with the
remarketing of the Bonds pursuant to the Indenture, is hereby
approved and the Chairman, Vice Chairman, the Secretary or the
Manager are hereby authorized and directed, for and in the name
of the Authority, to execute the R.emerqing Agreement in
substantially the form hereby approved, with such changes
therein as the officers executing the same may approve, such
approval to be conclusively evidenced by the execution and
delivery thereof.
Section 9. Bond Purcha- Aqreeaent. The form of
Bond Purchase Agreement for the purchase of the bonds as
presented to this meeting by Bancroft, Garcia & Lavell, Inc.,
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and Prudential-Bache Securities Inc., as underwriters, and the
sale of the Bonds pursuant thereto upon the terms and conditions
set forth therein is hereby approved and, subject to such
approval and subject to the provisions of section 10 hereof, the
Chairman, Vice Chairman, the Secretary or Housing Manaqer, is
hereby authorized and directed to ev~dence the Authority's
acceptance of the offer made by saidlond Purchase Agreement by
executing and delivering said Bond Purchase Agreement in said
form with such non-substantive ch~q.. therein as the officer
executing the same may approve and8uch matters as are
authorized by section 10 hereof, such approval to be
conclusively evidenced by the execution and delivery thereof.
section 10. Chair8aD or Vice Chair8aD or De8ignee
Authorized to B8tablish Final ~ of Sale Bonds. The
Chairman or Vice Chairman, based on such advice of the Authority
staff as the Chairman or Vice Chai~ may deem necessary, is
hereby authorized and directed to act on behalf of the Housing
Authority to establish and determine (i) the final principal
amount of the Bonds, which amount shall not exceed $8,400,0001
(ii) the initial interest rate on the Bonds, which rate shall
not exceed 10-1/2% per ann~1 (iii) the underwriter's fee for
the underwriting of the Bonds, which amount shall not exceed 3%
of the principal amount of the Bonds, and (iv) such other
matters as may relate to the final terms and provisions for the
sale of the Bonds as may be consistent with the Indenture. The
Chairman or Vice Chairman, upon the deterllination of such
llatters, is further authorized and directed, in and for the name
of the Authority, to execute any supplements or amendments to
the Bond Purchase Aqreement as, based on such advice, IlaY be
neoessary to include such llatters as so determined to be a part
of the bond Purchase Agr....ot. The authorization and powers
delegated to the Chairman or Vice Chairman by this section 10
shall be valid for a period of 90 days from the date of adoption
of this Resolution.
section 11. other Aqreeaents and Instrullents. The forms of
the Intsrcorporate Agreement, dated as of December 1, 1986, by
and amonq the Authority, the Trustee and Tokai Bank of
California (the "Bank") (the "Intercorporate Aqreement"), and
ancillary security documents required by the Bank are hereby
approved and the Chairman or Vice Chairman and the Secretary or
the Manaqer are hereby authorized and directed, for and in the
name of the Authority to execute the Intercorporate Agreement
and such ancillary documents in substantially the form hereby
approved, with such non-substantive changes therein as the
officers executing the same may approve, such approval to be
conclusively evidenced by the execution and delivery thereof.
section 12. Requisitions. The Chairman, vice Chairman, the
Secretary or the Manager are hereby authorized and directed to
execute one or more requisitions authorizing the Trustee to pay
the cost of issuing the Bonds from the proceeds of the Bonds or
otherwise pursuant to the Indenture.
Section 13. Designation of Al~ocation. The Authority hereby
designates to the Bonds the private activity bond allocation
allocated to the City of Santa Ana for the Project pursuant to
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Resolution No. 86-8(F) of the Mortgage Bond Allocation Committee
of the state of California.
section 14. other Acts. The officers of the Authority are
hereby authorized and directed, jointly and severally, to do any
and all thing., to execute and deliver any and all documents,
including but not limited to, the Final Official statement,
which in consultation with the Authority staff and Bond Counsel,
they may de- necessary or advisable in order to consummate the
issuance, sale and delivery of the Bonds, or otherwise to
effectuate the purposes of this Resolution or to implement the
provisions of the Requlatory Agreement, the Indenture, the Loan
Agreement, the Remarketing Aweeaent, the Intercreditor
Agre_ent and any other aqre81l8l1tø ,documents and instruments
relating to the Bonds, and any such actions previously taken by
such officers are hereby ratified and confirmed.
section 15. Bffective Date. this Resolution shall take
effect immediâtely upon adoption.
ADOPTED, this ~ day of
following vote:
,1986, by the
D~c~mh~r
AYES
MEMBERS: Young , McGu.;t.ge\n , Griset, .1I.costa
:li'uHdo ,lfart ,May
MEMBERS :
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ABSENT 0 MEMBERS:
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V, ce- Chairman
ATTEST:
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APPROVED AS TO FORM:
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, Attorney
Authority