HomeMy WebLinkAboutSCHWARTZ, MELVIN M.D. 1 - 2002
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UNTIL '"wURANfE EXPIRES
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CLERK OF COUNCIL STANDARD CONSULTANT AGREEMENT
~. . ~
THIS AGREEMENT, made and entered into this J5dayof sJ'-( ,2002 by
and between Melvin Schwartz, M.D., a sole practitioner (hereinafter "Consultant"), and the City
of Santa Ana, a charter city and municipal corporation organized and existing under the
Constitution and laws of the State of Cali fomi a (hereinafter "City").
N-2002-105
03
RECITALS
A. The City desires to retain a consultant having special skill and knowledge in the field of
performing psychological evaluations.
B. Consultant represents that Consultant is able and willing to provide such services to the
City.
C. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably be
expected from a professional consulting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
l. SCOPE OF SERVICES
Consultant shall perform psychological evaluations and provide reports and
recommendations regarding the suitability of current employees to continue to perform their
duties (fitness for duty examinations) and prospective employees to perform the duties of the
position for which they are being considered (pre-employment assessments).
2. COMPENSATION
a. City agrees to pay, and Consultant agrees to accept as total payment for its services, an
hourly rate of $ or rates per Exhibit A. The total sum to be expended under this
Agreement shall not exceed $ 10,000.00 during the term ofthis Agreement.
b. Payment by City shall be made within thirty (30) days following receipt of proper
invoice evidencing work performed, subject to City accounting procedures. Payment need not
be made for work which fails to meet the standards of performance set forth in the Recitals
which may reasonably be expected by City.
3. TERM
This Agreement shall commence on the date first written above and terminate on June 30,
2003, unless terminated earlier in accordance with Section 12, below. The term ofthis
Agreement may be extended upon a writing executed by the Executive Director of the Personnel
Services Agency and the City Attorney. Provided however, in order to provide for uninterrupted
service to City, this Agreement shall include services rendered to City by Consultant from March
of2002.
4. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City. This Agreement is not intended nor
shall it be construed to create an employer-employee relationship, a joint venture relationship, or
to allow the City to exercise discretion or control over the professional manner in which
Consultant performs the services which are the subject matter ofthis Agreement; however, the
services to be provided by Consultant shall be provided in a manner consistent with all
applicable standards and regulations governing such services. Consultant shall pay all salaries and
wages, employer's social security taxes, unemployment insurance and similar taxes relating to
employees and shall be responsible for all applicable withholding taxes.
5. INSURANCE
Prior to undertaking performance of work under this Agreement, Consultant shall
maintain and shall require its subcontractors, if any, to obtain and maintain insurance as
described below:
a. Commercial General Liability Insurance. (reserved)
b. Business automobile liability insurance. (reserved)
c. Worker's Compensation Insurance. (reserved)
d. Professional liability (errors and omissions) insurance, with a combined single limit of
not less than $1,000,000 per claim.
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e. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section:
(i) Consultant shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement.
(ii) Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved in form by the City Attorney.
(iii) Certificates and policies shall state that the policies shall not be canceled
or reduced in coverage or changed in any other material aspect without
thirty (30) days prior written notice to the City.
f. If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has been procured
and is in force and paid for, the City shall have the right, at the City's election, to forthwith
terminate this Agreement. Such termination shall not affect Consultant's right to be paid for its
time and materials expended prior to notification of termination. Consultant waives the right to
receive compensation and agrees to indemnify the City for any work performed prior to approval
of insurance by the City.
6. INDEMNIFICATION
Consultant agrees to and shall indemnifY and hold harmless the City, its officers, agents,
employees, consultants, special counsel, and representatives from liability: (I) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims
for personal injury, including health, and claims for property damage, which may arise from the
direct or indirect operations of the Consultant or its contractors, subcontractors, agents,
employees, or other persons acting on their behalf which relates to the services described in
section I of this Agreement; and (2) from any claim that personal injury, damages, just
compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects
arising from this Agreement. This indemnity and hold harmless agreement applies to all claims
for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to
have been suffered, by reason ofthe events referred to in this Section or by reason of the terms
of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold
harmless, and pay all costs for the defense of the City, including fees and costs for special
counsel to be selected by the City, regarding any action by a third party challenging the validity
of this Agreement, or asserting that personal injury, damages, just compensation, restitution,
judicial or equitable relief due to personal or property rights arises by reason of the terms of, or
effects arising from this Agreement. City may make all reasonable decisions with respect to its
representation in any legal proceeding.
7. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Consultant agrees
that it shall not use or disclose such information except in the performance of this Agreement,
and further agrees to exercise the same degree of care it uses to protect its own information of
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like importance, but in no event less than reasonable care. "Confidential Information" shall
include all nonpublic information. Confidential information includes not only written
information, but also information transferred orally, visually, electronically, or by other means.
Confidential information disclosed to either party by any subsidiary and/or agent of the other
party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure
shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is,
through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful
possession of the Consultant without an obligation of confidentiality; (d) is required to be
disclosed by operation of law; or (e) is independently developed by the Consultant without
reference to information disclosed by the City.
8. CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interests and shall not have interests, direct
or indirect, which would conflict in any manner with performance of services specified under
this Agreement.
9. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in person or
mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other
telegraphic communication in the manner provided in this Section, to the following persons:
To City:
Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, California 92702-1988
telefacsimile (714) 647-6956
With courtesy copies to:
Executive Director
Personnel Services Agency
City of Santa Ana
20 Civic Center Plaza (M-24)
P.O. Box 1988
Santa Ana, California 92702-1988
telefacsimile (714) 647-6930
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and,
City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
P.O. Box 1988
Santa Ana, California 92702
telefacsimile (714) 647-6515
To Consultant:
Melvin Schwartz, M.D.
17862 E 17th Street
East Building Suite 112
Tustin, CA 92780
714-731-0367
A party may change its address by giving notice in writing to the other party. Thereafter,
any notice, tender, demand, delivery, or other communication shall be addressed and transmitted
to the new address. If sent by mail, any notice, tender, demand, delivery, or other
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by telefacsimile, any notice, tender, demand, delivery, or
other communication shall be effective or deemed to have been given twenty-four (24) hours
after the time set forth on the transmission report issued by the transmitting facsimile machine,
addressed as set forth above. For purposes of calculating these time frames, weekends, federal,
state, County or City holidays shall be excluded.
10. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant, and supersedes any and all other agreements, oral or written, between the parties. In
the event of a conflict between the terms of this Agreement and any attachments hereto, the
terms of this Agreement shall prevail. This Agreement may not be modified except by written
instrument signed by the City and by an authorized representative of Consultant. The parties
agree that any terms or conditions of any purchase order or other instrument that are inconsistent
with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant nor
the City. Each party to this Agreement acknowledges that no representations, inducements,
promises or agreements, orally or otherwise, have been made by any party, or anyone acting on
behalf of any party, which are not embodied herein.
11. ASSIGNMENT
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Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement
shall be construed to limit the City's ability to have any of the services which are the subject to
this Agreement performed by City personnel or by other consultants retained by City.
12. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Consultant prior to receipt of such notice of termination,
subject to the following conditions:
a. As a condition of such payment, the Executive Director may require Consultant to deliver
to the City all work product completed as of such date, and in such case such work product shall be
the property of the City unless prohibited by law, and Consultant consents to the City's use thereof
for such purposes as the City deems appropriate.
b. Payment need not be made for work which fails to meet the standard of performance
specified in the Recitals of this Agreement.
13. DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, religion, sex, marital
status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited
by applicable law, in the recruitment, selection, training, utilization, promotion, termination or
other employment related activities. Consultant affirms that it is an equal opportunity employer
and shall comply with all applicable federal, state and local laws and regulations.
14. JURISDICTION - VENUE
This Agreement and all questions relating to its validity, interpretation, performance, and
enforcement shall be government and construed in accordance with the laws of the State of
California. This Agreement has been executed and delivered in the State of California and the
validity, interpretation, performance, and enforcement of any of the clauses of this Agreement
shall be determined and governed by the laws of the State of California. Both parties further
agree that Orange County, California, shall be the venue for any action or proceeding that may
be brought or arise out of, in connection with or by reason of this Agreement.
15. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services
hereunder and required by the laws and regulations of the United States, the State of California,
the City of Santa Ana and all other governmental agencies. Consultant shall notify the City
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immediately and in writing of her inability to obtain or maintain such permits, licenses,
approvals, waivers, and exemptions. Said inability shall be cause for termination of this
Agreement.
16. MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature hereinbelow has the power,
authority and right to bind their respective parties to each of the terms of this Agreement, and shall
indemnifY City fully, including reasonable costs and attorney's fees, for any injuries or damages to
City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn.
b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set
forth in the body of this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year
first above written.
ATTEST:
,
CI~
DAVIDN.REAM ~-
City Manager
CJ':L.
ATRICIA E. HEALY
Clerk of the Council
APPROVED AS TO FORM:
JOSEPH W. FLETCHER
Ci~
By"
Cristme L. w
Assistant City Attorney
RECOMMENDED FOR APPROVAL:
CONSULTANT
~.-"7
/ J;.f /
Enrique J. Alva
Executive Director
Personnel Services Agency
City of Santa Ana
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13()-2~- <1112------
Employer ID # or Individual SS #
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MELVIN SCHWARTZ, M. D.
PRACTICE
LIMITED TO PSYCHIATRY
17862 EAST SEVENTEENTH STREET
EAST BUILDING, SUITE 112
TUSTIN. CALIFORNIA 92780
DIPLOMATE
AMERICAN BOARD OF PSYCHIATRY
(714) 544-9966
FAX: 17141 731-0367
FE:E: SCHE:DULE:
Review of records....................................................................................$ 3 50 /hour
psychia tr ic examination................................................................ 350 /hour
Depos i t ion..................................................
............,..............................,..... .
400/hour
Court appearances:
Orange County.......1/2 day or fraction thereof $2500.00
Los Angeles, Riverside, San Diego,
San Bernardino Count ies.......................................................
$2750.00
Hearings and arbitrations......................................................
$1500-1750.00
No shows or late cancellations
$ 700.00
1 week notice is required for cancellation
of an 1ME
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N-2002-105
r
-.
LEGION INSURANCE COMPANY
ONE LOGAN SQUARE, SUITE 1400
P!llLADELPlliA, PA 19103
PROFESSIONAL LIABILITY INSURANCE POLICY
A CLAIMS MADE POLICY
Policy Number : PL5 _ 258027 Producer: Professional Risk Management Services, Inc
Renewal of: PL4 _ 258027 Address: (in California, d/b/a Cal-psych Insurance Agency, Inc.)
Member Number: 13191 1515 Wilson Boulevard, Suite 800 Arlington, Virginla 22209
Item 1. First Named Insured and Mailing Address: Item 2. Policy Period:
Melvin Schwartz, MD From 12,0 I a.m. August I, 200 I
.14'"5 La>l 17tl, Shc(t, EJ<iit! Ii To 12,01 a.m. August \,2002
-21T Local time at the address shown m item 1
8al,ta ,'\na, CA.92791 new a Mv (55 :
11'3'u>:2- c 1(~ s+ tPIIZ-..
\\.lS11f\, Co. ctd.IW
Item 3.
Named Insureds:
Section II A.
Melvin Schwartz, M,D.
Section II B,
Item 4.
Limits of Liability
( i )
Each Medical Incident
Section II A. $1,000,000
Each Policy Period
$3,000,000
Section II B.
subject to:
( ii ) Sexual Misconduct Sublimit of $25,000
Item 5.
Retroactive Date:
May 1, 1996
Item 6.
Endorsements attached at issuance: 410082 (Ed, 2/2001); 450021 (Ed. 212001); 461326
CM (Ed. 4/1997); 461396 (Ed. 7/1998); 461397 (Ed, 7/1997); 462913 (Ed. 2/2001); 462917
(Ed. 212001); 462920 (Ed. 2/2001); 470023 (Ed, 2/2001)
Item 7.
Annual Premium
$4521
Item 8.
Extended Reporting Period Premium Option
$Included
APPROVED AS TO FORM
/'
410082 2101
Printed: 07/1 0/200 1
12105/02 rRll 17: 13 HX 7147310367
!IELH N SeRif ARTZ , M.D.
rlJ002
/.
.
LEXINGTON I;\lSURANCE COMPANY
'~LM[NGTON,DELAWARE
ADMINISTRATIVE OFFICES: 200 STATE STREET, BOSTON, MA 02]09
(A Capital Stock Insurance Company)
PSYCHlATRISTS PROFESSIONAL LIABILITY INSURANCE POLICY
CLAIMS MADE DECLARATIONS
~ mY 1115
['l /' VJV
Policy Number:
PSCOO - 046661 J
Producer: William F, Galtney. on oet~ of the
P~ychjatrl$ta' Purcha$ing Grou,:), he.
clo Profess.iol13l Risk Management Serv'c9s Ifle.
Renewal of: Address: 151~ Wilson ell/d., Sllo. 800
Member Number: 13191 Ai:!"GlO", VA 22.09
Item I. First Named Insured aJ1d Mllilillg Address: Item 2. Policy Period:
Melvin Schwartz, MD From 12:01 a.m. !>..gust!, 2002
17862 East 17th Street To 12:01 1lJ71, A 'su'tl, 2003
East Building, Suite 112 Lo",1 tin..! the oddre: ,"'own in l'<m 1.
Tustin, CA 92780
ltern 3,
Named Insureds:
S.ctlon n A.
Mervin Schwartz, M.D.
Section n B,
Item 4.
Limits of Liabilit)'
( i ) Section n A,
Eaeh Medical Incident
$1,OOO,COO
Each Policy P'~
$3,000,000
Section n B.
subject to;
(li) Sexual Misconduct Sublimit ofS $25,000
Each Medioal I ocident
(iii) Professional Office Premis~s $ RefeTio endorsement#79517 Per A :cident
$ ~efer to endorsement #79517 Each "o!icy Period
Item 5.
Retroactive'Dale:
May l, 1996
Item 6.
Endorsements a~ched at issuance: 52133 (Ed. 3/1994); 79389 (Ed. 6/2002); 79390 (Ed.
4/2002); 79507 (Ed. 412002); 795]0 (Ed. 4/2002); 79511 (Ed. 412002); 795]7 (l'd. 6/2002);
80263 (Ed. 6/2002); 80343 (Ed. 612002)
Item 7.
Annual Premium
Surplus line Ta:\:
Stamping Fee
$5,876
$176..3 '
$14,69
Item 8.
Extended Reporting Period Premium Option
SInclu( :d
~
79389(6/02)
Ed-D)
BEN AMIN KAYFMAN
hlet A liltanl City AtlllffllJY
,4~-
Pri d: 7132/0;