HomeMy WebLinkAboutSTEPHAN, ORINGHER, RICHMAN & THEODORA 1A - 2006
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WORK MAY NOI PROCEED
CLERK OF COUNCIL
DATE: OCT 2 5 2006
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A-2006-209
FIRST AMENDMENT TO
LEGAL SERVICES AGREEMENT
This AGREEMENT, made and entered into this third day of October, 2006 by
and between Stephan, Oringher, Richman, Theodora & Miller, P.C. (hereinafter
"Attorneys"), and the City of Santa Ana, a charter city and municipal corporation of the
State of California ("City").
RECITALS
A. The parties hereto entered into a certain agreement dated May 8, 200 I
hereinafter referred to as "said agreement as amended," for the purpose of
employing ATTORNEYS to assist the City Attorney in the defense of actions
for damages against the City, its agencies, officers and employees.
B. CITY and ATTORNEYS desire to amend the fee schedule of said agreement
as amended.
NOW THEREFORE, in consideration of the mutual and respective promises, and
subject to the terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Attorneys agree to provide all services necessary to defend the City from claims
and lawsuits filed against the City (the "Scope of Work").
2. COMPENSATION
City agrees to compensate Attorney, and Attorneys agree to accept from City, as
and for payment in full for all of said services in regard to each such action,
compensation at a maximum rate of$195.00 per hour. The City shall reimburse
Attorneys for their actual and reasonable out -of-pocket expenses incurred within the
scope of services under this Agreement. Permissible expenses shall include long distance
telephone charges, travel (subject to prior approval by the City Attorney), photocopying
and telefacsimile charges, filing fees and other similar expenses that are usually incurred
in connection with legal representation.
Attorneys agree that without written consent of City, only the following attorneys
and paralegals shall be allowed to bill for services under this agreement:
Martha Shen-Urquidez
David Mead
Efrat Cogan
Jeffrey Hook
Lisa Barley
Jerome Friedberg
Paul Sorce
City, shall, within 30 days of receipt ofa bill for services rendered, pay Attorneys' fees
and costs, as identified in this AGREEMENT, subject to the City's accounting
procedures.
3. TERM
This Agreement shall commence on the date first written above, and shall
continue until otherwise terminated pursuant to section 12 of this agreement.
4. INDEPENDENT CONTRACTOR
Attorneys shall, during the entire term of this Agreement, be construed to be
independent contractors and not employees of the City. This Agreement is not intended
nor shall it be construed to create an employer-employee relationship, a joint venture
relationship, or to allow the City to exercise discretion or control over the professional
manner in which Attorneys performs the services which are the subject matter of this
Agreement; however, the services to be provided by Attorneys shall be provide in a
manner consistent with all applicable standards and regulations governing such services.
Attorneys shall pay all salaries and wages, employer's social security taxes,
unemployment insurance and similar taxes relating to employees and shall be responsible
for all applicable withholding taxes.
5. INSURANCE
Prior to undertaking performance of work under this Agreement, Attorneys shall
provide proof to the City Attorney of Professional Liability (errors and omissions)
insurance, with a combined single limit of not less than $1,000,000,000 per claim, and
maintain such insurance throughout the Term.
If Attorneys fails or refuses to produce and maintain the insurance required by
this section or fails or refuses to furnish the City with required proof that insurance has
been procured and is in force and paid for, the City shall have the right, at the City's
election, to forthwith terminate this Agreement. Such termination shall not affect
Attorneys' right to be paid for its time and materials expended prior to notification of
termination. Attorneys waive the right to receive compensation and agree to indemnify
the City for any work performed prior to approval of insurance by the City.
6. CONFIDENTIALITY
If Attorneys receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Attorneys
agree that it shall not use or disclose such information except in the performance of this
Agreement, and further agrees to exercise the same degree of care it uses to protect its
own information of like importance, but in no event less than reasonable care.
"Confidential Information" shall include all nonpublic information. Confidential
information includes not only written information, but also information transferred orally,
visually, electronically, or by other means. Confidential information disclosed to either
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party by any subsidiary and/or agent of the other party is covered by this Agreement.
The foregoing obligations of non-use and nondisclosure shall not apply7 to any
information that (a) has been disclosed in publicly available sources; (b) is, through no
fault or the Attorneys disclosed in a publicly available source; (c) is in rightful possession
of the Attorneys without an obligation of confidentiality; (d) is required to be disclosed
by operation oflaw; or (e) is independently developed by the Attorneys without reference
to information disclosed by the City.
7. CONFLICT OF INTEREST CLAUSE
Attorneys covenant that it presently has no interests and shall not have interests,
direct or indirect, that would conflict in any manner with performance of services
specified under this Agreement.
8. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in
person or mailed by first class or certified mail, postage prepaid, or sent by telefacsimile
or other telegraphic communication in the manner provided in this Section, to the
following persons:
To City:
City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
PO Box 1988
Santa Ana, California 92702
telefacsimile (714) 647-6515
To Attorneys:
Stephan, Oringher, Richman, Theodora & Miller, P.c.
2029 Century Park East, 6th Floor
Los Angeles, California 90067
Attn: Martha Shen
telefacsimile (310) 551-0283
A party may change its address by gibing notice in writing to the other party.
Thereafter, any notice, tender, demand, delivery, or other communication shall be
addressed and transmitted to the new address. If sent by mail, any notice, tender,
demand, delivery, or other communication shall be effective or deemed to have been
given three (3) days after it has been deposited in the United States mail, duly registered
or certified, with postage prepaid, and addressed as set forth above. If sent by
telefacsimile, any notice, tender, demand, delivery, or other communication shall be
effective or deemed to have been given twenty-four (24) hours after the time set forth on
the transmission report issued by the transmitting facsimile machine, addressed as set
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forth above. For purposes of calculating these time frames, weekends, federal, state,
County or City holidays shall be excluded.
9. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City
and Attorneys, and supersedes ay and all other agreements, oral or written, between the
parties. In the event of a conflict between the terms of this Agreement and any
attachments hereto, the terms of this Agreement shall prevail. This Agreement may not
be modified except by written instrument signed by the City and by an authorized
representative of Attorneys. The parties agree that any terms or conditions of any
purchase order or other instrument that are inconsistent with, or in addition to, that terms
and conditions hereof, shall not bind or obligate Attorneys nor the City. Each party to
this Agreement acknowledges that no representations, inducements, promises or
agreements, orally or otherwise, have been made by any party, or anyone acting on behalf
of any party, which are not embodied herein.
10. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of
Attorneys, Attorneys may not assign, transfer, delegate, or subcontract any interest herein
without the prior written consent of the City and any such assignment, transfer,
delegation or subcontract without the City's prior written consent shall be considered null
and void. Nothing in this Agreement shall be construed to limit the City's ability to have
any of the services which are the subject to this Agreement performed by City personnel
or by other Attorneys retained by City.
11. TERMINATION
This Agreement may be terminated by either party upon thirty (30) days written
notice of termination to the other party. In such event, Attorneys shall be entitled to
receive and the City shall pay Attorneys compensation for all services performed by
Attorneys prior to the receipt of such notice of termination, subject to the following
conditions:
a. As a condition of such payment, Attorneys shall deliver to the City all files and
records generated under this Agreement as of such date.
b. Payment need not be made for work that fails to meet the standard of
performance specified in the Recitals of this Agreement.
12. DISCRIMINATION
Attorneys shall not discriminate because ofrace, color, creed, religion, sex,
marital status, sexual orientation, age, national origin, ancestry, or disability, as defined
and prohibited by applicable law, in the recruitment, selection, training, utilization,
promotion, termination or other employment related activities. Attorneys affirm that it is
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an equal opportunity employer and shall comply with all applicable federal, state and
local laws and regulations.
13. CONTROL OF LEGAL MATTER
Attorney agree that each and every matter or proceeding in which they undertake
to assist the City Attorney, as aforesaid, shall be and remain under, and subject to the
control and direction of said City Attorney at all stages, and that they shall at all times
keep the City Attorney informed of all matters pertaining thereto. Attorneys further
agree, that if and when their employment hereunder is terminated by City, as hereinafter
specified, they shall return to City Attorney any and all files then in their possession
concerning each and every matter or proceeding in which they represented the City
pursuant to this Agreement.
14. JURISDICTION - VENUE
This Agreement and all questions relating to its validity, interpretation,
performance, and enforcement shall be governed and construed in accordance with the
laws of the State of California. This Agreement has been executed and delivered in the
State of California and the validity, interpretation, performance, and enforcement of any
of the clauses of this Agreement shall be determined and governed by the laws of the
State of California. Both parties further agree that Orange County, California, shall be
the venue for any action or proceeding that may be brought or arise out of, in connection
with or by reason of this Agreement.
15. MISCELLANEOUS PROVISIONS
Each undersigned represents and warrants that its signature herein below has the
power, authority and right to bind their respective parties to each of the terms of this
Agreement, and shall indemnify the City fully, including reasonable costs and attorney's
fees, for any injuries or damages to City in the event that such authority or power is not,
in fact, held by the signatory or is withdrawn.
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SANTA ANA CITY ATTY
Fax:714-647-6515
Oct 11 2006 13:57
P.07
IN WITNESS WHEREOF. the parties hereto have executed this Agreement the day
and year first above written.
ATTEST:
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Patricia E. Healy
Clerk of the Cooncil
APPROVED AS TO FORM:
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City Attorney
CITY OF SANr A ANA:
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c...--'David N. Ream . 1"-
City Manager
STEPHAN, ORINGHER,
RlCHMAN , THEODORA &
MILLER, P.c.
Partner
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Professional Liability Division
Chums' (800) 531-2297
Customer Service: (888) 972-1795
Sales: (800) 299-4331
Prepared for:
Contact:
Policy NUIIlber:
Policy Term:
Policy Period;
Type oflnsumnce:
Attorneys:
Retro Date:
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GREAlAMERICAN..
INSURANcE GROUP
LEGAL PROFESSIONAL LIABILITY
BINDER OF COVERAGE
FOR
Stepban, OrlDgber, Rlcbman, Tbeodora & Mil/er, P.c.
2029 Century Park East, Sixth Floor
Los Angeles, CA 90067
mamarino@sortm.com
Phone: (310) 788-3600 Fu;: (310) 277-0634
Thursday, August 31, 2006
Stephanie Hwwitz - AON Risk Services of New York
Miles D. Amarino
LPL5542283
One Year
9/112006 to 9/112007
Legal Professional Liability-Claims Made Form CG8042
48 attorneys, 2 of counsels and 2 independent contralJtorn
3/11199]
Thank you for choosing Great American as the legal professionalliabiJity carrier for your finn. This letter
coufirms that you have accepted our insumnce quotation which has heen bouod, effective 12:01 A.M.
Standard Time, Friday, September 01, 2006.
Limits per Claim:
Limits Aggregate:
S 10,000,000
SIO,OOO,OOO
Deductible:
Early Reporting Deductible:
S100,OOO
S100,OOO
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RISK SPECIALISTS CO.
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Risi( Sp6CilJ/~tll Complmy of NY. Inc.
80 Pine Street. 4'" Floor
New YOlk. NY 70005
212-770-213.2
Fax: 212-344-3281
Confirmation of Blndin!{
bate:
September 1, 2006
To:
Aon Risk Services, Inc.
55 East 52"" St.
N.Y.. N.Y.
Attn:
Stephanie Hurwitz
From:
Mik,e McGlone
Insured:
Stephen. Oringher, Richman, Theodora &. Miller, P.C.
2029 Century Park East
Sixth Floor
Los Angeles. CA.
900B7 2907
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We have received confirmation of binding from Lexington Insurance Company for the
following coverage:
Policy No: 759 9989
Eft. Date: 9/01/2006
Exp. Date: 9/01/2007
Coverage: Excess lawyers' Profe~sionlll Liability
Policy Form: Aon issued Memorandum of Insurance
limits of U2!lblllty: $5,000,000 each clalm!$5.000,000 annualllggraQete excess of
$10.000,000 each cleim/$1 0,000.000 annual aggregatll excess
underlying Retention of $100,000 each and Bvery claim! $100,000
lInnual aggregate
Defense Expenses are: Inside the policy limit
Deductible:
$100,000 each and every claim! $100,000 annual aggregate
Inclusive of claim Ilxpense & in the evant LexIngton becomes llrsl
dollar.
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