HomeMy WebLinkAboutCA DEPT TRANSPORTATION (4) - 2006
A-2006-224
Agreement No. 75A0242
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION
AGREEMENT TO PERFORM CAPITAL IMPROVEMENTS
AT THE SANTA ANA AMTRAK STATION
FACE SHEET
CONTRACTOR:
City of Santa Ana
EFFECTIVE DATE OF AGREEMENT:
May 15, 2006
TERMINATION DATE:
June 30, 2008
DATE OF FUNDING ALLOCATION:
N/A.
CTC RESOLUTION NO.:
N/A.
TITLE OF PROJECT:
Santa Ana Depot Art Wall
DESCRIPTION:
Install wall with art panels.
FISCAL YEAR(S) PROGRAMMED:
PURPOSE:
2005/2006 .
Construction
FUNDS AUTHORIZED FOR EXPENDITURE: $ 250,000
FUND SOURCE:
PT A - (046T)
SOURCE CHARGE EXP AUTH SPECIAL DESIGNATION OBJECT AMOUNT DE FY ENCUMBRANCE
GEN LED SUB ACCT SUB JOB NO. RW PARCEL NO. CR DOCUMENT
DIST UNIT DIST UNIT WORK ORDER NO. lOCATION BRIDGE NO. NUMBER
75 - 807 75 - 807 633085 7049 $ 250,000 05/06 SAfJAD'J.4
Date Signed;
FISCAL YEAR or; 17 (If
200512006
Amount encumbered by this document: 250,000
Prior amount encumbered: 0
Total amount encumbered: $ 250,000
Agreement No. 75A0242
CITY OF SANTA ANA
Page 1 of 10
FUND TRANSFER AGREEMENT
THIS FUND TRANSFER AGREEMENT (FTA), EFFECTIVE May 15,2006, ONCE FULLY
EXECUTED, is between the State of California, acting by and through its Department of
Transportation, referred to herein as DEPARTMENT, and the City of Santa Ana, hereinafter
referred to as CITY.
RECITALS
1. DEPARTMENT, pursuant to Government Code section 14081, is authorized to enter into
agreements with a public entity to assist in the performance of any services in connection with the
public entity's transit facilities.
2. CITY has agreed to implement the Santa Ana Depot Art Wall project, hereinafter the
Project, subject to the terms and conditions of this FT A. The Project Description and Scope of
Work and Cost Estimate are attached hereto as Attachments I and II.
3. The CITY resolution authorizing CITY to execute contracts and agreements is attached
hereto as Attachment III.
4. All services performed by CITY pursuant to this FT A are intended to be performed in
accordance with all applicable Federal, State, and CITY laws, ordinances, regulations, and in
conformance with DEPARTMENT's encroachment permits, published manuals, policies, and
procedures.
5. Project funding is as follows:
FUND TITLE
PTA - (046T)
FUND SOURCE
Chapter 38, Statutes of 2005
DOLLAR AMOUNT
$250,000
6. This FT A is exempt from legal review and approval by the Department of General
Services pursuant to PCC section 10295.
SECTION I
CITY AGREES:
To satisfactorily complete all Project Work described in Attachment II, the Scope of Work.
SECTION II
DEPARTMENT AGREES:
DEPARTMENT agrees that when conducting an audit of the Project costs claimed by CITY under
the provisions of this FTA, DEPARTMENT will rely to the maximum extent possible on any prior
audit of CITY pursuant to the provisions of State and applicable Federal laws. In the absence of
such an audit, work of other auditors will be relied upon to the extent that such work is acceptable
to DEPARTMENT when planning and conducting additional audits.
Agreement No. 75A0242
CITY OF SANTA ANA
Page 2 of 10
SECTION III
IT IS MUTUALLY AGREED:
In consideration of the foregoing and the mutual promises of the parties hereto, CITY and
DEPARTMENT agree as follows:
1. Notification of Parties
a, CITY's Project Manager is Mr. Jason Gabriel, P.E. (714) 647-5664
b. DEPARTMENT's Contract Manager is Mr. Mark Codey (916) 653-0754
All notices herein provided to be given, or which may be given, by either party to the
other, shall be deemed to have been fully given when made in writing and received by
the parties at their respective addresses:
The City of Santa Ana
Attention: Jason Gabriel
Senior Civil Engineer
Design Engineering Section
Public Works Agency M-36
20 Civic Center Plaza
P.O. Box 1988
Santa Ana, CA 92702
California Department of Transportation
Division of Rail, MS-74
Attention: Mark Codey
P.O. Box 942874
Sacramento, CA 94274-0001
2. Period of Performance
Work under this FT A shall begin effective on the date appearing at the top of the face
sheet of this agreement, once it is fully executed, and will terminate on June 30, 2008,
unless extended by amendment.
3. Chanaes in Terms/Amendment
This FT A may only be amended or modified by mutual written agreement of the parties.
4. Termination
This FT A may be terminated by either party for any reason by giving written notice to the
other party at least thirty (30) days in advance of the effective date of such termination.
In the event of termination by said notice, funds reimbursed to CITY will include all
authorized non-cancelable obligations and allowable prior costs incurred to the limit of the
Project funds encumbered.
5. Cost limitation
a. The total amount payable to CITY pursuant to this FTA by DEPARTMENT shall
not exceed $250,000.00.
-
Agreement No. 75A0242
CITY OF SANTA ANA
Page 3 of 10
b. It is agreed and understood that this FT A fund limit is an estimate and that
DEPARTMENT will only reimburse the cost of services actually rendered as authorized
by the DEPARTMENT Contract Manager, said costs not to exceed that fund limitation set
forth in 5.a, above, unless amended.
6. Allowable Costs
a. DEPARTMENT will reimburse CITY for expended actual allowable direct and
indirect costs, including, but not limited to labor costs, employee benefits, and travel
(overhead is reimbursable only if the CITY has an approved indirect cost allocation plan)
and contracted consultant services costs incurred by CITY in performance of the Project
work, not to exceed the cost reimbursement limitation set forth in S.a, above, unless
amended.
b, Reimbursement of CITY expenditures will be authorized only for those allowable
costs actually incurred by CITY in the performance of the Project work. CITY must not
only have incurred the expenditures on or after the Effective Date of this FT A and before
the Termination Date, but must have also paid for those costs to claim any
reimbursement.
c. Travel expenses and per diem rates are not to exceed the rate specified by the
State of California Department of Personnel Administration for similar employees (Le.
non-represented employees) unless written verification is supplied that government hotel
rates are not commercially available to CITY, or its contractors, its subcontractors, and/or
its subrecipients, at the time and location required as specified in the California
Department of Transportation's Travel Guide Exception Process.
d. DEPARTMENT will reimburse CITY for all allowable Project costs no more
frequently than monthly in arrears as promptly as DEPARTMENT fiscal procedures
permit upon receipt of acceptable and accurate duplicate itemized signed invoices.
Invoices shall reference this FT A Number and shall be signed and submitted to the
Contract Manager at the following address:
California Department of Transportation
Division of Rail, MS-74
Attention: Mark Codey
P.O. Box 942874
Sacramento, CA 94274-0001
e. Invoices shall include the following information:
1. Names of the CITY Personnel performing work, or subcontractor invoices.
2. Dates of Service.
3. Locations of Service.
7. Reports
a. CITY shall submit a written progress report with each set of invoices, to allow the
DEPARTMENT's Contract Manager to determine if CITY is performing to expectations,
is on schedule, is within funding cost limitations, to communicate interim findings, and to
afford occasions for airing difficulties respecting special problems encountered so that
remedies can be developed.
Agreement No. 75A0242
CITY OF SANTA ANA
Page 4 of 10
b. Any document or written report prepared as a requirement of this FT A shall
contain, in a separate section preceding the main body of the document, the FT A
number.
c. CITY will provide a final written report to the DEPARTMENT's Contract Manager
within one hundred and twenty (120) days after Project completion.
8. Cost Principles
a. CITY agrees to comply with Office of Management and Budget Circular A-87,
Cost Principles for State and Local Government, and 49 CFR, Part 18, Uniform
Administrative Requirements for Grants and Cooperative Agreements to State and local
Governments.
b. Any Project costs for which CITY has received payment or credit that are
determined by subsequent audit to be unallowable under Office of Management and
Budget Circular A-87, 48 CFR, Chapter 1, Part 31 or 49 CFR, Part 18, are subject to
repayment by CITY to DEPARTMENT. Should CITY fail to reimburse moneys due
DEPARTMENT within thirty (30) days of discovery or demand, or within such other
period as may be agreed in writing between the Parties hereto, DEPARTMENT is
authorized to intercept and withhold future payments due CITY from DEPARTMENT or
any third-party source, including, but not limited to, the State Treasurer, the State
Controller or any other fund source.
c. CITY agrees the Project may be included in the schedule of projects to be
examined in CITY's annual audit and in the schedule of projects to be examined under its
single audit prepared in accordance with Office of Management and Budget Circular A-
133.
d. Prior to CITY seeking reimbursement of indirect costs, CITY must prepare and
submit annually to the DEPARTMENT an indirect cost rate proposal and a central
service costs allocation plan (if any) in accordance with Office of Management and
Budget Circular A-87 and Local Program Procedures Manual (LLP 04-10).
9. Americans with Disabilities Act
By signing this FTA, CITY assures DEPARTMENT that CITY complies with the
applicable provisions of the Americans with Disabilities Act (ADA) of 1990, which
prohibits discrimination on the basis of disability, as well as all applicable regulations and
guidelines issued pursuant to the ADA. (42 U.S.C. 12101 et seq.).
10. Indemnification
a. Nothing in the provisions of the Agreement is intended to create duties or
obligations to, or rights in third parties not a Party to this FT A, or to affect the legal liability
of either Party to this FT A by imposing any standard of care with respect to the operation,
maintenance and repair of intercity rail facilities different from the standard of care
imposed by law.
b. Neither DEPARTMENT nor any officer or employee thereof is responsible for any
damage or liability occurring by reason of anything done or omitted to be done by CITY
under or in connection with any work, authority or jurisdiction delegated to CITY under
this FT A. It is understood and agreed that CITY shall fully defend, indemnify and save
harmless DEPARTMENT, its officers and employees from all claims, suits or actions of
Agreement No. 75A0242
CITY OF SANTA ANA
Page 5 of 10
every name, kind and description brought for or on account of injury occurring by reason
of anything done or omitted to be done by CITY under or in connection with any work,
authority or jurisdiction delegated to CITY under this FT A.
11. Non-Discrimination
a. During the performance of this FT A, CITY and all of its subcontractors, if any,
shall not unlawfully discriminate, harass or allow harassment, against any employee or
applicant for employment because of sex, race, color, ancestry, religious creed, national
origin, disability (including HIV and AIDS), mental disability, medical condition (cancer),
age (over 40), marital status, denial of family and medical care leave, and denial of
pregnancy disability leave. CITY and its subcontractors shall ensure that the evaluation
and treatment of their employees and applicants for employment are free from such
discrimination and harassment. CITY and its sub-contractors shall comply with the
provisions of the Fair Employment and Housing Act (Government Code section 12900 et
seq.) and the applicable regulations promulgated thereunder (California Code of
Regulations, Title 2, Section 7285.0 et seq.). The applicable regulations of the Fair
Employment and Housing Commission implementing Government Code section 12990
(a-f), set forth in Chapter 5 of Division 4 of Title 2 of the California Code of Regulations,
are incorporated into this FT A by this reference and are made a part hereof as if set forth
in full. CITY and its subcontractors shall give written notice of their obligations under this
clause to labor organizations with which they have a collective bargaining or other
agreement.
b. CITY shall include the nondiscrimination and compliance provisions of this clause
in all subcontracts to perform work under this FT A.
12. FundinQ Reauirements
a. DEPARTMENT has the option to void this FTA under the thirty (30) day
termination clause or to amend this FT A to reflect any reduction of funds. In the event of
an unscheduled termination, the DEPARTMENT Contract Manager may reimburse CITY
is accordance with the provisions of Article 4 of this Section III.
b. This FT A is subject to any additional restrictions, limitations, conditions, or any
statute enacted by Congress or the State Legislature that may affect the provisions,
terms, or funding of this FT A in any manner.
13. Records Retention
a. CITY, its contractors and subcontractors shall establish and maintain an
accounting system and records that properly accumulate and segregate incurred Project
costs by line item for the Project. The accounting system of CITY, its contractors and all
subcontractors shall conform to Generally Accepted Accounting Principles (GAAP),
enable the determination of incurred costs at interim points of completion, and provide
support for reimbursement payment vouchers or invoices. All accounting records and
other supporting papers of CITY, its contractors and subcontractors connected with
Project performance under this FT A shall be maintained for a minimum of three (3) years
from the date of final payment to CITY and shall be held open to inspection, copying, and
audit by representatives of DEPARTMENT, and the California State Auditor. Copies
thereof will be furnished by CITY, its contractors, and its subcontractors upon receipt of
any request made by DEPARTMENT or its agents. In conducting an audit of the costs
claimed under this FT A, DEPARTMENT will rely to the maximum extent possible on any
prior audit of CITY pursuant to the provisions of State law. In the absence of such an
Agreement No. 75A0242
CITY OF SANTA ANA
Page 6 of 10
audit, any acceptable audit work performed by CITY's external and internal auditors may
be relied upon and used by DEPARTMENT when planning and conducting additional
audits.
b. For the purpose of determining compliance with Title 21, California Code of
Regulations, Section 2500 et seq., when applicable, and other matters connected with
the performance of CITY's contracts with third parties pursuant to Government Cope
section 8546.7, CITY, CITY's contractors and subcontractors and DEPARTMENT shall
each maintain and make available for inspection all books, documents, papers,
accounting records, and other evidence pertaining to the performance of such contracts,
including, but not limited to, the costs of administering those various contracts. All of the
above referenced parties shall make such materials available at their respective offices at
all reasonable times during the entire Project period and for three (3) years from the date
of final payment to CITY under this FTA. DEPARTMENT, the California State Auditor, or
any duly authorized representative of DEPARTMENT, shall each have access to any
books, records, and documents that are pertinent to a Project for audits, examinations,
excerpts, and transactions, and CITY shall furnish copies thereof if requested.
c. CITY, its contractors and subcontractors will permit access to all records of
employment, employment advertisements, employment application forms, and other
pertinent data and records by the State Fair Employment Practices and Housing
Commission, or any other agent of the State of California designated by
DEPARTMENT for the purpose of any investigation to ascertain compliance with this
FTA.
14. Disputes
a. Any dispute conceming a question of fact arising under this FT A that is not disposed
of by agreement shall be decided by the DEPARTMENT Contract Officer, who may consider
any written or verbal evidence submitted by CITY.
b. Neither the pendency of a dispute nor its consideration by the Contract Officer will
excuse CITY from full and timely performance in accordance with the terms of the FT A.
15. Labor Code Compliance
CITY shall include in all subcontracts funded by this FT A which contemplates the actual
construction of a public works project paid for by funds allocated under this FT A, a clause
that requires each subcontractor to comply with California labor Code requirements that
all workers employed on public works projects (as defined in California labor Code 1720-
1815) will be paid not less than the general prevailing wage rates predetermined by the
Director of the State Department of Industrial Relations.
16. Disadvantaaed Business Enterprise
Should Title 49 CFR Part 26, entitled "Participation by Disadvantaged Business
Enterprise in State of California, Department of Transportation Financial Assistance
Programs", be applicable to CITY, CITY will meet, or make good faith efforts to meet, the
applicable goals in the award of every contract for work to be performed under this FT A.
Agreement No. 75A0242
CITY OF SANTA ANA
Page 7 of 10
17. Disabled Veterans Business Enterprise
a. Should Military and Veterans Code sections 999 et seq. be applicable to CITY,
CITY will meet, or make good faith efforts to meet, the 3% Disabled Veterans Business
Enterprises goals (or CITY's applicable higher goals) in the award of every contract for
Project work to be performed under this FT A.
b. CITY shall have the sole duty and authority under this FT A and each amendment
to determine whether these referenced code sections are applicable to CITY and, if so,
whether good faith efforts asserted by those contractors of CITY were sufficient as
outlined in Military and Veterans Code sections 999 et seq.
18. Federal lobbvina Activities Certification
a. CITY certifies, to the best of its knowledge and belief, that:
No State or Federal appropriated funds have been paid or will be paid, by or on
behalf of the CITY, to any person for influencing or attempting to influence an officer or
employee of any State or Federal CITY, a Member of the State Legislature or United States
Congress, an officer or employee of the legislature or Congress, or any employee of a
Member of the Legislature or Congress, in connection with the awarding of any State or
Federal contract, the making of any State or Federal grant, the making of any State or
Federal loan, the entering into of any contract or agreement, and the extension,
continuation, renewal, amendment, or modification of any State or Federal contract, grant,
loan, or cooperative agreement.
b. If any funds other than Federal appropriated funds have been paid or will be paid to
any person for influencing or attempting to influence an officer or employee of any Federal
CITY, a Member of Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with this FT A, CITY shall complete and submit Standard
Form-Ll, "Disclosure Form to Report lobbying", in accordance with its instructions.
c. This certification is a material representation of fact upon which reliance was placed
when this FT A was entered into. Submission of this certification is a prerequisite for making
or entering into this transaction imposed by Section 1352, Title 31, U. S. Code. Any person
who fails to file the required certification shall be subject to a civil penalty of not less than
$10,000 and not more than $100,000 for each such failure.
d. CITY also agrees, by signing this FT A, that the language of this certification shall be
included in all lower tier subcontracts which exceed $100,000, and that all such
subcontractors shall certify and disclose accordingly.
19. Drua-Free Workplace Certification
By signing this FT A, CITY hereby certifies under penalty of pe~ury under the laws of the
State of California that CITY will comply with the requirements of the Drug-Free Workplace
Act of 1990 (Government Code section 8350 et seq.) and will provide a drug-free workplace
by doing all of the following:
a. Publish a statement notifying employees that unlawful manufacture, distribution,
dispensation, possession, or use of a controlled substance is prohibited and specifying
actions to be taken against employees for violations, as required by Government Code
section 8355(a).
"'
Agreement No. 75A0242
CITY OF SANTA ANA
Page 8 of 10
b, Establish a Drug-Free Awareness Program as required by Government Code
section 8355(b) to inform employees about all of the following:
1. the dangers of drug abuse in the workplace,
2. the person's or organization's policy of maintaining a drug-free workplace,
3. any available counseling, rehabilitation, and employee assistance
programs, and
4. penalties that may be imposed upon employees for drug abuse violations.
c. Provide as required by Government Code section 8355(c), that every employee
who works on the proposed contract or grant:
1. will receive a copy of the company's drug-free policy statement, and
2. will agree to abide by the terms of the company's statement as a condition
of employment on the contract or grant.
Failure to comply with these requirements may result in suspension of payments under this
FT A or termination of this FT A or both, and CITY may be ineligible for the award of any
future state contracts if DEPARTMENT determines that any of the following has occurred:
(1) CITY has made a false certification or, (2) CITY violates the certification by failing to carry
out the requirements as noted above.
20. RelationshiD of Parties
It is expressly understood that this FT A is an agreement that is executed by and between
two (2) independent governmental entities and that this is not intended to, and shall not
be construed to, create the relationship of agent, servant, employee, partnership, joint
venture or association, or any other relationship whatsoever other than that of an
independent party.
21. Disabled Access Review
Disabled access review by the Department of General Services (Office of State Architect)
is required for the construction of all publicly funded Project buildings, structures,
sidewalks, curbs and related facilities. No construction contract will be awarded by CITY
unless CITY plans and specifications for such facilities conform to the provisions of
sections 4450 and 4454 of the California Government Code, if applicable. Further
requirements and guidance are provided in Title 24 of the California Administrative Code
and the Americans with Disabilities Act (42 USC 12101, et. seq.).
22. Fire Marshal Review
The State Fire Marshal adopts building standards for fire safety and panic prevention.
Such regulations pertain to fire protection design and construction, means of egress and
adequacy of exits, installation of fire alarms, and fire extinguishment systems for any
DEPARTMENT owned or DEPARTMENT occupied buildings per section 13108 of the
Health and Safety Code. When applicable, CITY must assure that any relevant Project
plans meet the standards of the State Fire Marshal to ensure consistency with
DEPARTMENT fire protection standards.
Agreement No. 75A0242
CITY OF SANTA ANA
Page 9 of 10
23. Environmental Clearance
Environmental clearance of Project by CITY and/or DEPARTMENT is required prior to
requesting funds for right of way purchase or construction. CITY shall not request funds
nor shall any department/CITY board or commission authorize expenditures of funds for
Project, except feasibility or planning studies, which may have a significant effect on the
environment unless such a request is accompanied by an environmental impact report
per California Public Resources Code section 21102. The California Environmental
Quality Act (CEQA), in California Public Resources Code section 21080(b)(10),
does provide an exemption for rail proiects which institute or increase passenQer
or commuter services on rail or hiahway riahts-of-way already in use.
24. Public Work
If this Project will result in the construction, alteration, modification or maintenance of a
"Public Work, II as that term is defined in the Labor Code, then CITY must conform to the
provisions of the labor Code applicable to Public Works as set forth in said sections
1720 through 1815, all applicable regulations of the Department of Industrial Relations,
and determinations of coverage as issued by the Director of Industrial Relations.
25. Proiect Close Out
The FTA Termination Date refers to the last date for CITY to incur valid Project costs or
credits and is the date the FT A expires. CITY has one hundred and twenty (120) days
after that Termination Date to make final allowable payments to Project contractors or
vendors, prepare the Project Closeout Report, and submit the final invoice to
DEPARTMENT for reimbursement for allowable Project costs. Any unexpended Project
funds not invoiced by that one hundred and twentieth (120th) day will be reverted and will
no longer be accessible to reimburse late Project invoices.
..
ATTACHMENTS:
Agreement No. 75A0242
CITY OF SANTA ANA
Page 10 of 10
The following attachments are incorporated into and are made a part of this FT A by this reference
and attachment.
Attachment I
Attachment II
Attachment III
Project Description
Scope of Work and Cost Estimate
City Resolution
IN WITNESS WHEREOF, the parties hereto have executed this Ff A by their duly
authorized officers.
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION
BY ~vi; ~ ()t1~ C _ DATE
.JE~Fn[Y ROWE ~ f). _ ~(
Contracts Officer ~ \l.:;)ffI1 u1 f.A..JL
THE CITY OF SANTA ANA
BY A . u..
DAVID N. REAM
City Manager
DATE_(O--l( .0(0
I
/~
DATE
If !J-~ I txe
/
~._~.
8 '" JII!!!J&~
---- PATRICIA HEALY
Clerk of the Council
DATE
/ ~ 'Ji? 0200'
1 /f
BY /~i ., (1,1/<-- ~
)1\ JAMES G. ass
() Executive Director Public Works
DATE l1_1). , (.; C'
"
Agreement No. 75A0242
Attachment I
Project Description
The proposed project is located at 1000 East Santa Ana Boulevard at the Santa Ana
Regional Transit Center (SARTC) in the City of Santa Ana. The project entails
construction of a block wall and the installation of color imprinted art panels onto the
wall. The block wall has two main functions: 1) to serve as a visual barrier to the Orange
County maintenance facility for train patrons and others using the station facility, and 2)
serve as the mounting wall for the art panels. The wall will be 1000 feet long, and 10 feet
high. The images to be imprinted on the panels will be selected by a local arts
committee.
Initially, this project was to be constructed in tandem with the platform reconstruction as
part of the Pedestrian Bridge project at the SARTC, A very specific time window was
built into the overall project schedule for this coordinated effort to occur, but events
precluded the Art Wall from being constructed during this timefrarne.
The Art Wall will now be constructed upon completion ofthe Pedestrian Bridge (July
2006). This post-platform construction of the Art Wall will necessitate working within a
limited physical space (8' to 10'), and will require the use of lighter duty equipment.
This will add both time and cost to the original budget of the project.
. Il t
Agreement No. 75A0242
Attachment II
Scope of Work and Cost Estimate
Scope of Work:
· Construct block wall with footings approximately 10 feet high and approximately
1000 feet in length.
· Install art panels.
Cost Estimate:
· $250,000.00
" ,
Agreement No, 75A0242
Attachment III
City Resolution
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CERTD1CATE 01' ORIGINALITY
State of California
County ofOmnle
I. JANICE C_ GUY. Clerk of the Couacil. do hereby certify the attacbecI Resolution No.
I"'-Df r to be the original resolution adopted by the City CouncU oflhe City ofSlnta
Anaon I-I' ;..,~
Date: "-/1. If
~~ IJ~.A...-j
~ oftbe Council
City of Santa ADa
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RESOLUTION NO. 1999 -052.
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA
AUllIORlZING APPLICATION FOR FUNDS FOR THE
TRANSPORTATION ENHANCEMENT ACTIVITY PROGRAM
UNDER THE 1998 TRANSPORTATION EQUITY ACT FOR THE
21ST CENTURY FOR PROJECTS LISTED ON-THE ATTACHED
PROJECT LIST. .
WHEREAS, the United State Congress in June 1998 enacted the Transportation
Efficiency Act of 1991 which make funds available to the Orange County Transportation
Authority (OCT A) for transportation enhancement activities; and
and
WHEREAS, OCT A has established the procedures and criteria for reviewing proposals;
WHEREAS, Public Works Agency (PW A) of the City of Santa Ana possesses authority
to nominate transportation enhancement activities and to finance, acquire"end construct the
proposed projects; and . -:;
WHEREAS, formal action of the City Council of the City of Santa ..Ana '~uthcri_ the
nomination of projects listed on the attached project list, including..Ali:und~~ba(itips .*~ '.
assurances contained therein, and authorizes the Executive Director. -of tpc',: P~A' .tQ. -act I in .
connection with the nomination and to provide such additional infonnationu'.JD&Y' ~.req1,liFed;'
and . ·
:. ,
WHEREAS, the PW A will maintain and operate the property acquired, developed,
rehabilitated, or restored for the life of the resultant facility(ies} or activity; and
WHEREAS, with the approval of the CaJifomia Department of Transportation (Calaans).
and OCT A, the PW A or its successors in interest in the property may tranSfer the responsibility ~
to maintain and operate the property; and . .
I
WHEREAS, the PWA will give to CaItrans's and OCTA's representatives access to and'
the right to examine all records. books, papers or documents related to the traDsportatiOD'.
enhancement activity; and
WHEREAS, the PW A will cause work on the projects to be commenced within a
reasonable time after receipt of notification frc?m the State that funds have been approved by the
Federal Highway Administration and that the' pr9jecl wi~l be carried to completion with
reasonable dililcnce; and
WHEREAS, the PW A will comply, where applicable, with provisions of the California
Environmental Quality Act, the National Environmental Policy Ac~ the . American Disabilities
Act, the Secretary of Interior's Standards and Guidelines for Archeological and Historic
Preservation. and any other federal, stat~ andlor local laws, rules and/or regulations.
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UI-'S ERST END
'(14 ~ :>t:lOt:l ,... t:ICV c..
Resolution No. 1999 ~ 52
Paee 2
NOW, THEREFORE, BE IT RESOL WD BY mE CITY COUNCIL OF THE CITY
OF SANTA ANA AS FOLLOWS:
1. The Executive Director of the PWA is hereby authorized to apply for the
Transportation Enhancement Activity Proarlln under the Transportation Equity Act for the 21ST
Century for projects listed on the project list, Exhibit "A, II attached hereto and incolpOlated
herein by reference.' .,
., .2. The City of Santa Ana agrees to fund its share of the project costs and any
additional costs over the identified prosrammed amount. This action is in conformance with the
OCT A Transportation: 'F.nbancement Activity Program guidelines and does not exceed seventy-
five (75) percent of the total eligible costs.
ADOPTED this 16th day of
Auqust . 1999.
.,' ,../ ;..
~X~
Mayor
) .; 'I"'L,~t~/ tJ: :.I'
~~:~.
Clerk of the 'CclIUCi! .
COUNCIL MEMBERS:
Pulido
Lutz
Bist
Christy
Franklin
McGuigan
Moreno
Aye
APPROVED AS TO FORM:
Joseph W. Fletcher
. Ci~ Attorney
A~~
Absent
Ave
"YA
Aye
Not Voting
~
CristineLShaw
Deputy City Attomey
.. .. .. ,'" " .
M fOI&iING DDCUUEIIT,IS A JW.. 1IU. ~_&1 GOPY ~
I:iJ lHE ORSM. WI FIi ..lItIS OfFICE.
I 0 THE 0RIliIIAl. C.UU II
t ATTEST' ~I ~ 'I 1. f ,
I svJhddl 0' ~ .
~. ~ CUM OF ~ Caura.. CffIf OF SANTA ANA
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· 6
STATE OF CALIFORNIA BUSINESS. TRANSPORT A nON AND HOUSING AGENCY
ARNOLD SCHW ARZENEGGER. Governor
DEPARTMENT OF TRANSPORTATION
DIVISION OF RAIL
1120 N STREET
P. O. BOX 942874 - MS 74
SACRAMENTO, CA 94274-0001
PHONE (916) 654-5291
FAX (916) 653-4565
TrY 711
~
~
Flex your power!
Be energy efficient!
December 5, 2007
AGREEMENT NO. 75A0242 Al
Mr. Jason Gabriel, P.E.
Senior Civil Engineer
City of Santa Ana
Design Engineering Section
20 Civic Center Plaza
P.O. Box 1988
Santa Ana, CA 92702
Dear Mr. Gabriel:
Enclosed are six (6) original copies to Agreement No. 75A0242 Al for aesthetic upgrades to the
Santa Ana Station, including repairs of the stucco in various locations and replacement of the
balustrade of the staircase on the south side of the courtyard.
All six copies should be signed in blue ink and returned to the following address:
Ms. Karen Hunter
California Department of Transportation
Division of Rail
1120 N Street, MS 74
Sacramento, CA 95814
Once the signed Agreements are received by the California Department of Transportation's
Division of Rail, they will be processed for final approval and execution by the State, and one
original will be returned to you for your records.
If you have any questions, please feel free to call me at (916) 654-5291.
Sincerely,
~~~
KAREN HUNTER
Capital Projects South Branch
Enclosures
"Caltrans improves mobility across California"